SLR投資公司
US ˙ NasdaqGS ˙ US83413U1007

簡介

本頁面提供了有關 Bruce J Spohler 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Bruce J Spohler已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:SLRC / SLR Investment Corp. See Remarks, Director 3,827,977
Co-CEO & COO, Director 0
US:SUNS / Sunrise Realty Trust, Inc. See Remarks, Director 0
Co-CEO & COO, Director 0
See Remarks, Director 200
如何解讀這些圖表

以下圖表顯示了在Bruce J Spohler進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

SLRC / SLR Investment Corp.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 SLRC / SLR Investment Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2026-03-04 SLRC SPOHLER BRUCE J 15,019 14.8300 15,019 14.8300 222,732 42 16.1300 19,525 8.77
2026-03-03 SLRC SPOHLER BRUCE J 89,800 14.7300 89,800 14.7300 1,322,754
2025-03-05 SLRC SPOHLER BRUCE J 36,822 17.5100 36,822 17.5100 644,753
2025-03-04 SLRC SPOHLER BRUCE J 43,200 17.6400 43,200 17.6400 762,048
2024-03-08 SLRC SPOHLER BRUCE J 22,636 15.7400 22,636 15.7400 356,291
2024-03-07 SLRC SPOHLER BRUCE J 46,700 15.7200 46,700 15.7200 734,124
2024-03-06 SLRC SPOHLER BRUCE J 46,700 15.4400 46,700 15.4400 721,048
2024-03-05 SLRC SPOHLER BRUCE J 46,700 15.2300 46,700 15.2300 711,241
2024-03-04 SLRC SPOHLER BRUCE J 40,000 15.0800 40,000 15.0800 603,200
2023-03-08 SLRC SPOHLER BRUCE J 34,628 15.9600 34,628 15.9600 552,663
2023-03-07 SLRC SPOHLER BRUCE J 48,421 15.6600 48,421 15.6600 758,273
2023-03-06 SLRC SPOHLER BRUCE J 53,294 15.6900 53,294 15.6900 836,183
2023-03-03 SLRC SPOHLER BRUCE J 50,443 15.5700 50,443 15.5700 785,398
2022-12-06 SLRC SPOHLER BRUCE J 4,287 14.9044 4,287 14.9044 63,895
2022-12-05 SLRC SPOHLER BRUCE J 59,400 15.0240 59,400 15.0240 892,426
2022-12-02 SLRC SPOHLER BRUCE J 55,800 14.9713 55,800 14.9713 835,399
2022-12-01 SLRC SPOHLER BRUCE J 17,932 14.9900 17,932 14.9900 268,801
2021-03-02 SLRC SPOHLER BRUCE J 16,620 19.3000 16,620 19.3000 320,766
2021-03-01 SLRC SPOHLER BRUCE J 25,137 19.3600 25,137 19.3600 486,652
2020-03-23 SLRC SPOHLER BRUCE J 53,526 9.3200 53,526 9.3200 498,862
2019-03-04 SLRC SPOHLER BRUCE J 7,777 21.5408 7,777 21.5408 167,523
2017-03-02 SLRC SPOHLER BRUCE J 19,666 22.2800 19,666 22.2800 438,158
2016-03-01 SLRC SPOHLER BRUCE J 20,180 17.3100 20,180 17.3100 349,316
2016-02-29 SLRC SPOHLER BRUCE J 29,400 17.1800 29,400 17.1800 505,092
2015-12-11 SLRC SPOHLER BRUCE J 9,500 16.9500 9,500 16.9500 161,025
2015-11-19 SLRC SPOHLER BRUCE J 2,500 17.6500 2,500 17.6500 44,125
2015-11-18 SLRC SPOHLER BRUCE J 1,000 17.6500 1,000 17.6500 17,650
2015-11-16 SLRC SPOHLER BRUCE J 1,000 17.4500 1,000 17.4500 17,450
2015-03-03 SLRC SPOHLER BRUCE J 15,452 20.2800 15,452 20.2800 313,367
2015-03-02 SLRC SPOHLER BRUCE J 36,784 20.2400 36,784 20.2400 744,508
