貝尼泰克生物製藥公司
US ˙ NasdaqCM ˙ US08205P2092

簡介

本頁面提供了有關 Patrick Soon-shiong 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Patrick Soon-shiong已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:IBRX / ImmunityBio, Inc. See remarks, Director, 10% Owner 251,018,873
US:HLGN / Heliogen, Inc. 10% Owner 442,298
US:NH / NantHealth Inc Chief Executive Officer, Director, 10% Owner 15,921,888
US:BNTC / Benitec Biopharma Inc. 10% Owner 488,430
US:TRNC / tronc, Inc. Director, 10% Owner 7,650,000
US:JAKK / JAKKS Pacific, Inc. 10% Owner 2,261,054
US:SRNE / Sorrento Therapeutics, Inc. 1,224,138
US:NEOM / NeoMedia Technologies, Inc. 10% Owner 113,494,743
如何解讀這些圖表

以下圖表顯示了在Patrick Soon-shiong進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

BNTC / Benitec Biopharma Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BNTC / Benitec Biopharma Inc. Insider Trades
BNTC / Benitec Biopharma Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BNTC / Benitec Biopharma Inc. Insider Trades
IBRX / ImmunityBio, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2020-06-29 NK SOON-SHIONG PATRICK 3,710,000 12.1200 3,710,000 12.1200 44,965,200 730 3.7700 -30,978,500 -68.89
2016-07-07 NK SOON-SHIONG PATRICK 5,618,326 5,618,326
2015-08-21 NK SOON-SHIONG PATRICK 450,000 23.0000 450,000 23.0000 10,350,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

IBRX / ImmunityBio, Inc. Insider Trades
IBRX / ImmunityBio, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

IBRX / ImmunityBio, Inc. Insider Trades
JAKK / JAKKS Pacific, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2013-07-18 JAKK SOON-SHIONG PATRICK 1,336,081 7.4100 133,608 74.1000 9,900,360 278 91.7 2,351,494 23.75
2013-04-09 JAKK SOON-SHIONG PATRICK 77,189 10.5200 7,719 105.2000 812,028
2013-04-09 JAKK SOON-SHIONG PATRICK 660,000 10.4300 66,000 104.3000 6,883,800
2013-04-09 JAKK SOON-SHIONG PATRICK 77,189 10.5200 7,719 105.2000 812,028
2013-04-09 JAKK SOON-SHIONG PATRICK 660,000 10.4300 66,000 104.3000 6,883,800
2013-04-08 JAKK SOON-SHIONG PATRICK 35,363 10.3957 3,536 103.9570 367,623
2013-04-08 JAKK SOON-SHIONG PATRICK 35,363 10.4000 3,536 104.0000 367,775
2013-04-05 JAKK SOON-SHIONG PATRICK 86,028 10.3000 8,603 103.0000 886,088
2013-04-05 JAKK SOON-SHIONG PATRICK 127,070 10.3000 12,707 103.0000 1,308,821
2013-02-28 JAKK SOON-SHIONG PATRICK 30,000 12.1500 3,000 121.5000 364,500
2013-02-27 JAKK SOON-SHIONG PATRICK 30,000 12.1300 3,000 121.3000 363,900
2013-02-26 JAKK SOON-SHIONG PATRICK 31,000 12.0800 3,100 120.8000 374,480
2013-02-25 JAKK SOON-SHIONG PATRICK 50,000 12.0200 5,000 120.2000 601,000
2013-02-22 JAKK SOON-SHIONG PATRICK 34,400 12.1200 3,440 121.2000 416,928
2013-02-06 JAKK SOON-SHIONG PATRICK 2,664 12.9500 266 129.5000 34,499
2013-02-05 JAKK SOON-SHIONG PATRICK 3,400 12.9500 340 129.5000 44,030
2012-12-10 JAKK SOON-SHIONG PATRICK 10,300 12.5700 1,030 125.7000 129,471
2012-10-15 JAKK SOON-SHIONG PATRICK 24,218 13.7300 2,422 137.3000 332,513
2012-10-12 JAKK SOON-SHIONG PATRICK 83,000 13.9800 8,300 139.8000 1,160,340
2012-10-11 JAKK SOON-SHIONG PATRICK 149,262 13.9800 14,926 139.8000 2,086,683
2012-10-10 JAKK SOON-SHIONG PATRICK 84,300 13.6800 8,430 136.8000 1,153,224
