常春藤治療公司
US ˙ NasdaqCM ˙ US92790C1045

簡介

本頁面提供了有關 Paul D Rubin 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Paul D Rubin已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
Chief Medical Officer 0
US:VRDN / Viridian Therapeutics, Inc. EVP, Research & Development 87,000
US:XOMA / XOMA Royalty Corporation Sr. VP Clinical Dev. & CMO 326,601
如何解讀這些圖表

以下圖表顯示了在Paul D Rubin進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

VRDN / Viridian Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 VRDN / Viridian Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VRDN / Viridian Therapeutics, Inc. Insider Trades
VRDN / Viridian Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 VRDN / Viridian Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VRDN / Viridian Therapeutics, Inc. Insider Trades
XOMAO / XOMA Royalty Corporation - Preferred Stock內部人士買入 - 短期收益分析

在這一部分,我們分析了在 VRDN / Viridian Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XOMAO / XOMA Royalty Corporation - Preferred Stock Insider Trades
XOMAO / XOMA Royalty Corporation - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 VRDN / Viridian Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-03-22 XOMA RUBIN PAUL D 24,194 0.7847 1,210 15.6940 18,985 325 4.0300 -14,113 -74.34
2015-05-28 XOMA RUBIN PAUL D 1,788 3.6000 89 72.0000 6,437
2014-08-15 XOMA RUBIN PAUL D 10,299 4.3054 515 86.1080 44,341
2014-05-28 XOMA RUBIN PAUL D 1,785 4.2200 89 84.4000 7,533
2014-05-13 XOMA RUBIN PAUL D 10,000 3.8404 500 76.8080 38,404
2014-03-18 XOMA RUBIN PAUL D 4,661 6.3160 233 126.3200 29,439
2014-03-18 XOMA RUBIN PAUL D 6,988 6.3160 349 126.3200 44,136
2013-08-14 XOMA RUBIN PAUL D 10,520 3.8613 526 77.2260 40,621
2013-05-29 XOMA RUBIN PAUL D 1,797 4.1603 90 83.2060 7,476
2013-03-19 XOMA RUBIN PAUL D 6,990 3.2900 350 65.8000 22,997

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XOMAO / XOMA Royalty Corporation - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Paul D Rubin 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-04-03 2026-04-01 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -8,820 0 -100.00 17.81 -157,084
2026-04-03 2026-04-01 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 3,383 8,820 62.22 6.57 22,226 57,947
2026-04-03 2026-04-01 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 5,437 5,437 4.11 22,346 22,346
2026-03-03 2026-03-02 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -7,433 0 -100.00 20.30 -150,890
2026-03-03 2026-03-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 2,000 7,433 36.81 6.57 13,140 48,835
2026-03-03 2026-03-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 5,433 5,433 4.11 22,330 22,330
2026-02-03 2026-02-02 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -7,433 0 -100.00 18.75 -139,369
2026-02-03 2026-02-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 2,000 7,433 36.81 6.57 13,140 48,835
2026-02-03 2026-02-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 5,433 5,433 4.11 22,330 22,330
2026-01-06 2026-01-02 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -7,433 0 -100.00 12.85 -95,490
2026-01-06 2026-01-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 2,000 7,433 36.81 6.57 13,140 48,835
2026-01-06 2026-01-02 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 5,433 5,433 4.11 22,330 22,330
2025-12-11 2025-12-09 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -18,000 0 -100.00 12.00 -216,000
2025-12-11 2025-12-09 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 18,000 18,000 6.57 118,260 118,260
2025-12-05 2025-12-04 4 BIOA BioAge Labs, Inc.
Common Stock
S - Sale X -68,897 0 -100.00 10.19 -701,909
2025-12-05 2025-12-04 4 BIOA BioAge Labs, Inc.
