鷹資本成長基金公司
US ˙ NYSEAM ˙ US2694511005

簡介

本頁面提供了有關 Luke E Sims 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Luke E Sims已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:GRF / Eagle Capital Growth Fund, Inc. President & CEO, Director 295,267
如何解讀這些圖表

以下圖表顯示了在Luke E Sims進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

GRF / Eagle Capital Growth Fund, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 GRF / Eagle Capital Growth Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2026-05-18 GRF SIMS LUKE E 1,209 10.1999 1,209 10.1999 12,332 9 10.3550 188 1.53
2025-10-17 GRF SIMS LUKE E 2,000 10.7500 2,000 10.7500 21,500
2025-06-26 GRF SIMS LUKE E 4,500 9.7313 4,500 9.7313 43,791
2025-06-17 GRF SIMS LUKE E 2,100 9.8000 2,100 9.8000 20,580
2024-12-04 GRF SIMS LUKE E 5,000 9.7500 5,000 9.7500 48,750
2024-12-04 GRF SIMS LUKE E 1,000 9.6750 1,000 9.6750 9,675
2024-09-06 GRF SIMS LUKE E 2,000 9.5800 2,000 9.5800 19,160
2017-03-08 GRF SIMS LUKE E 1,600 7.1500 1,600 7.1500 11,440
2017-03-08 GRF SIMS LUKE E 4,050 7.1700 4,050 7.1700 29,038
2017-03-07 GRF SIMS LUKE E 600 7.0000 600 7.0000 4,200
2017-03-07 GRF SIMS LUKE E 700 7.0300 700 7.0300 4,921
2017-03-07 GRF SIMS LUKE E 400 7.0400 400 7.0400 2,816
2017-03-07 GRF SIMS LUKE E 3,900 7.0500 3,900 7.0500 27,495
2016-07-21 GRF SIMS LUKE E 25 7.9400 25 7.9400 198
2016-07-20 GRF SIMS LUKE E 100 7.9900 100 7.9900 799
2016-07-20 GRF SIMS LUKE E 72 7.9900 72 7.9900 575
2016-07-14 GRF SIMS LUKE E 28 7.8000 28 7.8000 218
2016-07-05 GRF SIMS LUKE E 10 7.7800 10 7.7800 78
2016-01-14 GRF SIMS LUKE E 1,400 6.9700 1,400 6.9700 9,758
2013-09-19 GRF SIMS LUKE E 1,000 8.1000 1,000 8.1000 8,100
2013-09-19 GRF SIMS LUKE E 697 8.0600 697 8.0600 5,618
2013-09-19 GRF SIMS LUKE E 4,303 8.0700 4,303 8.0700 34,725
2013-07-22 GRF SIMS LUKE E 361 7.8600 361 7.8600 2,837
2013-07-19 GRF SIMS LUKE E 603 7.8400 603 7.8400 4,728
2013-07-19 GRF SIMS LUKE E 6,004 7.8500 6,004 7.8500 47,131
2013-06-05 GRF SIMS LUKE E 1,000 7.5600 1,000 7.5600 7,560
2013-06-05 GRF SIMS LUKE E 1,450 7.5200 1,450 7.5200 10,904
2013-05-21 GRF SIMS LUKE E 1,800 7.7000 1,800 7.7000 13,860
2013-04-25 GRF SIMS LUKE E 2,000 7.4100 2,000 7.4100 14,820
2013-03-08 GRF SIMS LUKE E 500 7.2600 500 7.2600 3,630
2013-03-08 GRF SIMS LUKE E 600 7.2800 600 7.2800 4,368
2013-03-08 GRF SIMS LUKE E 500 7.2900 500 7.2900 3,645
2013-02-21 GRF SIMS LUKE E 1,180 6.9500 1,180 6.9500 8,201
2012-11-16 GRF SIMS LUKE E 1,000 6.4700 1,000 6.4700 6,470
2012-11-16 GRF SIMS LUKE E 600 6.4800 600 6.4800 3,888
2012-09-24 GRF SIMS LUKE E 417 6.7500 417 6.7500 2,815
2012-09-24 GRF SIMS LUKE E 100 6.8100 100 6.8100 681
2012-09-24 GRF SIMS LUKE E 1,000 6.8700 1,000 6.8700 6,870
2012-09-24 GRF SIMS LUKE E 6,000 6.8900 6,000 6.8900 41,340
2012-09-24 GRF SIMS LUKE E 900 6.9000 900 6.9000 6,210
2012-09-24 GRF SIMS LUKE E 1,000 6.9100 1,000 6.9100 6,910
2012-09-24 GRF SIMS LUKE E 500 6.9300 500 6.9300 3,465
2012-09-20 GRF SIMS LUKE E 6,523 6.8600 6,523 6.8600 44,748
2012-09-20 GRF SIMS LUKE E 2,000 6.8900 2,000 6.8900 13,780
2012-09-19 GRF SIMS LUKE E 600 6.8500 600 6.8500 4,110
2012-09-19 GRF SIMS LUKE E 2,400 6.8600 2,400 6.8600 16,464
2012-09-18 GRF SIMS LUKE E 1,000 6.8400 1,000 6.8400 6,840
2012-09-18 GRF SIMS LUKE E 1,000 6.8500 1,000 6.8500 6,850
2012-09-18 GRF SIMS LUKE E 2,000 6.8600 2,000 6.8600 13,720
2012-09-13 GRF SIMS LUKE E 1,000 6.8800 1,000 6.8800 6,880
2012-09-12 GRF SIMS LUKE E 500 6.8100 500 6.8100 3,405
2012-09-12 GRF SIMS LUKE E 2,443 6.8300 2,443 6.8300 16,686
2012-09-12 GRF SIMS LUKE E 1,500 6.8600 1,500 6.8600 10,290
2012-09-11 GRF SIMS LUKE E 100 6.7000 100 6.7000 670
2012-09-11 GRF SIMS LUKE E 900 6.7100 900 6.7100 6,039
2012-09-11 GRF SIMS LUKE E 1,061 6.7200 1,061 6.7200 7,130
2012-09-11 GRF SIMS LUKE E 1,274 6.7300 1,274 6.7300 8,574
