美國環球投資公司
US ˙ NasdaqCM ˙ US9029521005

簡介

本頁面提供了有關 Jerold H Rubinstein 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Jerold H Rubinstein已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:GROW / U.S. Global Investors, Inc. Director 2,800
Director 663,330
US:CKR / Cke Restaurants Inc Director 30,000
如何解讀這些圖表

以下圖表顯示了在Jerold H Rubinstein進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GROW / U.S. Global Investors, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GROW / U.S. Global Investors, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GROW / U.S. Global Investors, Inc. Insider Trades
GROW / U.S. Global Investors, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GROW / U.S. Global Investors, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2019-09-13 GROW RUBINSTEIN JEROLD H 6,200 1.9200 6,200 1.9200 11,904 193 0.8501 -6,633 -55.72
2015-06-08 GROW RUBINSTEIN JEROLD H 8,500 2.8800 8,500 2.8800 24,480

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GROW / U.S. Global Investors, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Jerold H Rubinstein 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2020-10-06 2020-10-05 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 800 2,800 40.00 2.50 2,000 7,000
2020-10-01 2020-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 2,000 5.26 2.38 238 4,760
2020-09-01 2020-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,900 5.56 3.70 370 7,030
2020-08-03 2020-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,800 5.88 3.35 335 6,030
2020-07-01 2020-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,700 6.25 1.90 190 3,230
2020-06-01 2020-05-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,600 6.67 2.09 209 3,344
2020-05-01 2020-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,500 7.14 1.66 166 2,490
2020-04-02 2020-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,400 7.69 0.97 97 1,358
2020-03-02 2020-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,300 8.33 1.08 108 1,404
2020-02-03 2020-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,200 9.09 1.31 131 1,572
2020-01-02 2019-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,100 10.00 1.44 144 1,584
2019-12-02 2019-11-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,000 11.11 1.45 145 1,450
2019-11-01 2019-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 900 12.50 1.48 148 1,332
2019-10-01 2019-09-30 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 800 14.29 1.99 199 1,592
2019-09-17 2019-09-13 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
S - Sale -6,200 700 -89.86 1.92 -11,904 1,344
2019-09-03 2019-08-30 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 6,900 1.47 2.15 215 14,835
2019-08-01 2019-07-31 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 6,800 1.49 1.74 174 11,832
2019-07-02 2019-06-28 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 6,700 1.52 1.81 181 12,127
2019-06-03 2019-05-31 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 6,600 1.54 1.12 112 7,392
2019-05-02 2019-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,500 1.56 1.18 118 7,670
2019-04-01 2019-03-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,400 1.59 1.09 109 6,976
2019-03-01 2019-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,300 1.61 1.31 131 8,253
2019-02-01 2019-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,200 1.64 1.25 125 7,750
2019-01-02 2018-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 100 1.10 110 110
2018-12-04 2018-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,000 1.69 1.13 113 6,780
2018-11-02 2018-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,900 1.72 1.31 131 7,729
2018-10-02 2018-09-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,800 1.75 1.52 152 8,816
2018-09-05 2018-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,700 1.79 1.62 162 9,234
2018-08-01 2018-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,600 1.82 1.63 163 9,128
2018-07-03 2018-06-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,500 1.85 1.61 161 8,855
2018-06-04 2018-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,400 1.89 2.31 231 12,474
2018-05-01 2018-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,300 1.92 2.77 277 14,681
2018-04-02 2018-03-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,200 1.96 2.53 253 13,156
2018-03-01 2018-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 5,100 2.00 3.40 340 17,340
2018-02-01 2018-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 5,000 2.04 3.46 346 17,300
2018-01-03 2017-12-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 4,900 2.08 3.90 390 19,110
2017-12-04 2017-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 4,800 2.13 4.12 412 19,776
2017-11-02 2017-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 1,300 4,700 38.24 2.61 3,393 12,267
2017-10-02 2017-09-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 3,400 3.03 2.13 213 7,242
2017-09-05 2017-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 3,300 3.12 1.33 133 4,389
2017-08-02 2017-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 3,200 3.23 1.37 137 4,384
2017-07-05 2017-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 3,100 3.33 1.52 152 4,712
2017-06-01 2017-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 3,000 3.45 1.49 149 4,470
