LendingClub公司
US ˙ NYSE ˙ US52603A2087

簡介

本頁面提供了有關 Michael N Schuh 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Michael N Schuh已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:SSNI / Silver Spring Networks, Inc. 0
US:RUN / Sunrun Inc. 0
US:TUBE / TubeMogul, Inc. 0
US:CTRL / Control4 Corp 1,956,419
US:LC / LendingClub Corporation 10% Owner 0
US:MKTG / Responsys Inc Director 0
如何解讀這些圖表

以下圖表顯示了在Michael N Schuh進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

LC / LendingClub Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 LC / LendingClub Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LC / LendingClub Corporation Insider Trades
LC / LendingClub Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 LC / LendingClub Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LC / LendingClub Corporation Insider Trades
RUN / Sunrun Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 LC / LendingClub Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RUN / Sunrun Inc. Insider Trades
RUN / Sunrun Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 LC / LendingClub Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-08-16 RUN ELMORE WILLIAM B 23,511 6.0400 23,511 6.0400 142,006 78 4.6300 -33,150 -23.34
2016-08-15 RUN ELMORE WILLIAM B 3,873 6.2100 3,873 6.2100 24,051
2016-07-01 RUN ELMORE WILLIAM B 1,313 5.7396 1,313 5.7396 7,536
2016-07-01 RUN ELMORE WILLIAM B 1,313 5.7351 1,313 5.7351 7,530
2016-07-01 RUN ELMORE WILLIAM B 4,542 5.6558 4,542 5.6558 25,689
2016-07-01 RUN ELMORE WILLIAM B 37,439 5.4389 37,439 5.4389 203,627
2016-05-20 RUN ELMORE WILLIAM B 9,423 6.0500 9,423 6.0500 57,009
2016-05-20 RUN ELMORE WILLIAM B 2,395 6.0500 2,395 6.0500 14,490
2016-05-20 RUN ELMORE WILLIAM B 16,581 6.0300 16,581 6.0300 99,983
2016-05-19 RUN ELMORE WILLIAM B 9,423 6.0000 9,423 6.0000 56,538
2016-05-19 RUN ELMORE WILLIAM B 2,394 6.0000 2,394 6.0000 14,364

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RUN / Sunrun Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Michael N Schuh 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -91,204 0 -100.00 16.25 -1,482,065
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -84,866 0 -100.00 16.25 -1,379,072
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -4,422 0 -100.00 16.25 -71,858
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -24,468 0 -100.00 16.25 -397,605
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -3,305 0 -100.00 16.25 -53,706
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -26,277 0 -100.00 16.25 -427,001
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -23,745 0 -100.00 16.25 -385,856
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -10,984 0 -100.00 16.25 -178,490
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -3,700 0 -100.00 16.25 -60,125
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -22,595 0 -100.00 16.25 -367,169
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -6,077 0 -100.00 16.25 -98,751
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -686 0 -100.00 16.25 -11,148
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -10,307,012 0 -100.00 16.25 -167,488,945
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 9,741,468 -10.15
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -4,440 0 -100.00 14.00 -62,160
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -12,975 0 -100.00 14.00 -181,650
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -24,690 0 -100.00 14.00 -345,660
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -13,749 0 -100.00 14.00 -192,486
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -9,072 0 -100.00 14.00 -127,008
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -14,905 0 -100.00 14.00 -208,670
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -7,110 0 -100.00 14.00 -99,540
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -4,435 0 -100.00 14.00 -62,090
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -29,117 0 -100.00 14.00 -407,638
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -5,848,097 0 -100.00 14.00 -81,873,358
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -268 0 -100.00 9.14 -2,450
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,228 4,440 -74.87 9.04 -119,581 40,138
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,582 0 -100.00 9.05 -14,317
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,959 0 -100.00 9.04 -17,709
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,959 0 -100.00 9.04 -17,709
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -7,300 12,975 -36.00 9.07 -66,211 117,683
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,013 0 -100.00 9.06 -117,898
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,125 20,275 81.84
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,582 1,582
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 741 17,668 4.38
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,487 16,927 281.24
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,959 1,959
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,959 1,959
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,469 13,013 23.42
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 10,544 10,544
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,345 24,690 100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,119 13,749 196.95
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,234 14,905 9.03
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,234 14,905 9.03
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 4,163 13,671 43.78
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,370 7,110 50.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,972 4,435 203.14
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 8,800 27,883 46.11
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 268 268
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -41,366 0 -100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -100,425 0 -100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -390,000 5,848,097 -6.25
2016-10-05 2016-09-29 4 TUBE TUBEMOGUL INC
Common Stock
G - Gift 9,072 9,072
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -755 0 -100.00 5.73 -4,326
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -37,060 18,846 -66.29 5.82 -215,689 109,684
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -4,491 0 -100.00 5.82 -26,138
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 4,491 4,491
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 1,605 55,906 2.96
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 35,455 54,301 188.13
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,541 17,418 46.65
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,541 17,418 46.65
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,349 104,169 5.41
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 29,814 98,820 43.20