2012-09-11 GRF SIMS LUKE E 1,000 6.7800 1,000 6.7800 6,780
2012-09-11 GRF SIMS LUKE E 2,000 6.7900 2,000 6.7900 13,580
2012-05-08 GRF SIMS LUKE E 4,200 6.6000 4,200 6.6000 27,720
2012-03-30 GRF SIMS LUKE E 100 6.6900 100 6.6900 669
2012-03-30 GRF SIMS LUKE E 8,981 6.7200 8,981 6.7200 60,352
2012-03-30 GRF SIMS LUKE E 919 6.7600 919 6.7600 6,212
2012-03-01 GRF SIMS LUKE E 225 6.5300 225 6.5300 1,469
2012-03-01 GRF SIMS LUKE E 1,500 6.5100 1,500 6.5100 9,765
2012-03-01 GRF SIMS LUKE E 1,568 6.5000 1,568 6.5000 10,192
2012-03-01 GRF SIMS LUKE E 900 6.4900 900 6.4900 5,841
2012-03-01 GRF SIMS LUKE E 532 6.4800 532 6.4800 3,447
2012-01-13 GRF SIMS LUKE E 1,000 6.1500 1,000 6.1500 6,150
2012-01-13 GRF SIMS LUKE E 3,000 6.1700 3,000 6.1700 18,510
2012-01-13 GRF SIMS LUKE E 1,000 6.1800 1,000 6.1800 6,180
2007-06-04 GRF SIMS LUKE E 1,500 9.1500 1,500 9.1500 13,725
2007-06-04 GRF SIMS LUKE E 500 9.1000 500 9.1000 4,550

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GRF / Eagle Capital Growth Fund, Inc. Insider Trades
GRF / Eagle Capital Growth Fund, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 GRF / Eagle Capital Growth Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2024-02-22 GRF SIMS LUKE E 5,000 9.1900 5,000 9.1900 45,950 4 0.0000 -45,950 -100.00
2023-08-28 GRF SIMS LUKE E 5,000 8.8800 5,000 8.8800 44,400
2023-05-10 GRF SIMS LUKE E 5,000 8.5000 5,000 8.5000 42,500
2022-08-02 GRF SIMS LUKE E 5,000 8.5900 5,000 8.5900 42,950
2022-03-10 GRF SIMS LUKE E 5,000 9.3000 5,000 9.3000 46,500
2021-08-16 GRF SIMS LUKE E 5,000 9.1500 5,000 9.1500 45,750
2021-04-30 GRF SIMS LUKE E 5,000 8.7311 5,000 8.7311 43,656
2020-05-21 GRF SIMS LUKE E 4,100 6.6900 4,100 6.6900 27,429
2020-05-18 GRF SIMS LUKE E 900 7.0000 900 7.0000 6,300
2020-05-18 GRF SIMS LUKE E 100 7.0300 100 7.0300 703
2020-01-29 GRF SIMS LUKE E 5,000 7.8400 5,000 7.8400 39,200
2019-06-11 GRF SIMS LUKE E 2,800 7.6600 2,800 7.6600 21,448
2019-06-10 GRF SIMS LUKE E 1,500 7.8100 1,500 7.8100 11,715
2019-06-10 GRF SIMS LUKE E 700 7.7800 700 7.7800 5,446
2018-10-11 GRF SIMS LUKE E 2,713 7.4500 2,713 7.4500 20,212
2018-07-09 GRF SIMS LUKE E 5,000 7.9712 5,000 7.9712 39,856
2017-09-11 GRF SIMS LUKE E 5,000 7.8000 5,000 7.8000 39,000
2016-07-20 GRF SIMS LUKE E 1,182 7.9900 1,182 7.9900 9,444
2016-07-19 GRF SIMS LUKE E 3,818 7.9800 3,818 7.9800 30,468

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GRF / Eagle Capital Growth Fund, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Luke E Sims 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-05-19 2026-05-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,209 295,267 0.41 10.20 12,332 3,011,694
2026-05-19 2026-05-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 258 294,058 0.09 10.10 2,606 2,969,986
2026-02-13 2025-12-19 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		G - Gift -60 293,800 -0.02 10.50 -630 3,084,900
2025-10-21 2025-10-17 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 293,860 0.69 10.75 21,500 3,158,995
2025-10-21 2025-08-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 975 291,860 0.34 10.11 9,857 2,950,705
2025-06-30 2025-06-26 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 4,500 290,885 1.57 9.73 43,791 2,830,689
2025-06-18 2025-06-17 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,100 286,385 0.74 9.80 20,580 2,806,573
2025-06-18 2025-03-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 1,000 284,285 0.35 9.92 9,916 2,819,027
2024-12-05 2024-12-04 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 283,285 0.35 9.68 9,675 2,740,782
2024-12-05 2024-12-04 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 5,000 282,285 1.80 9.75 48,750 2,752,279
2024-12-05 2024-11-27 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 14 277,285 0.01 10.10 141 2,800,578
