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簡介

本頁面提供了有關 David Sandberg 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示David Sandberg已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:JOB / GEE Group Inc. Director 10,002,675
Director, 10% Owner 0
US:ASUR / Asure Software, Inc. Director 29,580
US:ISDR / ACCESS Newswire Inc. 10% Owner 51,677
US:CBAI / Cord Blood America, Inc. Director 545,126,316
US:PLNR / Planar Systems, Inc. Director 18,000
US:RFIL / RF Industries, Ltd. Director 0
如何解讀這些圖表

以下圖表顯示了在David Sandberg進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

ACCS / ACCESS Newswire Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2015-01-21 ISDR Red Oak Partners, LLC 3,000 10.3870 3,000 10.3870 31,161 23 11.7900 4,209 13.51

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ACCS / ACCESS Newswire Inc. Insider Trades
ACCS / ACCESS Newswire Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2017-05-31 ISDR Red Oak Partners, LLC 16,791 13.2500 16,791 13.2500 222,481 48 12.3185 -15,640 -7.03
2017-05-31 ISDR Red Oak Partners, LLC 16,100 13.2500 16,100 13.2500 213,325
2017-05-31 ISDR Red Oak Partners, LLC 7,079 13.2500 7,079 13.2500 93,797
2017-04-28 ISDR Red Oak Partners, LLC 36,101 11.5500 36,101 11.5500 416,967
2017-04-28 ISDR Red Oak Partners, LLC 34,621 11.5500 34,621 11.5500 399,873
2017-04-28 ISDR Red Oak Partners, LLC 15,220 11.5500 15,220 11.5500 175,791
2017-04-11 isdr Red Oak Partners, LLC 26,100 11.5030 26,100 11.5030 300,228
2017-04-11 isdr Red Oak Partners, LLC 25,235 11.5030 25,235 11.5030 290,278
2017-04-11 isdr Red Oak Partners, LLC 11,088 11.5030 11,088 11.5030 127,545
2017-04-10 isdr Red Oak Partners, LLC 1,911 11.5680 1,911 11.5680 22,106
2017-04-10 isdr Red Oak Partners, LLC 1,833 11.5680 1,833 11.5680 21,204
2017-04-10 isdr Red Oak Partners, LLC 806 11.5680 806 11.5680 9,324
2017-04-05 ISDR Red Oak Partners, LLC 1,859 11.8080 1,859 11.8080 21,951
2017-04-05 ISDR Red Oak Partners, LLC 1,782 11.8080 1,782 11.8080 21,042
2017-04-05 ISDR Red Oak Partners, LLC 784 11.8080 784 11.8080 9,257
2017-04-04 ISDR Red Oak Partners, LLC 6,025 11.6590 6,025 11.6590 70,245
2017-04-04 ISDR Red Oak Partners, LLC 5,777 11.6590 5,777 11.6590 67,354
2017-04-04 ISDR Red Oak Partners, LLC 2,540 11.6590 2,540 11.6590 29,614
2017-04-03 ISDR Red Oak Partners, LLC 200 11.5130 200 11.5130 2,303
2017-03-30 ISDR Red Oak Partners, LLC 520 10.5500 520 10.5500 5,486
2017-03-30 ISDR Red Oak Partners, LLC 495 10.5500 495 10.5500 5,222
2017-03-30 ISDR Red Oak Partners, LLC 220 10.5500 220 10.5500 2,321
2017-03-21 ISDR Red Oak Partners, LLC 1,596 10.5000 1,596 10.5000 16,758
2017-03-21 ISDR Red Oak Partners, LLC 1,531 10.5000 1,531 10.5000 16,076
2017-03-21 ISDR Red Oak Partners, LLC 673 10.5000 673 10.5000 7,066
2017-03-20 ISDR Red Oak Partners, LLC 2,227 10.6000 2,227 10.6000 23,606
2017-03-20 ISDR Red Oak Partners, LLC 2,135 10.6000 2,135 10.6000 22,631
2017-03-20 ISDR Red Oak Partners, LLC 939 10.6000 939 10.6000 9,953
2017-03-17 ISDR Red Oak Partners, LLC 11,140 10.6000 11,140 10.6000 118,084
2017-03-17 ISDR Red Oak Partners, LLC 10,681 10.6000 10,681 10.6000 113,219
2017-03-17 ISDR Red Oak Partners, LLC 4,696 10.6000 4,696 10.6000 49,778
2017-03-02 ISDR Red Oak Partners, LLC 3,866 10.5070 3,866 10.5070 40,620
2017-03-02 ISDR Red Oak Partners, LLC 3,706 10.5070 3,706 10.5070 38,939
2017-03-02 ISDR Red Oak Partners, LLC 1,629 10.5070 1,629 10.5070 17,116
2017-02-22 ISDR Red Oak Partners, LLC 1,302 10.5870 1,302 10.5870 13,784
2017-02-22 ISDR Red Oak Partners, LLC 1,249 10.5870 1,249 10.5870 13,223
2017-02-22 ISDR Red Oak Partners, LLC 549 10.5870 549 10.5870 5,812
2017-02-17 ISDR Red Oak Partners, LLC 1,617 10.5840 1,617 10.5840 17,114
2017-02-17 ISDR Red Oak Partners, LLC 1,550 10.5840 1,550 10.5840 16,405
2017-02-17 ISDR Red Oak Partners, LLC 682 10.5840 682 10.5840 7,218
2017-02-16 ISDR Red Oak Partners, LLC 31,830 11.0060 31,830 11.0060 350,321
2017-02-16 ISDR Red Oak Partners, LLC 30,519 11.0060 30,519 11.0060 335,892
2017-02-16 ISDR Red Oak Partners, LLC 13,418 11.0060 13,418 11.0060 147,679
2015-01-20 ISDR Red Oak Partners, LLC 3,000 10.0000 3,000 10.0000 30,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ACCS / ACCESS Newswire Inc. Insider Trades
ASUR / Asure Software, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2016-12-06 ASUR Red Oak Partners, LLC 190,000 8.0000 190,000 8.0000 1,520,000 183 16.4400 1,603,600 105.50
2013-05-31 ASUR Red Oak Partners, LLC 54,956 5.3100 54,956 5.3100 291,816
2013-05-31 ASUR Red Oak Partners, LLC 39,205 5.3100 39,205 5.3100 208,179

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ASUR / Asure Software, Inc. Insider Trades
ASUR / Asure Software, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2020-05-12 ASUR Red Oak Partners, LLC 14,939 7.4690 14,939 7.4690 111,579 71 5.9000 -23,439 -21.01
2020-05-12 ASUR Red Oak Partners, LLC 3,616 7.4690 3,616 7.4690 27,008
2019-12-11 ASUR Red Oak Partners, LLC 267,414 8.2000 267,414 8.2000 2,192,795
2019-12-11 ASUR Red Oak Partners, LLC 64,748 8.2000 64,748 8.2000 530,934
2019-12-11 ASUR Red Oak Partners, LLC 167,838 8.2000 167,838 8.2000 1,376,272
2019-11-21 ASUR Red Oak Partners, LLC 55,929 8.5640 55,929 8.5640 478,976
