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US ˙ NasdaqGS ˙ US28238P1093

簡介

本頁面提供了有關 Christopher J Schaepe 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Christopher J Schaepe已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
Director 0
US:GH / Guardant Health, Inc. 10% Owner 0
US:SFIX / Stitch Fix, Inc. 10% Owner 2,297,368
US:FTSV / Forty Seven, Inc. Director, 10% Owner 66,542
US:MULE / Mulesoft, Inc. 10% Owner 0
US:NTNX / Nutanix, Inc. 10% Owner 113,955
US:TNTR / Tintri, Inc. Director, 10% Owner 0
US:NTRA / Natera, Inc. 10% Owner 0
US:RVBD / Director 0
US:SEDG / SolarEdge Technologies, Inc. 10% Owner 0
US:NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF 10% Owner 13,710
US:EHTH / eHealth, Inc. Director, 10% Owner 6,250
如何解讀這些圖表

以下圖表顯示了在Christopher J Schaepe進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

EHTH / eHealth, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EHTH / eHealth, Inc. Insider Trades
EHTH / eHealth, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EHTH / eHealth, Inc. Insider Trades
GH / Guardant Health, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GH / Guardant Health, Inc. Insider Trades
GH / Guardant Health, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GH / Guardant Health, Inc. Insider Trades
NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF Insider Trades
NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2014-08-05 NMBL SCHAEPE CHRISTOPHER J 12,000 25.9100 12,000 25.9100 310,920 731
2014-07-10 NMBL SCHAEPE CHRISTOPHER J 12,000 26.1700 12,000 26.1700 314,040
2014-07-07 NMBL SCHAEPE CHRISTOPHER J 10,000 28.7700 10,000 28.7700 287,700
2014-06-26 NMBL SCHAEPE CHRISTOPHER J 10,000 30.0200 10,000 30.0200 300,200
2014-06-25 NMBL SCHAEPE CHRISTOPHER J 10,000 30.0800 10,000 30.0800 300,800

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NMBL / Tidal Trust III - NovaTide Flexible Allocation ETF Insider Trades
NTRA / Natera, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NTRA / Natera, Inc. Insider Trades
NTRA / Natera, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NTRA / Natera, Inc. Insider Trades
SFIX / Stitch Fix, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SFIX / Stitch Fix, Inc. Insider Trades
SFIX / Stitch Fix, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EHTH / eHealth, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2018-05-30 SFIX SCHAEPE CHRISTOPHER J 31,886 19.3283 31,886 19.3283 616,302 208 16.7200 -83,168 -13.49
2018-05-22 SFIX SCHAEPE CHRISTOPHER J 31,886 20.7955 31,886 20.7955 663,085
2018-05-17 SFIX SCHAEPE CHRISTOPHER J 31,887 20.9862 31,887 20.9862 669,187

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SFIX / Stitch Fix, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Christopher J Schaepe 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2018-12-14 2018-12-14 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
S - Sale -5,098 0 -100.00 3.45 -17,569
2018-12-14 2018-12-13 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
S - Sale -5,094 5,098 -49.98 3.47 -17,663 17,677
2018-12-14 2018-12-12 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,145 224,802 9.31
2018-12-14 2018-12-12 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,678 0 -100.00
2018-12-14 2018-12-12 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,678 130,678
2018-12-14 2018-12-12 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,277 0 -100.00
2018-12-10 2018-12-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 205,657 10.27
2018-12-10 2018-12-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-12-10 2018-12-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-12-10 2018-12-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 628,277 -50.00
2018-11-29 2018-11-28 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 186,511 11.44
2018-11-29 2018-11-28 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-11-29 2018-11-28 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-11-29 2018-11-28 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 1,256,547 -33.33
2018-11-19 2018-11-16 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 167,365 12.92
2018-11-19 2018-11-16 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-11-19 2018-11-16 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-11-19 2018-11-16 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 1,884,817 -25.00
2018-11-09 2018-11-07 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 148,219 14.83
2018-11-09 2018-11-07 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-11-09 2018-11-07 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-11-09 2018-11-07 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 2,513,087 -20.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES C PREFERRED STOCK
C - Conversion -1,169,163 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES C PREFERRED STOCK
C - Conversion -58,458 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 1,169,163 1,169,163
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 58,458 58,458
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES E PREFERRED STOCK
C - Conversion -44,866 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES D PREFERRED STOCK
C - Conversion -508,497 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES C PREFERRED STOCK
C - Conversion -2,046,035 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 44,866 2,599,398 1.76
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 508,497 2,554,532 24.85
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 2,046,035 2,046,035
2018-09-14 2018-09-13 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 129,073 17.42
2018-09-14 2018-09-13 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-09-14 2018-09-13 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-09-14 2018-09-13 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 3,141,357 -16.67
2018-09-10 2018-09-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 109,927 21.09
2018-09-10 2018-09-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-09-10 2018-09-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-09-10 2018-09-06 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 3,769,627 -14.29
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 2,297,368 -33.33
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 127,544 33.33
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 127,544 33.33
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 127,544 33.33
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 65,992 100.00