2024-09-10 2024-09-06 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 277,271 0.73 9.58 19,160 2,656,256
2024-02-23 2024-02-22 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 275,271 -1.78 9.19 -45,950 2,529,740
2023-08-30 2023-08-28 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 280,271 -1.75 8.88 -44,400 2,488,806
2023-05-12 2023-05-10 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -285,271 285,271 -50.00 8.50 -2,424,804 2,424,804
2023-05-12 2023-05-10 4/A GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 285,271 -1.72 8.50 -42,500 2,424,804
2022-08-03 2022-08-02 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 290,271 -1.69 8.59 -42,950 2,493,428
2022-03-14 2022-03-10 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 295,271 -1.67 9.30 -46,500 2,746,020
2021-08-18 2021-08-16 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 300,271 -1.64 9.15 -45,750 2,747,480
2021-05-04 2021-04-30 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 305,271 -1.61 8.73 -43,656 2,665,352
2021-01-26 2020-05-18 4/A GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -100 319,371 -0.03 7.03 -703 2,245,178
2021-01-22 2021-01-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 310,371 -1.59 8.02 -40,100 2,489,175
2020-05-26 2020-05-21 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -4,100 315,371 -1.28 6.69 -27,429 2,109,832
2020-05-20 2020-05-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -900 319,471 -0.28 7.00 -6,300 2,236,297
2020-01-30 2020-01-29 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 320,371 -1.54 7.84 -39,200 2,511,709
2019-12-30 2019-12-26 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 3,536 325,371 1.10 7.58 26,803 2,466,312
2019-06-12 2019-06-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -2,800 321,835 -0.86 7.66 -21,448 2,465,256
2019-06-12 2019-06-10 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -700 324,635 -0.22 7.78 -5,446 2,525,660
2019-06-12 2019-06-10 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -1,500 325,335 -0.46 7.81 -11,715 2,540,866
2019-01-02 2018-12-28 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 2,762 326,835 0.85 7.36 20,328 2,405,506
2018-10-12 2018-10-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -2,713 324,073 -0.83 7.45 -20,212 2,414,344
2018-07-11 2018-07-09 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 326,786 -1.51 7.97 -39,856 2,604,877
2018-02-14 2017-12-28 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 13,069 331,786 4.10 7.87 102,853 2,611,156
2017-09-12 2017-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -5,000 318,717 -1.54 7.80 -39,000 2,485,993
2017-03-09 2017-03-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 4,050 323,717 1.27 7.17 29,038 2,321,051
2017-03-09 2017-03-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,600 319,667 0.50 7.15 11,440 2,285,619
2017-03-09 2017-03-07 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 3,900 318,067 1.24 7.05 27,495 2,242,372
2017-03-09 2017-03-07 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 400 314,167 0.13 7.04 2,816 2,211,736
2017-03-09 2017-03-07 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 700 313,767 0.22 7.03 4,921 2,205,782
2017-03-09 2017-03-07 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 600 313,067 0.19 7.00 4,200 2,191,469
2017-03-09 2017-01-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 1,350 312,467 0.43 7.17 9,680 2,240,388
2017-02-14 2016-12-28 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 4,714 311,117 1.54 7.57 35,686 2,355,156
2016-07-21 2016-07-21 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 25 480 5.49 7.94 198 3,811
2016-07-21 2016-07-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 72 455 18.80 7.99 575 3,635
2016-07-21 2016-07-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 100 383 35.34 7.99 799 3,060