2017-05-02 2017-04-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,900 3.57 1.33 133 3,857
2017-04-04 2017-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,800 3.70 1.56 156 4,368
2017-03-01 2017-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,700 3.85 1.84 184 4,968
2017-02-01 2017-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,600 4.00 1.75 175 4,550
2017-01-04 2016-12-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,500 4.17 1.36 136 3,400
2016-12-01 2016-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,400 4.35 1.44 144 3,456
2016-11-02 2016-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,300 4.55 1.60 160 3,680
2016-10-04 2016-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,200 4.76 1.84 184 4,048
2016-09-02 2016-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,100 5.00 1.96 196 4,116
2016-08-01 2016-07-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 2,000 5.26 2.22 222 4,440
2016-07-01 2016-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 1,900 5.56 1.70 170 3,230
2016-06-02 2016-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 1,800 5.88 1.68 168 3,024
2016-05-02 2016-04-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 1,700 6.25 1.90 190 3,230
2016-04-01 2016-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 1,600 6.67 1.73 173 2,768
2016-03-23 2016-03-21 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
A - Award 663,330 663,330
2016-03-23 2016-03-21 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (option to buy)
A - Award 1,261,745 1,261,745
2016-03-01 2016-02-29 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,500 7.14 1.63 163 2,445
2016-02-02 2016-01-31 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,400 7.69 1.19 119 1,666
2016-01-04 2015-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,300 8.33 1.17 117 1,521
2015-12-01 2015-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,200 9.09 1.26 126 1,512
2015-11-27 2015-09-30 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
A - Award 1,358,696 1,358,696
2015-11-03 2015-10-31 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,100 10.00 1.42 142 1,562
2015-10-01 2015-09-30 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
A - Award 1,358,696 1,358,696
2015-10-01 2015-09-30 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 1,000 11.11 1.67 167 1,670
2015-09-02 2015-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 900 12.50 2.07 207 1,863
2015-08-04 2015-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 800 14.29 2.11 211 1,688
2015-07-02 2015-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 700 16.67 2.78 278 1,946
2015-06-09 2015-06-08 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
S - Sale -8,500 600 -93.41 2.88 -24,480 1,728
2015-06-02 2015-05-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 9,100 1.11 3.03 303 27,573
2015-05-04 2015-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 9,000 1.12 3.15 315 28,350
2015-04-01 2015-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,900 1.14 3.20 320 28,480
2015-03-02 2015-02-27 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,800 1.15 3.28 328 28,864
2015-02-02 2015-01-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,700 1.16 3.28 328 28,536
2015-01-02 2014-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,600 1.18 3.10 310 26,660
2014-12-01 2014-11-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,500 1.19 3.07 307 26,095
2014-11-28 2014-11-25 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
A - Award 124,000 124,000
2014-11-28 2014-11-25 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
D - Sale to Issuer -133,333 0 -100.00
2014-11-03 2014-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,400 1.20 3.08 308 25,872
2014-10-01 2014-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,300 1.22 3.55 355 29,465
2014-09-02 2014-08-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,200 1.23 3.80 380 31,160
2014-08-05 2014-08-01 4 SSPC SPENDSMART NETWORKS, INC.
Stock Option (Option to Buy)
A - Award 100,000 100,000
2014-08-01 2014-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,100 1.25 3.52 352 28,512
2014-07-01 2014-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 8,000 1.27 3.52 352 28,160
2014-06-02 2014-05-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,900 1.28 3.37 337 26,623
2014-05-23 2014-03-19 4 SSPC SpendSmart Payments Co
Stock Option (Option to Buy)
A - Award 45,000 45,000
2014-05-01 2014-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,800 1.30 3.63 363 28,314
2014-04-02 2014-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,700 1.32 3.21 321 24,717
2014-03-03 2014-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,600 1.33 3.58 358 27,208
2014-02-03 2014-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,500 1.35 3.13 313 23,475
2014-01-02 2013-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,400 1.37 2.54 254 18,796
2013-12-02 2013-11-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,300 1.39 2.51 251 18,323
2013-11-01 2013-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,200 1.41 2.68 268 19,296
2013-10-01 2013-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,100 1.43 2.86 286 20,306
2013-09-03 2013-08-30 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 7,000 1.45 3.11 311 21,770
2013-08-02 2013-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,900 1.47 2.72 272 18,768