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,032 0 -100.00
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,032 246,032
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-09-10 2018-09-06 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-09-04 2018-08-30 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 90,781 26.73
2018-09-04 2018-08-30 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-09-04 2018-08-30 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-09-04 2018-08-30 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 4,397,897 -12.50
2018-08-24 2018-08-22 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 71,635 36.48
2018-08-24 2018-08-22 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-08-24 2018-08-22 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-08-24 2018-08-22 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 5,026,167 -11.11
2018-08-20 2018-08-16 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 66,542 66,542 15.03 1,000,013 1,000,013
2018-08-17 2018-08-15 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 19,146 52,489 57.42
2018-08-17 2018-08-15 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -130,679 0 -100.00
2018-08-17 2018-08-15 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 130,679 130,679
2018-08-17 2018-08-15 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -628,270 5,654,437 -10.00
2018-08-14 2018-08-10 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 33,343 33,343
2018-08-14 2018-08-10 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -227,580 0 -100.00
2018-08-14 2018-08-10 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 227,580 227,580
2018-08-14 2018-08-10 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other -1,094,118 6,282,707 -14.83
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 3,446,054 -25.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 95,658 50.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 95,658 50.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 95,658 50.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 32,996
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,032 0 -100.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,032 246,032
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-07-13 2018-07-11 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -1,315,519 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 468,750 1,784,269 35.63 16.00 7,500,000 28,548,304
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,315,519 1,315,519
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -1,133,670 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -1,340,698 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -67,036 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,133,670 2,474,368 84.56
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,340,698 1,340,698
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 67,036 67,036
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -1,315,519 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -1,133,670 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -1,340,698 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -67,036 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 468,750 1,784,269 35.63 16.00 7,500,000 28,548,304
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,315,519 1,315,519
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,133,670 2,474,368 84.56
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,340,698 1,340,698
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 67,036 67,036
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 4,594,740 -20.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 63,772 100.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 63,772 100.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 63,972 99.38
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 164,981 25.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,031 0 -100.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,031 246,031
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-06-21 2018-06-19 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 5,743,426 -16.67
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 131,985 33.33
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,031 0 -100.00
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,031 246,031
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-06-18 2018-06-14 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-06-01 2018-05-30 4 SFIX Stitch Fix, Inc.
Class A Common Stock
S - Sale -31,886 0 -100.00 19.33 -616,302
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 6,892,112 -14.29
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 32,086 15,943.00
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 98,989 50.00
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,031 0 -100.00
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,031 246,031
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-05-31 2018-05-29 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-05-25 2018-05-23 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
A - Award 30,352 124,195 32.34
2018-05-23 2018-05-22 4 SFIX Stitch Fix, Inc.
Class A Common Stock
S - Sale -31,886 0 -100.00 20.80 -663,085
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 31,886
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,886 32,086 15,943.00
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,996 65,993 100.00
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,031 0 -100.00
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,031 246,031
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-05-22 2018-05-21 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-05-22 2018-05-15 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 8,040,798 -12.50
2018-05-18 2018-05-17 4 SFIX Stitch Fix, Inc.
Class A Common Stock
S - Sale -31,887 0 -100.00 20.99 -669,187
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion -1,148,686 9,189,484 -11.11
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,887 31,887
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,887 31,887
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 31,887 31,887
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 32,997 32,997
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -246,031 0 -100.00
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other 246,031 246,031
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
J - Other -1,148,686 0 -100.00
2018-05-17 2018-05-15 4 SFIX Stitch Fix, Inc.