2014-03-05 SLRC SPOHLER BRUCE J 16,140 22.0641 16,140 22.0641 356,115
2014-03-04 SLRC SPOHLER BRUCE J 43,775 22.3610 43,775 22.3610 978,853
2014-03-03 SLRC SPOHLER BRUCE J 19,074 22.2535 19,074 22.2535 424,463

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SLRC / SLR Investment Corp. Insider Trades
SLRC / SLR Investment Corp.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 SLRC / SLR Investment Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SLRC / SLR Investment Corp. Insider Trades
SUNS / Sunrise Realty Trust, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 SLRC / SLR Investment Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2021-03-01 SUNS SPOHLER BRUCE J 8,457 15.3600 8,457 15.3600 129,900 49 16.3 7,950 6.12
2018-03-05 SUNS SPOHLER BRUCE J 5,113 16.7400 5,113 16.7400 85,592
2018-03-02 SUNS SPOHLER BRUCE J 11,254 16.8500 11,254 16.8500 189,630
2017-03-02 SUNS SPOHLER BRUCE J 14,438 17.5700 14,438 17.5700 253,676
2016-03-02 SUNS SPOHLER BRUCE J 1,535 14.1400 1,535 14.1400 21,705
2016-03-01 SUNS SPOHLER BRUCE J 5,868 14.1800 5,868 14.1800 83,208
2016-02-29 SUNS SPOHLER BRUCE J 6,200 14.0100 6,200 14.0100 86,862
2015-12-11 SUNS SPOHLER BRUCE J 2,400 14.8200 2,400 14.8200 35,568
2015-11-18 SUNS SPOHLER BRUCE J 1,300 15.3000 1,300 15.3000 19,890
2015-11-17 SUNS SPOHLER BRUCE J 100 15.1900 100 15.1900 1,519
2015-11-16 SUNS SPOHLER BRUCE J 200 15.2700 200 15.2700 3,054
2015-03-03 SUNS SPOHLER BRUCE J 6,971 16.1200 6,971 16.1200 112,373
2015-03-02 SUNS SPOHLER BRUCE J 6,986 16.2400 6,986 16.2400 113,453
2014-03-04 SUNS SPOHLER BRUCE J 8,952 18.3342 8,952 18.3342 164,128
2014-03-03 SUNS SPOHLER BRUCE J 12,100 18.1749 12,100 18.1749 219,916

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SUNS / Sunrise Realty Trust, Inc. Insider Trades
SUNS / Sunrise Realty Trust, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 SLRC / SLR Investment Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SUNS / Sunrise Realty Trust, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Bruce J Spohler 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-03-17 2026-03-13 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 354,511 3,827,977 10.21
2026-03-17 2026-03-13 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -354,511 3,473,466 -9.26
2026-03-05 2026-03-04 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 15,019 3,827,977 0.39 14.83 222,732 56,768,899
2026-03-05 2026-03-03 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 89,800 3,812,958 2.41 14.73 1,322,754 56,164,871
2025-03-17 2025-03-05 4/A SLRC SLR Investment Corp.
Common Stock 		P - Purchase 36,822 3,723,158 1.00 17.51 644,753 65,192,497
2025-03-17 2025-03-04 4/A SLRC SLR Investment Corp.