2012-10-09 JAKK SOON-SHIONG PATRICK 200,000 13.8700 20,000 138.7000 2,774,000
2012-10-08 JAKK SOON-SHIONG PATRICK 88,208 13.8200 8,821 138.2000 1,219,035
2012-10-05 JAKK SOON-SHIONG PATRICK 103,640 13.9800 10,364 139.8000 1,448,887
2012-10-04 JAKK SOON-SHIONG PATRICK 100,000 13.8700 10,000 138.7000 1,387,000
2012-10-03 JAKK SOON-SHIONG PATRICK 100,000 13.7100 10,000 137.1000 1,371,000
2012-10-02 JAKK SOON-SHIONG PATRICK 65,000 13.7600 6,500 137.6000 894,400
2012-10-01 JAKK SOON-SHIONG PATRICK 135,600 13.7600 13,560 137.6000 1,865,856

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

JAKK / JAKKS Pacific, Inc. Insider Trades
JAKK / JAKKS Pacific, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-07-22 JAKK SOON-SHIONG PATRICK 15,126 9.4300 1,513 94.3000 142,638 364 37 -86,694 -60.78
2016-07-21 JAKK SOON-SHIONG PATRICK 67,151 9.0300 6,715 90.3000 606,374
2016-07-20 JAKK SOON-SHIONG PATRICK 22,900 8.7390 2,290 87.3900 200,123
2016-07-19 JAKK SOON-SHIONG PATRICK 7,100 9.0140 710 90.1400 63,999
2016-07-18 JAKK SOON-SHIONG PATRICK 100,000 8.6230 10,000 86.2300 862,300
2016-07-14 JAKK SOON-SHIONG PATRICK 13,401 8.5300 1,340 85.3000 114,311
2016-07-12 JAKK SOON-SHIONG PATRICK 28,274 8.6210 2,827 86.2100 243,750
2016-07-11 JAKK SOON-SHIONG PATRICK 9,906 8.4180 991 84.1800 83,389
2016-07-08 JAKK SOON-SHIONG PATRICK 11,903 8.4410 1,190 84.4100 100,473
2016-07-07 JAKK SOON-SHIONG PATRICK 51,342 8.3530 5,134 83.5300 428,860
2016-07-06 JAKK SOON-SHIONG PATRICK 100,000 8.1960 10,000 81.9600 819,600
2016-07-01 JAKK SOON-SHIONG PATRICK 7,000 8.0750 700 80.7500 56,525
2016-06-30 JAKK SOON-SHIONG PATRICK 17,337 7.8930 1,734 78.9300 136,841
2016-06-29 JAKK SOON-SHIONG PATRICK 10,850 7.7760 1,085 77.7600 84,370
2016-06-24 JAKK SOON-SHIONG PATRICK 4,986 7.8060 499 78.0600 38,921
2016-06-23 JAKK SOON-SHIONG PATRICK 20,517 7.9110 2,052 79.1100 162,310
2016-06-22 JAKK SOON-SHIONG PATRICK 11,682 7.7250 1,168 77.2500 90,243
2016-06-20 JAKK SOON-SHIONG PATRICK 9,307 7.8200 931 78.2000 72,781
2016-06-15 JAKK SOON-SHIONG PATRICK 19,158 7.9410 1,916 79.4100 152,134
2016-06-14 JAKK SOON-SHIONG PATRICK 25,011 7.7710 2,501 77.7100 194,360
2016-06-13 JAKK SOON-SHIONG PATRICK 8,100 7.9150 810 79.1500 64,112
2016-06-10 JAKK SOON-SHIONG PATRICK 38,297 7.8440 3,830 78.4400 300,402
2016-06-09 JAKK SOON-SHIONG PATRICK 50,309 7.8710 5,031 78.7100 395,982
2016-06-08 JAKK SOON-SHIONG PATRICK 19,944 7.8260 1,994 78.2600 156,082
2016-06-07 JAKK SOON-SHIONG PATRICK 30,399 7.6810 3,040 76.8100 233,495
2016-03-03 JAKK SOON-SHIONG PATRICK 1,000,000 7.4500 100,000 74.5000 7,450,000
2015-11-23 JAKK SOON-SHIONG PATRICK 118,209 8.0041 11,821 80.0410 946,157
2015-11-20 JAKK SOON-SHIONG PATRICK 41,687 7.9983 4,169 79.9830 333,425
2015-08-31 JAKK SOON-SHIONG PATRICK 13,132 9.7500 1,313 97.5000 128,037
2015-08-28 JAKK SOON-SHIONG PATRICK 53,763 9.3900 5,376 93.9000 504,835

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

JAKK / JAKKS Pacific, Inc. Insider Trades
NEOM / NeoMedia Technologies, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2012-03-16 NEOM Global Grid, LLC 69,754,891 0.0441 69,754,891 0.0441 3,076,191 158 0.0137 -2,120,548 -68.93