Class A Common Stock
C - Conversion 1,148,686 1,148,686
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -3,171,808 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -10,847,715 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -567 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -945 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -164,330 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -170,647 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -4,099 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -3,171,808 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
U - Other -10,847,715 0 -100.00
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 3,171,808 3,171,808
2018-05-03 2018-05-01 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 10,847,715 10,847,715
2018-03-30 2018-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -100,000 113,955 -46.74 48.14 -4,813,760 5,485,520
2018-03-02 2018-02-26 4 TNTR Tintri, Inc.
Note Purchase Agreement (obligations to purchase)
E - Other -4,275,000 0 -100.00
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -1,500,000 10,847,715 -12.15
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 56,359 172,415 48.56
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 56,359 172,415 48.56
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 56,359 172,415 48.56
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -386,250 0 -100.00
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 386,250 386,250
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -1,500,000 0 -100.00
2018-02-23 2018-02-21 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 1,500,000 1,500,000
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -1,700,000 12,347,715 -12.10
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 116,056 99.35
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 116,056 99.35
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 116,056 99.35
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -395,670 0 -100.00
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 395,670 395,670
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -1,700,000 0 -100.00
2017-12-06 2017-12-04 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 1,700,000 1,700,000
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -400,000 3,171,808 -11.20
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -1,700,000 14,047,715 -10.80
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 945 945
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 945 945
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 945 945
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 945 945
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 567 567
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 378 378
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -6,033 0 -100.00
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 6,033 6,033
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -400,000 0 -100.00
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 400,000 400,000
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 57,839
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 57,839
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 57,839 57,839
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -395,670 0 -100.00
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 395,670 395,670
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -1,700,000 0 -100.00
2017-11-29 2017-11-27 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 1,700,000 1,700,000
2017-11-22 2017-11-22 4 SFIX Stitch Fix, Inc.
Class B Common Stock
C - Conversion 10,338,170 10,338,170
2017-11-22 2017-11-22 4 SFIX Stitch Fix, Inc.
Series C Preferred Stock
C - Conversion -448,460 0 -100.00
2017-11-22 2017-11-22 4 SFIX Stitch Fix, Inc.
Series A-1 Preferred Stock
C - Conversion -1,554,230 0 -100.00
2017-11-22 2017-11-22 4 SFIX Stitch Fix, Inc.
Series A Preferred Stock
C - Conversion -8,335,480 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Note Purchase Agreement (obligation to purchase)
J - Other 610,714
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series F-2 Preferred Stock
C - Conversion -113,533 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series E-1 Preferred Stock
C - Conversion -83,333 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series E-2 Preferred Stock
C - Conversion -208,331 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series D Preferred Stock
C - Conversion -217,477 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series C Preferred Stock
C - Conversion -580,800 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Series B Preferred Stock
C - Conversion -1,306,484 0 -100.00
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
P - Purchase 597,858 3,384,215 21.46 7.00 4,185,006 23,689,505
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 190,978 2,786,357 7.36
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 140,177 2,595,379 5.71
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 350,441 2,455,202 16.65
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 217,477 2,104,761 11.52
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 580,800 1,887,284 44.46
2017-07-10 2017-07-06 4 TNTR Tintri, Inc.
Common Stock
C - Conversion 1,306,484 1,306,484
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Stock Purchase Warrant (right to buy)
A - Award 516,137 516,137
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series F-2 Preferred Stock
A - Award 113,533 113,533
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series F Preferred Stock
D - Sale to Issuer -113,533 0 -100.00
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series E-1 Preferred Stock
A - Award 83,333 83,333
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series E-1 Preferred Stock
D - Sale to Issuer -83,333 0 -100.00
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series E-2 Preferred Stock
A - Award 208,331 208,331
2017-07-10 2017-06-01 4 TNTR Tintri, Inc.
Series E Preferred Stock
D - Sale to Issuer -208,331 0 -100.00
2017-07-10 2017-04-10 4 TNTR Tintri, Inc.
Series E-1 Preferred Stock
A - Award 83,333 83,333
2017-07-10 2017-04-10 4 TNTR Tintri, Inc.
Series E-1 Preferred Stock
D - Sale to Issuer -83,333 0 -100.00
2017-07-10 2017-04-10 4 TNTR Tintri, Inc.
Series E Preferred Stock
A - Award 208,331 208,331
2017-07-10 2017-04-10 4 TNTR Tintri, Inc.