Common Stock 		P - Purchase 43,200 3,686,336 1.19 17.64 762,048 65,026,967
2025-03-17 2025-03-13 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 311,588 3,723,158 9.13
2025-03-17 2025-03-13 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -311,588 3,411,570 -8.37
2025-03-06 2025-03-05 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 36,822 3,723,158 1.00 17.51 644,753 65,192,497
2025-03-06 2025-03-04 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 43,200 3,686,336 1.19 17.64 762,048 65,026,967
2024-03-15 2024-03-13 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 202,577 3,643,136 5.89
2024-03-15 2024-03-13 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -202,577 3,440,559 -5.56
2024-03-08 2024-03-08 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 22,636 3,643,136 0.63 15.74 356,291 57,342,961
2024-03-08 2024-03-07 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,620,500 1.31 15.72 734,124 56,914,260
2024-03-08 2024-03-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,573,800 1.32 15.44 721,048 55,179,472
2024-03-06 2024-03-05 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,527,100 1.34 15.23 711,241 53,717,733
2024-03-06 2024-03-04 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 40,000 3,480,400 1.16 15.08 603,200 52,484,432
2023-04-03 3 N/A SLR Private Credit BDC II LLC
Units 		0
2023-03-09 2023-03-08 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 34,628 3,440,400 1.02 15.96 552,663 54,908,784
2023-03-07 2023-03-07 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 48,421 3,405,772 1.44 15.66 758,273 53,334,390
2023-03-07 2023-03-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 53,294 3,357,351 1.61 15.69 836,183 52,676,837
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 50,443 3,304,057 1.55 15.57 785,398 51,444,167
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 138,033 3,253,614 4.43
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -138,033 3,115,581 -4.24
2022-12-08 2022-12-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 4,287 3,253,614 0.13 14.90 63,895 48,493,165
2022-12-08 2022-12-05 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 59,400 3,249,327 1.86 15.02 892,426 48,817,889
2022-12-05 2022-12-02 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 55,800 3,189,927 1.78 14.97 835,399 47,757,354
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 17,932 3,134,127 0.58 14.99 268,801 46,980,564
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 116,069 3,116,195 3.87
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -116,069 3,000,126 -3.72
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Restricted Stock Units 		A - Award -78,252 341,663 -18.64
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 5,847 75,873 8.35
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 603,541 3,116,195 24.02
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		A - Award 100,374 0 -100.00
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		D - Sale to Issuer -7,500 0 -100.00
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		D - Sale to Issuer -774,171 0 -100.00
2022-03-02 2021-12-04 5/A SLRC SLR Investment Corp.
Common Stock 		G - Gift 2,500 70,026 3.70
2022-03-02 2021-12-04 5/A SLRC SLR Investment Corp.
Common Stock 		G - Gift 262,636 2,512,654 11.67
2022-03-02 2021-12-04 5/A SUNS SLR Senior Investment Corp.
Common Stock 		G - Gift 3,500 7,500 87.50
2022-03-02 2021-12-04 5/A SUNS SLR Senior Investment Corp.
Common Stock 		G - Gift 230,697 774,171 42.45
2022-02-14 2021-12-04 5 SLRC SLR Investment Corp.
Common Stock 		G - Gift 121,506 2,371,524 5.40
2022-02-14 2021-12-04 5 SUNS SLR Senior Investment Corp.
Common Stock 		G - Gift 100,000 643,474 18.40
2021-03-30 3 N/A SLR HC BDC LLC
Units 		0
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		A - Award -44,883 44,883 -50.00
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		M - Exercise -23,379 55,491 -29.64
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Common Stock 		A - Award 23,379 543,474 4.50
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Common Stock 		M - Exercise -23,379 520,095 -4.30
2021-03-03 2021-03-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		P - Purchase 8,457 543,474 1.58 15.36 129,900 8,347,761
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Restricted Stock Units 		A - Award -116,676 116,676 -50.00
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Restricted Stock Units 		M - Exercise -61,512 146,735 -29.54
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 61,512 2,250,018 2.81
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -61,512 2,188,506 -2.73
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 16,620 2,250,018 0.74 19.30 320,766 43,425,347
2021-03-03 2021-03-01 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 25,137 2,233,398 1.14 19.36 486,652 43,238,585
2020-03-23 2020-03-23 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 53,526 67,526 382.33 9.32 498,862 629,342
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -114,188 114,188 -50.00
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -56,792 94,059 -37.65
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -57,397 150,851 -27.56
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 56,792 2,208,261 2.64
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -56,792 2,151,469 -2.57
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -43,185 43,185 -50.00
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -21,545 35,686 -37.65
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -21,787 57,231 -27.57
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 21,545 535,017 4.20
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -21,545 513,472 -4.03
2019-03-05 2019-03-05 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -32,950 32,950 -50.00
2019-03-05 2019-03-05 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -8,860 46,068 -16.13
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -24,489 15,788 -60.80
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 24,489 535,017 4.80
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -24,489 510,528 -4.58
2019-03-05 2019-03-05 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -87,144 87,144 -50.00