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NEOM / NeoMedia Technologies, Inc. Insider Trades
NEOM / NeoMedia Technologies, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NEOM / NeoMedia Technologies, Inc. Insider Trades
SRNE / Sorrento Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SRNE / Sorrento Therapeutics, Inc. Insider Trades
SRNE / Sorrento Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BNTC / Benitec Biopharma Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-07-07 SRNE SOON-SHIONG PATRICK 7,878,098 7,878,098 340 1.5250
2016-06-29 SRNE SOON-SHIONG PATRICK 3,400 5.8190 3,400 5.8190 19,785
2016-06-23 SRNE SOON-SHIONG PATRICK 6,901 5.8540 6,901 5.8540 40,398
2016-06-15 SRNE SOON-SHIONG PATRICK 19,836 5.8720 19,836 5.8720 116,477
2016-06-14 SRNE SOON-SHIONG PATRICK 15,972 6.1140 15,972 6.1140 97,653
2016-06-13 SRNE SOON-SHIONG PATRICK 37,792 6.1450 37,792 6.1450 232,232
2016-03-07 SRNE SOON-SHIONG PATRICK 85,300 6.1700 85,300 6.1700 526,301
2016-03-04 SRNE SOON-SHIONG PATRICK 14,700 6.3400 14,700 6.3400 93,198

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SRNE / Sorrento Therapeutics, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Patrick Soon-shiong 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-04-02 2026-03-31 4 IBRX ImmunityBio, Inc.
Common Stock
C - Conversion 4,606,596 251,018,873 1.87 5.43 24,999,996 1,362,279,424
2026-02-24 2026-02-22 4 IBRX ImmunityBio, Inc.
Common Stock
F - Taxes -58,170 29,757,911 -0.20 8.70 -506,079 258,893,826
2026-02-24 2026-02-22 4 IBRX ImmunityBio, Inc.
Common Stock
M - Exercise 114,329 29,816,081 0.38
2026-02-12 2026-02-10 4 IBRX ImmunityBio, Inc.
Common Stock
F - Taxes -118,560 29,701,752 -0.40 6.93 -821,621 205,833,141
2026-02-12 2026-02-10 4 IBRX ImmunityBio, Inc.
Common Stock
M - Exercise 274,122 29,820,312 0.93
2025-02-25 2025-02-22 4 IBRX ImmunityBio, Inc.
Common Stock
F - Taxes -42,071 29,546,190 -0.14 3.42 -143,883 101,047,970
2025-02-25 2025-02-22 4 IBRX ImmunityBio, Inc.
Common Stock
M - Exercise 114,329 29,588,261 0.39
2024-12-12 2024-12-10 4 IBRX ImmunityBio, Inc.
Common Stock
C - Conversion 13,475,172 246,412,277 5.78 2.28 30,723,392 561,819,992
2024-12-12 2024-12-10 4 IBRX ImmunityBio, Inc.
Common Stock
C - Conversion 103,710,088 232,937,105 80.25 1.94 200,679,020 450,733,298
2024-02-20 2024-02-15 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 442,298 442,298 1.52 672,072 672,072
2023-09-13 2023-09-11 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 32,606,985 32,606,985 1.29 42,063,011 42,063,011
2023-09-13 2023-09-11 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 47,557,934 47,557,934 1.29 61,349,735 61,349,735
2023-09-13 2023-09-11 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 129,127,017 129,227,017 129,127.02 1.29 166,573,852 166,702,852
2023-09-06 2023-09-01 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 7,360 946,275 0.78 6.49 47,791 6,144,542
2023-08-30 2023-08-28 4 NH NantHealth, Inc.
Common Stock
P - Purchase 537,272 15,921,888 3.49 18.61 9,999,975 296,346,140
2023-08-30 2023-08-28 4 NH NantHealth, Inc.
