XAI麥迪遜股票溢價收益基金
US ˙ NYSE ˙ US5574371002

簡介

本頁面提供了有關 John Yogi Spence 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示John Yogi Spence已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:XFLT / XAI Octagon Floating Rate & Alternative Income Trust Vice President 561,792
967
US:MCN / XAI Madison Equity Premium Income Fund 2,500
US:US73919C2098 / Power & Digital Infrastructure Acquisition II Corp. 10% Owner 153,626
如何解讀這些圖表

以下圖表顯示了在John Yogi Spence進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

MCN / XAI Madison Equity Premium Income Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 MCN / XAI Madison Equity Premium Income Fund 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2024-12-19 MCN Spence John Yogi 2,000 6.6300 2,000 6.6300 13,260 14 6.7400 220 1.66
2024-12-19 MCN Spence John Yogi 500 6.6000 500 6.6000 3,300

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MCN / XAI Madison Equity Premium Income Fund Insider Trades
MCN / XAI Madison Equity Premium Income Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 MCN / XAI Madison Equity Premium Income Fund 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MCN / XAI Madison Equity Premium Income Fund Insider Trades
XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 MCN / XAI Madison Equity Premium Income Fund 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2026-02-19 XFLT Spence John Yogi 5,000 3.9000 5,000 3.9000 19,500 84 19.4800 77,900 399.49
2025-02-21 XFLT Spence John Yogi 2,000 6.3800 2,000 6.3800 12,760
2025-02-19 XFLT Spence John Yogi 3,000 6.4097 3,000 6.4097 19,229
2024-12-19 XFLT Spence John Yogi 2,000 6.5000 2,000 6.5000 13,000
2024-07-17 XFLT Spence John Yogi 831 0.0000 831 0.0000 0
2024-05-10 XFLT Spence John Yogi 3,450 7.1300 3,450 7.1300 24,598
2024-05-09 XFLT Spence John Yogi 3,417 7.1300 3,417 7.1300 24,363
2023-12-12 XFLT Spence John Yogi 825 7.0500 825 7.0500 5,816
2023-12-05 XFLT Spence John Yogi 6,000 6.8900 6,000 6.8900 41,340
2023-11-13 XFLT Spence John Yogi 289 7.0800 289 7.0800 2,046
2022-12-22 XFLT Spence John Yogi 500 6.3300 500 6.3300 3,165
2022-11-11 XFLT Spence John Yogi 3,050 6.6700 3,050 6.6700 20,344
2022-11-10 XFLT Spence John Yogi 891 6.6300 891 6.6300 5,907
2022-11-10 XFLT Spence John Yogi 754 6.6400 754 6.6400 5,007
2022-11-10 XFLT Spence John Yogi 355 6.6500 355 6.6500 2,361
2022-11-04 XFLT Spence John Yogi 3,588 6.3900 3,588 6.3900 22,927
2022-11-03 XFLT Spence John Yogi 412 6.3500 412 6.3500 2,616
2022-09-23 XFLT Spence John Yogi 1,000 6.2400 1,000 6.2400 6,240
2022-09-23 XFLT Spence John Yogi 2,000 6.2300 2,000 6.2300 12,460
2022-09-02 XFLT Spence John Yogi 1,000 6.9700 1,000 6.9700 6,970
2022-09-02 XFLT Spence John Yogi 1,000 7.0000 1,000 7.0000 7,000
2022-09-02 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-09-02 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-08-19 XFLT Spence John Yogi 1,000 7.1540 1,000 7.1540 7,154
2022-08-19 XFLT Spence John Yogi 1,000 7.1600 1,000 7.1600 7,160
2022-08-19 XFLT Spence John Yogi 1,000 7.1600 1,000 7.1600 7,160
2022-08-19 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-08-19 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2021-12-20 XFLT Spence John Yogi 135 8.5400 135 8.5400 1,153
2021-12-20 XFLT Spence John Yogi 3,865 8.5300 3,865 8.5300 32,968
2021-07-21 XFLT Spence John Yogi 127 8.4946 127 8.4946 1,079
2021-07-21 XFLT Spence John Yogi 600 8.4950 600 8.4950 5,097
2021-07-21 XFLT Spence John Yogi 1,500 8.5000 1,500 8.5000 12,750
2021-07-21 XFLT Spence John Yogi 2,873 8.5000 2,873 8.5000 24,420
2021-07-21 XFLT Spence John Yogi 4,400 8.5000 4,400 8.5000 37,400
2021-07-21 XFLT Spence John Yogi 500 8.5000 500 8.5000 4,250
2020-03-16 XFLT Spence John Yogi 3,000 5.6900 3,000 5.6900 17,070
2020-03-12 XFLT Spence John Yogi 500 6.0000 500 6.0000 3,000
2020-03-12 XFLT Spence John Yogi 400 5.9500 400 5.9500 2,380
2020-03-12 XFLT Spence John Yogi 400 5.9000 400 5.9000 2,360
2020-03-12 XFLT Spence John Yogi 500 5.8000 500 5.8000 2,900
2020-03-12 XFLT Spence John Yogi 500 5.8500 500 5.8500 2,925
2018-12-21 XFLT Spence John Yogi 2,500 7.3700 2,500 7.3700 18,425
2018-03-20 XFLT Spence John Yogi 270 9.5809 270 9.5809 2,587
2018-02-07 XFLT Spence John Yogi 265 9.7508 265 9.7508 2,584
2017-12-29 XFLT Spence John Yogi 700 9.3900 700 9.3900 6,573
2017-12-22 XFLT Spence John Yogi 500 9.5100 500 9.5100 4,755

