Osaic Financial Services, Inc. - 優先股
US ˙ OTCPK ˙ US50575Q2012

簡介

本頁面提供了有關 Jacqueline M Simkin 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Jacqueline M Simkin已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:LTS / Ladenburg Thalmann Financial Services, Inc. 0
如何解讀這些圖表

以下圖表顯示了在Jacqueline M Simkin進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 LTSAP / Osaic Financial Services, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-01-14 LTS Simkin Jacqueline M 10,000 2.2556 10,000 2.2556 22,556 103
2015-08-21 LTS Simkin Jacqueline M 5,000 2.5200 5,000 2.5200 12,600
2015-08-14 LTS Simkin Jacqueline M 3,000 2.6200 3,000 2.6200 7,860
2015-08-13 LTS Simkin Jacqueline M 5,000 2.6200 5,000 2.6200 13,100
2015-08-12 LTS Simkin Jacqueline M 5,000 2.6000 5,000 2.6000 13,000
2015-08-12 LTS Simkin Jacqueline M 5,000 2.6100 5,000 2.6100 13,050
2015-05-11 LTS Simkin Jacqueline M 15,000 3.3893 15,000 3.3893 50,840
2015-04-10 LTS Simkin Jacqueline M 5,000 3.5500 5,000 3.5500 17,750
2015-04-10 LTS Simkin Jacqueline M 5,000 3.5800 5,000 3.5800 17,900
2015-04-09 LTS Simkin Jacqueline M 30,000 3.6300 30,000 3.6300 108,900
2015-01-02 LTS Simkin Jacqueline M 5,000 3.8900 5,000 3.8900 19,450
2014-12-30 LTS Simkin Jacqueline M 10,000 3.8890 10,000 3.8890 38,890
2014-12-11 LTS Simkin Jacqueline M 10,000 3.7857 10,000 3.7857 37,857
2014-08-21 LTS Simkin Jacqueline M 5,000 3.5670 5,000 3.5670 17,835
2014-06-25 LTS Simkin Jacqueline M 15,303 2.9645 15,303 2.9645 45,366
2014-03-14 LTS Simkin Jacqueline M 20,000 2.9432 20,000 2.9432 58,864
2013-08-15 LTS Simkin Jacqueline M 87,000 1.6700 87,000 1.6700 145,290
2013-04-15 LTS Simkin Jacqueline M 5,000 1.5200 5,000 1.5200 7,600
2013-04-15 LTS Simkin Jacqueline M 2,500 1.4700 2,500 1.4700 3,675
2013-04-08 LTS Simkin Jacqueline M 4,876 1.5900 4,876 1.5900 7,753
2013-04-08 LTS Simkin Jacqueline M 124 1.6100 124 1.6100 200
2013-04-04 LTS Simkin Jacqueline M 5,000 1.6000 5,000 1.6000 8,000
2013-03-20 LTS Simkin Jacqueline M 400 1.6400 400 1.6400 656
2013-03-20 LTS Simkin Jacqueline M 9,600 1.6500 9,600 1.6500 15,840
2012-11-19 LTS Simkin Jacqueline M 4,537 1.1700 4,537 1.1700 5,308
2012-11-16 LTS Simkin Jacqueline M 463 1.1700 463 1.1700 542
2012-11-14 LTS Simkin Jacqueline M 5,000 1.2200 5,000 1.2200 6,100
2012-11-13 LTS Simkin Jacqueline M 5,000 1.2300 5,000 1.2300 6,150
2012-11-13 LTS Simkin Jacqueline M 5,907 1.2300 5,907 1.2300 7,266
2012-11-12 LTS Simkin Jacqueline M 3,293 1.2500 3,293 1.2500 4,116
2012-11-09 LTS Simkin Jacqueline M 800 1.2200 800 1.2200 976
2012-10-11 LTS Simkin Jacqueline M 5,000 1.2500 5,000 1.2500 6,250
2012-10-11 LTS Simkin Jacqueline M 10,000 1.2600 10,000 1.2600 12,600
2012-08-15 LTS Simkin Jacqueline M 5,000 1.3198 5,000 1.3198 6,599
2012-05-15 LTS Simkin Jacqueline M 11,502 1.4600 11,502 1.4600 16,793
2012-05-15 LTS Simkin Jacqueline M 8,498 1.4700 8,498 1.4700 12,492
2012-03-23 LTS Simkin Jacqueline M 50,000 1.8420 50,000 1.8420 92,100
2012-01-04 LTS Simkin Jacqueline M 5,000 2.4500 5,000 2.4500 12,250
2012-01-03 LTS Simkin Jacqueline M 3,000 2.5000 3,000 2.5000 7,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 LTSAP / Osaic Financial Services, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Jacqueline M Simkin 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 1.10 -55,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 0.12 -6,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 0.49 -24,500
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 2.04 -102,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -50,000 0 -100.00 2.18 -109,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -20,000 0 -100.00 1.71 -34,200
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -20,000 0 -100.00 1.77 -35,400
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -158,000 0 -100.00 3.50 -553,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -1,859,738 0 -100.00 3.50 -6,509,083
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -45,000 0 -100.00 3.50 -157,500
2020-02-14 2020-02-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock 		S - Sale -8,000 0 -100.00 25.08 -200,664
2019-06-14 2019-06-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 30,000 75,000 66.67
2019-04-19 2019-04-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -8,730 1,829,738 -0.47
2018-06-01 2018-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 30,000 60,000 100.00
2017-12-22 2017-12-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -18,521 1,823,468 -1.01
2017-11-24 2017-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -3,454 1,841,989 -0.19
