維斯塔根治療公司
US ˙ NasdaqCM ˙ US92840H4002

簡介

本頁面提供了有關 Jon S Saxe 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Jon S Saxe已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:VTGN / Vistagen Therapeutics, Inc. Director 100,000
US:DRRX / DURECT Corporation Director 55,000
US:SCLN / SciClone Pharmaceuticals, Inc. Director 0
如何解讀這些圖表

以下圖表顯示了在Jon S Saxe進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

VTGN / Vistagen Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 VTGN / Vistagen Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2020-08-21 VTGN SAXE JON S 30,000 0.6900 1,000 20.7000 20,700 314 3105 3,084,300 14,900.00
2019-03-14 VTGN SAXE JON S 7,920 1.2735 264 38.2050 10,086
2019-03-13 VTGN SAXE JON S 12,080 1.2584 403 37.7520 15,201

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VTGN / Vistagen Therapeutics, Inc. Insider Trades
VTGN / Vistagen Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 VTGN / Vistagen Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VTGN / Vistagen Therapeutics, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Jon S Saxe 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-03-03 2022-03-01 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 100,000 100,000
2021-03-22 2021-03-19 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 0 -100.00
2021-03-22 2021-03-19 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
M - Exercise 2,500 5,751 76.90 1.50 3,750 8,626
2021-01-04 2020-12-30 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 75,000 75,000
2020-08-24 2020-08-21 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
P - Purchase 30,000 50,000 150.00 0.69 20,700 34,500
2020-06-18 2020-06-17 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 55,000 55,000
2020-04-27 2020-04-23 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 75,000 75,000
2019-10-22 2019-10-21 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 75,000 75,000
2019-06-20 2019-06-19 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 55,000 55,000
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,900 150,000 1.97 0.56 1,623 83,940
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 74 147,100 0.05 0.56 41 82,229
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 626 147,026 0.43 0.56 350 82,158
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 3,449 146,400 2.41 0.56 1,922 81,589
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,400 142,951 0.99 0.55 775 79,152
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 141,551 0.28 0.55 221 78,249
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,800 141,151 1.29 0.55 993 77,901
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 139,351 0.22 0.55 165 76,643
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 500 139,051 0.36 0.55 275 76,464
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,400 138,551 1.02 0.55 764 75,635
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 137,151 0.22 0.55 164 74,816
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,751 136,851 1.30 0.55 955 74,639
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 135,100 0.07 0.55 55 73,643
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 7,898 135,000 6.21 0.54 4,304 73,562
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 127,102 0.08 0.54 54 69,194
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 127,002 0.24 0.54 163 69,127
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 15 126,702 0.01 0.54 8 68,926
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 126,687 0.16 0.54 109 68,905
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,200 126,487 0.96 0.54 653 68,784
2019-06-11 2019-06-10 4 DRRX DURECT CORP
Common Stock
P - Purchase 287 125,287 0.23 0.54 156 68,006
2019-05-28 2019-05-23 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 50,000 50,000
2019-05-28 2019-05-24 4 DRRX DURECT CORP
Common Stock
P - Purchase 4,600 125,000 3.82 0.63 2,899 78,775
2019-05-28 2019-05-24 4 DRRX DURECT CORP
Common Stock
P - Purchase 21,335 120,400 21.54 0.63 13,443 75,864
2019-05-28 2019-05-24 4 DRRX DURECT CORP
Common Stock
P - Purchase 4,065 99,065 4.28 0.63 2,561 62,411
2019-05-15 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,200 95,000 2.37 0.71 1,558 67,260
2019-05-15 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 6,500 92,800 7.53 0.70 4,581 65,405
2019-05-15 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 900 86,300 1.05 0.70 634 60,781
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 800 85,400 0.95 0.70 563 60,079
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,085 84,600 2.53 0.70 1,465 59,448
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 37 82,515 0.04 0.70 26 57,926
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 3,900 82,478 4.96 0.70 2,737 57,891
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,798 78,578 2.34 0.70 1,260 55,083
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,600 76,780 2.13 0.70 1,121 53,815
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 4,826 75,180 6.86 0.70 3,382 52,686
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 70,354 0.57 0.70 280 49,297
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 864 69,954 1.25 0.70 605 49,003
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,584 69,090 2.35 0.70 1,109 48,391
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,391 67,506 2.10 0.70 974 47,274
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 595 66,115 0.91 0.70 416 46,175
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 65,520 0.46 0.70 209 45,681
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 4,900 65,220 8.12 0.70 3,407 45,347
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,232 60,320 2.09 0.70 856 41,934
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,000 59,088 1.72 0.69 694 41,031
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 58,088 0.69 0.69 278 40,319
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 895 57,688 1.58 0.69 621 40,035
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 779 56,793 1.39 0.69 538 39,250
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 569 56,014 1.03 0.69 393 38,683