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock Insider Trades
XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 MCN / XAI Madison Equity Premium Income Fund 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2018-10-11 XFLT Spence John Yogi 100 9.8800 100 9.8800 988 74 7.12 -276 -27.94
2018-10-10 XFLT Spence John Yogi 400 9.8750 400 9.8750 3,950
2018-10-08 XFLT Spence John Yogi 7 9.8000 7 9.8000 69
2018-10-05 XFLT Spence John Yogi 100 9.8000 100 9.8000 980
2018-10-04 XFLT Spence John Yogi 100 9.8300 100 9.8300 983
2018-10-03 XFLT Spence John Yogi 1,080 9.8536 1,080 9.8536 10,642
2018-10-02 XFLT Spence John Yogi 511 9.8143 511 9.8143 5,015
2018-10-01 XFLT Spence John Yogi 1,200 9.8196 1,200 9.8196 11,784
2018-09-27 XFLT Spence John Yogi 700 9.8200 700 9.8200 6,874
2018-09-26 XFLT Spence John Yogi 400 9.8000 400 9.8000 3,920
2018-09-25 XFLT Spence John Yogi 200 9.8200 200 9.8200 1,964
2018-09-20 XFLT Spence John Yogi 200 9.8050 200 9.8050 1,961
2018-09-19 XFLT Spence John Yogi 400 9.8225 400 9.8225 3,929
2018-09-18 XFLT Spence John Yogi 300 9.8300 300 9.8300 2,949
2018-09-17 XFLT Spence John Yogi 200 9.8150 200 9.8150 1,963
2018-09-14 XFLT Spence John Yogi 1,000 9.8680 1,000 9.8680 9,868
2018-09-13 XFLT Spence John Yogi 2,820 9.8678 2,820 9.8678 27,827
2018-09-12 XFLT Spence John Yogi 1,100 9.8318 1,100 9.8318 10,815
2018-09-11 XFLT Spence John Yogi 300 9.8700 300 9.8700 2,961
2018-09-10 XFLT Spence John Yogi 300 9.8700 300 9.8700 2,961
2018-09-07 XFLT Spence John Yogi 300 9.8533 300 9.8533 2,956
2018-09-06 XFLT Spence John Yogi 1,000 9.8940 1,000 9.8940 9,894
2018-09-05 XFLT Spence John Yogi 300 9.8667 300 9.8667 2,960
2018-09-04 XFLT Spence John Yogi 2,400 9.8871 2,400 9.8871 23,729
2018-08-31 XFLT Spence John Yogi 1,198 9.9575 1,198 9.9575 11,929
2018-08-30 XFLT Spence John Yogi 3,900 10.0118 3,900 10.0118 39,046
2018-08-29 XFLT Spence John Yogi 1,280 9.9788 1,280 9.9788 12,773
2018-08-28 XFLT Spence John Yogi 1,500 9.9440 1,500 9.9440 14,916