2019-11-21 ASUR Red Oak Partners, LLC 13,543 8.5640 13,543 8.5640 115,982
2019-11-21 ASUR Red Oak Partners, LLC 17,528 8.5640 17,528 8.5640 150,110
2019-11-20 ASUR Red Oak Partners, LLC 14,786 8.4880 14,786 8.4880 125,504
2019-11-20 ASUR Red Oak Partners, LLC 3,580 8.4880 3,580 8.4880 30,387
2019-11-20 ASUR Red Oak Partners, LLC 4,634 8.4880 4,634 8.4880 39,333

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ASUR / Asure Software, Inc. Insider Trades
JOB / GEE Group Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

JOB / GEE Group Inc. Insider Trades
JOB / GEE Group Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

JOB / GEE Group Inc. Insider Trades
RFIL / RF Industries, Ltd.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RFIL / RF Industries, Ltd. Insider Trades
RFIL / RF Industries, Ltd.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ACCS / ACCESS Newswire Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2013-03-25 RFIL Sandberg David 43,365 6.6970 43,365 6.6970 290,415 88 5.56 -49,306 -16.98
2013-03-25 RFIL Sandberg David 29,307 6.6970 29,307 6.6970 196,269
2013-01-25 RFIL Sandberg David 9,135 5.8740 9,135 5.8740 53,659
2013-01-25 RFIL Sandberg David 6,115 5.8740 6,115 5.8740 35,920
2013-01-24 RFIL Sandberg David 6,050 5.9860 6,050 5.9860 36,215
2013-01-24 RFIL Sandberg David 4,050 5.9860 4,050 5.9860 24,243

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RFIL / RF Industries, Ltd. Insider Trades
歷史內部人交易

該表格顯示了由 David Sandberg 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2023-11-14 2023-09-19 4 JOB GEE Group Inc.
Common Stock, no par value
A - Award 50,000 10,002,675 0.50 0.59 29,500 5,901,578
2023-08-29 3 JOB GEE Group Inc.
Common Stock, no par value
6,057,244
2023-08-29 3 JOB GEE Group Inc.
Common Stock, no par value
3,895,431
2021-04-06 2021-04-05 4 SMTX SMTC CORP
Common Stock
D - Sale to Issuer -1,820,182 0 -100.00 6.04 -11,001,180
2021-04-06 2021-04-05 4 SMTX SMTC CORP
Common Stock
D - Sale to Issuer -2,339,595 0 -100.00 6.04 -14,140,512
2021-04-06 2021-04-05 4 SMTX SMTC CORP
Common Stock
D - Sale to Issuer -980,926 0 -100.00 6.04 -5,928,717
2021-04-06 2021-04-05 4 SMTX SMTC CORP
Common Stock
D - Sale to Issuer -1,060,920 0 -100.00 6.04 -6,412,200
2020-06-02 2020-05-28 4 ASUR ASURE SOFTWARE INC
Common Stock
A - Award 7,165 29,580 31.97
2020-05-14 2020-05-12 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -3,616 61,290 -5.57 7.47 -27,008 457,775
2020-05-14 2020-05-12 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -14,939 253,125 -5.57 7.47 -111,579 1,890,591
2020-03-02 2020-02-28 4 ASUR ASURE SOFTWARE INC
Stock Option (Option to Buy)
A - Award 5,000 5,000
2020-03-02 2020-02-28 4 ASUR ASURE SOFTWARE INC
Stock Option (Option to Buy)
D - Sale to Issuer -5,000 0 -100.00
2019-12-13 2019-12-11 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -167,838 0 -100.00 8.20 -1,376,272
2019-12-13 2019-12-11 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -64,748 64,906 -49.94 8.20 -530,934 532,229
2019-12-13 2019-12-11 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -267,414 268,064 -49.94 8.20 -2,192,795 2,198,125
2019-12-12 2019-12-10 4 SMTX SMTC CORP
Common Stock
A - Award 7,082 1,060,920 0.67
2019-11-22 2019-11-21 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -17,528 167,838 -9.46 8.56 -150,110 1,437,365
2019-11-22 2019-11-21 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -13,543 129,654 -9.46 8.56 -115,982 1,110,357
2019-11-22 2019-11-21 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -55,929 535,478 -9.46 8.56 -478,976 4,585,834
2019-11-22 2019-11-20 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -4,634 185,366 -2.44 8.49 -39,333 1,573,387
2019-11-22 2019-11-20 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -3,580 143,197 -2.44 8.49 -30,387 1,215,456
2019-11-22 2019-11-20 4 ASUR ASURE SOFTWARE INC
Common Stock
S - Sale -14,786 591,407 -2.44 8.49 -125,504 5,019,863
2019-09-04 2019-09-02 4 ASUR ASURE SOFTWARE INC
Stock Option (Option to Buy)
A - Award 5,000 5,000
2019-06-27 2019-06-25 4 SMTX SMTC CORP
Subscription Rights (right to buy)
X - Other -52,282 0 -100.00
2019-06-27 2019-06-25 4 SMTX SMTC CORP
Subscription Rights (right to buy)
X - Other -27,879 0 -100.00
2019-06-27 2019-06-25 4 SMTX SMTC CORP
Common Stock
X - Other 52,282 2,339,595 2.29 3.14 164,165 7,346,328
2019-06-27 2019-06-25 4 SMTX SMTC CORP
Common Stock
X - Other 27,879 980,926 2.93 3.14 87,540 3,080,108
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Subscription Rights (right to buy)
X - Other -114,547 0 -100.00
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Subscription Rights (right to buy)
X - Other -248,620 0 -100.00
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Subscription Rights (right to buy)
X - Other -134,627 0 -100.00
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Common Stock
X - Other 248,620 2,287,313 12.20 3.14 780,667 7,182,163
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Common Stock
X - Other 134,627 953,047 16.45 3.14 422,729 2,992,568
2019-06-24 2019-06-20 4 SMTX SMTC CORP
Common Stock
X - Other 114,547 1,053,838 12.20 3.14 359,678 3,309,051
2018-12-14 2018-12-12 4 SMTX SMTC CORP
Common Stock
A - Award 5,420 939,241 0.58
2018-08-31 2018-08-28 4 SMTX SMTC CORP