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 43,561 6.54
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 43,561 6.54
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 11,743 40,887 40.29
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 6,685 21,879 44.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 4,124 13,656 43.26
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 24,798 57,315 76.26
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 26,746 53,492 100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 25,654 67,660 61.07
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -89,619 0 -100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X 755 755
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 10,841,468 -9.21
2016-08-17 2016-08-16 4 RUN Sunrun Inc.
Common Stock
S - Sale -23,511 32,517 -41.96 6.04 -142,006 196,403
2016-08-17 2016-08-15 4 RUN Sunrun Inc.
Common Stock
S - Sale -3,873 56,028 -6.47 6.21 -24,051 347,934
2016-08-09 2016-08-05 4 CTRL CONTROL4 CORP
Common Stock
J - Other -1,300,000 1,956,419 -39.92
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -7,275 11,150 -39.48 10.71 -77,915 119,416
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,599 0 -100.00 10.73 -17,157
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,358 4,440 -75.05 10.69 -142,797 47,464
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,978 0 -100.00 10.71 -21,184
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,978 0 -100.00 10.71 -21,184
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,106 0 -100.00 10.71 -140,365
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,978 1,978
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,978 1,978
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,469 13,106 23.21
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 10,637 10,637
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 12,345 12,345
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,072 13,702 195.94
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,599 1,599
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 741 17,798 4.34
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,617 17,057 284.17
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,094 18,425 97.46
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,234 9,508 14.91
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,234 9,508 14.91
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 4,163 8,274 101.26
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,370 4,740 100.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,463 2,972 96.95
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 8,794 17,849 97.12
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -41,366 41,366 -50.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -100,425 0 -100.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -390,000 6,238,097 -5.88
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale X -755 0 -100.00 5.47 -4,130
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale X -7,169 69,006 -9.41 5.56 -39,892 383,984
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -37,439 18,846 -66.52 5.44 -203,627 102,502
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -4,542 0 -100.00 5.66 -25,689
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -1,313 11,877 -9.95 5.74 -7,530 68,116
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -1,313 11,877 -9.95 5.74 -7,536 68,169
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 26,746 26,746
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 755 755
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 29,144 10.10
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 29,144 10.10
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 11,711 26,470 79.35
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 6,685 15,194 78.56
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,588 13,190 73.51
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,588 13,190 73.51
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,349 76,175 7.55
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 30,041 70,826 73.66
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 25,513 25,513
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 4,542 4,542
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 1,605 56,285 2.94
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 35,834 54,680 190.14
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 4,113 9,532 75.90
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 24,710 57,227 75.99
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 25,425 42,006 153.34
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -89,619 89,619 -50.00
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 11,941,468 -8.43
2016-06-01 2016-05-31 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,931 4,630 -29.43 12.42 -23,983 57,505
2016-06-01 2016-05-27 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,700 6,561 -29.15 12.25 -33,075 80,372
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,104 0 -100.00 12.31 -25,900
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,104 0 -100.00 12.31 -25,900
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,328 0 -100.00 12.58 -16,706
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -6,015 4,440 -57.53 12.51 -75,248 55,544
2016-05-27 2016-05-25 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -11,291 0 -100.00 12.64 -142,718
2016-05-24 2016-05-24 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -268 0 -100.00 12.56 -3,366
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 268 268
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 4,111 4,111
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,370 2,370
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,104 2,104
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,104 2,104
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 11,291 11,291
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,331 9,331
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,328 1,328
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 10,455 10,455
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,509 1,509
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,055 9,055
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,261 9,261
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -100,425 0 -100.00
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -390,000 6,628,097 -5.56
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -16,581 16,581 -50.00 6.03 -99,983 99,983
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -2,395 0 -100.00 6.05 -14,490
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -9,423 18,846 -33.33 6.05 -57,009 114,018
2016-05-23 2016-05-19 4 RUN Sunrun Inc.
