Second Curve Capital Llc - Insider Trading Tracker

消費者投資組合服務公司

US ˙ NasdaqGM ˙ US2105021008

簡介

本頁面提供了有關 Second Curve Capital Llc 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示Second Curve Capital Llc已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:NWHM / New Home Company Inc (The)	10% Owner	2,033,559
US:CPSS / Consumer Portfolio Services, Inc.	10% Owner	2,026,884
US:FMD / First Marblehead Corp. (The)	10% Owner	1,149,492
US:RM / Regional Management Corp.	10% Owner	1,266,683
US:NEWS / NewStar Financial, Inc.	10% Owner	4,675,166
US:PRSG / Primus Guaranty, Ltd.	10% Owner	6,184,907

如何解讀這些圖表

以下圖表顯示了在Second Curve Capital Llc進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

CPSS / Consumer Portfolio Services, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 CPSS / Consumer Portfolio Services, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2017-11-20	CPSS	SECOND CURVE CAPITAL LLC	150,000	4.2200	150,000	4.2200	633,000	36	4.5900	55,500	8.77

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CPSS / Consumer Portfolio Services, Inc. Insider Trades

CPSS / Consumer Portfolio Services, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 CPSS / Consumer Portfolio Services, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2017-12-19	CPSS	SECOND CURVE CAPITAL LLC	150,000	4.2100	150,000	4.2100	631,500	223	3.1800	-154,500	-24.47
2017-11-28	CPSS	SECOND CURVE CAPITAL LLC	8,000	4.0951	8,000	4.0951	32,761
2017-11-22	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.2479	5,000	4.2479	21,240
2017-11-20	CPSS	SECOND CURVE CAPITAL LLC	150,000	4.2200	150,000	4.2200	633,000
2017-11-16	CPSS	SECOND CURVE CAPITAL LLC	10,000	4.1259	10,000	4.1259	41,259
2017-11-13	CPSS	SECOND CURVE CAPITAL LLC	10,000	4.1467	10,000	4.1467	41,467
2017-11-10	CPSS	SECOND CURVE CAPITAL LLC	10,000	4.1713	10,000	4.1713	41,713
2017-11-09	CPSS	SECOND CURVE CAPITAL LLC	10,000	4.1510	10,000	4.1510	41,510
2017-08-15	CPSS	SECOND CURVE CAPITAL LLC	10,000	3.9771	10,000	3.9771	39,771
2017-08-14	CPSS	SECOND CURVE CAPITAL LLC	5,000	3.9452	5,000	3.9452	19,726
2017-08-08	CPSS	SECOND CURVE CAPITAL LLC	5,000	3.8977	5,000	3.8977	19,488
2017-08-04	CPSS	SECOND CURVE CAPITAL LLC	5,000	3.9922	5,000	3.9922	19,961
2017-08-03	CPSS	SECOND CURVE CAPITAL LLC	5,000	3.9602	5,000	3.9602	19,801
2017-08-02	CPSS	SECOND CURVE CAPITAL LLC	5,000	3.9883	5,000	3.9883	19,942
2017-05-24	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.4406	5,000	4.4406	22,203
2017-05-23	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.5244	5,000	4.5244	22,622
2017-05-22	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.5085	5,000	4.5085	22,542
2017-05-16	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.5329	5,000	4.5329	22,664
2016-05-04	CPSS	SECOND CURVE CAPITAL LLC	27,000	3.7329	27,000	3.7329	100,788
2016-05-03	CPSS	SECOND CURVE CAPITAL LLC	10,000	3.9078	10,000	3.9078	39,078
2016-04-28	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.0271	5,000	4.0271	20,136
2016-04-26	CPSS	SECOND CURVE CAPITAL LLC	3,600	4.4269	3,600	4.4269	15,937
2016-04-25	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.3811	5,000	4.3811	21,906
2016-04-22	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.2876	5,000	4.2876	21,438
2016-04-21	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.3268	5,000	4.3268	21,634
2016-04-20	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.4068	5,000	4.4068	22,034
2016-04-15	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.3688	5,000	4.3688	21,844
2016-04-08	CPSS	SECOND CURVE CAPITAL LLC	10,000	4.1856	10,000	4.1856	41,856
2016-04-01	CPSS	SECOND CURVE CAPITAL LLC	10,200	4.2195	10,200	4.2195	43,039
2016-03-18	CPSS	SECOND CURVE CAPITAL LLC	10,000	3.9172	10,000	3.9172	39,172
2016-03-16	CPSS	SECOND CURVE CAPITAL LLC	6,000	3.8936	6,000	3.8936	23,362
2016-03-10	CPSS	SECOND CURVE CAPITAL LLC	5,000	4.2482	5,000	4.2482	21,241