Subscription Rights (right to buy)
M - Exercise 2,313,097 0 -100.00
2018-08-31 2018-08-28 4 SMTX SMTC CORP
Common Stock
M - Exercise 106,502 1,271,725 9.14 2.25 239,630 2,861,381
2018-08-31 2018-08-28 4 SMTX SMTC CORP
Common Stock
M - Exercise 230,794 818,420 39.28 2.25 519,286 1,841,445
2018-08-31 2018-08-28 4 SMTX SMTC CORP
Common Stock
M - Exercise 222,222 921,371 31.78 2.25 500,000 2,073,085
2018-08-31 2018-08-28 4 SMTX SMTC CORP
Common Stock
M - Exercise 1,753,579 1,820,182 2,632.88 2.25 3,945,553 4,095,410
2018-08-31 2017-12-13 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 12,500 12,500 1.60 20,000 20,000
2018-08-28 2018-08-24 4 ASUR ASURE SOFTWARE INC
Common Stock Options (Right to Buy)
A - Award 10,000 10,000
2018-08-28 2018-08-24 4 ASUR ASURE SOFTWARE INC
Asure Software, Inc. Common Stock ($0.01 par value)
A - Award 2,000 22,415 9.80
2018-05-16 2017-12-13 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 12,500 12,500 1.60 20,000 20,000
2018-05-16 2015-05-15 4 SMTX SMTC CORP
Common Stock
M - Exercise 20,230 699,149 2.98 1.80 36,414 1,258,468
2018-05-16 2014-12-11 4 SMTX SMTC CORP
Stock Options
M - Exercise -20,230 0 -100.00 1.80 -36,414
2017-12-18 2017-12-13 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 12,500 32,730 61.79 1.60 20,000 52,368
2017-12-18 2017-12-13 4 SMTX SMTC CORP
Common Stock
P - Purchase 23,244 1,165,223 2.04 1.60 37,190 1,864,357
2017-12-18 2017-12-13 4 SMTX SMTC CORP
Common Stock
P - Purchase 12,221 587,626 2.12 1.60 19,554 940,202
2017-12-18 2017-12-12 4 SMTX SMTC CORP
Restricted Stock Unit
M - Exercise -15,038 20,230 -42.64 1.33 -20,001 26,906
2017-12-18 2017-12-12 4 SMTX SMTC CORP
Common Stock
M - Exercise 15,038 678,919 2.27 1.33 20,001 902,962
2017-12-18 2014-12-11 4 SMTX SMTC CORP
Stock Options
A - Award 20,230 20,230 1.80 36,414 36,414
2017-12-13 2017-12-12 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,938 575,405 0.69 1.58 6,218 908,564
2017-12-13 2017-12-11 4 SMTX SMTC CORP
Common Stock
P - Purchase 23,979 571,467 4.38 1.59 38,103 908,061
2017-10-02 2017-09-28 4 SMTX SMTC CORP
Common Stock
P - Purchase 100 1,141,979 0.01 1.30 130 1,484,573
2017-09-27 2017-09-25 4 SMTX SMTC CORP
Common Stock
P - Purchase 300 1,141,879 0.03 1.30 390 1,484,443
2017-09-27 2017-09-22 4 SMTX SMTC CORP
Common Stock
P - Purchase 6,509 547,488 1.20 1.29 8,384 705,165
2017-09-27 2017-09-22 4 SMTX SMTC CORP
Common Stock
P - Purchase 13,572 1,141,579 1.20 1.29 17,481 1,470,354
2017-09-27 2017-09-22 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,119 766,968 1.20 1.29 11,745 987,855
2017-09-22 2017-09-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,474 540,979 0.46 1.30 3,204 700,568
2017-09-22 2017-09-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 5,159 1,128,007 0.46 1.30 6,681 1,460,769
2017-09-22 2017-09-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,467 757,849 0.46 1.30 4,490 981,414
2017-09-22 2017-09-20 4 SMTX SMTC CORP
Common Stock
P - Purchase 14,826 538,505 2.83 1.29 19,155 695,748
2017-09-22 2017-09-20 4 SMTX SMTC CORP
Common Stock
P - Purchase 34,378 1,122,848 3.16 1.29 44,416 1,450,720
2017-09-22 2017-09-20 4 SMTX SMTC CORP
Common Stock
P - Purchase 64,396 754,382 9.33 1.29 83,200 974,662
2017-09-18 2017-09-15 4 SMTX SMTC CORP
Common Stock
P - Purchase 36,047 689,986 5.51 1.29 46,501 890,082
2017-09-18 2017-09-14 4 SMTX SMTC CORP
Common Stock
P - Purchase 28,095 653,939 4.49 1.29 36,243 843,581
2017-07-05 2017-06-30 4 SMTX SMTC CORP
Common Stock
P - Purchase 200 625,844 0.03 1.30 260 813,597
2017-06-30 2017-06-29 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,250 625,644 0.20 1.30 1,622 812,086
2017-06-30 2017-06-28 4 SMTX SMTC CORP
Common Stock
P - Purchase 30,200 624,394 5.08 1.29 39,079 807,966
2017-06-28 2017-06-19 4 SMTX SMTC CORP
Common Stock
P - Purchase 5,500 594,194 0.93 1.30 7,144 771,858
2017-06-28 2017-06-16 4 SMTX SMTC CORP
Common Stock
P - Purchase 6,100 588,694 1.05 1.29 7,893 761,770
2017-06-21 2017-06-19 4 SMTX SMTC CORP
Common Stock
P - Purchase 7,200 582,594 1.25 1.30 9,353 756,790
2017-06-21 2017-06-16 4 SMTX SMTC CORP
Common Stock
P - Purchase 506 575,394 0.09 1.29 654 743,409
2017-06-15 2017-06-14 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,500 574,888 1.68 1.28 12,160 735,857
2017-06-15 2017-06-13 4 SMTX SMTC CORP
Common Stock
P - Purchase 500 565,388 0.09 1.29 647 731,612
2017-06-13 2017-06-12 4 SMTX SMTC CORP
Common Stock
P - Purchase 12,100 564,888 2.19 1.29 15,597 728,141
2017-06-13 2017-06-09 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,650 552,788 0.30 1.29 2,135 715,308
2017-06-09 2017-06-08 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 4,152 551,138 0.76 1.29 5,360 711,519
2017-06-09 2017-06-07 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 17,000 546,986 3.21 1.27 21,607 695,219
2017-06-05 2017-06-02 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 2,500 521,771 0.48 1.25 3,125 652,214
2017-06-05 2017-06-01 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 300 519,271 0.06 1.25 375 649,089
2017-06-02 2017-05-31 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -7,079 51,677 -12.05 13.25 -93,797 684,720
2017-06-02 2017-05-31 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -16,100 117,548 -12.05 13.25 -213,325 1,557,511