2017-05-26 2017-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 30,000 30,000
2016-05-20 2016-05-18 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 1,627,943 0.62 2.26 22,556 3,671,988
2015-08-25 2015-08-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,486,943 0.34 2.52 12,600 3,747,096
2015-08-17 2015-08-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,000 1,481,943 0.20 2.62 7,860 3,882,691
2015-08-14 2015-08-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,478,943 0.34 2.62 13,100 3,874,831
2015-08-13 2015-08-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,473,943 0.34 2.61 13,050 3,846,991
2015-08-13 2015-08-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,468,943 0.34 2.60 13,000 3,819,252
2015-05-19 2015-05-18 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2015-05-12 2015-05-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 15,000 1,463,943 1.04 3.39 50,840 4,961,742
2015-04-13 2015-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,448,943 0.35 3.58 17,900 5,187,216
2015-04-13 2015-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,443,943 0.35 3.55 17,750 5,125,998
2015-04-10 2015-04-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 30,000 1,438,943 2.13 3.63 108,900 5,223,363
2015-01-05 2015-01-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,408,943 0.36 3.89 19,450 5,480,788
2014-12-31 2014-12-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 1,403,943 0.72 3.89 38,890 5,459,934
2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 1,363,943 0.74 3.79 37,857 5,163,479
2014-08-25 2014-08-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,265,443 0.40 3.57 17,835 4,513,835
2014-06-27 2014-06-25 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2014-06-26 2014-06-25 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 15,303 1,153,125 1.34 2.96 45,366 3,418,439
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 20,000 1,137,822 1.79 2.94 58,864 3,348,838
2013-08-16 2013-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 87,000 1,117,822 8.44 1.67 145,290 1,866,763
2013-05-29 2013-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock 		P - Purchase 8,000 8,000 25.00 200,000 200,000
2013-05-13 2013-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2013-04-16 2013-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,500 1,030,822 0.24 1.47 3,675 1,515,308
2013-04-16 2013-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,028,322 0.49 1.52 7,600 1,563,049
2013-04-09 2013-04-08 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 124 1,023,322 0.01 1.61 200 1,647,548
2013-04-09 2013-04-08 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,876 1,023,198 0.48 1.59 7,753 1,626,885
2013-04-08 2013-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,018,322 0.49 1.60 8,000 1,629,315
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 9,600 1,013,322 0.96 1.65 15,840 1,671,981
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 400 1,003,722 0.04 1.64 656 1,646,104
2012-11-20 2012-11-19 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,537 1,003,322 0.45 1.17 5,308 1,173,887
2012-11-20 2012-11-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 463 998,785 0.05 1.17 542 1,168,578
2012-11-15 2012-11-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 993,322 0.51 1.22 6,100 1,211,853
2012-11-15 2012-11-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 998,322 0.50 1.23 6,150 1,227,936
2012-11-14 2012-11-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,907 790,640 0.75 1.23 7,266 972,487
2012-11-13 2012-11-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,293 784,733 0.42 1.25 4,116 980,916
2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 800 781,440 0.10 1.22 976 953,357
2012-10-12 2012-10-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 780,640 1.30 1.26 12,600 983,606
2012-10-12 2012-10-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 770,640 0.65 1.25 6,250 963,300
2012-10-02 2012-09-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 765,640 0.66 1.32 6,599 1,010,492
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 8,498 755,640 1.14 1.47 12,492 1,110,791
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 11,502 747,142 1.56 1.46 16,793 1,090,827
2012-03-26 2012-03-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 50,000 735,640 7.29 1.84 92,100 1,355,049
2012-01-05 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 685,640 0.73 2.45 12,250 1,679,818
2012-01-04 2012-01-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,000 680,640 0.44 2.50 7,500 1,701,600
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）