簡介

本頁面提供了有關 Susan Schmitt 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Susan Schmitt已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:ROK / Rockwell Automation, Inc. Sr. VP, HR 9,300
如何解讀這些圖表

以下圖表顯示了在Susan Schmitt進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Susan Schmitt 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2018-08-27 2018-08-24 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -4,500 9,300 -32.61
2018-08-27 2018-08-24 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -4,500 11,467 -28.18 175.02 -787,596 2,006,969
2018-08-27 2018-08-24 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 4,500 15,967 39.24 104.08 468,360 1,661,845
2018-05-10 2018-05-01 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -275 11,467 -2.34
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -1,300 0 -100.00
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -11,300 0 -100.00
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -8,900 0 -100.00
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -11,500 0 -100.00
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
F - Taxes -1,884 11,742 -13.83 203.01 -382,471 2,383,743
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -8,917 13,626 -39.56 202.56 -1,806,197 2,760,036
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -8,266 22,543 -26.83 201.35 -1,664,359 4,539,033
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -11,617 30,809 -27.38 200.54 -2,329,687 6,178,474
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 1,300 42,426 3.16 74.14 96,382 3,145,464
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 11,300 41,126 37.89 115.69 1,307,297 4,757,867
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 8,900 29,826 42.53 108.89 969,121 3,247,753
2018-01-30 2018-01-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 11,500 20,926 122.00 80.11 921,265 1,676,382
2017-12-12 2017-12-08 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (right to buy)
A - Award 8,300 8,300
2017-12-12 2017-12-08 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 510 9,426 5.72
2017-12-05 2017-12-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -2,701 8,916 -23.25 192.30 -519,397 1,714,528
2017-12-05 2017-12-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -2,381 11,617 -17.01 191.60 -456,203 2,225,836
2017-12-05 2017-12-02 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -4,432 0 -100.00
2017-12-05 2017-12-02 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 4,432 13,998 46.33
2017-12-05 2017-11-30 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -58 9,566 -0.60
2017-10-04 2017-10-02 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 4,432 4,432
2017-02-27 2017-02-27 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -13,700 1,300 -91.33
2017-02-27 2017-02-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -13,700 9,624 -58.74 150.92 -2,067,592 1,452,445
2017-02-27 2017-02-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 13,700 23,324 142.35 74.14 1,015,718 1,729,241
2016-12-08 2016-12-06 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
A - Award 11,600 11,600
2016-12-08 2016-12-06 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 720 9,624 8.09
2016-12-06 2016-12-05 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -885 8,904 -9.04 137.41 -121,608 1,223,500
2016-12-06 2016-12-04 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -195 0 -100.00
2016-12-06 2016-12-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 195 9,789 2.03
2016-11-15 2016-11-14 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -1,400 0 -100.00
2016-11-15 2016-11-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
F - Taxes -736 9,594 -7.12 132.22 -97,314 1,268,519
2016-11-15 2016-11-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 1,400 10,330 15.68
2016-11-15 2016-11-10 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -17,800 1,400 -92.71
2016-11-15 2016-11-10 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -88 8,930 -0.98
2016-11-15 2016-11-10 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -17,800 9,018 -66.37 130.58 -2,324,368 1,177,593
2016-11-15 2016-11-10 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 17,800 26,818 197.38 69.57 1,238,346 1,865,728
2016-10-05 2016-10-03 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 195 195
2016-02-26 2016-02-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -1,500 9,018 -14.26 104.62 -156,922 943,418
2016-02-01 2016-02-01 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -265 10,518 -2.46
2015-12-08 2015-12-07 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -2,983 10,783 -21.67 106.04 -316,317 1,143,429
2015-12-08 2015-12-06 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -2,083 0 -100.00
2015-12-08 2015-12-06 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 2,083 13,766 17.83
2015-12-07 2015-12-03 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy) - SO 12/03/2015
A - Award 13,800 13,800
2015-12-07 2015-12-03 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 940 8,700 12.11
2015-12-07 2015-12-03 4/A ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 940 11,683 8.75
2015-10-05 2015-10-01 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 2,083 2,083
2015-05-27 2015-05-27 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option(Right to Buy)
M - Exercise -5,217 0 -100.00
2015-05-27 2015-05-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -80 10,743 -0.74
2015-05-27 2015-05-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -5,217 10,823 -32.52 124.00 -646,908 1,342,052
2015-05-27 2015-05-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 5,217 16,040 48.20 68.04 354,965 1,091,362
2015-05-27 2015-05-26 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option(Right to Buy)
M - Exercise -1,450 5,217 -21.75
2015-05-27 2015-05-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
F - Taxes -797 10,823 -6.86 123.74 -98,621 1,339,238