2017-06-02 2017-05-31 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -16,791 122,575 -12.05 13.25 -222,481 1,624,119
2017-06-01 2017-05-31 4 SMTX SMTC CORP
Common Stock
P - Purchase 12,163 518,971 2.40 1.25 15,204 648,714
2017-06-01 2017-05-30 4 SMTX SMTC CORP
Common Stock
P - Purchase 5,500 506,808 1.10 1.25 6,870 633,003
2017-06-01 2016-12-12 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 15,038 35,268 74.34 1.33 20,001 46,906
2017-06-01 2014-12-11 4 SMTX SMTC CORP
Stock Options
A - Award 20,230 20,230 1.80 36,414 36,414
2017-05-02 2017-04-28 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -15,220 58,756 -20.57 11.55 -175,791 678,632
2017-05-02 2017-04-28 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -34,621 133,648 -20.57 11.55 -399,873 1,543,634
2017-05-02 2017-04-28 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -36,101 139,366 -20.57 11.55 -416,967 1,609,677
2017-04-12 2017-04-11 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -11,088 73,976 -13.03 11.50 -127,545 850,946
2017-04-12 2017-04-11 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -25,235 168,269 -13.04 11.50 -290,278 1,935,598
2017-04-12 2017-04-11 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -26,100 175,467 -12.95 11.50 -300,228 2,018,397
2017-04-12 2017-04-10 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -806 85,064 -0.94 11.57 -9,324 984,020
2017-04-12 2017-04-10 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -1,833 193,504 -0.94 11.57 -21,204 2,238,454
2017-04-12 2017-04-10 4 isdr ISSUER DIRECT CORP
Common Stock
S - Sale -1,911 201,567 -0.94 11.57 -22,106 2,331,727
2017-04-07 2017-04-05 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -784 85,870 -0.90 11.81 -9,257 1,013,953
2017-04-07 2017-04-05 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,782 195,337 -0.90 11.81 -21,042 2,306,539
2017-04-07 2017-04-05 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,859 203,478 -0.91 11.81 -21,951 2,402,668
2017-04-05 2017-04-04 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -2,540 86,654 -2.85 11.66 -29,614 1,010,299
2017-04-05 2017-04-04 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -5,777 197,119 -2.85 11.66 -67,354 2,298,210
2017-04-05 2017-04-04 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -6,025 205,337 -2.85 11.66 -70,245 2,394,024
2017-04-05 2017-04-03 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -200 211,362 -0.09 11.51 -2,303 2,433,411
2017-04-03 2017-03-30 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -220 89,194 -0.25 10.55 -2,321 940,997
2017-04-03 2017-03-30 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -495 202,896 -0.24 10.55 -5,222 2,140,553
2017-04-03 2017-03-30 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -520 211,562 -0.25 10.55 -5,486 2,231,979
2017-03-24 2017-03-21 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -673 89,414 -0.75 10.50 -7,066 938,847
2017-03-24 2017-03-21 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,531 203,391 -0.75 10.50 -16,076 2,135,606
2017-03-24 2017-03-21 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,596 212,082 -0.75 10.50 -16,758 2,226,861
2017-03-21 2017-03-20 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -939 90,087 -1.03 10.60 -9,953 954,922
2017-03-21 2017-03-20 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -2,135 204,922 -1.03 10.60 -22,631 2,172,173
2017-03-21 2017-03-20 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -2,227 213,678 -1.03 10.60 -23,606 2,264,987
2017-03-21 2017-03-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -4,696 91,026 -4.91 10.60 -49,778 964,876
2017-03-21 2017-03-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -10,681 207,057 -4.91 10.60 -113,219 2,194,804
2017-03-21 2017-03-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -11,140 215,905 -4.91 10.60 -118,084 2,288,593
2017-03-06 2017-03-02 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,629 95,722 -1.67 10.51 -17,116 1,005,751
2017-03-06 2017-03-02 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -3,706 217,738 -1.67 10.51 -38,939 2,287,773
2017-03-06 2017-03-02 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -3,866 227,045 -1.67 10.51 -40,620 2,385,562
2017-03-01 2017-02-27 4 SMTX SMTC CORP
Restricted Stock Unit
M - Exercise -14,925 15,038 -49.81 1.34 -20,000 20,151
2017-03-01 2017-02-27 4 SMTX SMTC CORP
COMMON STOCK
M - Exercise 14,925 663,881 2.30
2017-03-01 2016-12-12 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 15,038 29,963 100.76 1.33 20,001 39,851
2017-02-24 2017-02-22 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -549 97,351 -0.56 10.59 -5,812 1,030,655
2017-02-24 2017-02-22 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,249 221,444 -0.56 10.59 -13,223 2,344,428
2017-02-24 2017-02-22 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,302 230,911 -0.56 10.59 -13,784 2,444,655
2017-02-21 2017-02-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -682 97,900 -0.69 10.58 -7,218 1,036,174
2017-02-21 2017-02-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,550 222,693 -0.69 10.58 -16,405 2,356,983
2017-02-21 2017-02-17 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -1,617 232,213 -0.69 10.58 -17,114 2,457,742