Series E Preferred Stock
D - Sale to Issuer -208,331 0 -100.00
2017-06-09 2017-06-08 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -113,227 0 -100.00 17.75 -2,010,096
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 113,227 1,965,029 6.11
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 113,227 152,075 291.46
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 113,227 1,965,029 6.11
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -875,054 0 -100.00
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 875,054 875,054
2017-06-09 2017-06-07 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -3,759,643 0 -100.00
2017-06-07 2017-06-05 4 NTNX Nutanix, Inc.
Class A Common Stock
G - Gift -22,300 38,848 -36.47
2017-06-07 2017-06-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -25,000 61,148 -29.02 18.94 -473,625 1,158,449
2017-06-01 2017-05-31 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -190,363 0 -100.00
2017-06-01 2017-05-31 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -3,007,715 11,441,783 -20.82
2017-06-01 2017-05-31 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 190,363 190,363
2017-06-01 2017-05-31 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 3,007,715 3,759,643 400.00
2017-06-01 2017-05-31 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -50,698 0 -100.00 18.78 -952,352
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -25,000 213,955 -10.46 18.41 -460,302 3,939,361
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -139,657 50,698 -73.37 19.02 -2,656,416 964,327
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 174,008 238,955 267.92
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 174,008 238,955 267.92
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 174,008 497,399 53.81
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -1,192,558 0 -100.00
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 1,192,558 1,192,558
2017-06-01 2017-05-30 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -4,631,331 0 -100.00
2017-05-26 2017-05-24 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
A - Award 30,823 93,843 48.91
2017-04-07 2017-04-06 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -29,590 0 -100.00 18.10 -535,582
2017-04-07 2017-04-06 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -55,410 99,769 -35.71 18.10 -1,002,927 1,805,829
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -46,271 29,590 -60.99 17.51 -810,173 518,100
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -14,723 155,179 -8.67 17.51 -257,789 2,717,076
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -50,000 64,947 -43.50 17.66 -883,035 1,147,009
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -50,000 114,947 -30.31 17.50 -874,890 2,011,320
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -43,074 0 -100.00 17.62 -759,115
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
G - Gift -8,600 16,347 -34.47
2017-04-07 2017-04-05 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -100,000 24,947 -80.03 17.62 -1,762,350 439,653
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 75,861 131.38
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 75,861 131.38
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 75,861 131.38
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -332,886 0 -100.00
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 332,886 332,886
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -1,430,223 751,928 -65.54
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,473 164,947 186.99
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,473 164,947 186.99
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,473 164,947 186.99
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -736,565 0 -100.00
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 736,565 736,565
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -2,860,445 4,631,331 -38.18
2017-04-05 2017-04-04 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -31,910 62,429 -33.82 17.61 -562,069 1,099,637
2017-04-05 2017-04-03 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -25,000 57,474 -30.31 18.50 -462,585 1,063,464
2017-04-05 2017-04-03 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -13,135 94,339 -12.22 18.42 -241,969 1,737,885
2017-04-05 2017-04-03 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -10,287 32,787 -23.88 18.42 -189,504 603,992
2017-03-31 2017-03-30 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -25,000 82,474 -23.26 19.09 -477,280 1,574,528
2017-03-31 2017-03-29 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -43,074 0 -100.00 18.62 -801,978
2017-03-31 2017-03-29 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -90,000 17,474 -83.74 18.62 -1,675,674 325,341
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 43,074
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 43,074
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 43,074 43,074
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -332,886 0 -100.00
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 332,886 332,886
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -1,430,223 2,182,151 -39.59
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,474 107,474
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,474 107,474
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 107,474 107,474
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -736,566 0 -100.00
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 736,566 736,566
2017-03-31 2017-03-28 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -2,860,446 7,491,776 -27.63
2017-03-31 2017-03-15 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -3,612,374 14,449,498 -20.00
2017-03-31 2017-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 3,612,374 3,612,374
2017-03-31 2017-02-27 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -10,352,222 0 -100.00
2017-03-31 2017-02-27 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 10,352,222 10,352,222
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 3,571,808 3,571,808
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 15,747,715 15,747,715
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series G Preferred Stock
C - Conversion -890,689 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series F Preferred Stock
C - Conversion -2,066,115 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series E Preferred Stock
C - Conversion -1,474,779 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series D Preferred Stock