Common Stock
S - Sale -2,394 2,395 -49.99 6.00 -14,364 14,370
2016-05-23 2016-05-19 4 RUN Sunrun Inc.
Common Stock
S - Sale -9,423 28,269 -25.00 6.00 -56,538 169,614
2016-05-17 2016-05-17 4 RUN Sunrun Inc.
Common Stock
S - Sale -961 0 -100.00 6.21 -5,968
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 7,602 13,775,003 0.06
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 961 961
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 14,759 14,759
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 8,509 8,509
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 7,602 7,602
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 40,785 40,785
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 4,789 4,789
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 37,692 37,692
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 5,419 5,419
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 32,517 32,517
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 33,162 33,162
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other -360,500 0 -100.00
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 360,500 360,500
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other -3,000,000 13,041,468 -18.70
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 4,422 4,422
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 15,958 24,468 187.52
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,285 3,305 224.02
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 18,251 26,277 227.40
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 15,413 23,745 184.99
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 7,433 10,984 209.32
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,406 3,700 185.94
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 14,843 22,595 191.47
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 4,030 6,077 196.87
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 231 686 50.77
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -14,818 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -170,768 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 170,768 170,768
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -663,178 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -219,926 10,307,012 -2.09
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,510 8,510
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 1,020 1,020
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,026 8,026
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,332 8,332
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 3,551 3,551
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 1,294 1,294
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 7,752 7,752
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,047 2,047
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 231 231
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -86,732 0 -100.00
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 86,732 86,732
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -663,179 663,178 -50.00
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -219,925 10,526,938 -2.05
2016-03-14 2016-03-10 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -390,000 7,018,097 -5.26 12.44 -4,851,600 87,305,127
2015-10-01 2015-09-30 4 RUN Sunrun Inc.
Warrants (right to buy)
A - Award 295 295
2015-10-01 2015-09-30 4 RUN Sunrun Inc.
Warrants (right to buy)
A - Award 26,373 26,373
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series E Preferred Stock (Convertible)
C - Conversion -2,221 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series E Preferred Stock (Convertible)
C - Conversion -198,809 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series D Preferred Stock (Convertible)
C - Conversion -3,991 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series D Preferred Stock (Convertible)
C - Conversion -357,150 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series C Preferred Stock (Convertible)
C - Conversion -43,757 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series C Preferred Stock (Convertible)
C - Conversion -3,916,208 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series B Preferred Stock (Convertible)
C - Conversion -30,798 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series B Preferred Stock (Convertible)
C - Conversion -2,756,383 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series A Preferred Stock (Convertible)
C - Conversion -92,255 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series A Preferred Stock (Convertible)
C - Conversion -8,256,563 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
C - Conversion 173,022 179,238 2,783.49
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
A - Award 393 6,216 6.75
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
C - Conversion 15,485,113 16,041,468 2,783.32
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
A - Award 35,164 556,355 6.75
2015-08-06 3/A RUN Sunrun Inc.
Common Stock
521,191
2015-08-06 3/A RUN Sunrun Inc.
