簡介

本頁面提供了有關 Richard P Schifter 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Richard P Schifter已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:LPLA / LPL Financial Holdings Inc. Director 39,159
Director 0
US:US12769GAA85 / Caesars Entertainment Inc Director 28,960
US:AAL / American Airlines Group Inc. Director 21,693
Director 17,500
US:US29977GAA04 / TIAA FSB HOLDINGS INC Director 0
如何解讀這些圖表

以下圖表顯示了在Richard P Schifter進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Richard P Schifter 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-19 2026-05-15 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 348 39,159 0.90
2026-05-19 2026-05-15 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 712 38,811 1.87
2026-03-26 2026-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 19 38,099 0.05
2026-01-02 2025-12-31 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -1,145 38,080 -2.92
2025-12-03 2025-12-01 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 14 39,225 0.04
2025-09-03 2025-08-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 14 39,211 0.04
2025-06-16 2025-06-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 13 39,197 0.03
2025-06-04 2025-06-02 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -238 39,184 -0.60
2025-05-28 2025-05-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 308 39,422 0.79
2025-05-28 2025-05-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 602 39,114 1.56
2025-03-26 2025-03-25 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 15 38,512 0.04
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,497 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,497 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,607 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,717 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,827 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 38,937 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 39,047 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 39,157 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 39,267 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 39,377 -0.28
2025-03-26 2025-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -110 39,487 -0.28
2024-12-04 2024-12-02 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 16 39,707 0.04
2024-08-27 2024-08-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 27 39,691 0.07
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 39,664 -0.46
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 39,664 -0.46
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 39,846 -0.45
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,028 -0.45
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,210 -0.45
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,392 -0.45
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,574 -0.45
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,756 -0.44
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 40,938 -0.44
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 41,120 -0.44
2024-08-13 2024-08-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -182 41,302 -0.44
2024-06-06 2024-06-04 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 20 41,666 0.05
2024-05-14 2024-05-10 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 378 41,646 0.92
2024-05-14 2024-05-10 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 699 41,268 1.72
2024-03-28 2024-03-26 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 22 40,569 0.05
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,547 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,547 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,547 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,695 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,843 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 40,991 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 41,139 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 41,287 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 41,435 -0.36
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 41,583 -0.35
2023-12-26 2023-12-22 4 LPLA LPL Financial Holdings Inc.
Common Stock
G - Gift -148 41,731 -0.35
2023-11-29 2023-11-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 25 42,175 0.06
2023-11-29 2023-11-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 42,150 0.00
2023-08-29 2023-08-25 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 25 42,149 0.06
2023-08-29 2023-08-25 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 42,124 0.00
2023-06-05 2023-06-01 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 32 42,123 0.08
2023-06-05 2023-06-01 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 42,091 0.00
2023-05-16 2023-05-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 506 42,090 1.22
2023-05-16 2023-05-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 784 41,584 1.92
2023-03-30 2023-03-28 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 30 40,800 0.07
2023-03-30 2023-03-28 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 40,770 0.00
2023-03-15 2023-03-13 4 LPLA LPL Financial Holdings Inc.
Common Stock
J - Other -11,588 40,769 -22.13
2022-11-30 2022-11-28 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 20 52,357 0.04
2022-09-02 2022-08-31 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 22 52,337 0.04
2022-06-28 2022-06-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 24 52,315 0.05
2022-06-28 2022-06-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 52,291 0.00
2022-05-23 2022-05-19 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 525 52,290 1.01
2022-05-23 2022-05-19 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 814 51,765 1.60
2022-03-31 2022-03-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 24 50,951 0.05
2022-03-31 2022-03-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 50,927 0.00
2021-12-01 2021-11-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 30 50,926 0.06
2021-12-01 2021-11-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 50,896 0.00
2021-08-31 2021-08-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 33 50,895 0.06
2021-08-31 2021-08-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 50,862 0.00
2021-08-06 2021-08-04 4 PROS ProSight Global, Inc.
Restricted Stock Units
D - Sale to Issuer -11,043 0 -100.00
2021-06-09 2021-06-07 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 33 50,861 0.06
2021-06-09 2021-06-07 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1 50,828 0.00
2021-05-10 2021-05-06 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 542 50,827 1.08
2021-05-10 2021-05-06 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,051 50,285 2.13
2021-04-01 2021-03-30 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 29 49,234 0.06
2021-04-01 2021-03-30 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 4 49,205 0.01
2020-12-02 2020-11-30 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 49 49,201 0.10
2020-12-02 2020-11-30 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 7 49,152 0.01
2020-09-01 2020-08-28 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 55 49,145 0.11
2020-09-01 2020-08-28 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 8 49,090 0.02
2020-07-02 2020-06-30 4 PROS ProSight Global, Inc.
Restricted Stock Units
A - Award 9,183 11,043 493.71
2020-06-16 2020-06-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 56 49,082 0.11
2020-06-16 2020-06-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 8 49,026 0.02
2020-05-11 2020-05-07 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,435 49,018 3.02
2020-05-11 2020-05-07 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 2,780 47,583 6.20
2020-04-02 2020-03-31 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 68 44,803 0.15
2020-04-02 2020-03-31 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 9 44,735 0.02
2019-11-25 2019-11-21 4 PROS ProSight Global, Inc.
