簡介

本頁面提供了有關 Gary P Scholten 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Gary P Scholten已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PFG / Principal Financial Group, Inc. EVP & Ch Info Officer 1,432
如何解讀這些圖表

以下圖表顯示了在Gary P Scholten進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Gary P Scholten 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 1,432 1.72 32.60 789 46,700
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 45,430 45,430
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 5,171 86,268 6.38
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 14 1,408 1.00 54.76 767 77,119
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,394 0.96 57.37 757 79,991
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,381 0.94 57.92 741 79,988
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 1,368 1.08 50.19 733 68,675
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 43,795 43,795
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 10,965 81,097 15.63
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 17 1,354 1.24 43.56 723 58,967
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 12 1,337 0.91 58.59 703 78,341
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,325 0.98 52.95 683 70,164
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 1,312 0.84 60.91 664 79,932
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 29,490 29,490
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 5,367 69,261 8.40
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -24,310 0 -100.00
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -24,310 63,894 -27.56 71.59 -1,740,353 4,574,171
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 24,310 88,204 38.05 30.70 746,317 2,707,863
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,301 0.69 71.39 635 92,907
2017-11-20 2017-11-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -900 63,808 -1.39
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,292 0.73 64.34 605 83,159
2017-07-26 2017-07-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -13,495 0 -100.00
2017-07-26 2017-07-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,495 64,192 -17.37 67.00 -904,165 4,300,864
2017-07-26 2017-07-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 13,495 77,687 21.02 34.26 462,339 2,661,557
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,283 0.71 64.07 583 82,208
2017-06-16 2017-06-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -21,950 0 -100.00
2017-06-16 2017-06-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -21,950 64,109 -25.51 65.04 -1,427,628 4,169,649
2017-06-16 2017-06-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 21,950 86,059 34.24 27.46 602,747 2,363,180
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,274 0.71 63.11 568 80,402
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 31,745 31,745
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 6,838 64,025 11.96
2017-02-23 2017-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -20,900 0 -100.00
2017-02-23 2017-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -20,900 57,187 -26.77 63.10 -1,318,790 3,608,500
2017-02-23 2017-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 20,900 78,087 36.55 60.10 1,256,090 4,693,029
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,265 0.73 58.73 540 74,293
2016-12-09 2016-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,549 57,101 -19.18 60.31 -817,140 3,443,761
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,755 0 -100.00
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -17,725 0 -100.00
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,755 70,650 -8.73 60.00 -405,300 4,239,000
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,755 77,405 9.56 56.42 381,117 4,367,190
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -17,725 70,650 -20.06 60.00 -1,063,500 4,239,000
2016-12-08 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 17,725 88,375 25.09 22.21 393,672 1,962,809
2016-11-14 2016-11-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,000 70,650 -15.54 58.00 -754,000 4,097,700
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,256 0.79 51.51 510 64,686
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17 83,650 0.02
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 12 1,246 0.97 39.96 480 49,782
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 20 82,974 0.02
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 12 1,234 0.97 38.90 463 47,995
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 20 82,842 0.02
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 52,975 52,975
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,016 82,717 18.67
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,222 0.83 45.57 460 55,682
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 25 69,701 0.04
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,212 0.79 48.05 456 58,227
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 23 69,588 0.03
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,202 0.72 52.44 451 63,049
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 21 68,997 0.03
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,194 0.72 50.49 429 60,265
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 21 68,902 0.03
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 22,420 22,420
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,549 68,811 24.52
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,185 0.64 53.06 398 62,887
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 19 55,262 0.03
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,178 0.64 53.40 400 62,884
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 18 55,180 0.03
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,775 0 -100.00
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,775 54,585 -18.97 54.00 -689,850 2,947,590
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,775 67,360 23.40 49.25 629,169 3,317,480
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,170 0.64 50.27 372 58,826
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 18 54,585 0.03
2014-06-24 2014-06-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
M - Exercise X -13,125 0 -100.00
2014-06-24 2014-06-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,125 54,508 -19.41 50.00 -656,250 2,725,400
2014-06-24 2014-06-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 13,125 67,633 24.08 11.07 145,294 748,697
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,163 0.61 45.81 325 53,268
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17 54,508 0.03
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 23,080 23,080
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 8,865 54,435 19.45
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 1,156 0.53 49.38 301 57,068
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 15 45,570 0.03
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,150 0.60 43.19 298 49,651
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17 45,506 0.04
2013-09-18 2013-09-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -30,000 13,125 -69.57
2013-09-18 2013-09-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -30,000 44,575 -40.23 11.07 -332,100 493,445
2013-09-18 2013-09-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 30,000 74,575 67.30 44.00 1,320,000 3,281,300
2013-07-30 2013-07-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -25,720 0 -100.00
2013-07-30 2013-07-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -25,720 44,575 -36.59 42.10 -1,082,812 1,876,608
2013-07-30 2013-07-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 25,720 70,295 57.70 39.02 1,003,594 2,742,911
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,143 0.62 37.45 262 42,798
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17 44,575 0.04
2013-05-15 2013-05-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,730 0 -100.00
2013-05-15 2013-05-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,730 44,508 -22.24 37.50 -477,375 1,669,050
2013-05-15 2013-05-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,730 57,238 28.60 36.30 462,099 2,077,739
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,136 0.68 33.64 259 38,208
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 19 44,508 0.04
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 24,310 24,310
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 18,050 44,434 68.41
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -18,220 0 -100.00
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -18,220 26,384 -40.85 28.95 -527,469 763,817
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 18,220 44,604 69.06 27.57 502,325 1,229,732
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,128 0.75 28.08 236 31,677
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 21 26,384 0.08
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,120 0.78 26.94 234 30,165
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 21 26,303 0.08
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,111 0.69 26.23 199 29,142
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 19 25,229 0.08
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,104 0.61 29.51 198 32,564
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 16 25,162 0.06
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 21,950 21,950
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -3,168 25,104 -11.21 27.46 -86,993 689,356
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)