Common Stock
P - Purchase 15,384,616 15,384,616 0.39 6,000,000 6,000,000
2023-06-26 2023-06-22 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 634,251 32,862,027 1.97 0.23 146,068 7,568,125
2023-06-21 2023-06-21 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 263,695 32,227,776 0.82 0.23 61,863 7,560,636
2023-06-21 2023-06-20 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 62,916 31,964,081 0.20 0.23 14,722 7,479,595
2023-06-21 2023-06-16 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 40,048 31,901,165 0.13 0.22 8,803 7,011,876
2023-06-15 2023-06-15 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 387,612 31,861,117 1.23 0.21 81,243 6,678,090
2023-06-15 2023-06-14 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 279,752 31,473,505 0.90 0.21 58,748 6,609,436
2023-06-15 2023-06-13 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 1,058,542 31,193,753 3.51 0.20 210,650 6,207,557
2023-06-09 2023-06-09 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 768,835 30,135,211 2.62 0.23 176,755 6,928,085
2023-06-09 2023-06-08 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 1,966,263 29,366,376 7.18 0.22 430,218 6,425,363
2023-06-09 2023-06-07 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 1,000,000 27,400,113 3.79 0.25 245,200 6,718,508
2023-06-05 2023-06-02 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 158,355 26,400,113 0.60 0.24 38,749 6,460,108
2023-06-05 2023-06-01 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 21,657 26,241,758 0.08 0.25 5,410 6,555,191
2023-04-17 2023-04-13 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 7,077 26,220,101 0.03 0.25 1,769 6,555,025
2023-04-12 2023-04-12 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 172,345 26,213,024 0.66 0.25 43,017 6,542,771
2023-04-12 2023-04-11 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 280,219 26,040,679 1.09 0.25 70,055 6,510,170
2023-04-12 2023-04-10 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 88,086 25,760,460 0.34 0.25 21,969 6,424,659
2023-04-10 2023-04-06 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 641,027 25,672,374 2.56 0.25 159,103 6,371,883
2023-04-10 2023-04-05 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 385,024 25,031,347 1.56 0.24 94,177 6,122,667
2023-03-27 2023-03-24 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 907,677 2,345,714 63.12 0.24 216,662 559,922
2023-03-27 2023-03-23 4 HLGN Heliogen, Inc.
Common Stock
P - Purchase 426,374 1,438,037 42.15 0.21 89,539 301,988
2022-12-14 2022-12-12 4 IBRX ImmunityBio, Inc.
Common Stock
C - Conversion 9,986,920 9,986,920 5.67 56,625,836 56,625,836
2022-07-05 3 HLGN Heliogen, Inc.
securities beneficially owned
0
2022-07-05 3 HLGN Heliogen, Inc.
securities beneficially owned
0
2022-07-05 2021-12-30 4 HLGN Heliogen, Inc.
Common Stock
A - Award 1,011,663 1,011,663
2022-07-05 2021-12-30 4 HLGN Heliogen, Inc.
Common Stock
A - Award 24,646,323 24,646,323
2022-03-25 2022-03-23 4 IBRX ImmunityBio, Inc.
Stock Option (right to buy)
A - Award 350,000 350,000
2022-03-25 2022-03-23 4 IBRX ImmunityBio, Inc.
Stock Option (right to buy)
A - Award 350,000 350,000
2021-09-13 2021-09-09 4 NH NantHealth, Inc.
Stock Option (right to buy)
A - Award 1,000,000 1,000,000
2021-06-14 2021-06-10 4 IBRX ImmunityBio, Inc.
Stock Option (right to buy)
A - Award 26,064 26,064
2021-04-28 2021-04-27 4 NH NantHealth, Inc.
4.50% Convertible Senior Notes due 2026
P - Purchase 62,500,000 1.00 62,500,000
2021-04-15 2021-04-13 4 NH NantHealth, Inc.
5.50% Convertible Senior Notes due 2021
J - Other -5,000,000 5,000,000 -50.00 1.00 -5,000,000 5,000,000
2021-04-15 2021-04-13 4 NH NantHealth, Inc.
Common Stock
P - Purchase 1,689,189 1,689,189 2.96 4,999,999 4,999,999
2021-03-11 2021-03-09 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 7,976,159 7,976,159
2021-03-11 2021-03-09 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 8,383,414 8,383,414
2021-03-11 2021-03-09 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 221,130,000 261,705,814 544.98
2021-03-11 2021-03-09 4 IBRX ImmunityBio, Inc.
Common Stock
J - Other 5,723,182 29,473,932 24.10
2020-06-29 2020-06-29 4 NK NantKwest, Inc.
Common Stock
P - Purchase 3,710,000 69,944,890 5.60 12.12 44,965,200 847,732,067
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
488,430
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
390,744
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
488,430
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
390,744
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
488,430
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
390,744
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
488,430
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
390,744
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
488,430
2020-04-27 3 BNTC Benitec Biopharma Inc.