Restricted Stock Units
A - Award 1,860 1,860
2019-11-25 2019-11-21 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 40 44,726 0.09
2019-11-25 2019-11-21 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 5 44,686 0.01
2019-08-27 2019-08-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 50 44,681 0.11
2019-08-27 2019-08-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 7 44,631 0.02
2019-07-05 2019-07-02 4 CZR CAESARS ENTERTAINMENT Corp
Common Stock
A - Award 12,821 28,960 79.44
2019-06-05 2019-06-03 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 45 44,624 0.10
2019-06-05 2019-06-03 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 6 44,579 0.01
2019-05-10 2019-05-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,070 44,573 2.46
2019-05-10 2019-05-09 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 2,074 43,503 5.01
2019-04-02 2019-03-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 40 41,429 0.10
2019-04-02 2019-03-29 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 8 41,389 0.02
2018-11-28 2018-11-26 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 45 41,381 0.11
2018-11-28 2018-11-26 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 9 41,336 0.02
2018-08-27 2018-08-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 42 41,327 0.10
2018-08-27 2018-08-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 9 41,285 0.02
2018-06-05 2018-06-01 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 40 41,276 0.10
2018-06-05 2018-06-01 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 8 41,236 0.02
2018-06-01 2018-05-30 4 CZR CAESARS ENTERTAINMENT Corp
Common Stock
A - Award 12,551 16,139 349.80
2018-05-22 2018-05-18 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,271 41,228 3.18
2018-05-22 2018-05-18 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 2,463 39,957 6.57
2018-04-04 2018-04-02 4 CZR CAESARS ENTERTAINMENT Corp
Common Stock
A - Award 3,588 3,588
2018-03-27 2018-03-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 30 37,494 0.08
2018-03-27 2018-03-23 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 13 37,464 0.03
2017-11-29 2017-11-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 34 37,451 0.09
2017-11-29 2017-11-27 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 16 37,417 0.04
2017-08-28 2017-08-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 38 37,204 0.10
2017-08-28 2017-08-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 17 37,166 0.05
2017-06-15 2017-06-14 4 AAL American Airlines Group Inc.
Common Stock
A - Award 3,037 21,693 16.28
2017-05-30 2017-05-25 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 33 37,149 0.09
2017-05-22 2017-05-18 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,968 37,116 5.60
2017-05-22 2017-05-18 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 3,199 35,148 10.01
2017-05-10 3 CZR CAESARS ENTERTAINMENT Corp
No securities beneficially owned
0
2017-03-28 2017-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 11 31,949 0.03
2017-03-28 2017-03-24 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 22 31,938 0.07
2016-12-16 2016-12-14 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,734 31,916 5.75
2016-12-16 2016-12-14 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 3,468 30,182 12.98
2016-06-13 2016-06-13 4 AAL American Airlines Group Inc.
Common Stock
P - Purchase 3,000 18,656 19.16 32.13 96,390 599,417
2016-06-09 2016-06-08 4 AAL American Airlines Group Inc.
Common Stock
A - Award 4,613 15,656 41.77
2015-07-09 2015-05-11 4 AAL American Airlines Group Inc.
Common Stock
S - Sale -65 11,043 -0.59 49.64 -3,227 548,230
2015-07-09 2015-02-23 4 AAL American Airlines Group Inc.
Common Stock
P - Purchase 7 11,108 0.06 51.31 359 569,951
2015-07-09 2015-01-22 4 AAL American Airlines Group Inc.
Common Stock
P - Purchase 66 11,101 0.60 55.59 3,669 617,105
2015-06-04 2015-06-03 4 AAL American Airlines Group Inc.
Common Stock
A - Award 3,246 11,002 41.85
2015-05-20 2015-05-18 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,592 26,714 6.34 42.85 68,217 1,144,695
2015-05-14 2015-05-12 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 3,185 25,122 14.52 40.81 129,980 1,025,229
2014-06-05 2014-06-04 4 AAL American Airlines Group Inc.
Common Stock
A - Award 3,269 7,756 72.85
2014-05-09 2014-05-07 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 1,706 21,937 8.43 46.89 79,994 1,028,626
2014-03-10 2014-03-06 4 LPLA LPL Financial Holdings Inc.
Common Stock
A - Award 935 20,231 4.85 53.47 49,994 1,081,752
2014-01-23 2014-01-22 4 AAL American Airlines Group Inc.
Common Stock
A - Award 4,487 4,487
2013-11-21 2013-11-19 4 LPLA LPL Financial Holdings Inc.
Common Stock, par value $0.001 per share
A - Award 1,183 19,296 6.53
2013-09-03 2013-08-29 4 LPLA LPL Financial Holdings Inc.
Common Stock, par value $0.001 per share
J - Other 3,770 18,113 26.28
2013-06-14 2013-06-12 4 LPLA LPL Financial Holdings Inc.
Common Stock, par value $0.001 per share
J - Other 6,246 14,343 77.14
2013-02-26 2013-02-22 4 LPLA LPL Financial Holdings Inc.
Common Stock, par value $0.001 per share
A - Award 1,582 8,097 24.28
2012-11-13 2012-11-08 4 LPLA LPL Financial Holdings Inc.
Common Stock, par value $0.001 per share
A - Award 1,785 6,515 37.74
2012-08-03 2012-08-01 4 RJET REPUBLIC AIRWAYS HOLDINGS INC
Option to purchase Common Stock, par value $.001
A - Award 2,500 17,500 16.67
2012-05-02 3 EVER EverBank Financial Corp
No securities are beneficially owned.
0
2012-02-13 2012-02-09 4 LPLA LPL Investment Holdings Inc.
Common Stock
A - Award 1,550 4,730 48.74
2011-02-18 2011-02-16 4 LPLA LPL Investment Holdings Inc.
Common Stock
A - Award 1,513 1,513
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)