Common Stock
M - Exercise X 68,897 68,897 4.11 283,167 283,167
2019-02-08 2019-02-06 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 87,000 87,000
2018-02-02 2018-01-31 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 85,000 85,000
2017-02-16 2017-02-16 4 MGEN MIRAGEN THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 87,500 87,500
2016-03-22 2016-03-22 4 XOMA XOMA Corp
Common Shares
S - Sale -24,194 326,601 -6.90 0.78 -18,985 256,284
2016-03-22 2016-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -12,141 0 -100.00
2016-03-22 2016-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 12,141 350,795 3.59
2016-02-29 2016-02-25 4 XOMA XOMA Corp
Common Shares
A - Award 198,330 338,654 141.34
2016-02-16 2015-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 6,541 13,422 95.06 1.38 9,000 18,469
2016-02-16 2015-06-30 5 XOMA XOMA Corp
Common Shares
J - Other 575 124,377 0.46 3.69 2,119 458,454
2016-02-16 2015-03-31 5 XOMA XOMA Corp
Common Shares
J - Other 1,457 120,924 1.22 3.46 5,038 418,155
2015-08-18 2015-08-14 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -26,748 0 -100.00
2015-08-18 2015-08-14 4 XOMA XOMA Corp
Common Shares
D - Sale to Issuer -10,801 138,292 -7.24 0.83 -9,003 115,266
2015-08-18 2015-08-14 4 XOMA XOMA Corp
Common Shares
M - Exercise 26,748 149,093 21.86
2015-07-17 2015-07-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise X -5,000 27,040 -15.61 3.04 -15,200 82,202
2015-07-17 2015-07-15 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,000 122,345 -3.93 4.60 -22,992 562,591
2015-07-17 2015-07-15 4 XOMA XOMA Corp
Common Shares
M - Exercise X 5,000 127,345 4.09 3.04 15,200 387,129
2015-07-10 2015-07-10 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise X -29,000 32,040 -47.51 3.04 -88,160 97,402
2015-07-10 2015-07-10 4 XOMA XOMA Corp
Common Shares
S - Sale X -29,000 122,345 -19.16 4.55 -131,985 556,817
2015-07-10 2015-07-10 4 XOMA XOMA Corp
Common Shares
M - Exercise X 29,000 151,345 23.70 3.04 88,160 460,089
2015-07-10 2015-07-09 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise X -4,400 61,040 -6.72 3.04 -13,376 185,562
2015-07-10 2015-07-09 4 XOMA XOMA Corp
Common Shares
S - Sale X -4,400 122,345 -3.47 4.55 -20,020 556,670
2015-07-10 2015-07-09 4 XOMA XOMA Corp
Common Shares
M - Exercise X 4,400 126,745 3.60 3.04 13,376 385,305
2015-06-01 2015-05-28 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -4,666 0 -100.00
2015-06-01 2015-05-28 4 XOMA XOMA Corp
Common Shares
S - Sale -1,788 122,345 -1.44 3.60 -6,437 440,442
2015-06-01 2015-05-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 4,666 124,133 3.91
2015-03-23 2015-03-23 4 XOMA XOMA Corp
Common Shares
S - Sale X -32,742 119,467 -21.51 3.94 -128,879 470,246
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -18,205 0 -100.00
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -12,141 12,141 -50.00
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares
D - Sale to Issuer -4,680 152,209 -2.98 4.01 -18,769 610,434
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares
D - Sale to Issuer -7,017 156,889 -4.28 4.01 -28,142 629,203
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares
D - Sale to Issuer -8,838 163,906 -5.12 4.01 -35,445 657,345
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 12,141 172,744 7.56
2015-03-20 2015-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 18,205 160,603 12.78
2015-03-02 2015-02-26 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
A - Award 86,910 86,910 3.83 332,865 332,865
2015-03-02 2015-02-26 4 XOMA XOMA Corp
Common Shares
A - Award 64,900 142,398 83.74