Common Stock
5,823
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-06-17 2015-06-16 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -4,400 82,732 -5.05 14.92 -65,648 1,234,361
2015-06-17 2015-06-16 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -390,000 7,408,097 -5.00 14.92 -5,818,800 110,528,807
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series D Convertible Preferred Stock
C - Conversion -33,204 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series D Convertible Preferred Stock
C - Conversion -2,971,588 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series C Convertible Preferred Stock
C - Conversion -294,628 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series C Convertible Preferred Stock
C - Conversion -26,368,636 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series B Convertible Preferred Stock
C - Conversion -94,544 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series B Convertible Preferred Stock
C - Conversion -8,461,564 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series A Convertible Preferred Stock
C - Conversion -7,264 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series A Convertible Preferred Stock
C - Conversion -650,012 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 33,204 435,008 8.26
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 294,628 401,804 274.90
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 94,544 107,176 748.45
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 7,264 12,632 135.32
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 2,971,588 38,932,144 8.26
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 26,368,636 35,960,556 274.90
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 8,461,564 9,591,920 748.58
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 650,012 1,130,356 135.32
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series C Preferred Stock (Convertible)
C - Conversion -9,165 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series C Preferred Stock (Convertible)
C - Conversion -820,260 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series B Preferred Stock (Convertible)
C - Conversion -42,106 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series B Preferred Stock (Convertible)
C - Conversion -3,768,399 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series A Preferred Stock (Convertible)
C - Conversion -934 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series A Preferred Stock (Convertible)
C - Conversion -83,537 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
P - Purchase 31,571 87,132 56.82 7.00 220,997 609,924
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 9,165 55,561 19.75
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 42,106 46,396 981.49
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 934 4,290 27.83
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
P - Purchase 2,825,571 7,798,097 56.82 7.00 19,778,997 54,586,679
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 820,260 4,972,526 19.75
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 3,768,399 4,152,266 981.69
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 83,537 383,867 27.82
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-03-03 2014-02-27 4 CTRL CONTROL4 CORP
Common Stock
J - Other -750,000 3,256,419 -18.72
2014-02-21 2014-02-19 4 CTRL CONTROL4 CORP
Common Stock
J - Other -750,000 4,006,419 -15.77
2014-02-07 2014-02-06 4 MKTG RESPONSYS INC
Stock Option (right to buy)
D - Sale to Issuer -12,500 0 -100.00
2014-02-07 2014-02-06 4 MKTG RESPONSYS INC
Restricted Stock Units
M - Exercise -12,770 0 -100.00
2014-02-07 2014-02-06 4 MKTG RESPONSYS INC
Common Stock
D - Sale to Issuer -12,770 0 -100.00 27.00 -344,790
2014-02-07 2014-02-06 4 MKTG RESPONSYS INC
Common Stock
M - Exercise 12,770 12,770
2014-02-07 2014-02-06 4 MKTG RESPONSYS INC
Common Stock
U - Other -369,354 0 -100.00 27.00 -9,972,558
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -2,684 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -240,332 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -676 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -629 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -79,699 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -9,615 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -8,947 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -1,132,980 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -7,332 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -6,822 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -863,962 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -7,556 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -7,031 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -890,389 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -15,025 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -13,981 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -1,770,469 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 2,684 2,684
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 240,332 240,332
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 676 40,364 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 9,615 39,688 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,332 30,073 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,556 22,741 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 15,025 15,185 9,390.62