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RM / Regional Management Corp.內部人士買入 - 短期收益分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2015-01-26	RM	SECOND CURVE CAPITAL LLC	5,000	15.1100	5,000	15.1100	75,550	182	19.8600	23,750	31.44
2015-01-16	RM	SECOND CURVE CAPITAL LLC	10,000	15.7900	10,000	15.7900	157,900
2015-01-15	RM	SECOND CURVE CAPITAL LLC	40,334	15.1932	40,334	15.1932	612,803
2015-01-13	RM	SECOND CURVE CAPITAL LLC	9,000	14.9600	9,000	14.9600	134,640
2015-01-12	RM	SECOND CURVE CAPITAL LLC	30,000	15.1850	30,000	15.1850	455,550
2015-01-09	RM	SECOND CURVE CAPITAL LLC	15,000	15.7350	15,000	15.7350	236,025
2015-01-08	RM	SECOND CURVE CAPITAL LLC	40,000	15.6400	40,000	15.6400	625,600
2015-01-06	RM	SECOND CURVE CAPITAL LLC	20,000	14.7970	20,000	14.7970	295,940
2015-01-05	RM	SECOND CURVE CAPITAL LLC	20,000	15.2140	20,000	15.2140	304,280
2014-07-21	RM	SECOND CURVE CAPITAL LLC	5,000	14.9400	5,000	14.9400	74,700

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RM / Regional Management Corp. Insider Trades

RM / Regional Management Corp.內部人士賣出 - 短期虧損分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2015-02-13	RM	SECOND CURVE CAPITAL LLC	14,771	15.8739	14,771	15.8739	234,473	355	11.94	-58,107	-24.78
2015-02-05	RM	SECOND CURVE CAPITAL LLC	3,000	15.5158	3,000	15.5158	46,547
2015-02-04	RM	SECOND CURVE CAPITAL LLC	3,400	15.3624	3,400	15.3624	52,232
2015-01-26	RM	SECOND CURVE CAPITAL LLC	5,000	15.1100	5,000	15.1100	75,550
2015-01-22	RM	SECOND CURVE CAPITAL LLC	7,000	15.6390	7,000	15.6390	109,473
2015-01-16	RM	SECOND CURVE CAPITAL LLC	10,000	15.7900	10,000	15.7900	157,900
2015-01-15	RM	SECOND CURVE CAPITAL LLC	42,000	15.1947	42,000	15.1947	638,177
2015-01-14	RM	SECOND CURVE CAPITAL LLC	10,000	15.5813	10,000	15.5813	155,813
2015-01-13	RM	SECOND CURVE CAPITAL LLC	17,000	15.0416	17,000	15.0416	255,707
2015-01-12	RM	SECOND CURVE CAPITAL LLC	40,000	15.1582	40,000	15.1582	606,328
2015-01-09	RM	SECOND CURVE CAPITAL LLC	25,000	15.6679	25,000	15.6679	391,698
2015-01-08	RM	SECOND CURVE CAPITAL LLC	50,000	15.6372	50,000	15.6372	781,860
2014-08-07	RM	SECOND CURVE CAPITAL LLC	5,000	16.5900	5,000	16.5900	82,950
2014-07-21	RM	SECOND CURVE CAPITAL LLC	5,000	14.9400	5,000	14.9400	74,700

