簡介

本頁面提供了有關 Lynn Rothman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Lynn Rothman已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PEN / Penumbra, Inc. EVP and Chief Business Officer 34,100
如何解讀這些圖表

以下圖表顯示了在Lynn Rothman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Lynn Rothman 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -5,300 34,100 -13.45
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 32,637 -0.31 267.06 -26,706 8,716,037
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 32,737 -0.30 263.64 -26,364 8,630,783
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,061 32,837 -3.13 262.97 -279,011 8,635,146
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,758 33,898 -4.93 262.10 -460,772 8,884,666
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,281 35,656 -3.47 261.05 -334,405 9,307,999
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -600 36,937 -1.60 260.23 -156,138 9,612,116
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 37,537 -1.05 259.03 -103,612 9,723,209
2021-10-05 2021-10-01 4 PEN Penumbra Inc
Common Stock
M - Exercise 5,300 37,937 16.24 22.04 116,812 836,131
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -5,300 39,400 -11.86
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -6 32,637 -0.02 275.80 -1,655 9,001,285
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -700 32,643 -2.10 274.58 -192,206 8,963,115
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 33,343 -0.89 273.55 -82,065 9,120,978
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 33,643 -0.30 273.00 -27,300 9,184,539
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,994 33,743 -5.58 271.63 -541,630 9,165,611
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,200 35,737 -5.80 270.80 -595,760 9,677,580
2021-09-03 2021-09-01 4 PEN Penumbra Inc
Common Stock
M - Exercise 5,300 37,937 16.24 22.04 116,812 836,131
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -5,300 44,700 -10.60
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 32,637 -0.31 275.28 -27,528 8,984,313
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 32,737 -0.61 273.45 -54,690 8,951,933
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 32,937 -0.90 272.06 -81,618 8,960,840
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 33,237 -1.19 271.34 -108,536 9,018,528
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 33,637 -1.18 270.18 -108,072 9,088,045
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -600 34,037 -1.73 269.29 -161,574 9,165,824
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 34,637 -0.86 268.27 -80,481 9,292,068
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -500 34,937 -1.41 266.58 -133,290 9,313,505
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 35,437 -0.28 265.04 -26,504 9,392,222
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -549 35,537 -1.52 264.35 -145,128 9,394,206
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 36,086 -0.82 263.40 -79,020 9,505,052
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 36,386 -0.27 262.70 -26,270 9,558,602
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 36,486 -0.82 261.43 -78,429 9,538,535
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 36,786 -0.81 260.50 -78,150 9,582,753
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -309 37,086 -0.83 259.43 -80,164 9,621,221
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
S - Sale X -542 37,395 -1.43 258.43 -140,069 9,663,990
2021-08-12 2021-08-10 4 PEN Penumbra Inc
Common Stock
M - Exercise 5,300 37,937 16.24 22.04 116,812 836,131
2021-05-11 2021-05-07 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -10,155 0 -100.00
2021-05-11 2021-05-07 4 PEN Penumbra Inc
Common Stock
M - Exercise 10,155 32,637 45.17 3.98 40,417 129,895
2020-11-25 2020-11-24 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -10,150 10,155 -49.99
2020-11-25 2020-11-24 4 PEN Penumbra Inc
Common Stock