Common Stock
390,744
2019-11-08 2019-11-06 4 NH NantHealth, Inc.
Common Stock
G - Gift -5,000,000 62,214,114 -7.44
2019-03-21 2019-03-21 4 NK NantKwest, Inc.
Stock Option (right to buy)
M - Exercise -1,851,500 0 -100.00
2019-03-21 2019-03-21 4 NK NantKwest, Inc.
Warrant (right to buy)
O - Other -17,589,250 0 -100.00
2019-03-21 2019-03-21 4 NK NantKwest, Inc.
Common Stock
M - Exercise 1,851,500 20,040,750 10.18 2.20 4,070,152 44,055,581
2019-03-21 2019-03-21 4 NK NantKwest, Inc.
Common Stock
O - Other 17,589,250 18,189,250 2,931.54 2.00 35,150,357 36,349,397
2018-07-13 2018-07-11 4 NK NantKwest, Inc.
Warrant (right to buy)
M - Exercise -9,257 0 -100.00
2018-07-13 2018-07-11 4 NK NantKwest, Inc.
Common Stock
M - Exercise 9,257 40,565,814 0.02 1.62 15,000 65,732,845
2017-03-21 2017-03-20 4 TRNC tronc, Inc.
Common Stock
P - Purchase 2,950,000 7,650,000 62.77 14.87 43,870,040 113,764,680
2017-02-21 2017-02-17 4 TRNC tronc, Inc.
Common Stock
P - Purchase 7,217 1,093,619 0.66 13.91 100,388 15,212,240
2017-02-21 2017-02-16 4 TRNC tronc, Inc.
Common Stock
P - Purchase 6,920 1,086,402 0.64 13.92 96,326 15,122,716
2017-01-04 2016-12-30 4 NK NantKwest, Inc.
Common Stock
G - Gift -450,000 40,556,557 -1.10
2016-12-23 2016-12-21 4 NH NantHealth, Inc.
5.50% Convertible Senior Notes due 2021
P - Purchase 10,000,000 10,000,000.00 100,000,000,000,000
2016-12-12 2016-12-08 4 TRNC tronc, Inc.
Common Stock
P - Purchase 200 1,079,482 0.02 13.49 2,698 14,562,212
2016-12-08 2016-12-07 4 TRNC tronc, Inc.
Common Stock
P - Purchase 19,263 1,079,282 1.82 13.47 259,473 14,537,929
2016-12-08 2016-12-06 4 TRNC tronc, Inc.
Common Stock
P - Purchase 27,351 1,060,019 2.65 13.37 365,683 14,172,454
2016-12-06 2016-12-05 4 TRNC tronc, Inc.
Common Stock
P - Purchase 6,151 1,032,668 0.60 13.16 80,947 13,589,911
2016-12-06 2016-12-02 4 TRNC tronc, Inc.
Common Stock
P - Purchase 27,754 1,026,517 2.78 12.97 359,969 13,313,925
2016-12-01 2016-12-01 4 TRNC tronc, Inc.
Common Stock
P - Purchase 29,379 998,763 3.03 12.77 375,170 12,754,204
2016-12-01 2016-11-29 4 TRNC tronc, Inc.
Common Stock
P - Purchase 35,643 969,384 3.82 12.92 460,508 12,524,441
2016-11-28 2016-11-23 4 TRNC tronc, Inc.
Common Stock
P - Purchase 33,075 933,741 3.67 12.94 427,990 12,082,609
2016-11-28 2016-11-23 4 TRNC tronc, Inc.
Common Stock
P - Purchase 51,600 900,666 6.08 12.90 665,640 11,618,591
2016-11-23 2016-11-22 4 TRNC tronc, Inc.
Common Stock
P - Purchase 17,984 849,066 2.16 12.73 228,936 10,808,610
2016-11-23 2016-11-21 4 TRNC tronc, Inc.
Common Stock
P - Purchase 21,475 831,082 2.65 12.69 272,518 10,546,431
2016-11-18 2016-11-18 4 TRNC tronc, Inc.
Common Stock
P - Purchase 18,312 809,607 2.31 12.75 233,478 10,322,489
2016-11-18 2016-11-17 4 TRNC tronc, Inc.
Common Stock
P - Purchase 20,109 791,295 2.61 12.75 256,390 10,089,011
2016-11-18 2016-11-16 4 TRNC tronc, Inc.