2019-03-05 2019-03-05 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -3,777 121,104 -3.02
2019-03-05 2019-03-04 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 7,777 2,208,261 0.35 21.54 167,523 47,567,709
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -75,406 41,952 -64.25
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 75,406 2,200,484 3.55
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -75,406 2,125,078 -3.43
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-14 2018-08-14 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -85,174 85,174 -50.00
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -9,727 115,114 -7.79
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -75,630 40,937 -64.88
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 75,630 2,200,484 3.56
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -75,630 2,276,114 -3.22
2018-03-13 2018-03-09 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -36,736 36,736 -50.00
2018-03-05 2018-03-05 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,113 535,017 0.96 16.74 85,592 8,956,185
2018-03-05 2018-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 11,254 529,904 2.17 16.85 189,630 8,928,882
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -20,369 11,106 -64.72
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 20,369 518,650 4.09
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -20,369 498,281 -3.93
2017-03-10 2017-03-09 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -31,575 31,575 -50.00
2017-03-10 2017-03-09 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -83,904 83,904 -50.00
2017-03-03 2017-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 14,438 518,650 2.86 17.57 253,676 9,112,680
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -17,137 17,137 -50.00
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 17,137 504,212 3.52
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -17,137 487,075 -3.40
2017-03-03 2017-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 19,666 2,200,484 0.90 22.28 438,158 49,026,784
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -64,238 64,238 -50.00
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 64,238 2,180,818 3.03
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -64,238 2,116,580 -2.95
2016-03-02 2016-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -22,211 22,211 -50.00
2016-03-02 2016-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,535 504,212 0.31 14.14 21,705 7,129,558
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -734 18,526 -3.81
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -7,874 7,874 -50.00
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 7,874 502,677 1.59
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -7,874 494,803 -1.57
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,868 502,677 1.18 14.18 83,208 7,127,960
2016-03-02 2016-02-29 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,200 496,809 1.26 14.01 86,862 6,960,294
2016-03-02 2016-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -81,875 81,875 -50.00
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -2,750 69,385 -3.81
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -29,545 29,545 -50.00
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 29,545 2,180,818 1.37
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -29,545 2,151,273 -1.35
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 20,180 2,180,818 0.93 17.31 349,316 37,749,960
2016-03-02 2016-02-29 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 29,400 2,160,638 1.38 17.18 505,092 37,119,761
2015-12-11 2015-12-11 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 9,500 14,000 211.11 16.95 161,025 237,300
2015-12-11 2015-12-11 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,400 4,000 150.00 14.82 35,568 59,280
2015-11-20 2015-11-19 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 2,500 4,500 125.00 17.65 44,125 79,425
2015-11-18 2015-11-18 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 1,000 2,000 100.00 17.65 17,650 35,300
2015-11-18 2015-11-16 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 1,000 1,000 17.45 17,450 17,450
2015-11-18 2015-11-18 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,300 1,600 433.33 15.30 19,890 24,480
2015-11-18 2015-11-17 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 100 300 50.00 15.19 1,519 4,557
2015-11-18 2015-11-16 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 200 200 15.27 3,054 3,054
2015-03-04 2015-03-04 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -72,135 72,135 -50.00
2015-03-04 2015-03-03 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 15,452 2,131,238 0.73 20.28 313,367 43,221,507
2015-03-04 2015-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 36,784 2,115,786 1.77 20.24 744,508 42,823,509
2015-03-04 2015-03-04 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -19,261 19,261 -50.00
2015-03-04 2015-03-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,971 490,609 1.44 16.12 112,373 7,908,617
2015-03-04 2015-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,986 483,638 1.47 16.24 113,453 7,854,281
2014-11-26 2014-11-26 4 SUNS Solar Senior Capital Ltd.
Common Stock 		J - Other -44,500 476,652 -8.54
2014-11-26 2014-11-25 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -15,748 15,748 -50.00
2014-11-26 2014-11-26 4 SLRC Solar Capital Ltd.
Common Stock 		J - Other -55,636 2,079,002 -2.61
2014-11-26 2014-11-25 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -59,090 59,090 -50.00
2014-03-05 2014-03-04 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 8,952 521,152 1.75 18.33 164,128 9,554,905
2014-03-05 2014-03-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 12,100 512,200 2.42 18.17 219,916 9,309,184
2014-03-05 2014-03-05 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 16,140 2,134,638 0.76 22.06 356,115 47,098,866
2014-03-05 2014-03-04 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 43,775 2,118,498 2.11 22.36 978,853 47,371,734
2014-03-05 2014-03-03 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 19,074 2,074,723 0.93 22.25 424,463 46,169,848
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）