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 John Yogi Spence 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-02-19 2026-02-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 5,000 561,792 0.90 3.90 19,500 2,190,988
2025-12-30 2025-12-24 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		G - Gift -7,811 16,104 -32.66
2025-02-21 2025-02-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 551,806 0.36 6.38 12,760 3,520,523
2025-02-19 2025-02-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,000 549,806 0.55 6.41 19,229 3,524,092
2025-01-13 2024-12-18 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		J - Other -6,052 20,734 -22.59
2025-01-07 2024-12-31 4/A OCTIX Octagon XAI CLO Income Fund
Class A Shares 		P - Purchase 967 967 25.85 25,000 25,000
2025-01-07 2024-12-31 4/A OCTIX Octagon XAI CLO Income Fund
Class I Shares 		P - Purchase 59 59 25.34 1,500 1,500
2025-01-03 2024-12-31 4 OCTIX Octagon XAI CLO Income Fund
Class A Shares 		P - Purchase 967 5,026 23.83 25.85 25,000 129,930
2025-01-03 2024-12-31 4 OCTIX Octagon XAI CLO Income Fund
Class I Shares 		P - Purchase 59 4,059 1.48 25.34 1,500 102,860
2024-12-20 2024-12-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 546,806 0.37 6.50 13,000 3,554,240
2024-12-19 2024-12-19 4 MCN XAI Madison Equity Premium Income Fund
Common Shares of Beneficial Ownership 		P - Purchase 500 2,500 25.00 6.60 3,300 16,500
2024-12-19 2024-12-19 4 MCN XAI Madison Equity Premium Income Fund
Common Shares of Beneficial Ownership 		P - Purchase 2,000 2,000 6.63 13,260 13,260
2024-11-15 2024-07-17 5 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase -831 25,498 -3.16
2024-11-15 2024-07-10 5 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		J - Other -2,390 25,498 -8.57
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other 153,626 153,626
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other 746,694 814,242 1,105.43
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -3,481,337 0 -100.00
2024-10-21 2024-09-19 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		P - Purchase 5,882 67,548 9.54 8.50 49,997 574,158
2024-10-21 2024-09-18 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		P - Purchase 11,765 61,666 23.58 8.50 100,002 524,161
2024-09-18 2024-09-16 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -6,827,969 0 -100.00
2024-07-26 2024-07-24 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -162,059 0 -100.00
2024-05-23 2024-05-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		G - Gift -6,000 531,763 -1.12
2024-05-10 2024-05-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,450 27,401 14.40 7.13 24,598 195,367
2024-05-10 2024-05-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,417 23,951 16.64 7.13 24,363 170,769
2024-03-20 2024-03-14 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		A - Award 162,059 162,059
2024-03-20 2024-03-14 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		M - Exercise 6,827,969 6,827,969
2024-02-26 3 [NONE] Octagon XAI CLO Income Fund
Common Shares of Beneficial Ownership 		4,000
2023-12-13 2023-12-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 825 19,327 4.46 7.05 5,816 136,252
2023-12-13 2023-12-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		J - Other -5,409 18,502 -22.62
2023-12-06 2023-12-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 6,000 23,684 33.93 6.89 41,340 163,182
2023-11-16 2023-11-13 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 289 17,684 1.66 7.08 2,046 125,202
2023-07-26 2023-07-24 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		G - Gift -4,000 520,285 -0.76
2022-12-23 2022-12-22 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 500 515,997 0.10 6.33 3,165 3,266,260
2022-11-15 2022-11-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,050 15,050 25.42 6.67 20,344 100,384
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 355 12,000 3.05 6.65 2,361 79,800
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 754 11,645 6.92 6.64 5,007 77,323
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 891 10,891 8.91 6.63 5,907 72,207
2022-11-09 2022-11-04 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,588 4,000 870.87 6.39 22,927 25,560
2022-11-09 2022-11-03 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 412 412 6.35 2,616 2,616
2022-11-09 2022-11-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 918 10,000 10.11 6.56 6,022 65,600
2022-11-09 2022-11-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,082 9,082 13.52 6.53 7,065 59,305
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,800 8,000 29.03 6.50 11,700 52,000
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,100 6,200 51.22 6.49 13,629 40,238
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 100 4,100 2.50 6.38 638 26,158
2022-11-09 2022-11-09 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 918 10,000 10.11 6.56 6,022 65,600
2022-11-09 2022-11-09 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,082 9,082 13.52 6.53 7,065 59,305
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,800 8,000 29.03 6.50 11,700 52,000
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,100 6,200 51.22 6.49 13,629 40,238
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 100 4,100 2.50 6.38 638 26,158
2022-11-04 2022-11-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,588 4,000 870.87 6.39 22,927 25,560
2022-11-04 2022-11-03 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 412 412 6.35 2,616 2,616
2022-09-23 2022-09-23 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 514,280 0.39 6.23 12,460 3,203,962
2022-09-23 2022-09-23 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 512,280 0.20 6.24 6,240 3,196,624
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 510,719 0.20 7.00 7,000 3,575,030
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 509,719 0.20 6.97 6,970 3,552,738