M - Exercise 10,150 22,482 82.31 3.98 40,397 89,478
2020-07-21 2020-07-20 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -4,875 20,305 -19.36
2020-07-21 2020-07-20 4 PEN Penumbra Inc
Common Stock
S - Sale X -4,875 12,332 -28.33 200.07 -975,341 2,467,263
2020-07-21 2020-07-20 4 PEN Penumbra Inc
Common Stock
M - Exercise 4,875 17,207 39.53 3.98 19,402 68,484
2020-07-21 2020-07-17 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -4,800 25,180 -16.01
2020-07-21 2020-07-17 4 PEN Penumbra Inc
Common Stock
S - Sale X -4,800 12,332 -28.02 195.12 -936,576 2,406,220
2020-07-21 2020-07-17 4 PEN Penumbra Inc
Common Stock
M - Exercise 4,800 17,132 38.92 3.98 19,104 68,185
2020-07-15 2020-07-13 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -200 29,980 -0.66
2020-07-15 2020-07-13 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 12,332 -1.60 195.00 -39,000 2,404,740
2020-07-15 2020-07-13 4 PEN Penumbra Inc
Common Stock
M - Exercise 200 12,532 1.62 3.98 796 49,877
2020-02-14 2019-11-15 5 PEN Penumbra Inc
Common Stock
G - Gift -3,000 101,807 -2.86
2020-02-13 2020-02-11 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -5,000 30,180 -14.21
2020-02-13 2020-02-11 4 PEN Penumbra Inc
Common Stock
S - Sale X -5,000 12,332 -28.85 185.25 -926,250 2,284,503
2020-02-13 2020-02-11 4 PEN Penumbra Inc
Common Stock
M - Exercise 5,000 17,332 40.54 3.98 19,900 68,981
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -10,000 35,180 -22.13
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 12,332 -0.80 178.40 -17,840 2,200,029
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,399 12,432 -10.11 177.99 -249,008 2,212,772
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -500 13,831 -3.49 176.75 -88,375 2,444,629
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -4,159 14,331 -22.49 176.04 -732,150 2,522,829
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -3,842 18,490 -17.20 175.10 -672,734 3,237,599
2020-02-03 2020-01-30 4 PEN Penumbra Inc
Common Stock
M - Exercise 10,000 22,332 81.09 3.98 39,800 88,881
2019-12-30 2019-12-27 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -320 45,180 -0.70
2019-12-30 2019-12-27 4 PEN Penumbra Inc
Common Stock
M - Exercise 320 12,332 2.66 3.98 1,274 49,081
2019-11-12 2019-11-07 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 104,807 -0.38 171.13 -68,452 17,935,622
2019-11-12 2019-11-07 4 PEN Penumbra Inc
Common Stock
S - Sale X -4,600 105,207 -4.19 170.25 -783,150 17,911,492
2019-10-31 2019-10-29 4 PEN Penumbra Inc
Common Stock
S - Sale X -5,000 109,807 -4.36 160.13 -800,650 17,583,395
2019-09-17 2019-09-13 4 PEN Penumbra Inc
Common Stock
S - Sale X -5,000 114,807 -4.17 150.02 -750,100 17,223,346
2019-08-21 2019-08-19 4 PEN Penumbra Inc
Common Stock
S - Sale X -300 119,807 -0.25 146.90 -44,070 17,599,648
2019-08-21 2019-08-19 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 120,107 -0.17 145.99 -29,198 17,534,421
2019-08-21 2019-08-19 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,284 120,307 -1.86 145.24 -331,728 17,473,389
2019-08-21 2019-08-19 4 PEN Penumbra Inc
Common Stock
S - Sale X -734 122,591 -0.60 144.63 -106,158 17,730,336
2019-08-21 2019-08-19 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,482 123,325 -1.19 143.16 -212,163 17,655,207
2019-04-15 2018-11-30 4 PEN Penumbra Inc
Stock Option (right to buy)
M - Exercise -4,500 45,500 -9.00
2019-04-15 2018-11-30 4 PEN Penumbra Inc
Common Stock
M - Exercise 4,500 136,819 3.40 3.98 17,910 544,540
2018-05-10 2018-05-09 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 132,319 -0.30 151.15 -60,460 20,000,017
2018-05-10 2018-05-09 4 PEN Penumbra Inc
Common Stock
S - Sale X -5,600 132,719 -4.05 150.32 -841,792 19,950,320
2018-05-08 2018-05-07 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,100 138,319 -0.79 135.07 -148,577 18,682,747
2018-05-08 2018-05-04 4 PEN Penumbra Inc
Common Stock
S - Sale X -4,900 139,419 -3.40 135.04 -661,696 18,827,142