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 629 37,559 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 8,947 36,930 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 6,822 27,983 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,031 21,161 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 13,981 14,130 9,383.22
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 79,699 4,756,419 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 1,132,980 4,676,720 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 863,962 3,543,740 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 890,389 2,679,778 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 1,770,469 1,789,389 9,357.66
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
18,920
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
149
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
160
2013-05-31 2013-05-30 4 MKTG RESPONSYS INC
Restricted Stock Units
M - Exercise -12,090 0 -100.00
2013-05-31 2013-05-30 4 MKTG RESPONSYS INC
Common Stock
M - Exercise 12,090 369,354 3.38
2013-05-31 2013-05-29 4 MKTG RESPONSYS INC
Restricted Stock Units
A - Award 12,770 12,770
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -828 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -74,172 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -209 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -194 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -24,597 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -5,408 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -483,970 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -1,362 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -1,267 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -160,496 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -14,804 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -13,776 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -1,744,438 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -33,462 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -31,137 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -3,942,880 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -33,312 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -30,998 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -3,925,191 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 2,435 14,818 19.66
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 12,383 12,383
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 218,152 1,326,357 19.69
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 1,108,205 1,108,205
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 5,894 91,204 6.91 17.00 100,198 1,550,468
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 614 85,310 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,118 84,696 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 14,804 81,578 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 33,462 66,774 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 33,312 33,312
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 5,484 84,866 6.91 17.00 93,228 1,442,722
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 570 79,382 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 2,901 78,812 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 13,776 75,911 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 31,137 62,135 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 30,998 30,998
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 694,503 10,746,863 6.91 17.00 11,806,551 182,696,671
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 72,344 10,052,360 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 367,507 9,980,016 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 1,744,438 9,612,509 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,942,880 7,868,071 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,925,191 3,925,191
2012-12-07 2012-12-06 4 MKTG RESPONSYS INC
Common Stock
J - Other 81,493 357,264 29.55
2012-12-07 2012-12-06 4 MKTG RESPONSYS INC
Common Stock
J - Other -776,856 0 -100.00
2012-12-07 2012-12-06 4 MKTG RESPONSYS INC
Common Stock
J - Other -1,026,192 0 -100.00
2012-09-14 2012-09-12 4 MKTG RESPONSYS INC
Common Stock
J - Other 13,461 275,771 5.13
2012-09-14 2012-09-12 4 MKTG RESPONSYS INC
Common Stock
J - Other -123,599 0 -100.00
2012-09-14 2012-09-12 4 MKTG RESPONSYS INC
Common Stock
J - Other -247,197 0 -100.00
2012-08-22 2012-08-21 4 MKTG RESPONSYS INC
Common Stock
J - Other 81,176 262,310 44.82
2012-08-22 2012-08-21 4 MKTG RESPONSYS INC
Common Stock
J - Other -700,000 776,856 -47.40
2012-08-22 2012-08-21 4 MKTG RESPONSYS INC
Common Stock
J - Other -1,100,000 1,026,192 -51.74
2012-06-14 2012-06-13 4 MKTG RESPONSYS INC
Common Stock
J - Other 23,203 181,134 14.69
2012-06-14 2012-06-13 4 MKTG RESPONSYS INC
Common Stock
D - Sale to Issuer -76,713 0 -100.00
2012-06-14 2012-06-13 4 MKTG RESPONSYS INC
Common Stock
D - Sale to Issuer -125,000 123,599 -50.28
2012-06-14 2012-06-13 4 MKTG RESPONSYS INC
Common Stock
D - Sale to Issuer -250,000 247,197 -50.28
2012-06-01 2012-05-30 4 MKTG RESPONSYS INC
Restricted Stock Unit
A - Award 12,090 12,090
2012-05-14 2012-05-10 4 MKTG RESPONSYS INC
Common Stock
J - Other 90,246 157,931 133.33
2012-05-14 2012-05-10 4 MKTG RESPONSYS INC
Common Stock
J - Other -800,000 1,476,856 -35.14
2012-05-14 2012-05-10 4 MKTG RESPONSYS INC
Common Stock
J - Other -1,200,000 2,126,192 -36.08
2012-03-02 2012-02-29 4 MKTG RESPONSYS INC
Common Stock
J - Other 67,685 67,685
2012-03-02 2012-02-29 4 MKTG RESPONSYS INC
Common Stock
J - Other -600,000 2,276,856 -20.86
2012-03-02 2012-02-29 4 MKTG RESPONSYS INC
Common Stock
J - Other -900,000 3,326,192 -21.30
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)