簡介

本頁面提供了有關 Karen E Shaff 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Karen E Shaff已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PFG / Principal Financial Group, Inc. EVP, Gen'l Counsel, Secretary, 10% Owner 102,780
如何解讀這些圖表

以下圖表顯示了在Karen E Shaff進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Karen E Shaff 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2020-06-30 2020-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 203 102,780 0.20
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 240 102,435 0.23
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 50,015 50,015
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 7,330 101,567 7.78
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 139 94,237 0.15
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 131 94,001 0.14
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 127 93,778 0.14
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 145 93,564 0.16
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 48,215 48,215
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 15,677 93,321 20.19
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 165 77,644 0.21
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 119 76,892 0.16
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 128 76,694 0.17
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 108 76,481 0.14
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 32,465 32,465
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 9,865 76,300 14.85
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 88 66,049 0.13
2017-12-08 2017-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -3,800 65,905 -5.45
2017-12-04 2017-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -40,755 0 -100.00
2017-12-04 2017-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -9,806 69,705 -12.33 69.51 -681,615 4,845,195
2017-12-04 2017-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -40,755 79,511 -33.89 69.51 -2,832,880 5,526,810
2017-12-04 2017-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 40,755 120,266 51.26 30.70 1,251,178 3,692,166
2017-11-07 2017-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -6,400 79,511 -7.45
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,588 0 -100.00
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,588 85,911 -10.97 68.01 -720,090 5,842,807
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,588 96,499 12.32 34.26 362,745 3,306,056
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -17,082 10,588 -61.73
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -17,082 85,911 -16.59 68.00 -1,161,576 5,841,948
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 17,082 102,993 19.88 34.26 585,229 3,528,540
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 93 85,911 0.11
2017-07-11 2017-07-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -30,500 0 -100.00
2017-07-11 2017-07-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -30,500 85,760 -26.23 65.00 -1,982,500 5,574,400
2017-07-11 2017-07-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 30,500 116,260 35.56 60.10 1,833,050 6,987,226
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 91 85,760 0.11
2017-06-13 2017-06-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -38,105 0 -100.00
2017-06-13 2017-06-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -38,105 85,612 -30.80 65.05 -2,478,730 5,569,061
2017-06-13 2017-06-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 38,105 123,717 44.51 27.46 1,046,363 3,397,269
2017-05-18 2017-05-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -2,000 85,612 -2.28
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 90 87,612 0.10
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 31,035 31,035
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 5,930 87,465 7.27
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -43,410 0 -100.00
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -43,410 80,928 -34.91 60.04 -2,606,336 4,858,917
2017-02-13 2017-02-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 43,410 124,338 53.64 22.21 964,136 2,761,547
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 91 80,928 0.11
2016-11-17 2016-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -701 80,783 -0.86
2016-10-28 2016-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,832 81,484 -13.61 55.00 -705,760 4,481,620
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 98 94,316 0.10
2016-09-13 2016-08-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -1,635 94,161 -1.71
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 120 95,796 0.13
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 118 95,603 0.12
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 52,540 52,540
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 11,761 95,416 14.06
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 100 83,172 0.12
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 94 83,018 0.11
2015-07-31 2015-07-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -39,165 0 -100.00
2015-07-31 2015-07-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift X -1,094 82,872 -1.30
2015-07-31 2015-07-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -39,165 83,966 -31.81 55.25 -2,163,866 4,639,122
2015-07-31 2015-07-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 39,165 123,131 46.64 49.25 1,928,876 6,064,202
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 86 83,966 0.10
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 84 84,906 0.10
2015-03-17 2015-03-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -1,080 84,764 -1.26
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 22,570 22,570
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 12,832 85,844 17.58
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 75 73,012 0.10
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 74 72,885 0.10
2014-08-22 2014-08-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -54,430 0 -100.00
2014-08-22 2014-08-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -54,430 72,759 -42.79 53.09 -2,889,689 3,862,775
2014-08-22 2014-08-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 54,430 127,189 74.81 39.02 2,123,859 4,962,915
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 73 72,759 0.10
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 70 72,635 0.10
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 25,500 25,500
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 9,806 72,516 15.64
2014-02-14 2013-11-25 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -1,250 62,710 -1.95
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 60 63,299 0.09
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 68 64,449 0.11
2013-07-24 2013-07-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
I - Other X -2,495 0 -100.00 40.41 -100,807
2013-07-24 2013-07-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
I - Other X -620 0 -100.00 41.53 -25,749
2013-07-24 2013-07-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
I - Other X -5,793 620 -90.33 40.53 -234,790 25,129
2013-07-24 2013-07-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -36,530 0 -100.00
2013-07-24 2013-07-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -36,530 64,330 -36.22 40.50 -1,479,465 2,605,365
2013-07-24 2013-07-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 36,530 100,860 56.79 36.30 1,326,039 3,661,218
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 2,495 0.61 37.45 569 93,423
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 69 64,330 0.11
2013-04-12 2013-04-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
M - Exercise -87,360 0 -100.00
2013-04-12 2013-04-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -87,360 64,209 -57.64 35.00 -3,057,600 2,247,315
2013-04-12 2013-04-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 87,360 151,569 136.06 11.07 967,075 1,677,869
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 17 2,479 0.68 33.64 565 83,407
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 76 64,209 0.12
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 53,685 53,685
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 23,801 64,076 59.10
2013-02-20 2013-02-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,125 40,275 -7.20 32.00 -100,000 1,288,800
2013-01-23 2013-01-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,333 42,444 -7.28 30.28 -100,923 1,285,204
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 18 2,462 0.75 28.08 514 69,147
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 83 45,777 0.18
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 2,444 0.78 26.94 509 65,847
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 86 45,639 0.19
2012-09-17 2012-09-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,448 45,494 -7.05 29.00 -99,992 1,319,326
2012-09-07 2012-09-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,571 48,942 -6.80 28.00 -99,988 1,370,376
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 2,425 0.68 26.23 433 63,616
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 75 52,513 0.14
2012-05-22 2012-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,124 52,388 -2.10 23.47 -26,380 1,229,546
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 2,409 0.61 29.51 431 71,084
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 87 53,512 0.16
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 38,105 38,105
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -6,940 53,381 -11.51 27.46 -190,572 1,465,842
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)