Common Stock
P - Purchase 26,164 771,186 3.51 12.85 336,207 9,909,740
2016-11-15 2016-11-14 4 TRNC tronc, Inc.
Common Stock
P - Purchase 8,250 745,022 1.12 12.30 101,475 9,163,771
2016-11-15 2016-11-11 4 TRNC tronc, Inc.
Common Stock
P - Purchase 25,790 736,772 3.63 12.25 316,031 9,028,404
2016-11-10 2016-11-10 4 TRNC tronc, Inc.
Common Stock
P - Purchase 35,301 710,982 5.22 11.60 409,633 8,250,235
2016-11-10 2016-11-09 4 TRNC tronc, Inc.
Common Stock
P - Purchase 33,775 675,681 5.26 11.61 392,060 7,843,305
2016-11-10 2016-11-08 4 TRNC tronc, Inc.
Common Stock
P - Purchase 200,000 641,906 45.26 11.18 2,235,000 7,173,300
2016-11-08 2016-11-07 4 TRNC tronc, Inc.
Common Stock
P - Purchase 2,600 441,906 0.59 10.00 26,000 4,419,060
2016-11-08 2016-11-04 4 TRNC tronc, Inc.
Common Stock
P - Purchase 28,749 439,306 7.00 9.48 272,541 4,164,621
2016-07-25 2016-07-22 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -15,126 2,261,054 -0.66 9.43 -142,638 21,321,739
2016-07-25 2016-07-21 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -67,151 2,276,180 -2.87 9.03 -606,374 20,553,905
2016-07-25 2016-07-07 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -51,342 2,536,815 -1.98 8.35 -428,860 21,190,016
2016-07-21 2016-07-20 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -22,900 2,394,673 -0.95 8.74 -200,123 20,927,047
2016-07-21 2016-07-19 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -7,100 2,417,573 -0.29 9.01 -63,999 21,792,003
2016-07-20 2016-07-18 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -100,000 2,424,673 -3.96 8.62 -862,300 20,907,955
2016-07-18 2016-07-14 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -13,401 2,524,673 -0.53 8.53 -114,311 21,535,461
2016-07-14 2016-07-12 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -28,274 2,538,074 -1.10 8.62 -243,750 21,880,736
2016-07-12 2016-07-11 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -9,906 2,566,348 -0.38 8.42 -83,389 21,603,517
2016-07-12 2016-07-08 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -11,903 2,576,254 -0.46 8.44 -100,473 21,746,160
2016-07-11 2016-07-08 4 SRNE Sorrento Therapeutics, Inc.
Warrant
J - Other -500,000 1,224,138 -29.00
2016-07-11 2016-07-07 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -7,878,098 0 -100.00
2016-07-11 2015-07-28 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
G - Gift 720,174 7,878,098 10.06
2016-07-11 2015-07-28 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
G - Gift -720,174 0 -100.00
2016-07-11 2016-07-07 4 NK NantKwest, Inc.
Common Stock
P - Purchase 5,618,326 5,618,326
2016-07-08 2016-07-06 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -100,000 2,588,157 -3.72 8.20 -819,600 21,212,535
2016-07-06 2016-07-01 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -7,000 2,688,157 -0.26 8.08 -56,525 21,706,868
2016-07-01 2016-06-29 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -3,400 7,157,924 -0.05 5.82 -19,785 41,651,960
2016-07-01 2016-06-30 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -17,337 2,695,157 -0.64 7.89 -136,841 21,272,874
2016-07-01 2016-06-29 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -10,850 2,712,494 -0.40 7.78 -84,370 21,092,353
2016-06-24 2016-06-23 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -6,901 7,161,324 -0.10 5.85 -40,398 41,922,391
2016-06-24 2016-06-24 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -4,986 2,723,344 -0.18 7.81 -38,921 21,258,423
2016-06-24 2016-06-23 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -20,517 2,728,330 -0.75 7.91 -162,310 21,583,819
2016-06-24 2016-06-22 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -11,682 2,748,847 -0.42 7.72 -90,243 21,234,843
2016-06-22 2016-06-20 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -9,307 2,760,529 -0.34 7.82 -72,781 21,587,337
2016-06-17 2016-06-15 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -19,836 7,168,225 -0.28 5.87 -116,477 42,091,817
2016-06-17 2016-06-15 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -19,158 2,769,836 -0.69 7.94 -152,134 21,995,268
2016-06-15 2016-06-14 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -15,972 720,174 -2.17 6.11 -97,653 4,403,144