C - Conversion -1,580,300 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series C Preferred Stock
C - Conversion -2,742,060 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series B Preferred Stock
C - Conversion -9,950,576 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -3,571,808 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 2,956,804 3,571,808 480.78
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -15,747,715 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 15,747,715 15,747,715
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 3,571,808 3,571,808
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 15,747,715 15,747,715
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series G Preferred Stock
C - Conversion -890,689 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series F Preferred Stock
C - Conversion -2,066,115 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series E Preferred Stock
C - Conversion -1,474,779 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series D Preferred Stock
C - Conversion -1,580,300 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series C Preferred Stock
C - Conversion -2,742,060 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Series B Preferred Stock
C - Conversion -9,950,576 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -3,571,808 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 2,956,804 3,571,808 480.78
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -15,747,715 0 -100.00
2017-03-22 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 15,747,715 15,747,715
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2017-03-16 3 MULE MULESOFT, INC
Common Stock
1,230,008
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Class B Common Stock
J - Other 190,363 190,363
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Class B Common Stock
J - Other 10,352,222 10,352,222
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Class B Common Stock
J - Other 18,061,872 18,061,872
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series D Convertible Preferred Stock
C - Conversion -253,824 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series D Convertible Preferred Stock
C - Conversion -432,187 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series C Convertible Preferred Stock
C - Conversion -1,378,411 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,347,024 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,177,683 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series B Convertible Preferred Stock
C - Conversion -3,707,948 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series A Convertible Preferred Stock
C - Conversion -6,542,304 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series A Convertible Preferred Stock
C - Conversion -11,139,598 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
J - Other -190,363 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
J - Other -10,352,222 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
J - Other -18,061,872 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
C - Conversion 10,352,222 10,352,222
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
C - Conversion 17,626,757 18,061,872 4,051.06
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
1,060,593
2016-09-29 3 NTNX Nutanix, Inc.
Common Stock
815,841
2016-05-20 2016-05-18 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
A - Award 21,440 63,020 51.56
2015-12-15 2015-12-11 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
J - Other 10,192 10,192
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Common Stock Warrant (right to buy)
X - Other -24,252 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Series E Preferred Stock
C - Conversion -332,319 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Series D Preferred Stock
C - Conversion -2,463,916 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Series C Preferred Stock
C - Conversion -571,367 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Series B Preferred Stock
C - Conversion -105,774 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Series A-1 Preferred Stock
C - Conversion -475,988 0 -100.00
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Common Stock
J - Other -22 3,973,594 0.00 18.00 -396 71,524,692
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Common Stock
X - Other 24,252 3,973,616 0.61 0.02 395 64,770
2015-07-09 2015-07-08 4 NTRA Natera, Inc.
Common Stock
C - Conversion 3,949,364 3,949,364
2015-05-29 2015-05-27 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
A - Award 23,295 41,580 127.40
2015-04-28 2015-04-24 4 RVBD Riverbed Technology, Inc.
Common Stock
D - Sale to Issuer -13,300 0 -100.00
2015-04-28 2015-04-24 4 RVBD Riverbed Technology, Inc.
Common Stock
D - Sale to Issuer -854 13,300 -6.03
2015-04-28 2015-02-27 4 RVBD Riverbed Technology, Inc.
Common Stock
G - Gift -36,908 14,154 -72.28
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Series D-3 Convertible Preferred Stock
C - Conversion -205,606 0 -100.00
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Series D-2 Convertible Preferred Stock
C - Conversion -123,026 0 -100.00
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Series D-1 Convertible Preferred Stock
C - Conversion -102,521 0 -100.00
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Series D Convertible Preferred Stock
C - Conversion -378,824 0 -100.00
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Series C Convertible Preferred Stock
C - Conversion -2,770,673 0 -100.00
2015-04-01 2015-03-31 4 SEDG SolarEdge Technologies Inc
Common Stock
C - Conversion 3,580,650 3,580,650
2014-08-06 2014-08-05 4 NMBL Nimble Storage Inc
Common Stock
S - Sale -12,000 13,710 -46.67 25.91 -310,920 355,226
2014-07-11 2014-07-10 4 NMBL Nimble Storage Inc
Common Stock
S - Sale -12,000 2,924 -80.41 26.17 -314,040 76,521
2014-07-11 2014-06-30 4 NMBL Nimble Storage Inc
Common Stock
G - Gift -1,800 1,124 -61.56
2014-07-08 2014-07-07 4 NMBL Nimble Storage Inc
Common Stock
S - Sale -10,000 14,924 -40.12 28.77 -287,700 429,363
2014-06-26 2014-06-26 4 NMBL Nimble Storage Inc
Common Stock
S - Sale -10,000 24,924 -28.63 30.02 -300,200 748,218
2014-06-26 2014-06-25 4 NMBL Nimble Storage Inc
Common Stock
S - Sale -10,000 34,924 -22.26 30.08 -300,800 1,050,514
2014-06-20 2014-06-18 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
A - Award 18,285 18,285
2014-06-05 2014-06-03 4 RVBD Riverbed Technology, Inc.