2017-02-21 2017-02-16 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -13,418 98,582 -11.98 11.01 -147,679 1,084,993
2017-02-21 2017-02-16 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -30,519 224,243 -11.98 11.01 -335,892 2,468,018
2017-02-21 2017-02-16 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -31,830 233,830 -11.98 11.01 -350,321 2,573,533
2016-12-28 2016-12-22 4 SMTX SMTC CORP
COMMON STOCK
S - Sale -12,002 0 -100.00 1.58 -18,963
2016-12-28 2016-12-22 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 12,002 66,603 21.98 1.58 18,963 105,233
2016-12-08 2016-12-06 4 ASUR ASURE SOFTWARE INC
Common Stock ($0.01 par value)
P - Purchase 190,000 190,000 8.00 1,520,000 1,520,000
2016-03-04 2016-02-26 4 SMTX SMTC CORP
Restricted Stock Unit
A - Award 14,925 35,155 73.78 1.34 20,000 47,108
2016-01-05 2015-12-31 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 1,021 9,040 12.73 1.54 1,572 13,922
2016-01-05 2015-12-31 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 4,646 45,635 11.33 1.54 7,155 70,278
2015-12-30 2015-12-29 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 1,971 10,981 21.88 1.51 2,976 16,581
2015-12-30 2015-12-29 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 8,966 49,955 21.87 1.51 13,539 75,432
2015-12-30 2015-12-28 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 991 8,019 14.10 1.52 1,506 12,189
2015-12-30 2015-12-28 4 SMTX SMTC CORP
COMMON STOCK
P - Purchase 4,509 40,989 12.36 1.52 6,854 62,303
2015-12-23 2015-12-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 642 8,019 8.70 1.45 930 11,620
2015-12-23 2015-12-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,921 36,480 8.70 1.45 4,233 52,860
2015-12-16 2015-12-14 4 SMTX SMTC CORP
COMMON STOCK
A - Award 5,651 5,651 1.48 8,337 8,337
2015-12-16 2015-12-14 4 SMTX SMTC CORP
COMMON STOCK
A - Award 25,706 25,706 1.48 37,927 37,927
2015-12-15 2015-06-02 4 SMTX SMTC CORP
Common Stock
A - Award 5,556 648,956 0.86 1.45 8,056 940,986
2015-08-27 2015-08-22 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 168,269 632,422 36.25 3.99 671,393 2,523,364
2015-08-27 2015-08-22 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 175,467 464,153 60.78 3.99 700,113 1,851,970
2015-08-27 2015-08-22 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 73,976 288,686 34.45 3.99 295,164 1,151,857
2015-06-23 2015-06-19 4 SMTX SMTC CORP
Common Stock
P - Purchase 8,021 2,113,457 0.38 1.84 14,783 3,895,101
2015-06-23 2015-06-19 4 SMTX SMTC CORP
Common Stock
P - Purchase 8,379 2,105,436 0.40 1.84 15,442 3,880,319
2015-06-17 2015-06-16 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,537 2,097,057 0.46 1.82 17,348 3,814,547
2015-06-17 2015-06-16 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,963 2,087,520 0.48 1.82 18,123 3,797,199
2015-06-17 2015-06-15 4 SMTX SMTC CORP
Common Stock
P - Purchase 8,638 2,077,557 0.42 1.80 15,548 3,739,603
2015-06-17 2015-06-15 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,024 2,068,919 0.44 1.80 16,243 3,724,054
2015-06-12 2015-06-11 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,054 2,059,895 0.10 1.76 3,615 3,625,415
2015-06-12 2015-06-11 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,146 2,057,841 0.10 1.76 3,777 3,621,800
2015-06-12 2015-06-10 4 SMTX SMTC CORP
Common Stock
P - Purchase 4,060 2,055,695 0.20 1.76 7,144 3,616,995
2015-06-12 2015-06-10 4 SMTX SMTC CORP
Common Stock
P - Purchase 4,240 2,051,635 0.21 1.76 7,460 3,609,852
2015-06-08 2015-06-04 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,442 2,047,395 0.17 1.73 5,955 3,541,993
2015-06-08 2015-06-04 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,595 2,043,953 0.18 1.73 6,219 3,536,039
2015-06-03 2015-06-02 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,369 2,040,358 0.07 1.73 2,367 3,527,779
2015-06-03 2015-06-02 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,431 2,038,989 0.07 1.73 2,474 3,525,412
2015-06-03 2015-06-01 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,592 2,037,558 0.13 1.72 4,453 3,500,525
2015-06-03 2015-06-01 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,708 2,034,966 0.13 1.72 4,652 3,496,072
2015-06-01 2015-05-29 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,712 2,032,258 0.08 1.69 2,900 3,442,645
2015-06-01 2015-05-29 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,788 2,030,546 0.09 1.69 3,029 3,439,745
2015-06-01 2015-05-28 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,814 2,028,758 0.09 1.72 3,118 3,487,435
2015-06-01 2015-05-28 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,895 2,026,944 0.09 1.72 3,258 3,484,317
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
545,126,316
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
457,278,948
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
521,805,264
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
545,126,316
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
457,278,948
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
521,805,264
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
545,126,316
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
457,278,948
2015-05-20 3 CBAI Cord Blood America, Inc.