2016-07-21 2016-07-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -1,182 306,403 -0.38 7.99 -9,444 2,448,159
2016-07-21 2016-07-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		S - Sale -3,818 307,585 -1.23 7.98 -30,468 2,454,528
2016-07-21 2016-07-14 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 28 283 10.98 7.80 218 2,207
2016-07-21 2016-07-05 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 10 255 4.08 7.78 78 1,984
2016-07-21 2016-01-14 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,400 311,403 0.45 6.97 9,758 2,170,478
2016-02-16 2015-12-31 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 0 245 0.00
2016-02-16 2015-12-31 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 0 11,389 0.00
2016-02-16 2015-12-31 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 0 310,003 0.00
2014-02-14 2013-12-31 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		J - Other 3 310,003 0.00 8.19 24 2,540,071
2013-09-23 2013-09-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 4,303 310,000 1.41 8.07 34,725 2,501,700
2013-09-23 2013-09-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 697 305,697 0.23 8.06 5,618 2,463,918
2013-09-23 2013-09-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 305,000 0.33 8.10 8,100 2,470,500
2013-09-23 2013-07-23 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 430 304,000 0.14 7.80 3,354 2,371,200
2013-07-23 2013-07-22 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 361 303,570 0.12 7.86 2,837 2,386,060
2013-07-23 2013-07-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 6,004 303,209 2.02 7.85 47,131 2,380,191
2013-07-23 2013-07-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 603 297,205 0.20 7.84 4,728 2,330,087
2013-06-05 2013-06-05 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,450 296,602 0.49 7.52 10,904 2,230,447
2013-06-05 2013-06-05 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 295,152 0.34 7.56 7,560 2,231,349
2013-05-22 2013-05-21 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,800 294,152 0.62 7.70 13,860 2,264,970
2013-05-02 2013-04-25 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 292,352 0.69 7.41 14,820 2,166,328
2013-03-11 2013-03-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 500 290,352 0.17 7.29 3,645 2,116,666
2013-03-11 2013-03-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 600 289,852 0.21 7.28 4,368 2,110,123
2013-03-11 2013-03-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 500 289,252 0.17 7.26 3,630 2,099,970
2013-03-11 2013-03-07 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 300 288,752 0.10 7.20 2,160 2,079,014
2013-02-22 2013-02-21 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,180 288,452 0.41 6.95 8,201 2,004,741
2013-02-22 2013-02-14 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 1,000 287,272 0.35 7.08 7,080 2,033,886
2012-11-19 2012-11-16 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 600 286,272 0.21 6.48 3,888 1,855,043
2012-11-19 2012-11-16 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 285,672 0.35 6.47 6,470 1,848,298
2012-11-19 2012-09-25 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 1,000 284,672 0.35 6.90 6,900 1,964,237
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 500 283,672 0.18 6.93 3,465 1,965,847
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 283,172 0.35 6.91 6,910 1,956,719
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 900 282,172 0.32 6.90 6,210 1,946,987
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 6,000 281,272 2.18 6.89 41,340 1,937,964
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 275,272 0.36 6.87 6,870 1,891,119
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 100 274,272 0.04 6.81 681 1,867,792