Non-Qualified Stock Option (right to buy)
M - Exercise -8,334 0 -100.00
2014-06-05 2014-06-03 4 RVBD Riverbed Technology, Inc.
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 0 -100.00
2014-06-05 2014-06-03 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -65,234 51,062 -56.09 20.06 -1,308,790 1,024,457
2014-06-05 2014-06-03 4 RVBD Riverbed Technology, Inc.
Common Stock
M - Exercise 8,334 116,296 7.72 13.83 115,259 1,608,374
2014-06-05 2014-06-03 4 RVBD Riverbed Technology, Inc.
Common Stock
M - Exercise 40,000 107,962 58.86 16.98 679,200 1,833,195
2014-05-27 2014-05-22 4 RVBD Riverbed Technology, Inc.
Common Stock
A - Award 13,300 67,962 24.33
2014-05-27 2014-05-02 4 RVBD Riverbed Technology, Inc.
Common Stock
G - Gift -5,150 54,662 -8.61
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series E Preferred Stock
C - Conversion -543,897 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series D Preferred Stock
C - Conversion -578,836 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series C Preferred Stock
C - Conversion -2,347,748 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series B Preferred Stock
C - Conversion -1,390,735 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series A Preferred Stock
C - Conversion -2,344,827 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
C - Conversion 7,376,825 7,376,825
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series E Preferred Stock
C - Conversion -543,897 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series D Preferred Stock
C - Conversion -578,836 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series C Preferred Stock
C - Conversion -2,347,748 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series B Preferred Stock
C - Conversion -1,390,735 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Series A Preferred Stock
C - Conversion -2,344,827 0 -100.00
2014-04-03 2014-04-02 4 HIVE AEROHIVE NETWORKS, INC
Common Stock
C - Conversion 7,376,825 7,376,825
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Series E Preferred Stock
C - Conversion -1,001,878 0 -100.00
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Series D Preferred Stock
C - Conversion -322,281 0 -100.00
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Series C Preferred Stock
C - Conversion -1,491,597 0 -100.00
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Series B Preferred Stock
C - Conversion -6,981,382 0 -100.00
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Common Stock
C - Conversion 1,001,878 9,797,138 11.39
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Common Stock
C - Conversion 322,281 8,795,260 3.80
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Common Stock
C - Conversion 1,491,597 8,472,979 21.37
2013-12-18 2013-12-18 4 NMBL Nimble Storage Inc
Common Stock
C - Conversion 6,981,382 6,981,382
2013-12-13 2013-08-23 4 RVBD Riverbed Technology, Inc.
Common Stock
G - Gift -3,300 59,812 -5.23
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Non-Qualified Stock Option (right to buy)
M - Exercise -31,666 8,334 -79.16
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 0 -100.00
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 0 -100.00
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -131,466 63,112 -67.56 15.37 -2,020,093 969,773
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Common Stock
M - Exercise 31,666 194,578 19.44 13.83 437,941 2,691,014
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Common Stock
M - Exercise 40,000 162,912 32.54 10.62 424,800 1,730,125
2013-08-06 2013-08-02 4 RVBD Riverbed Technology, Inc.
Common Stock
M - Exercise 40,000 122,912 48.24 8.47 338,800 1,041,065
2013-05-24 2013-05-22 4 RVBD Riverbed Technology, Inc.
Common Stock
A - Award 16,900 82,912 25.60
2013-05-24 2013-03-14 4 RVBD Riverbed Technology, Inc.
Common Stock
G - Gift -6,000 66,012 -8.33
2012-06-22 2012-04-02 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 854 72,012 1.20
2012-06-01 2012-05-30 4 RVBD Riverbed Technology, Inc.
Common Stock
A - Award 13,800 71,158 24.06
2009-05-11 2009-05-11 4 RVBD Riverbed Technology, Inc.