Common Stock
521,805,264
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Common Stock
A - Award 140,752,632 140,752,632
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Common Stock
A - Award 76,226,316 76,226,316
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Common Stock
A - Award 164,073,684 164,073,684
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock
D - Sale to Issuer -267,430 0 -100.00
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock
D - Sale to Issuer -144,830 0 -100.00
2015-05-18 2015-05-14 4 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock
D - Sale to Issuer -311,740 0 -100.00
2015-04-23 3 CBAI Cord Blood America, Inc.
Common Stock (par value $.0001)
724,000
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
1,035,740
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
868,830
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
991,430
2015-04-23 3 CBAI Cord Blood America, Inc.
Common Stock (par value $.0001)
724,000
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
1,035,740
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
868,830
2015-04-23 3 CBAI Cord Blood America, Inc.
Series A Convertible Preferred Stock (par value $.0001)
991,430
2015-04-06 2015-03-31 4 ASUR ASURE SOFTWARE INC
Stock Options (Right to Buy)
A - Award 5,000 5,000
2015-01-21 2015-01-21 4 ISDR ISSUER DIRECT CORP
Common Stock
P - Purchase 3,000 90,193 3.44 10.39 31,161 936,835
2015-01-21 2015-01-20 4 ISDR ISSUER DIRECT CORP
Common Stock
S - Sale -3,000 87,193 -3.33 10.00 -30,000 871,930
2014-12-11 2014-12-10 4 SMTX SMTC CORP
Common Stock
P - Purchase 473 2,025,049 0.02 1.74 823 3,523,585
2014-11-17 2014-11-13 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 90,193 90,193 3.99 359,870 359,870
2014-11-17 2014-11-13 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 38,024 38,024 3.99 151,716 151,716
2014-11-17 2014-11-13 4 ISDR ISSUER DIRECT CORP
Common Stock
C - Conversion 86,493 86,493 3.99 345,107 345,107
2014-08-27 2014-08-26 4 SMTX SMTC CORP
Common Stock
P - Purchase 18,096 2,024,576 0.90 1.75 31,668 3,543,008
2014-08-27 2014-08-25 4 SMTX SMTC CORP
Common Stock
P - Purchase 7,300 2,006,480 0.37 1.74 12,702 3,491,275
2014-08-21 2014-08-20 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -11,100 18,000 -38.14 4.25 -47,153 76,464
2014-08-21 2014-08-19 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -20,400 29,100 -41.21 4.18 -85,190 121,522
2014-08-19 2014-08-15 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -7,393 2,000 -78.71 3.81 -28,138 7,612
2014-08-19 2014-08-15 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -16,025 9,393 -63.05 3.81 -60,991 35,750
2014-08-19 2014-08-15 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -15,872 25,418 -38.44 3.81 -60,409 96,741
2014-08-15 2014-08-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -10,632 41,290 -20.48 3.73 -39,657 154,012
2014-08-15 2014-08-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -24,485 51,922 -32.05 3.73 -91,329 193,669
2014-08-15 2014-08-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -24,183 76,407 -24.04 3.73 -90,203 284,998
2014-08-15 2014-08-13 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -12,081 100,590 -10.72 3.82 -46,198 384,656
2014-08-15 2014-08-13 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -27,820 112,671 -19.80 3.82 -106,384 430,854
2014-08-15 2014-08-13 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -27,477 140,491 -16.36 3.82 -105,072 537,238
2014-08-13 2014-08-12 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -22,628 167,968 -11.87 3.90 -88,249 655,075
2014-08-13 2014-08-12 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -52,108 190,596 -21.47 3.90 -203,221 743,324
2014-08-13 2014-08-12 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -51,465 242,704 -17.50 3.90 -200,714 946,546
2014-08-13 2014-08-11 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -38,945 294,169 -11.69 3.91 -152,275 1,150,201
2014-08-13 2014-08-11 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -89,685 333,114 -21.21 3.91 -350,668 1,302,476
2014-08-13 2014-08-11 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -88,577 422,799 -17.32 3.91 -346,336 1,653,144
2014-08-11 2014-08-08 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -11,157 511,376 -2.14 3.76 -41,973 1,923,797
2014-08-11 2014-08-08 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -25,694 522,533 -4.69 3.76 -96,661 1,965,769
2014-08-11 2014-08-08 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -25,377 548,227 -4.42 3.76 -95,468 2,062,430
2014-08-11 2014-08-07 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -538 573,604 -0.09 3.71 -1,998 2,129,792
2014-08-11 2014-08-07 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -1,239 574,142 -0.22 3.71 -4,600 2,131,789
2014-08-11 2014-08-07 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -1,223 575,381 -0.21 3.71 -4,541 2,136,390
2014-08-07 2014-08-06 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -18,854 576,604 -3.17 3.76 -70,923 2,169,011
2014-08-07 2014-08-06 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -43,418 595,458 -6.80 3.76 -163,325 2,239,934
2014-08-07 2014-08-06 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -42,882 638,876 -6.29 3.76 -161,309 2,403,260
2014-08-07 2014-08-05 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -18,408 681,758 -2.63 3.76 -69,282 2,565,933
2014-08-07 2014-08-05 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -42,391 700,166 -5.71 3.76 -159,547 2,635,215
2014-08-07 2014-08-05 4 PLNR PLANAR SYSTEMS INC
Common Stock
S - Sale -41,867 742,557 -5.34 3.76 -157,575 2,794,762
2014-06-10 2014-05-30 4 ASUR ASURE SOFTWARE INC
