美國通用投資者公司
US ˙ NYSE ˙ US3688021043

簡介

本頁面提供了有關 Eugene S Stark 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Eugene S Stark已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:GAM / General American Investors Company, Inc. VP Administration/CCO/PFO 34,000
US:PSEC / Prospect Capital Corporation Director 60,000
Director 0
Director 0
如何解讀這些圖表

以下圖表顯示了在Eugene S Stark進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

GAM / General American Investors Company, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 GAM / General American Investors Company, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2025-07-30 GAM Stark Eugene S 177 56.9182 177 56.9182 10,075 267 65.2200 1,470 14.59
2024-05-29 GAM Stark Eugene S 235 47.7000 235 47.7000 11,210
2023-09-21 GAM Stark Eugene S 250 41.0000 250 41.0000 10,250
2023-08-16 GAM Stark Eugene S 262 41.1000 262 41.1000 10,768
2018-11-23 GAM Stark Eugene S 500 30.6900 500 30.6900 15,345
2017-12-15 GAM Stark Eugene S 700 33.8800 700 33.8800 23,716
2015-08-21 GAM Stark Eugene S 500 32.6700 500 32.6700 16,335
2015-07-02 GAM Stark Eugene S 440 34.7200 440 34.7200 15,277
2015-06-29 GAM Stark Eugene S 1,000 36.6400 1,000 36.6400 36,640