Common Stock
G - Gift -2,200 56,465 -3.75
2009-05-11 2009-05-08 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -15,000 58,665 -20.36 16.88 -253,244 990,435
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 6,694 73,665 10.00
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -31,825 0 -100.00
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 31,825 31,825
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -14,454 8,626 -62.63
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -1,979,153 1,100,489 -64.27
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -177,061 98,908 -64.16
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -8,151 5,970 -57.72
2009-05-11 2009-05-07 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -71,181 40,045 -64.00
2008-03-04 2008-02-29 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -20,000 80,546 -19.89 20.03 -400,574 1,613,232
2007-11-01 2007-10-30 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -28,000 100,796 -21.74 32.09 -898,464 3,234,342
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 7,010 118,150 6.31
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 10,515 128,796 8.89
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 2,279 102,279 2.28
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -49,996 0 -100.00
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 49,996 49,996
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -22,966 23,080 -49.88
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -3,075,555 3,079,642 -49.97
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -274,630 275,969 -49.88
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -15,653 14,121 -52.57
2007-10-29 2007-10-25 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -111,196 107,188 -50.92
2007-08-01 2007-07-31 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -5,409 0 -100.00 44.55 -240,971
2007-08-01 2007-07-31 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -1,171 5,409 -17.80 44.75 -52,402 242,053
2007-08-01 2007-07-31 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -20,000 118,281 -14.46 44.20 -884,080 5,228,493
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 1,316 6,580 25.00
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -1,316 138,281 -0.94
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 51,598 51,598
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 134,807 136,264 9,252.37
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 137,600 142,456 2,833.61
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 139,597 139,597
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 134,907 134,907
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 141,594 141,594
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -1,028,473 0 -100.00
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 1,028,473 1,028,473
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -19,824 46,032 -30.10
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -2,641,220 6,154,679 -30.03
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -237,045 550,430 -30.10
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -11,532 29,968 -27.79
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -90,379 218,891 -29.22
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 51,598 51,598
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 134,807 136,264 9,252.37
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 137,600 142,456 2,833.61
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 139,597 139,597
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 134,907 134,907
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 141,594 141,594
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -1,028,473 0 -100.00
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 1,028,473 1,028,473
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -19,824 46,032 -30.10
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -2,641,220 6,154,679 -30.03
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -237,045 550,430 -30.10
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -11,532 29,968 -27.79
2007-08-01 2007-07-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -90,379 218,891 -29.22
2007-06-08 2007-06-06 4 EHTH eHealth, Inc.
Stock Option (right to buy)
A - Award 6,250 6,250
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 34,634 34,634
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -16,126 65,856 -19.67
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -2,148,493 8,795,899 -19.63
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -192,823 787,475 -19.67
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -9,381 41,500 -18.44
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -73,519 309,270 -19.21
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other 34,634 34,634
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -16,126 65,856 -19.67
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -2,148,493 8,795,899 -19.63
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -192,823 787,475 -19.67
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -9,381 41,500 -18.44
2007-05-02 2007-04-30 4 RVBD Riverbed Technology, Inc.
Common Stock
J - Other -73,519 309,270 -19.21
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -4,315 81,982 -5.00 31.04 -133,927 2,544,516
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -576,021 10,944,392 -5.00 31.04 -17,878,252 339,686,567
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -51,595 980,298 -5.00 31.04 -1,601,380 30,425,999
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -2,678 50,881 -5.00 31.04 -83,118 1,579,219
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -20,147 382,789 -5.00 31.04 -625,313 11,880,814
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -4,315 81,982 -5.00 31.04 -133,927 2,544,516
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -576,021 10,944,392 -5.00 31.04 -17,878,252 339,686,567
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -51,595 980,298 -5.00 31.04 -1,601,380 30,425,999
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -2,678 50,881 -5.00 31.04 -83,118 1,579,219
2007-02-26 2007-02-22 4 RVBD Riverbed Technology, Inc.