2015-02-17 2014-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 1,571 6,881 29.59 3.83 6,019 26,365
2015-02-17 2014-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 603 77,498 0.78 3.41 2,057 264,307
2015-02-17 2014-09-30 5 XOMA XOMA Corp
Common Shares
J - Other 513 76,895 0.67 4.00 2,052 307,542
2015-02-17 2014-06-30 5 XOMA XOMA Corp
Common Shares
J - Other 472 76,382 0.62 4.36 2,058 333,064
2015-02-17 2014-03-31 5 XOMA XOMA Corp
Common Shares
J - Other 1,114 94,608 1.19 4.95 5,514 468,262
2015-02-17 2013-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 306 6,309 5.10 6.39 1,956 40,337
2014-12-16 2014-12-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -1,600 70,440 -2.22 3.04 -4,864 214,138
2014-12-16 2014-12-15 4 XOMA XOMA Corp
Common Shares
S - Sale X -1,600 72,021 -2.17 4.63 -7,401 333,140
2014-12-16 2014-12-15 4 XOMA XOMA Corp
Common Shares
M - Exercise X 1,600 73,621 2.22 3.04 4,864 223,808
2014-11-21 2014-11-20 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -5,000 72,040 -6.49 3.04 -15,200 219,002
2014-11-21 2014-11-20 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,000 72,021 -6.49 4.55 -22,750 327,696
2014-11-21 2014-11-20 4 XOMA XOMA Corp
Common Shares
M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144
2014-10-29 2014-10-28 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -5,000 72,040 -6.49 3.04 -15,200 219,002
2014-10-29 2014-10-28 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,000 72,021 -6.49 4.57 -22,829 328,833
2014-10-29 2014-10-28 4 XOMA XOMA Corp
Common Shares
M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144
2014-09-16 2014-09-15 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -5,000 77,040 -6.09 3.04 -15,200 234,202
2014-09-16 2014-09-15 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,000 72,021 -6.49 4.59 -22,938 330,411
2014-09-16 2014-09-15 4 XOMA XOMA Corp
Common Shares
M - Exercise X 5,000 77,021 6.94 3.04 15,200 234,144
2014-09-08 2014-09-04 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -10,000 82,040 -10.86 3.04 -30,400 249,402
2014-09-08 2014-09-04 4 XOMA XOMA Corp
Common Shares
S - Sale X -10,000 72,021 -12.19 4.56 -45,640 328,704
2014-09-08 2014-09-04 4 XOMA XOMA Corp
Common Shares
M - Exercise X 10,000 82,021 13.88 3.04 30,400 249,344
2014-08-19 2014-08-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -16,449 72,021 -18.59 4.36 -71,752 314,163
2014-08-19 2014-08-15 4 XOMA XOMA Corp
Common Shares
S - Sale -10,299 88,470 -10.43 4.31 -44,341 380,899
2014-08-19 2014-08-14 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -26,748 26,748 -50.00
2014-08-19 2014-08-14 4 XOMA XOMA Corp
Common Shares
M - Exercise 26,748 98,769 37.14
2014-06-18 2014-06-16 4 XOMA XOMA Corp
Common Shares
S - Sale X -11,580 72,021 -13.85 4.54 -52,595 327,112
2014-05-29 2014-05-28 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -4,667 4,666 -50.01
2014-05-29 2014-05-28 4 XOMA XOMA Corp
Common Shares
S - Sale -1,785 83,601 -2.09 4.22 -7,533 352,796
2014-05-29 2014-05-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 4,667 85,386 5.78
2014-05-15 2014-05-13 4 XOMA XOMA Corp
Common Shares
S - Sale -10,000 80,719 -11.02 3.84 -38,404 309,993
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -18,205 18,205 -50.00
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -12,142 24,282 -33.34
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -6,000 92,040 -6.12 3.04 -18,240 279,802
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 90,719 -6.20 6.31 -37,848 572,255
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 6,000 96,719 6.61 3.04 18,240 294,026
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