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 489 55,445 0.89 0.69 338 38,268
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,195 54,956 2.22 0.69 825 37,920
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 3,100 53,761 6.12 0.69 2,138 37,084
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 50,661 0.40 0.69 138 34,860
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 699 50,461 1.40 0.68 479 34,566
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 900 49,762 1.84 0.68 613 33,913
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 287 48,862 0.59 0.68 196 33,295
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,995 48,575 6.57 0.68 2,037 33,046
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 380 45,580 0.84 0.68 258 31,004
2019-05-14 2019-05-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 45,200 0.44 0.68 136 30,754
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 45,000 0.22 0.82 82 36,680
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 44,900 0.67 0.82 245 36,607
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 44,600 0.45 0.82 163 36,385
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 44,400 0.45 0.82 163 36,226
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 600 44,200 1.38 0.82 490 36,067
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 43,600 0.23 0.82 82 35,582
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 43,500 0.23 0.82 82 35,509
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 43,400 0.46 0.82 163 35,436
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 800 43,200 1.89 0.82 653 35,281
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 42,400 0.24 0.82 82 34,632
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 42,300 0.24 0.82 82 34,555
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 900 42,200 2.18 0.82 735 34,486
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 600 41,300 1.47 0.82 490 33,754
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 40,700 0.74 0.82 245 33,293
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 600 40,400 1.51 0.82 491 33,063
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 39,800 0.51 0.82 164 32,580
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 625 39,600 1.60 0.82 512 32,436
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 600 38,975 1.56 0.82 492 31,928
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 38,375 0.52 0.82 164 31,441
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 38,175 0.26 0.82 82 31,281
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 38,075 1.06 0.82 328 31,202
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 37,675 0.80 0.82 246 30,878
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 3,441 37,375 10.14 0.82 2,821 30,644
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 4,600 33,934 15.68 0.82 3,772 27,826
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 748 29,334 2.62 0.82 614 24,060
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 28,586 0.70 0.82 164 23,449
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 28,386 0.35 0.82 82 23,288
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,800 28,286 6.80 0.82 1,478 23,223
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 26,486 0.76 0.82 164 21,750
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 300 26,286 1.15 0.82 246 21,591
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 1,200 25,986 4.84 0.82 986 21,347
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 24,786 1.64 0.82 329 20,369
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 24,386 0.41 0.82 82 20,050
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 24,286 0.41 0.82 82 19,970
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 24,186 0.42 0.82 82 19,893
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 386 24,086 1.63 0.82 318 19,813
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,400 23,700 11.27 0.82 1,975 19,505
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 21,300 0.47 0.82 82 17,536
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 100 21,200 0.47 0.82 82 17,456
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 500 21,100 2.43 0.82 412 17,376
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 200 20,600 0.98 0.82 165 16,966
2019-03-15 2019-03-13 4 DRRX DURECT CORP
Common Stock
P - Purchase 400 20,400 2.00 0.82 330 16,830
2019-03-14 2019-03-14 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
P - Purchase 7,920 20,000 65.56 1.27 10,086 25,470
2019-03-14 2019-03-13 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
P - Purchase 12,080 12,080 1.26 15,201 15,201
2019-01-30 2019-01-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
M - Exercise -1,000 0 -100.00
2019-01-30 2019-01-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
M - Exercise -375 0 -100.00
2019-01-30 2019-01-29 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
M - Exercise 1,000 3,251 44.42 1.50 1,500 4,876
2019-01-30 2019-01-29 4 VTGN VistaGen Therapeutics, Inc.
Common Stock
M - Exercise 375 2,251 19.99 1.50 562 3,376
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 35,000 35,000
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -35,000 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -25,000 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -25,000 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 2,500 2,500
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -2,500 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 7,500 7,500
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -7,500 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 1,000 1,000
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -1,000 0 -100.00
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 375 375
2018-08-31 2018-08-29 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -375 0 -100.00
2018-08-06 2018-08-05 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 75,000 75,000
2018-06-20 2018-06-19 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 55,000 55,000
2018-02-05 2018-02-02 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 100,000 100,000
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 0.28 -8,400