2016-06-15 2016-06-13 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -37,792 736,146 -4.88 6.14 -232,232 4,523,617
2016-06-15 2016-06-14 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -25,011 2,788,994 -0.89 7.77 -194,360 21,673,272
2016-06-15 2016-06-13 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -8,100 2,814,005 -0.29 7.92 -64,112 22,272,850
2016-06-13 2016-06-13 4 TPUB Tribune Publishing Co
Common Stock
P - Purchase 500 410,557 0.12 12.72 6,358 5,220,643
2016-06-13 2016-06-09 4 TPUB Tribune Publishing Co
Common Stock
P - Purchase 2,900 410,057 0.71 12.97 37,601 5,316,799
2016-06-13 2016-06-10 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -38,297 2,822,105 -1.34 7.84 -300,402 22,136,592
2016-06-13 2016-06-09 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -50,309 2,860,402 -1.73 7.87 -395,982 22,514,224
2016-06-09 2016-06-07 4 NH Nant Health, LLC
Common Stock
P - Purchase 357,143 67,214,114 0.53 14.00 5,000,002 940,997,596
2016-06-09 2016-06-08 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -19,944 2,910,711 -0.68 7.83 -156,082 22,779,224
2016-06-09 2016-06-07 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -30,399 2,930,655 -1.03 7.68 -233,495 22,510,361
2016-06-06 2016-06-02 4 TPUB Tribune Publishing Co
Restricted Stock Units
A - Award 14,939 14,939
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
9,807,157
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
5,514,314
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
9,807,157
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
5,514,314
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
9,807,157
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
5,514,314
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
9,807,157
2016-06-06 3 TPUB Tribune Publishing Co
Common Stock
5,514,314
2016-06-01 3 NH Nant Health, LLC
Common Stock
136,613,239
2016-06-01 3 NH Nant Health, LLC
Common Stock
72,655,565
2016-06-01 3 NH Nant Health, LLC
Common Stock
136,613,239
2016-06-01 3 NH Nant Health, LLC
Common Stock
72,655,565
2016-06-01 3 NH Nant Health, LLC
Common Stock
136,613,239
2016-06-01 3 NH Nant Health, LLC
Common Stock
72,655,565
2016-06-01 3 NH Nant Health, LLC
Common Stock
136,613,239
2016-06-01 3 NH Nant Health, LLC
Common Stock
72,655,565
2016-03-08 2016-03-07 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -85,300 773,938 -9.93 6.17 -526,301 4,775,197
2016-03-08 2016-03-04 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
S - Sale -14,700 859,238 -1.68 6.34 -93,198 5,447,569
2016-03-04 2016-03-03 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -1,000,000 2,961,054 -25.25 7.45 -7,450,000 22,059,852
2016-03-01 2015-07-24 5 SRNE Sorrento Therapeutics, Inc.
Common Stock
G - Gift 7,188,061 7,188,061
2016-03-01 2015-07-24 5 SRNE Sorrento Therapeutics, Inc.
Common Stock
G - Gift -7,188,061 0 -100.00
2015-12-10 2015-12-09 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
A - Award 39,764 873,938 4.77 7.93 315,293 6,929,542
2015-12-09 2015-12-08 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
A - Award 14,000 834,174 1.71 8.01 112,154 6,682,568
2015-12-09 2015-12-07 4 SRNE Sorrento Therapeutics, Inc.
Common Stock
A - Award 100,000 820,174 13.89 7.89 789,090 6,471,911
2015-11-24 2015-11-23 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -118,209 3,961,054 -2.90 8.00 -946,157 31,704,672
2015-11-24 2015-11-20 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -41,687 4,079,263 -1.01 8.00 -333,425 32,627,169
2015-10-16 2015-10-14 4 NK NantKwest, Inc.
Option (right to buy)
P - Purchase 2,000,000 2,000,000
2015-09-01 2015-08-31 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -13,132 4,120,950 -0.32 9.75 -128,037 40,179,262
2015-09-01 2015-08-28 4 JAKK JAKKS PACIFIC INC
Common Stock
S - Sale -53,763 4,134,082 -1.28 9.39 -504,835 38,819,030
2015-08-25 2015-08-21 4 NK NantKwest, Inc.
Common Stock
P - Purchase 450,000 41,016,557 1.11 23.00 10,350,000 943,380,811
2015-08-04 2015-07-27 4 NK NantKwest, Inc.
Stock Option (right to buy)
A - Award 900,000 900,000
2015-08-04 2015-07-27 4 NK NantKwest, Inc.