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 Second Curve Capital Llc 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2018-11-01	2018-10-31	4	NWHM	New Home Co Inc. Common Stock, $0.01 par value	S - Sale	-12,500	2,033,559	-0.61	7.02	-87,758	14,276,804
2018-11-01	2018-10-30	4	NWHM	New Home Co Inc. Common Stock, $0.01 par value	S - Sale	-15,000	2,046,059	-0.73	6.85	-102,756	14,016,323
2018-10-30	2018-10-29	4	NWHM	New Home Co Inc. Common Stock, $0.01 par value	S - Sale	-3,000	2,061,059	-0.15	6.83	-20,504	14,086,514
2018-10-30	2018-10-26	4	NWHM	New Home Co Inc. Common Stock, $0.01 par value	S - Sale	-10,000	2,064,059	-0.48	6.88	-68,786	14,197,836
2018-10-30		3	NWHM	New Home Co Inc. Common Stock, $0.01 par value			4,148,118
2018-10-30		3	NWHM	New Home Co Inc. Common Stock, $0.01 par value			4,148,118
2018-10-30		3	NWHM	New Home Co Inc. Common Stock, $0.01 par value			4,148,118
2018-10-30		3	NWHM	New Home Co Inc. Common Stock, $0.01 par value			4,148,118
2017-12-20	2017-12-19	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-150,000	2,026,884	-6.89	4.21	-631,500	8,533,182
2017-12-19		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,353,768
2017-12-19		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,353,768
2017-12-19		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,353,768
2017-11-29	2017-11-28	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-8,000	2,176,884	-0.37	4.10	-32,761	8,914,558
2017-11-27	2017-11-22	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,184,884	-0.23	4.25	-21,240	9,281,169
2017-11-20	2017-11-20	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	P - Purchase	150,000	2,189,884	7.35	4.22	633,000	9,241,310
2017-11-20	2017-11-20	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-150,000	2,039,884	-6.85	4.22	-633,000	8,608,310
2017-11-20	2017-11-16	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,189,884	-0.45	4.13	-41,259	9,035,242
2017-11-15	2017-11-13	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,199,884	-0.45	4.15	-41,467	9,122,259
2017-11-13	2017-11-10	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,209,884	-0.45	4.17	-41,713	9,218,089
2017-11-13	2017-11-09	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,219,884	-0.45	4.15	-41,510	9,214,738
2017-11-06		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,459,768
2017-11-06		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,459,768
2017-11-06		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,459,768
2017-08-16	2017-08-15	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,264,884	-0.44	3.98	-39,771	9,007,670
2017-08-16	2017-08-14	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,274,884	-0.22	3.95	-19,726	8,974,872
2017-08-10	2017-08-08	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,279,884	-0.22	3.90	-19,488	8,886,304
2017-08-07	2017-08-04	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,284,884	-0.22	3.99	-19,961	9,121,714
2017-08-07	2017-08-03	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,289,884	-0.22	3.96	-19,801	9,068,399
2017-08-07	2017-08-02	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,294,884	-0.22	3.99	-19,942	9,152,686
2017-08-01		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,599,768
2017-08-01		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,599,768
2017-08-01		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,599,768
2017-05-26	2017-05-24	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,309,884	-0.22	4.44	-22,203	10,257,271
2017-05-24	2017-05-23	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,314,884	-0.22	4.52	-22,622	10,473,461
2017-05-24	2017-05-22	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,319,884	-0.22	4.51	-22,542	10,459,197
2017-05-18	2017-05-16	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,324,884	-0.21	4.53	-22,664	10,538,467
2017-05-05		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,659,768
2017-05-05		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,659,768
2017-05-05		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			4,659,768
2016-05-05	2016-05-04	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-27,000	2,463,788	-1.08	3.73	-100,788	9,197,074
2016-05-05	2016-05-03	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,490,788	-0.40	3.91	-39,078	9,733,501
2016-05-03		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,001,576
2016-05-03		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,001,576
2016-05-03		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,001,576
2016-04-29	2016-04-28	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,500,788	-0.20	4.03	-20,136	10,070,923