S - Sale -6,988 90,719 -7.15 6.32 -44,136 572,981
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 18,205 97,707 22.90
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
S - Sale -4,661 79,502 -5.54 6.32 -29,439 502,135
2014-03-20 2014-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 12,142 84,163 16.86
2014-03-03 2014-02-27 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
A - Award 95,000 95,000 8.91 846,450 846,450
2014-03-03 2014-02-27 4 XOMA XOMA Corp
Common Shares
A - Award 68,793 72,021 2,131.13
2014-02-19 2014-02-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -6,000 98,040 -5.77 3.04 -18,240 298,042
2014-02-19 2014-02-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 3,228 -65.02 7.55 -45,272 24,356
2014-02-19 2014-02-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 6,000 9,228 185.87 3.04 18,240 28,053
2014-02-14 2013-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 888 5,310 20.08 6.61 5,867 35,083
2014-01-23 2014-01-21 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -5,694 104,040 -5.19 3.04 -17,310 316,282
2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,694 3,228 -63.82 8.27 -47,078 26,689
2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares
M - Exercise X 5,694 8,922 176.39 3.04 17,310 27,123
2014-01-23 2014-01-21 4 XOMA XOMA Corp
Common Shares
S - Sale X -306 3,228 -8.66 8.27 -2,530 26,689
2013-12-18 2013-12-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -6,000 109,734 -5.18 3.04 -18,240 333,591
2013-12-18 2013-12-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 3,534 -62.93 5.67 -33,992 20,021
2013-12-18 2013-12-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 6,000 9,534 169.78 3.04 18,240 28,983
2013-12-02 2013-11-27 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise -4,696 115,734 -3.90 3.04 -14,276 351,831
2013-12-02 2013-11-27 4 XOMA XOMA Corp
Common Shares
S - Sale X -4,696 3,534 -57.06 4.54 -21,320 16,044
2013-12-02 2013-11-27 4 XOMA XOMA Corp
Common Shares
M - Exercise X 4,696 8,230 132.88 3.04 14,276 25,019
2013-11-19 2013-11-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
M - Exercise -1,304 15,887 -7.59 2.36 -3,077 37,493
2013-11-19 2013-11-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -1,304 3,534 -26.95 4.08 -5,317 14,410
2013-11-19 2013-11-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 1,304 4,838 36.90 2.36 3,077 11,418
2013-11-01 2013-10-18 4/A XOMA XOMA Corp
Common Shares
S - Sale X -5,254 3,534 -59.79 4.71 -24,725 16,631
2013-10-21 2013-10-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
M - Exercise -746 17,191 -4.16 2.36 -1,761 40,571
2013-10-21 2013-10-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -746 8,788 -7.82 4.71 -3,511 41,356
2013-10-21 2013-10-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 746 9,534 8.49 2.36 1,761 22,500
2013-10-02 2013-09-30 4 XOMA XOMA Corp
Common Shares
L - Other 459 8,788 5.51 4.27 1,958 37,485
2013-09-19 2013-09-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 8,329 -41.87 4.53 -27,187 37,740
2013-08-19 2013-08-19 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 14,329 -29.51 3.74 -22,419 53,540
2013-08-16 2013-08-14 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -26,748 53,496 -33.33
2013-08-16 2013-08-14 4 XOMA XOMA Corp
Common Shares
S - Sale -10,520 20,329 -34.10 3.86 -40,621 78,496
2013-08-16 2013-08-14 4 XOMA XOMA Corp
Common Shares
M - Exercise 26,748 30,849 652.23
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
M - Exercise X -2,748 17,937 -13.28 4.71 -12,931 84,403
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Incentive Share Option (right to buy)