2013-07-01 2013-06-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,800 1.49 2.11 211 14,348
2013-06-04 2013-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,700 1.52 2.68 268 17,956
2013-05-01 2013-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,600 1.54 2.73 273 18,018
2013-04-01 2013-03-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,500 1.56 3.67 367 23,855
2013-03-04 2013-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,400 1.59 3.80 380 24,320
2013-02-01 2013-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,300 1.61 3.89 389 24,507
2013-01-02 2012-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,200 1.64 4.01 401 24,862
2012-12-03 2012-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,100 1.67 5.54 554 33,794
2012-11-01 2012-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 6,000 1.69 5.49 549 32,940
2012-10-01 2012-09-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,900 1.72 6.13 613 36,167
2012-09-04 2012-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,800 1.75 5.21 521 30,218
2012-08-01 2012-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,700 1.79 4.71 471 26,847
2012-07-02 2012-06-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,600 1.82 4.37 437 24,472
2012-06-01 2012-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,500 1.85 5.01 501 27,555
2012-05-02 2012-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,400 1.89 7.02 702 37,908
2012-04-02 2012-03-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,300 1.92 7.25 725 38,425
2012-03-01 2012-02-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,200 1.96 7.40 740 38,480
2012-02-01 2012-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,100 2.00 7.04 704 35,904
2012-01-03 2011-12-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 5,000 2.04 6.03 603 30,150
2009-10-27 2009-10-26 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -10,000 30,000 -25.00 9.02 -90,200 270,600
2009-10-16 2009-10-15 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -10,000 40,000 -20.00 9.97 -99,700 398,800
2009-10-05 2009-10-01 4 CKR CKE RESTAURANTS INC
Common Stock
A - Award 20,000 50,000 66.67
2009-07-20 2009-07-17 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -3,100 30,000 -9.37 9.38 -29,078 281,400
2009-07-20 2009-07-17 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -6,900 33,100 -17.25 9.32 -64,308 308,492
2008-10-09 2008-10-08 4 CKR CKE RESTAURANTS INC
Common Stock
A - Award 20,000 40,000 100.00
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -6,400 20,000 -24.24 12.75 -81,600 255,000
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -200 26,400 -0.75 12.90 -2,580 340,560
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -600 26,600 -2.21 12.91 -7,746 343,406
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -300 27,200 -1.09 12.92 -3,876 351,424
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -100 27,500 -0.36 13.05 -1,305 358,875
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -1,500 27,600 -5.15 13.07 -19,605 360,732
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -300 29,100 -1.02 13.11 -3,933 381,501
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -200 29,400 -0.68 13.15 -2,630 386,610
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -100 29,600 -0.34 13.17 -1,317 389,832
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -200 29,700 -0.67 13.18 -2,636 391,446
2008-09-19 2008-09-19 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -100 29,900 -0.33 13.25 -1,325 396,175
2007-10-03 2007-10-01 4 CKR CKE RESTAURANTS INC
Common Stock
A - Award 20,000 30,000 200.00
2007-09-24 2007-09-24 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -300 10,000 -2.91 15.61 -4,683 156,100
2007-09-24 2007-09-24 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -5,700 10,300 -35.62 15.52 -88,464 159,856
2007-09-24 2007-09-24 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -1,000 16,000 -5.88 15.50 -15,500 248,000
2007-09-24 2007-09-21 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -3,000 17,000 -15.00 16.08 -48,240 273,360
2007-07-09 2007-07-06 4 CKR CKE RESTAURANTS INC
Stock Option
M - Exercise -1,200 19,666 -5.75 16.00 -19,206 314,754
2007-07-09 2007-07-06 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -1,200 20,000 -5.66 20.15 -24,180 403,000
2007-07-09 2007-07-06 4 CKR CKE RESTAURANTS INC
Common Stock
M - Exercise 1,200 21,200 6.00 16.00 19,206 339,306
2007-07-09 2007-07-05 4 CKR CKE RESTAURANTS INC
Stock Option
M - Exercise -1,000 20,866 -4.57 16.00 -16,005 333,960
2007-07-09 2007-07-05 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -1,000 20,000 -4.76 20.30 -20,300 406,000
2007-07-09 2007-07-05 4 CKR CKE RESTAURANTS INC
Common Stock
M - Exercise 1,000 21,000 5.00 16.00 16,005 336,105
2007-07-03 2007-06-29 4 CKR CKE RESTAURANTS INC
Stock Option
M - Exercise -3,134 21,866 -12.54 16.00 -50,160 349,965
2007-07-03 2007-06-29 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -800 20,000 -3.85 20.73 -16,584 414,600
2007-07-03 2007-06-29 4 CKR CKE RESTAURANTS INC
Common Stock
S - Sale -2,334 20,800 -10.09 20.63 -48,150 429,104
2007-07-03 2007-06-29 4 CKR CKE RESTAURANTS INC
Common Stock
M - Exercise 3,134 23,134 15.67 16.00 50,160 370,260
2006-09-07 2006-09-05 4 CKR CKE RESTAURANTS INC
Common Stock
A - Award 20,000 20,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)