2016-04-27	2016-04-26	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-3,600	2,505,788	-0.14	4.43	-15,937	11,092,873
2016-04-27	2016-04-25	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,509,388	-0.20	4.38	-21,906	10,993,880
2016-04-22	2016-04-22	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,514,388	-0.20	4.29	-21,438	10,780,690
2016-04-22	2016-04-21	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,519,388	-0.20	4.33	-21,634	10,900,888
2016-04-22	2016-04-20	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,524,388	-0.20	4.41	-22,034	11,124,473
2016-04-19	2016-04-15	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,529,388	-0.20	4.37	-21,844	11,050,390
2016-04-12	2016-04-08	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,534,388	-0.39	4.19	-41,856	10,607,934
2016-04-05	2016-04-01	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,200	2,544,388	-0.40	4.22	-43,039	10,736,045
2016-03-22	2016-03-18	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-10,000	2,554,588	-0.39	3.92	-39,172	10,006,832
2016-03-17	2016-03-16	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-6,000	2,564,588	-0.23	3.89	-23,362	9,985,480
2016-03-14	2016-03-10	4	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value	S - Sale	-5,000	2,570,588	-0.19	4.25	-21,241	10,920,372
2016-03-14		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,151,176
2016-03-14		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,151,176
2016-03-14		3	CPSS	CONSUMER PORTFOLIO SERVICES INC Common Stock, no par value			5,151,176
2015-04-29	2015-04-27	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	S - Sale	-18,669	1,149,492	-1.60	6.42	-119,855	7,379,739
2015-03-17	2015-03-16	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	S - Sale	-120,000	1,168,161	-9.32	6.02	-722,400	7,032,329
2015-03-17	2015-03-16	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	P - Purchase	120,000	1,288,161	10.27	6.02	722,400	7,754,729
2015-02-17	2015-02-13	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-14,771	1,266,683	-1.15	15.87	-234,473	20,107,199
2015-02-06	2015-02-05	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-3,000	1,281,454	-0.23	15.52	-46,547	19,882,784
2015-02-06	2015-02-04	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-3,400	1,284,454	-0.26	15.36	-52,232	19,732,296
2015-01-28	2015-01-26	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-5,000	1,287,854	-0.39	15.11	-75,550	19,459,474
2015-01-28	2015-01-26	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	5,000	1,292,854	0.39	15.11	75,550	19,535,024
2015-01-26	2015-01-22	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-7,000	1,287,854	-0.54	15.64	-109,473	20,140,749
2015-01-20	2015-01-16	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-10,000	1,294,854	-0.77	15.79	-157,900	20,445,745
2015-01-20	2015-01-16	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	-10,000	1,304,854	-0.76	15.79	-157,900	20,603,645
2015-01-20	2015-01-15	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-42,000	1,294,854	-3.14	15.19	-638,177	19,674,918
2015-01-20	2015-01-15	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	40,334	1,336,854	3.11	15.19	612,803	20,311,090
2015-01-15	2015-01-14	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-10,000	1,296,520	-0.77	15.58	-155,813	20,201,467
2015-01-15	2015-01-13	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-17,000	1,306,520	-1.28	15.04	-255,707	19,652,151
2015-01-15	2015-01-13	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	9,000	1,323,520	0.68	14.96	134,640	19,799,859
2015-01-13	2015-01-12	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	30,000	1,314,520	2.34	15.18	455,550	19,960,986
2015-01-13	2015-01-12	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-40,000	1,284,520	-3.02	15.16	-606,328	19,471,011
2015-01-13	2015-01-09	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	15,000	1,324,520	1.15	15.74	236,025	20,841,322
2015-01-13	2015-01-09	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-25,000	1,309,520	-1.87	15.67	-391,698	20,517,428
2015-01-09	2015-01-08	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	40,000	1,334,520	3.09	15.64	625,600	20,871,893
2015-01-09	2015-01-08	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-50,000	1,294,520	-3.72	15.64	-781,860	20,242,668
2015-01-07	2015-01-06	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	20,000	1,344,520	1.51	14.80	295,940	19,894,862
2015-01-07	2015-01-05	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	20,000	1,324,520	1.53	15.21	304,280	20,151,247
2015-01-07		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,609,040
2015-01-07		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,609,040