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 2.03 -60,900
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 6.08 -182,400
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 6.05 -181,500
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 4.40 -132,000
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 5.14 -154,200
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 8.17 -245,100
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 8.95 -268,500
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -30,000 0 -100.00 9.43 -282,900
2017-10-16 2017-10-13 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -135,000 0 -100.00 11.18 -1,509,300
2017-09-20 2017-09-19 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 50,000 50,000
2017-06-21 2017-06-19 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 16,038 71,038 29.16 1.06 17,000 75,300
2017-06-21 2017-06-19 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 55,000 55,000
2017-06-09 2017-06-08 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2017-04-28 2017-04-26 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 35,000 35,000
2017-02-23 2017-02-22 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -12,700 0 -100.00
2017-02-23 2017-02-22 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
M - Exercise 12,700 135,000 10.38 2.61 33,147 352,350
2017-02-17 2017-02-16 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -17,300 12,700 -57.67
2017-02-17 2017-02-16 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
M - Exercise 17,300 122,300 16.48 2.61 45,153 319,203
2016-11-10 2016-11-09 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2016-06-23 2016-06-22 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 35,000 35,000
2016-06-21 2016-06-19 4 VTGN VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2016-06-13 2016-06-09 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2016-04-04 2016-03-31 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 14,423 14,423 1.04 15,000 15,000
2016-01-06 2016-01-04 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -30,000 0 -100.00
2016-01-06 2016-01-04 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
M - Exercise 30,000 105,000 40.00 2.46 73,800 258,300
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 50,000 50,000
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -50,000 0 -100.00
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 20,000 20,000
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -20,000 0 -100.00
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 3,250 3,250
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -3,250 0 -100.00
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 7,500 7,500
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -7,500 0 -100.00
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 2,500 2,500
2015-11-13 2015-11-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -2,500 0 -100.00
2015-09-03 2015-09-02 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 50,000 50,000
2015-06-16 2015-06-15 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 35,000 35,000
2015-06-12 2015-06-11 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2015-03-30 2015-03-26 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 11,111 11,111
2015-03-05 2015-03-04 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -30,000 0 -100.00
2015-03-05 2015-03-04 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
M - Exercise 30,000 75,000 66.67 3.27 98,100 245,250
2015-01-13 2015-01-11 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 20,000 20,000
2014-06-17 2014-06-16 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 35,000 35,000
2014-06-16 2014-06-12 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2014-04-01 2014-03-28 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 14,423 14,423
2014-03-21 2014-03-19 4 VSTA VistaGen Therapeutics, Inc.
Warrant
J - Other 65,000 65,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 50,000 50,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 50,000 50,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -50,000 0 -100.00
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
D - Sale to Issuer -50,000 0 -100.00
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 10,000 10,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -10,000 0 -100.00
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 150,000 150,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -150,000 0 -100.00
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 20,000 20,000
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 7,500 7,500
2013-12-26 2013-12-20 4 VSTA VistaGen Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -7,500 0 -100.00
2013-06-28 2013-06-27 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2013-06-26 2013-06-25 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 35,000 35,000
2013-03-06 2013-03-03 4 VSTA VistaGen Therapeutics, Inc.
Warrant
J - Other 150,000 150,000
2013-02-07 2013-02-05 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 18,987 18,987
2012-12-14 2012-12-12 4 DRRX DURECT CORP
Common Stock
P - Purchase 5,300 27,810 23.55 0.91 4,812 25,249
2012-12-14 2012-12-12 4 DRRX DURECT CORP
Common Stock
P - Purchase 9,700 22,510 75.72 0.91 8,808 20,439
2012-08-29 2012-08-28 4 DRRX DURECT CORP
Common Stock
P - Purchase 5,000 12,810 64.02 0.98 4,900 12,554
2012-08-29 2012-08-27 4 DRRX DURECT CORP
Common Stock
P - Purchase 2,810 7,810 56.20 0.96 2,698 7,498
2012-08-27 2012-08-23 4 DRRX DURECT CORP
Common Stock
P - Purchase 5,000 5,000 1.00 5,000 5,000
2012-06-21 2012-06-20 4 DRRX DURECT CORP
Non-Qualified Stock Option (right to buy)
A - Award 25,000 25,000
2012-06-08 2012-06-07 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2012-05-03 2012-05-02 4 SCLN SCICLONE PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -20,000 0 -100.00
2012-05-03 2012-05-02 4 SCLN SCICLONE PHARMACEUTICALS INC
Common Stock
M - Exercise 20,000 45,000 80.00 3.84 76,800 172,800
2012-02-15 2012-02-13 4 VSTA VistaGen Therapeutics, Inc.
Warrant for Common Stock
A - Award 50,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)