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 508,719 0.20 7.16 7,160 3,642,425
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 508,719 0.20 7.16 7,160 3,642,425
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 506,719 0.20 7.15 7,154 3,625,065
2021-12-20 2021-12-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,865 490,710 0.79 8.53 32,968 4,185,759
2021-12-20 2021-12-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 135 486,845 0.03 8.54 1,153 4,157,659
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 500 8.50 4,250 4,250
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 4,400 466,970 0.95 8.50 37,400 3,969,249
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 2,873 462,570 0.62 8.50 24,420 3,931,849
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 1,500 459,697 0.33 8.50 12,750 3,907,429
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 600 458,197 0.13 8.50 5,097 3,892,388
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 127 457,597 0.03 8.49 1,079 3,887,108
2020-03-16 2020-03-16 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 3,000 443,210 0.68 5.69 17,070 2,521,865
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 440,210 0.11 5.85 2,925 2,575,229
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,710 0.09 5.90 2,360 2,594,289
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,310 0.09 5.95 2,380 2,613,895
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 438,910 0.11 6.00 3,000 2,633,460
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 440,210 0.11 5.80 2,900 2,553,218
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,710 0.09 5.90 2,360 2,594,289
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,310 0.09 5.95 2,380 2,613,895
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 438,910 0.11 6.00 3,000 2,633,460
2020-03-06 2020-03-06 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 5,000 438,410 1.15 7.38 36,900 3,235,466
2018-12-21 2018-12-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 2,500 424,889 0.59 7.37 18,425 3,131,432
2018-10-12 2018-10-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,389 -0.02 9.88 -988 4,173,203
2018-10-11 2018-10-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 422,489 -0.09 9.88 -3,950 4,172,079
2018-10-09 2018-10-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,896 -0.02 9.80 -980 4,144,381
2018-10-09 2018-10-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -7 422,889 0.00 9.80 -69 4,144,312
2018-10-05 2018-10-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,996 -0.02 9.83 -983 4,158,051
2018-10-04 2018-10-03 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,080 423,096 -0.25 9.85 -10,642 4,169,019
2018-10-03 2018-10-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -511 424,176 -0.12 9.81 -5,015 4,162,991
2018-10-02 2018-10-01 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,200 424,687 -0.28 9.82 -11,784 4,170,256
2018-10-01 2018-09-26 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 425,887 -0.09 9.80 -3,920 4,173,693
2018-09-28 2018-09-27 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -700 426,287 -0.16 9.82 -6,874 4,186,138
2018-09-26 2018-09-25 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 426,987 -0.05 9.82 -1,964 4,193,012
2018-09-21 2018-09-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 427,187 -0.05 9.80 -1,961 4,188,569
2018-09-20 2018-09-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 427,387 -0.09 9.82 -3,929 4,198,009
2018-09-19 2018-09-18 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 427,787 -0.07 9.83 -2,949 4,205,146
2018-09-18 2018-09-17 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 428,087 -0.05 9.82 -1,963 4,201,674
2018-09-17 2018-09-14 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,000 428,287 -0.23 9.87 -9,868 4,226,336
2018-09-14 2018-09-13 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -2,820 429,287 -0.65 9.87 -27,827 4,236,118
2018-09-13 2018-09-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,100 432,107 -0.25 9.83 -10,815 4,248,390
2018-09-12 2018-09-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,207 -0.07 9.87 -2,961 4,275,753
2018-09-11 2018-09-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,507 -0.07 9.87 -2,961 4,278,714
2018-09-10 2018-09-07 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,807 -0.07 9.85 -2,956 4,274,431
2018-09-07 2018-09-06 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,000 434,107 -0.23 9.89 -9,894 4,295,055
2018-09-06 2018-09-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 435,107 -0.07 9.87 -2,960 4,293,070
2018-09-05 2018-09-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -2,400 435,407 -0.55 9.89 -23,729 4,304,913
2018-09-04 2018-08-31 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,198 437,807 -0.27 9.96 -11,929 4,359,463
2018-08-30 2018-08-30 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -3,900 439,005 -0.88 10.01 -39,046 4,395,230
2018-08-30 2018-08-29 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,280 442,905 -0.29 9.98 -12,773 4,419,660
2018-08-30 2018-08-28 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,500 444,185 -0.34 9.94 -14,916 4,416,976
2018-03-20 2018-03-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 270 445,685 0.06 9.58 2,587 4,270,063
2018-02-08 2018-02-07 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 265 445,415 0.06 9.75 2,584 4,343,153
2018-01-02 2017-12-29 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 700 445,150 0.16 9.39 6,573 4,179,958
2018-01-02 2017-12-22 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 444,450 0.11 9.51 4,755 4,226,720
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		898,105
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		464,360
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		898,105
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		464,360
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）