Common Stock ($0.01 par value)
J - Other -146,777 752,970 -16.31 6.64 -974,599 4,999,721
2014-06-10 2014-05-30 4 ASUR ASURE SOFTWARE INC
Common Stock ($0.01 par value)
J - Other 146,777 752,970 24.21 6.64 974,599 4,999,721
2014-06-04 2014-06-02 4 SMTX SMTC CORP
Common Stock
P - Purchase 948 1,999,180 0.05 1.77 1,675 3,532,551
2014-05-30 2014-05-21 4 SMTX SMTC CORP
Common Stock
J - Other -478,510 1,998,232 -19.32 1.99 -952,235 3,976,482
2014-05-30 2014-05-21 4 SMTX SMTC CORP
Common Stock
J - Other 478,510 1,998,232 31.49 1.99 952,235 3,976,482
2014-05-09 2014-05-08 4 SMTX SMTC CORP
Common Stock
P - Purchase 8,650 1,998,232 0.43 1.65 14,247 3,291,088
2014-05-09 2014-05-07 4 SMTX SMTC CORP
Common Stock
P - Purchase 32,400 1,989,582 1.66 1.65 53,395 3,278,831
2014-05-02 2014-04-29 4 ISDR ISSUER DIRECT CORP
8% Convertible Secured Promissory Note
J - Other 442,743 2,500,000 21.52
2014-05-02 2014-04-29 4 ISDR ISSUER DIRECT CORP
8% Convertible Secured Promissory Note
J - Other 2,500,000
2014-05-02 2014-04-28 4 PLNR PLANAR SYSTEMS INC
Common Stock
J - Other 140,636 784,424 21.85 2.04 286,897 1,600,225
2014-05-02 2014-04-28 4 PLNR PLANAR SYSTEMS INC
Common Stock
J - Other -140,636 784,424 -15.20 2.04 -286,897 1,600,225
2014-02-28 2014-02-27 4 PLNR PLANAR SYSTEMS INC
Common Stock
A - Award 18,000 49,500 57.14
2014-02-28 2014-02-26 4 PLNR PLANAR SYSTEMS INC
Common Stock
F - Taxes -4,500 31,500 -12.50 2.20 -9,900 69,300
2013-10-01 2013-09-27 4 SMTX SMTC CORP
Common Stock
P - Purchase 400 1,957,182 0.02 1.95 780 3,816,505
2013-09-20 2013-09-17 4 SMTX SMTC CORP
Common Stock
P - Purchase 1,000 1,956,782 0.05 1.90 1,900 3,717,886
2013-09-16 2013-09-13 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,600 1,955,782 0.13 1.90 4,940 3,715,986
2013-09-16 2013-09-12 4 SMTX SMTC CORP
Common Stock
P - Purchase 6,400 1,953,182 0.33 1.89 12,122 3,699,327
2013-09-05 2013-09-04 4 SMTX SMTC CORP
Common Stock
P - Purchase 2,246 1,946,782 0.12 1.89 4,247 3,681,365
2013-09-05 2013-09-03 4 SMTX SMTC CORP
Common Stock
P - Purchase 199 1,944,536 0.01 1.90 378 3,694,618
2013-08-30 2013-08-28 4 SMTX SMTC CORP
Common Stock
P - Purchase 14,600 1,944,337 0.76 1.90 27,740 3,694,240
2013-08-27 2013-08-26 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,900 1,929,737 0.20 1.88 7,328 3,625,976
2013-08-27 2013-08-23 4 SMTX SMTC CORP
Common Stock
P - Purchase 10,800 1,925,837 0.56 1.89 20,412 3,639,832
2013-08-23 2013-08-21 4 SMTX SMTC CORP
Common Stock
P - Purchase 3,000 1,915,037 0.16 1.88 5,625 3,590,694
2013-08-21 2013-08-20 4 SMTX SMTC CORP
Common Stock
P - Purchase 19,400 1,912,037 1.03 1.90 36,860 3,632,870
2013-08-21 2013-08-19 4 SMTX SMTC CORP
Common Stock
P - Purchase 300 1,892,637 0.02 1.90 570 3,596,010
2013-08-15 2013-08-14 4 SMTX SMTC CORP
Common Stock
P - Purchase 9,163 1,892,337 0.49 1.85 16,915 3,493,254
2013-08-15 2013-08-13 4 SMTX SMTC CORP
Common Stock
P - Purchase 37,782 1,883,174 2.05 1.83 69,217 3,449,975
2013-06-04 2013-05-31 4 ASUR ASURE SOFTWARE INC
Common Stock ($0.01 par value)
P - Purchase 39,205 773,385 5.34 5.31 208,179 4,106,674
2013-06-04 2013-05-31 4 ASUR ASURE SOFTWARE INC
Common Stock ($0.01 par value)
P - Purchase 54,956 734,180 8.09 5.31 291,816 3,898,496
2013-05-15 2013-05-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
A - Award 18,000 36,000 100.00
2013-03-27 2013-03-25 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -29,307 0 -100.00 6.70 -196,269
2013-03-27 2013-03-25 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -43,365 200 -99.54 6.70 -290,415 1,339
2013-03-20 2013-03-19 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -8,021 29,307 -21.49 6.14 -49,289 180,092
2013-03-20 2013-03-19 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -11,979 43,565 -21.57 6.14 -73,611 267,707
2013-03-20 2013-03-18 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -23,152 37,328 -38.28 6.28 -145,371 234,383
2013-03-20 2013-03-18 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -34,583 55,544 -38.37 6.28 -217,147 348,761
2013-03-18 2013-03-15 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -15,839 60,480 -20.75 6.13 -97,046 370,561
2013-03-18 2013-03-15 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -23,661 90,127 -20.79 6.13 -144,971 552,208
2013-03-18 2013-03-14 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -10,827 76,319 -12.42 6.01 -65,114 458,982
2013-03-18 2013-03-14 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -16,173 113,788 -12.44 6.01 -97,264 684,321
2013-03-13 2013-03-13 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -21,654 87,146 -19.90 6.16 -133,432 536,994
2013-03-13 2013-03-13 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -32,346 129,961 -19.93 6.16 -199,316 800,820
2013-03-13 2013-03-12 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -50,259 108,800 -31.60 6.28 -315,777 683,590
2013-03-13 2013-03-12 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -75,074 162,307 -31.63 6.28 -471,690 1,019,775
2013-03-13 2013-03-11 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -13,231 159,059 -7.68 5.96 -78,804 947,355
2013-03-13 2013-03-11 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -19,765 237,381 -7.69 5.96 -117,720 1,413,841
2013-03-11 2013-03-08 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -2,854 172,290 -1.63 5.93 -16,917 1,021,249
2013-03-11 2013-03-08 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -4,264 257,146 -1.63 5.93 -25,275 1,524,233
2013-03-11 2013-03-07 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -5,774 175,144 -3.19 5.87 -33,895 1,028,130
2013-03-11 2013-03-07 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -8,626 261,410 -3.19 5.87 -50,636 1,534,529