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GAM / General American Investors Company, Inc. Insider Trades
GAM / General American Investors Company, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 GAM / General American Investors Company, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GAM / General American Investors Company, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Eugene S Stark 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-04-08 2026-04-08 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 5,000 34,000 17.24 24.85 124,250 844,900
2026-04-08 2026-04-08 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 1,151 29,000 4.13 24.92 28,683 722,680
2026-03-30 2026-03-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 638 27,849 2.34 24.95 15,918 694,833
2026-03-30 2026-03-27 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 200 27,211 0.74 24.92 4,984 678,098
2026-03-30 2026-03-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 638 27,849 2.34 24.95 15,918 694,833
2026-03-30 2026-03-27 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 200 27,211 0.74 24.92 4,984 678,098
2026-03-23 2026-03-20 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 11 27,011 0.04 24.95 274 673,924
2026-03-16 2026-03-13 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 3,000 27,000 12.50 24.95 74,850 673,650
2026-02-02 2025-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
GAM 		J - Other 11,666 101,303 13.01
2026-01-14 2026-01-13 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 4,000 24,000 20.00 24.98 99,920 599,520
2025-09-19 2025-09-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 60,000 4.35 2.79 6,975 167,401
2025-07-30 2025-07-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 177 10,000 1.80 56.92 10,075 569,182
2025-07-30 2025-03-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 48 9,823 0.49 50.98 2,447 500,777
2025-05-22 2025-05-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 12,000 4.35 24.80 12,400 297,600
2025-05-22 2025-05-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 12,000 4.35 24.80 12,400 297,600
2025-03-07 2025-03-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 5,000 19,500 34.48 24.70 123,500 481,650
2025-03-06 2025-03-06 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 14,500 20.83 25.00 62,500 362,500
2025-02-05 2024-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 8,648 89,637 10.68
2025-02-05 2024-12-27 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 775 9,775 8.61 52.26 40,502 510,842
2024-12-31 2024-12-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 4,000 6.67 25.00 6,250 100,000
2024-12-31 2024-12-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 4,000 6.67 25.00 6,250 100,000
2024-09-19 2024-09-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 57,500 4.55 5.50 13,750 316,252
2024-06-17 2024-06-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 147 12,000 1.24 24.70 3,631 296,400
2024-06-17 2024-06-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 1,826 11,853 18.21 24.76 45,212 293,480
2024-05-30 2024-05-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 27 10,027 0.27 24.65 666 247,166
2024-05-30 2024-05-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 235 9,000 2.68 47.70 11,210 429,300
2024-04-10 2024-04-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 10,000 33.33 25.00 62,500 250,000
2024-01-31 2023-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,548 80,989 8.80
2024-01-31 2023-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 515 8,765 6.24 42.44 21,857 371,987
2023-09-28 2023-09-28 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 7,500 50.00 24.40 61,000 183,000
2023-09-22 2023-09-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 250 8,250 3.12 41.00 10,250 338,250
2023-09-13 2023-09-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,000 55,000 5.77 6.00 18,000 330,002
2023-08-16 2023-08-16 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 262 8,000 3.39 41.10 10,768 328,800
2023-02-08 2022-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,688 74,441 6.72
2023-02-08 2022-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 208 7,738 2.76 36.14 7,516 279,613
2023-02-08 2022-02-18 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 91 7,531 1.22 40.79 3,712 307,189
2022-09-28 2022-09-26 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 52,000 4.00 6.55 13,100 340,602
2022-09-09 2022-09-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 50,000 4.17 7.35 14,700 367,503
2022-01-21 2021-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,510 69,753 10.29
2022-01-21 2021-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 496 7,440 7.14 42.70 21,179 317,688
2022-01-21 2021-02-19 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 44 6,944 0.64 38.79 1,707 269,358
2021-08-13 2021-08-11 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		J - Other -4,000 0 -100.00 25.00 -100,000
2021-05-14 2021-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 48,000 2.13 7.62 7,620 365,763
2021-05-14 2021-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 47,000 2.17 7.94 7,940 373,183
2021-02-05 2020-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,988 63,243 10.46
2021-02-05 2020-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 439 6,900 6.79 36.82 16,166 254,092
2020-09-01 2020-08-28 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 46,000 5.75 5.10 12,750 234,602
2020-02-07 2019-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,349 57,255 8.22
2020-02-07 2019-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 404 6,461 6.67 36.78 14,859 237,636
2019-12-12 2019-12-10 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 2,000 4,000 100.00 24.90 49,800 99,600
2019-12-12 2019-12-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 43,500 2.35 6.52 6,520 283,622
2019-06-24 2019-06-20 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 625 2,000 45.45 24.95 15,594 49,900
2019-06-20 2019-06-18 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 500 1,375 57.14 24.95 12,475 34,306
2019-06-19 2019-06-17 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 500 875 133.33 24.95 12,475 21,831
2019-06-18 2019-06-14 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 375 375 24.90 9,338 9,338
2019-04-11 3 N/A TP Flexible Income Fund, Inc.
Common Stock 		0
2019-02-11 2018-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,321 52,906 13.57
2019-02-11 2018-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 386 6,058 6.81 30.16 11,640 182,679
2018-12-27 2018-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 42,500 6.25 5.75 14,375 244,377
2018-12-11 2018-12-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 40,000 2.56 6.72 6,720 268,802
2018-11-26 2018-11-23 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 500 5,672 9.67 30.69 15,345 174,074
2018-03-21 2018-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 39,000 2.63 6.50 6,500 253,502
2018-02-01 2017-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,972 46,585 14.70
2018-02-01 2017-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 395 5,098 8.40 33.58 13,262 171,165