2012-09-25 2012-09-24 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 417 274,172 0.15 6.75 2,815 1,850,661
2012-09-21 2012-09-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 273,755 0.74 6.89 13,780 1,886,172
2012-09-21 2012-09-20 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 6,523 271,755 2.46 6.86 44,748 1,864,239
2012-09-20 2012-09-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,400 265,232 0.91 6.86 16,464 1,819,492
2012-09-20 2012-09-19 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 600 262,832 0.23 6.85 4,110 1,800,399
2012-09-20 2012-09-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 262,232 0.77 6.86 13,720 1,798,912
2012-09-20 2012-09-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 260,232 0.39 6.85 6,850 1,782,589
2012-09-20 2012-09-18 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 259,232 0.39 6.84 6,840 1,773,147
2012-09-20 2012-09-13 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 258,232 0.39 6.88 6,880 1,776,636
2012-09-17 2012-09-12 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,500 257,232 0.59 6.86 10,290 1,764,612
2012-09-17 2012-09-12 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,443 255,732 0.96 6.83 16,686 1,746,650
2012-09-17 2012-09-12 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 500 253,289 0.20 6.81 3,405 1,724,898
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 2,000 252,789 0.80 6.79 13,580 1,716,437
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 250,789 0.40 6.78 6,780 1,700,349
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,274 249,789 0.51 6.73 8,574 1,681,080
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,061 248,515 0.43 6.72 7,130 1,670,021
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 900 247,454 0.37 6.71 6,039 1,660,416
2012-09-17 2012-09-11 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 100 246,554 0.04 6.70 670 1,651,912
2012-05-10 2012-05-08 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 4,200 246,454 1.73 6.60 27,720 1,626,596
2012-04-03 2012-03-30 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 919 242,254 0.38 6.76 6,212 1,637,637
2012-04-03 2012-03-30 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 8,981 241,335 3.87 6.72 60,352 1,621,771
2012-04-03 2012-03-30 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 100 232,354 0.04 6.69 669 1,554,448
2012-03-05 2012-03-01 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 532 232,254 0.23 6.48 3,447 1,505,006
2012-03-05 2012-03-01 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 900 231,722 0.39 6.49 5,841 1,503,876
2012-03-05 2012-03-01 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,568 230,822 0.68 6.50 10,192 1,500,343
2012-03-05 2012-03-01 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,500 229,254 0.66 6.51 9,765 1,492,444
2012-03-05 2012-03-01 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 225 227,754 0.10 6.53 1,469 1,487,234
2012-01-17 2012-01-13 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 227,529 0.44 6.18 6,180 1,406,129
2012-01-17 2012-01-13 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 3,000 226,529 1.34 6.17 18,510 1,397,684
2012-01-17 2012-01-13 4 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		P - Purchase 1,000 223,529 0.45 6.15 6,150 1,374,703
2012-01-12 2011-10-05 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 500 222,529 0.23 6.20 3,100 1,379,680
2012-01-12 2011-08-16 5 GRF EAGLE CAPITAL GROWTH FUND, INC.
Common Stock 		L - Other 700 222,029 0.32 6.15 4,305 1,365,478
2007-06-12 2007-06-04 4 GRF NAIC GROWTH FUND INC
Common Stock 		P - Purchase 500 186,120 0.27 9.10 4,550 1,693,692
2007-06-12 2007-06-04 4 GRF NAIC GROWTH FUND INC
Common Stock 		P - Purchase 1,500 185,620 0.81 9.15 13,725 1,698,423
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）