Common Stock
S - Sale -20,147 382,789 -5.00 31.04 -625,313 11,880,814
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -1,452 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,354 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -21,476 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -876 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -104,639 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,485 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -8,096 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -64,130 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -56,086 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -1,197 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -1,942 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -17,717 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -723 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 1,452 9,292 18.52
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 1,573 7,840 25.10
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 6,013 6,267 2,367.32
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,354 15,069 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,553 12,715 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 9,751 10,162 2,372.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 21,476 137,473 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 23,289 115,997 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 88,953 92,708 2,368.92
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
F - Taxes 876 5,608 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 950 4,732 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 3,629 3,782 2,371.90
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 104,639 699,792 17.58
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -86,319 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,050 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -6,668 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -52,913 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -46,266 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -6,013 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -9,751 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -88,953 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -3,629 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -433,391 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -10,293 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -33,479 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -265,669 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -232,298 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 113,466 565,153 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 433,391 451,687 2,368.77
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,485 15,907 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,695 13,422 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 10,293 10,727 2,371.66
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 8,096 51,753 18.54
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 8,765 43,657 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 33,479 34,892 2,369.36
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 64,130 410,568 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 69,554 346,438 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 265,669 276,884 2,368.87
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 56,086 359,007 18.52
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 60,817 302,921 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 232,298 242,104 2,368.94
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -86,319 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,050 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -6,668 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -52,913 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -46,266 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -6,013 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -9,751 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -88,953 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -3,629 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -433,391 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -10,293 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -33,479 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -265,669 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series A Convertible Preferred Stock
C - Conversion -232,298 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 113,466 565,153 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 433,391 451,687 2,368.77
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,485 15,907 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,695 13,422 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 10,293 10,727 2,371.66
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 8,096 51,753 18.54
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 8,765 43,657 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 33,479 34,892 2,369.36
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 64,130 410,568 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 69,554 346,438 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 265,669 276,884 2,368.87
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 56,086 359,007 18.52
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 60,817 302,921 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 232,298 242,104 2,368.94
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -1,452 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,354 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -21,476 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -876 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -104,639 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,485 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -8,096 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -64,130 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series C Convertible Preferred Stock
C - Conversion -56,086 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -1,197 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -1,942 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -17,717 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Series B Convertible Preferred Stock
C - Conversion -723 0 -100.00
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 1,452 9,292 18.52
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 1,573 7,840 25.10
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 6,013 6,267 2,367.32
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,354 15,069 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 2,553 12,715 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 9,751 10,162 2,372.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 21,476 137,473 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 23,289 115,997 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 88,953 92,708 2,368.92
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 876 5,608 18.51
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 950 4,732 25.12
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 3,629 3,782 2,371.90
2006-10-19 2006-10-18 4 EHTH eHealth, Inc.
Common Stock
C - Conversion 104,639 699,792 17.58
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
9,806
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
11,215
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
1,413
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
434
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
18,296
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
153
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
3,755
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
411
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
254
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
9,806
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
11,215
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
1,413
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
434
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
18,296
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
153
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
3,755
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
411
2006-10-12 3 EHTH eHealth, Inc.
Common Stock
254
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series B Convertible Preferred Stock
C - Conversion -22,466 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,999,148 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series B Convertible Preferred Stock
C - Conversion -268,636 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series B Convertible Preferred Stock
C - Conversion -13,943 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series B Convertible Preferred Stock
C - Conversion -104,898 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series A Convertible Preferred Stock
C - Conversion -42,364 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series A Convertible Preferred Stock
C - Conversion -5,655,536 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series A Convertible Preferred Stock
C - Conversion -506,571 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series A Convertible Preferred Stock
C - Conversion -26,293 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series A Convertible Preferred Stock
C - Conversion -197,807 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 268,636 775,207 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 506,571 506,571
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 3,222 53,559 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 10,101 50,337 25.10
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 13,943 40,236 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 26,293 26,293
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 24,238 402,936 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 75,993 378,698 25.10
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 104,898 302,705 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 197,807 197,807
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -5,191 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -692,991 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -62,072 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -3,222 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -24,238 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -16,276 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,172,738 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -194,614 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -10,101 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -75,993 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 5,191 86,297 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 16,276 81,106 25.11
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 22,466 64,830 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 42,364 42,364
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 692,991 11,520,413 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 2,172,738 10,827,422 25.10
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 2,999,148 8,654,684 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 5,655,536 5,655,536
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 62,072 1,031,893 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 194,614 969,821 25.10
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -5,191 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -692,991 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -62,072 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -3,222 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series D Convertible Preferred Stock
C - Conversion -24,238 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -16,276 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -2,172,738 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -194,614 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -10,101 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Series C Convertible Preferred Stock
C - Conversion -75,993 0 -100.00
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 5,191 86,297 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 16,276 81,106 25.11
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 22,466 64,830 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 42,364 42,364
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 692,991 11,520,413 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 2,172,738 10,827,422 25.10
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 2,999,148 8,654,684 53.03
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 5,655,536 5,655,536
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 62,072 1,031,893 6.40
2006-09-27 2006-09-26 4 RVBD Riverbed Technology, Inc.
Common Stock
C - Conversion 194,614 969,821 25.10
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)