2013-03-07 2013-03-06 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -4,010 180,918 -2.17 5.87 -23,543 1,062,170
2013-03-07 2013-03-06 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -5,990 270,036 -2.17 5.87 -35,167 1,585,381
2013-03-07 2013-03-05 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -2,185 184,928 -1.17 5.83 -12,736 1,077,945
2013-03-07 2013-03-05 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -3,263 276,026 -1.17 5.83 -19,020 1,608,956
2013-03-05 2013-03-04 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -561 187,113 -0.30 5.82 -3,266 1,089,185
2013-03-05 2013-03-04 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -839 279,289 -0.30 5.82 -4,884 1,625,741
2013-03-05 2013-03-01 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -1,965 187,674 -1.04 5.84 -11,485 1,096,955
2013-03-05 2013-03-01 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -2,935 280,128 -1.04 5.84 -17,155 1,637,348
2013-03-01 2013-02-28 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -441 189,639 -0.23 5.83 -2,573 1,106,468
2013-03-01 2013-02-28 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -659 283,063 -0.23 5.83 -3,845 1,651,559
2013-03-01 2013-02-27 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -3,730 190,080 -1.92 5.83 -21,749 1,108,318
2013-03-01 2013-02-27 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -5,570 283,722 -1.93 5.83 -32,478 1,654,326
2013-02-22 2013-02-20 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -5,815 193,810 -2.91 5.91 -34,386 1,146,057
2013-02-22 2013-02-20 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -8,685 289,292 -2.91 5.91 -51,357 1,710,670
2013-02-20 2013-02-19 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -29,674 199,625 -12.94 6.05 -179,587 1,208,130
2013-02-20 2013-02-19 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -44,326 297,977 -12.95 6.05 -268,261 1,803,357
2013-02-20 2013-02-15 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -6,015 229,299 -2.56 5.89 -35,452 1,351,488
2013-02-20 2013-02-15 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -8,985 342,303 -2.56 5.89 -52,958 2,017,534
2013-02-15 2013-02-14 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -802 235,314 -0.34 5.87 -4,706 1,380,705
2013-02-15 2013-02-14 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -1,198 351,288 -0.34 5.87 -7,029 2,061,182
2013-02-15 2013-02-13 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -3,185 236,116 -1.33 5.84 -18,611 1,379,720
2013-02-15 2013-02-13 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -4,758 352,486 -1.33 5.84 -27,803 2,059,717
2013-02-13 2013-02-11 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -2,492 239,301 -1.03 5.89 -14,670 1,408,765
2013-02-13 2013-02-11 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -3,723 357,244 -1.03 5.89 -21,917 2,103,095
2013-02-11 2013-02-08 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -2,606 241,793 -1.07 5.82 -15,172 1,407,719
2013-02-11 2013-02-08 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -3,894 360,967 -1.07 5.82 -22,671 2,101,550
2013-02-11 2013-02-07 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -4,010 244,399 -1.61 5.81 -23,290 1,419,469
2013-02-11 2013-02-07 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale X -5,990 364,861 -1.62 5.81 -34,790 2,119,113
2013-01-28 2013-01-25 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -6,115 248,409 -2.40 5.87 -35,920 1,459,154
2013-01-28 2013-01-25 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -9,135 370,851 -2.40 5.87 -53,659 2,178,379
2013-01-28 2013-01-24 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -4,050 254,524 -1.57 5.99 -24,243 1,523,581
2013-01-28 2013-01-24 4 RFIL R F INDUSTRIES LTD
Common Stock
S - Sale -6,050 379,986 -1.57 5.99 -36,215 2,274,596
2012-12-28 2012-12-27 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase X 4,100 784,424 0.53 1.37 5,615 1,074,269
2012-12-28 2012-12-26 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase X 4,917 780,324 0.63 1.35 6,642 1,054,062
2012-12-26 2012-12-21 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase X 24,000 775,407 3.19 1.35 32,503 1,050,134
2012-12-26 2012-12-20 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase X 13,687 751,407 1.86 1.36 18,614 1,021,914
2012-12-21 2012-12-19 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase X 39,510 737,720 5.66 1.35 53,362 996,365
2012-12-14 2012-12-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 23,000 698,210 3.41 1.31 30,151 915,283
2012-12-14 2012-12-12 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 3 675,210 0.00 1.27 4 857,517
2012-12-12 2012-12-11 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 11,711 675,207 1.77 1.29 15,066 868,654
2012-12-12 2012-12-10 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 3,160 663,496 0.48 1.24 3,918 822,669
2012-12-10 2012-12-06 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 7,713 660,336 1.18 1.26 9,718 832,023
2012-09-04 2012-08-30 4 RFIL R F INDUSTRIES LTD
Stock Option
A - Award 1,911 1,911
2012-06-19 2012-06-18 4 PLNR PLANAR SYSTEMS INC
Common Stock
A - Award 18,000 18,000
2012-03-15 2012-03-14 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 10,000 652,623 1.56 2.20 21,988 1,434,987
2012-03-15 2012-03-13 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 13,100 642,623 2.08 2.15 28,136 1,380,226
2012-03-13 2012-03-12 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 8,200 629,523 1.32 2.14 17,522 1,345,165
2012-03-13 2012-03-09 4 PLNR PLANAR SYSTEMS INC
Common Stock
P - Purchase 19,000 621,323 3.15 2.11 40,075 1,310,494
2012-03-13 3 PLNR PLANAR SYSTEMS INC
Common Stock
602,323
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)