M - Exercise X -3,252 120,430 -2.63 4.71 -15,302 566,683
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -3,252 4,101 -44.23 4.71 -15,302 19,297
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 3,252 7,353 79.30 3.04 9,886 22,353
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -2,748 4,101 -40.12 4.71 -12,931 19,297
2013-07-19 2013-07-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 2,748 6,849 67.01 2.36 6,485 16,164
2013-07-01 2013-06-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 567 4,101 16.04 3.45 1,955 14,142
2013-06-18 2013-06-18 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
M - Exercise X -3,130 20,685 -13.14
2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -2,870 3,534 -44.82
2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -3,130 6,404 -32.83
2013-06-18 2013-06-18 4 XOMA XOMA Corp
Common Shares
M - Exercise X 3,130 9,534 48.88 2.36 7,387 22,500
2013-05-29 2013-05-29 4 XOMA XOMA Corp
Common Shares
S - Sale -1,797 6,404 -21.91 4.16 -7,476 26,643
2013-05-29 2013-05-28 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -4,667 9,333 -33.34
2013-05-29 2013-05-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 4,667 8,201 132.06
2013-05-21 2013-05-20 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
M - Exercise X -785 23,815 -3.19 4.16 -3,266 99,070
2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares
S - Sale X -5,215 3,534 -59.61
2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares
S - Sale X -785 8,749 -8.23 4.16 -3,266 36,396
2013-05-21 2013-05-20 4 XOMA XOMA Corp
Common Shares
M - Exercise X 785 9,534 8.97 2.36 1,853 22,500
2013-04-19 2013-04-18 4 XOMA XOMA Corp
Common Shares
S - Sale X -6,000 8,749 -40.68
2013-04-01 2013-03-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 1,498 14,749 11.30 3.32 4,967 48,900
2013-03-27 2013-03-19 4 XOMA XOMA Corp
Common Shares
S - Sale -6,990 13,251 -34.53 3.29 -22,997 43,596
2013-03-27 2013-03-18 4 XOMA XOMA Corp
Restricted Stock Units
M - Exercise -18,205 36,410 -33.33
2013-03-27 2013-03-18 4 XOMA XOMA Corp
Common Shares
M - Exercise 18,205 20,241 894.16
2013-03-01 2013-02-28 4 XOMA XOMA Corp
Restricted Stock Units
A - Award 36,424 36,424
2013-03-01 2013-02-28 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
A - Award 50,299 50,299 2.72 136,562 136,562
2013-02-13 2012-12-31 5 XOMA XOMA Corp
Common Shares
J - Other 2,214 4,422 100.27 2.53 5,591 11,166
2013-01-02 2012-12-31 4 XOMA XOMA Corp
Common Shares
M - Exercise 833 2,036 69.24 2.28 1,899 4,642
2012-10-01 2012-09-28 4 XOMA XOMA Corp
Common Shares
M - Exercise 542 1,203 82.00 3.51 1,900 4,217
2012-07-23 2012-07-19 4 XOMA XOMA Corp
Restricted Stock Units
A - Award 80,244 80,244
2012-07-23 2012-07-19 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
A - Award 110,813 110,813 3.53 391,170 391,170
2012-07-02 2012-06-29 4 XOMA XOMA Corp
Common Shares
M - Exercise 661 661 2.83 1,871 1,871
2012-07-02 2012-06-15 4 XOMA XOMA Corp
Common Shares
G - Gift -3,887 0 -100.00
2012-05-25 2012-05-24 4 XOMA XOMA Corp
Restricted Stock Units
A - Award 14,000 14,000
2012-05-25 2012-05-24 4 XOMA XOMA Corp
Non-Qualified Share Option (right to buy)
A - Award 24,600 24,600 2.36 58,056 58,056
2012-04-02 2012-03-30 4 XOMA XOMA Corp
Common Shares
M - Exercise 1,229 3,887 46.24 2.63 3,234 10,229
2012-02-14 2012-02-10 4 XOMA XOMA Corp
Restricted Stock Units
A - Award 54,615 54,615
2012-02-14 2011-12-30 5 XOMA XOMA Corp
Common Shares
J - Other 2,208 2,208 1.16 2,550 2,550
2012-02-14 2011-12-30 5 XOMA XOMA Corp
Common Shares
J - Other 1,636 2,658 160.08 1.09 1,787 2,904
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)