2017-12-26 2017-12-26 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 600 11,250 5.63 26.35 15,810 296,438
2017-12-22 2017-12-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 10,650 9.23 26.35 23,715 280,628
2017-12-21 2017-12-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 3,750 15.38 26.31 13,153 98,648
2017-12-18 2017-12-15 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 700 4,703 17.49 33.88 23,716 159,338
2017-09-01 2017-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 38,000 2.70 6.75 6,750 256,502
2017-08-07 2017-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 3,250 8.33 26.35 6,588 85,638
2017-08-07 2017-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 9,750 8.33 26.35 19,762 256,912
2017-07-03 2017-06-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 3,000 9.09 26.60 6,650 79,800
2017-07-03 2017-06-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 9,000 9.09 26.60 19,950 239,400
2017-05-15 2017-05-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 37,000 5.71 8.15 16,300 301,553
2017-03-13 2017-03-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 35,000 2.94 8.95 8,950 313,253
2017-03-03 2017-03-03 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,750 10.00 25.79 6,448 70,922
2017-03-03 2017-03-03 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 8,250 10.00 25.79 19,342 212,768
2017-02-10 2016-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,662 40,613 16.20
2017-02-10 2016-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 357 4,003 9.79 31.38 11,201 125,594
2017-02-10 2016-02-01 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 13 3,646 0.36 27.75 361 101,176
2016-11-14 2016-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 34,000 3.03 7.65 7,650 260,103
2016-09-22 2016-09-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 7,500 11.11 26.50 19,875 198,750
2016-09-22 2016-09-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,500 11.11 26.50 6,625 66,250
2016-09-07 2016-09-06 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 6,750 12.50 26.80 20,100 180,900
2016-09-06 2016-09-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 2,000 33,000 6.45 8.40 16,800 277,203
2016-06-22 2016-06-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,250 12.50 26.32 6,579 59,209
2016-05-18 2016-05-18 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 6,000 14.29 26.73 20,048 160,380
2016-05-18 2016-05-17 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,000 14.29 26.75 6,688 53,500
2016-05-16 2016-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 31,000 3.33 7.45 7,450 230,953
2016-03-15 2016-03-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		A - Award 250 1,750 16.67 27.10 6,775 47,425
2016-03-15 2016-03-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		A - Award 750 5,250 16.67 27.15 20,362 142,538
2016-02-10 2015-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 2,959 34,951 9.25
2016-02-10 2015-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 132 3,633 3.77 30.81 4,067 111,933
2015-12-07 2015-12-04 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 1,500 20.00 26.25 6,562 39,375
2015-12-07 2015-12-04 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 4,500 20.00 26.25 19,688 118,125
2015-11-13 2015-11-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 30,000 3.45 7.30 7,300 219,003
2015-09-03 2015-09-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 29,000 3.57 7.47 7,470 216,633
2015-08-21 2015-08-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 500 3,501 16.66 32.67 16,335 114,378
2015-07-02 2015-07-02 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 440 3,001 17.18 34.72 15,277 104,195
2015-06-30 2015-06-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 1,000 2,561 64.06 36.64 36,640 93,835
2015-06-10 2015-06-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 1,250 25.00 26.14 6,535 32,675
2015-06-10 2015-06-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 3,750 25.00 26.14 19,605 98,025
2015-05-12 2015-05-08 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 2,000 28,000 7.69 8.00 16,000 224,003
2015-03-10 2015-03-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 3,000 42.86 26.15 23,535 78,450
2015-02-13 2015-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 26,000 4.00 8.50 8,500 221,003
2015-01-22 2014-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,505 31,992 16.39
2015-01-22 2014-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 142 1,561 10.01 35.21 5,000 54,963
2014-12-15 2014-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,000 25,000 19.05 8.20 32,800 205,003
2014-12-11 2014-12-09 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 300 1,000 42.86 25.75 7,725 25,750
2014-11-12 2014-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,512 21,000 7.76 9.40 14,213 197,403
2014-08-29 2014-08-28 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 19,488 11.44 10.25 20,500 199,756
2014-08-29 2014-08-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 17,488 12.91 10.39 20,780 181,704
2014-06-16 2014-06-12 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 15,488 6.90 10.27 10,270 159,065
2014-02-10 2014-02-06 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 14,488 7.41 11.10 11,100 160,821
2014-01-10 2013-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 3,375 27,487 14.00
2014-01-10 2013-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 81 1,419 6.05 34.48 2,792 48,920
2014-01-10 2013-01-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 26 1,338 1.98 29.06 756 38,882
2013-10-10 2013-10-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 300 700 75.00 25.25 7,575 17,675
2013-10-10 2013-10-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 2,100 75.00 25.25 22,725 53,025
2013-08-27 2013-08-23 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 500 13,488 3.85 11.25 5,625 151,744
2013-08-23 2013-08-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 600 1,200 100.00 25.40 15,240 30,480
2013-05-09 2013-05-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 12,988 4.00 10.88 5,440 141,313
2013-02-06 2012-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 3,607 24,112 17.59
2013-02-06 2012-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 62 1,312 4.96 28.14 1,744 36,913
2012-12-21 2012-12-20 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		W - Other 5,000 5,000 25.44 127,195 127,195
2012-11-16 2012-11-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 12,488 4.17 10.00 5,000 124,883
2012-08-14 2012-08-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		S - Sale -1,000 0 -100.00 26.01 -26,010
2012-08-08 2012-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		S - Sale -1,000 1,000 -50.00 26.05 -26,050 26,050
2012-05-17 2012-05-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 11,988 4.35 10.85 5,425 130,074
2012-03-19 2012-03-16 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 200 600 50.00 25.40 5,080 15,240
2012-01-23 2011-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 2,365 20,505 13.04
2012-01-23 2011-12-23 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 24 1,250 1.96 25.48 612 31,850
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）