2015-01-07		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,609,040
2014-12-29	2014-12-29	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	S - Sale	-200,000	1,168,161	-14.62	5.04	-1,009,000	5,893,372
2014-12-29	2014-12-29	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	P - Purchase	200,000	1,368,161	17.12	5.04	1,009,000	6,902,372
2014-12-29	2014-12-26	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	S - Sale	-35,000	1,168,161	-2.91	5.07	-177,450	5,922,576
2014-12-29	2014-12-26	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	P - Purchase	35,000	1,203,161	3.00	5.07	177,450	6,100,026
2014-12-29	2014-12-22	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	S - Sale	-114,000	1,168,161	-8.89	5.10	-581,970	5,963,462
2014-12-29	2014-12-22	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	P - Purchase	114,000	1,282,161	9.76	5.10	581,970	6,545,432
2014-11-17	2014-11-14	4	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share	P - Purchase	30,000	1,168,161	2.64	2.03	60,828	2,368,563
2014-08-11	2014-08-07	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-5,000	1,268,960	-0.39	16.59	-82,950	21,052,046
2014-07-23	2014-07-21	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	S - Sale	-5,000	1,273,960	-0.39	14.94	-74,700	19,032,962
2014-07-23	2014-07-21	4	RM	Regional Management Corp. Common Stock, $0.10 Par Value	P - Purchase	5,000	1,278,960	0.39	14.94	74,700	19,107,662
2014-07-09		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,547,920
2014-07-09		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,547,920
2014-07-09		3	RM	Regional Management Corp. Common Stock, $0.10 Par Value			2,547,920
2014-06-18		3	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share			2,276,322
2014-06-18		3	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share			2,276,322
2014-06-18		3	FMD	FIRST MARBLEHEAD CORP Common Stock, $0.01 Par Value Per Share			2,276,322
2014-04-03	2014-04-02	4	NEWS	NewStar Financial, Inc. Common Stock, par value of $0.01	J - Other	-103,570	4,675,166	-2.17
2014-04-03	2014-04-01	4	NEWS	NewStar Financial, Inc. Common Stock, par value of $0.01	J - Other	-162,275	4,778,736	-3.28
2013-09-03	2013-08-30	4	NEWS	NewStar Financial, Inc. Common Stock, par value of $0.01	P - Purchase	5,000	4,941,011	0.10	13.11	65,571	64,797,406
2013-08-16	2013-08-15	4	NEWS	NewStar Financial, Inc. Common Stock, par value of $0.01	P - Purchase	3,000	4,936,011	0.06	14.06	42,180	69,400,315
2013-08-13		3	NEWS	NewStar Financial, Inc. Common Stock, par value of $0.01			4,933,011
2012-03-13	2012-03-09	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	1,000	6,184,907	0.02	6.26	6,260	38,717,518
2012-03-07	2012-03-06	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	7,500	6,183,907	0.12	6.07	45,525	37,536,315
2012-03-07	2012-03-05	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	2,700	6,176,407	0.04	6.19	16,713	38,231,959
2012-03-02	2012-03-01	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	5,000	6,173,707	0.08	6.14	30,700	37,906,561
2012-03-02	2012-02-29	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	10,000	6,168,707	0.16	6.20	62,000	38,245,983
2012-02-29	2012-02-27	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	10,000	6,158,707	0.16	6.23	62,300	38,368,745
2012-02-22	2012-02-21	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	1,000	6,148,707	0.02	5.90	5,900	36,277,371
2012-02-22	2012-02-17	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	10,000	6,147,707	0.16	5.92	59,200	36,394,425
2012-02-13	2012-02-09	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	5,000	6,137,707	0.08	5.70	28,500	34,984,930
2012-02-07	2012-02-03	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	15,000	6,132,707	0.25	5.61	84,150	34,404,486
2012-01-23	2012-01-20	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	3,250	6,117,707	0.05	5.18	16,835	31,689,722
2012-01-23	2012-01-19	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	10,000	6,114,457	0.16	5.34	53,400	32,651,200
2012-01-13	2012-01-12	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	10,000	6,104,457	0.16	5.23	52,300	31,926,310
2012-01-13	2012-01-11	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	25,000	6,094,457	0.41	5.18	129,500	31,569,287
2012-01-04	2011-12-30	4	PRSG	PRIMUS GUARANTY LTD Common Stock	P - Purchase	21,900	6,069,457	0.36	4.87	106,653	29,558,256

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公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

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使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

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行使或轉換從公司獲得的衍生證券（例如期權）

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