Common Stock
A - Award 600,000 600,000
2015-07-27 3 NK NantKwest, Inc.
Common Stock
81,133,114
2015-07-27 3 NK NantKwest, Inc.
Common Stock
81,133,114
2015-07-27 3 NK NantKwest, Inc.
Common Stock
81,133,114
2015-07-27 3 NK NantKwest, Inc.
Common Stock
81,133,114
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
8,628,409
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
15,096,296
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
8,628,409
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
15,096,296
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
8,628,409
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
15,096,296
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
8,628,409
2014-12-29 3 SRNE Sorrento Therapeutics, Inc.
Common Stock
15,096,296
2013-07-22 2013-07-18 4 JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 1,336,081 4,187,845 46.85 7.41 9,900,360 31,031,931
2013-07-15 2013-04-09 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 660,000 3,091,386 27.15 10.43 6,883,800 32,243,156
2013-07-15 2013-04-09 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 77,189 2,431,386 3.28 10.52 812,028 25,578,181
2013-07-15 2013-04-08 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 35,363 2,354,197 1.53 10.40 367,775 24,483,649
2013-07-15 2013-04-05 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 127,070 2,318,834 5.80 10.30 1,308,821 23,883,990
2013-07-15 2013-02-28 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 30,000 2,191,764 1.39 12.15 364,500 26,629,933
2013-07-15 2013-02-27 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 30,000 2,161,764 1.41 12.13 363,900 26,222,197
2013-07-15 2013-02-26 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 31,000 2,131,764 1.48 12.08 374,480 25,751,709
2013-07-15 2013-02-25 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 50,000 2,100,764 2.44 12.02 601,000 25,251,183
2013-07-15 2013-02-22 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 34,400 2,050,764 1.71 12.12 416,928 24,855,260
2013-07-15 2013-02-06 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 2,664 2,016,364 0.13 12.95 34,499 26,111,914
2013-07-15 2013-02-05 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 3,400 2,013,700 0.17 12.95 44,030 26,077,415
2013-07-15 2012-12-10 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 10,300 2,010,300 0.52 12.57 129,471 25,269,471
2013-07-15 2012-10-15 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 24,218 2,000,000 1.23 13.73 332,513 27,460,000
2013-07-15 2012-10-12 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 83,000 1,975,782 4.39 13.98 1,160,340 27,621,432
2013-07-15 2012-10-11 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 149,262 1,892,782 8.56 13.98 2,086,683 26,461,092
2013-07-15 2012-10-10 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 84,300 1,743,520 5.08 13.68 1,153,224 23,851,354
2013-07-15 2012-10-09 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 200,000 1,659,220 13.71 13.87 2,774,000 23,013,381
2013-07-15 2012-10-08 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 88,208 1,459,220 6.43 13.82 1,219,035 20,166,420
2013-07-15 2012-10-05 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 103,640 1,371,012 8.18 13.98 1,448,887 19,166,748
2013-07-15 2012-10-04 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 100,000 1,267,372 8.57 13.87 1,387,000 17,578,450
2013-07-15 2012-10-03 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 100,000 1,167,372 9.37 13.71 1,371,000 16,004,670
2013-07-15 2012-10-02 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 65,000 1,067,372 6.48 13.76 894,400 14,687,039
2013-07-15 2012-10-01 4/A JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 135,600 1,002,372 15.64 13.76 1,865,856 13,792,639
2013-07-15 3/A JAKK JAKKS PACIFIC INC
Common Stock
866,772
2013-04-09 2013-04-09 4 JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 660,000 2,851,764 30.11 10.43 6,883,800 29,743,899
2013-04-09 2013-04-09 4 JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 77,189 239,622 47.52 10.52 812,028 2,520,823
2013-04-09 2013-04-08 4 JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 35,363 162,433 27.83 10.40 367,623 1,688,605
2013-04-09 2013-04-05 4 JAKK JAKKS PACIFIC INC
Common Stock
P - Purchase 86,028 127,070 209.61 10.30 886,088 1,308,821
2013-04-09 3 JAKK JAKKS PACIFIC INC
Common Stock
41,042
2013-04-09 3 JAKK JAKKS PACIFIC INC
Common Stock
2,191,764
2012-03-20 2012-03-16 4 NEOM NEOMEDIA TECHNOLOGIES INC
Common Stock
P - Purchase 69,754,891 113,494,743 159.48 0.04 3,076,191 5,005,118
2012-03-20 3 NEOM NEOMEDIA TECHNOLOGIES INC
Common Stock
113,494,743
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)