2015-05-27 2015-05-26 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 1,450 11,620 14.26
2015-02-13 2015-02-01 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -285 10,170 -2.73
2015-02-02 2015-01-30 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -3,470 10,455 -24.92 108.09 -375,059 1,130,040
2014-12-04 2014-12-02 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
A - Award 11,300 11,300
2014-12-04 2014-12-02 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 650 13,925 4.90
2014-12-03 2014-12-02 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -2,582 13,275 -16.28 116.33 -300,367 1,544,294
2014-12-03 2014-12-01 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -4,862 0 -100.00
2014-12-03 2014-12-01 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 4,862 15,857 44.22
2014-11-25 2014-11-24 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -1,000 10,995 -8.34 114.14 -114,136 1,254,931
2014-10-03 2014-10-02 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 4,862 4,862
2014-04-23 2014-04-22 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option(Right to Buy)
M - Exercise -1,117 6,667 -14.35
2014-04-23 2014-04-22 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -1,117 11,995 -8.52 128.16 -143,157 1,537,304
2014-04-23 2014-04-22 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 1,117 13,112 9.31 68.04 76,001 892,140
2014-04-23 2014-04-21 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option(Right to Buy)
M - Exercise -4,100 7,784 -34.50
2014-04-23 2014-04-21 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -4,100 11,995 -25.47 128.00 -524,819 1,535,415
2014-04-23 2014-04-21 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 4,100 16,095 34.18 68.04 278,964 1,095,104
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -3,100 0 -100.00
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option(Right to Buy)
M - Exercise -5,216 11,884 -30.50
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -3,300 11,995 -21.58 121.76 -401,808 1,460,511
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -1,916 15,295 -11.13 121.05 -231,932 1,851,460
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -1,499 17,211 -8.01 121.86 -182,668 2,097,332
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -1,601 18,710 -7.88 121.22 -194,073 2,268,026
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 3,100 20,311 18.01 74.23 230,113 1,507,686
2014-04-15 2014-04-14 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 5,216 17,211 43.48 68.04 354,897 1,171,036
2013-12-13 2013-12-13 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -2,516 11,995 -17.34 110.57 -278,194 1,326,287
2013-12-10 2013-12-09 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -2,488 14,511 -14.64 111.62 -277,702 1,619,670
2013-12-10 2013-12-07 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -3,834 0 -100.00
2013-12-10 2013-12-07 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 3,834 16,999 29.12
2013-12-06 2013-12-04 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
A - Award 8,900 8,900
2013-12-06 2013-12-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 690 13,165 5.53
2013-11-12 2013-11-11 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -3,600 12,475 -22.40 112.33 -404,387 1,401,314
2013-10-02 2013-10-01 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 3,834 3,834
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -2,100 0 -100.00
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -23,200 2,100 -91.70
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Common Stock
F - Taxes -974 16,075 -5.71 99.52 -96,932 1,599,784
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -23,200 17,049 -57.64 99.64 -2,311,581 1,698,713
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 2,100 40,249 5.50 46.16 96,936 1,857,894
2013-08-12 2013-08-08 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 23,200 38,149 155.19 46.16 1,070,912 1,760,958
2013-02-05 2013-02-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
G - Gift -723 14,949 -4.61
2013-02-05 2013-02-04 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -3,333 15,672 -17.54 90.12 -300,373 1,412,373
2012-12-11 2012-12-10 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -3,441 19,005 -15.33 80.41 -276,707 1,528,281
2012-12-11 2012-12-09 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
M - Exercise -6,228 0 -100.00
2012-12-11 2012-12-09 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 6,228 22,446 38.40
2012-12-10 2012-12-06 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
A - Award 11,500 11,500
2012-12-10 2012-12-06 4 ROK ROCKWELL AUTOMATION INC
Common Stock
A - Award 900 16,218 5.88
2012-11-27 2012-11-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -325 15,318 -2.08 79.50 -25,837 1,217,772
2012-11-21 2012-11-21 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -1,140 15,643 -6.79 77.98 -88,900 1,219,879
2012-10-03 2012-10-01 4 ROK ROCKWELL AUTOMATION INC
Performance Shares
A - Award 6,228 6,228
2012-07-18 2012-07-17 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -125 16,783 -0.74 62.19 -7,773 1,043,668
2012-07-17 2012-07-16 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale X -468 16,908 -2.69 62.23 -29,124 1,052,185
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -1,134 0 -100.00
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Employee Stock Option (Right to Buy)
M - Exercise -9,400 1,134 -89.23
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Common Stock
F - Taxes -411 17,376 -2.31 80.90 -33,250 1,405,718
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -9,400 17,787 -34.58 80.46 -756,301 1,431,099
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 1,134 27,187 4.35 29.37 33,306 798,482
2012-02-14 2012-02-13 4 ROK ROCKWELL AUTOMATION INC
Common Stock
M - Exercise 9,400 26,053 56.45 29.37 276,078 765,177
2012-01-30 2012-01-27 4 ROK ROCKWELL AUTOMATION INC
Common Stock
S - Sale -5,763 16,653 -25.71 77.01 -443,825 1,282,494
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)