2018-03-19 2018-03-15 4 PEN Penumbra Inc
Common Stock
S - Sale X -6,000 144,319 -3.99 125.02 -750,120 18,042,761
2018-03-07 2018-03-06 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,836 150,319 -1.85 115.01 -326,168 17,288,188
2018-03-07 2018-03-05 4 PEN Penumbra Inc
Common Stock
S - Sale X -891 153,155 -0.58 115.00 -102,465 17,612,825
2018-03-02 2018-02-28 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,273 154,046 -1.45 115.00 -261,395 17,715,290
2018-02-14 2017-11-22 5 PEN Penumbra Inc
Common Stock
G - Gift -3,000 156,319 -1.88
2018-01-18 2018-01-16 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 159,319 -0.13 91.35 -18,270 14,553,791
2018-01-18 2018-01-16 4 PEN Penumbra Inc
Common Stock
S - Sale X -5,800 159,519 -3.51 90.98 -527,684 14,513,039
2018-01-04 2018-01-02 4 PEN Penumbra Inc
Common Stock
F - Taxes -4,988 165,319 -2.93 90.35 -450,666 14,936,572
2017-02-14 2017-02-14 4 PEN Penumbra Inc
Common Stock
S - Sale X -6,000 174,307 -3.33 75.00 -450,000 13,073,025
2017-02-14 2016-12-08 5 PEN Penumbra Inc
Common Stock
G - Gift -4,000 170,307 -2.29
2017-02-10 2017-02-09 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 180,307 -0.11 71.40 -14,280 12,873,920
2017-02-10 2017-02-09 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 180,507 -0.22 70.10 -28,040 12,653,541
2017-02-10 2017-02-08 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,100 180,907 -1.15 70.11 -147,231 12,683,390
2017-02-06 2017-02-06 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 183,007 -0.05 70.00 -7,000 12,810,490
2017-02-06 2017-02-03 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,786 183,107 -0.97 70.48 -125,877 12,905,381
2017-02-06 2017-02-02 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,000 184,893 -0.54 70.33 -70,330 13,003,525
2017-02-01 2017-02-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 185,893 -0.05 71.60 -7,160 13,309,939
2017-02-01 2017-02-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -814 185,993 -0.44 70.73 -57,574 13,155,285
2017-02-01 2017-01-31 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,800 186,807 -0.95 71.27 -128,286 13,313,735
2017-02-01 2017-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 188,607 -0.11 71.20 -14,240 13,428,818
2017-02-01 2017-01-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,500 188,807 -0.79 70.73 -106,095 13,354,319
2017-01-27 2017-01-27 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 190,307 -0.10 73.40 -14,680 13,968,534
2017-01-27 2017-01-27 4 PEN Penumbra Inc
Common Stock
S - Sale X -900 190,507 -0.47 72.29 -65,061 13,771,751
2017-01-27 2017-01-26 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 191,407 -0.05 75.05 -7,505 14,365,095
2017-01-27 2017-01-26 4 PEN Penumbra Inc
Common Stock
S - Sale X -700 191,507 -0.36 73.70 -51,590 14,114,066
2017-01-27 2017-01-26 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,200 192,207 -0.62 72.91 -87,492 14,013,812
2017-01-27 2017-01-25 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,400 193,407 -0.72 75.65 -105,910 14,631,240
2017-01-27 2017-01-25 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,500 194,807 -1.27 74.98 -187,450 14,606,629
2016-09-06 2016-09-02 4 PEN Penumbra Inc
Common Stock
S - Sale X -3,699 197,307 -1.84 70.42 -260,484 13,894,359
2016-09-06 2016-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -100 201,006 -0.05 70.36 -7,036 14,142,782
2016-09-06 2016-09-01 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,300 201,106 -1.13 69.90 -160,770 14,057,309
2016-08-31 2016-08-31 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,500 203,406 -0.73 70.52 -105,780 14,344,191
2016-08-31 2016-08-30 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,800 203,106 -0.88 71.13 -128,034 14,446,930
2016-08-31 2016-08-29 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,000 206,706 -0.96 71.70 -143,400 14,820,820
2016-08-29 2016-08-26 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,600 208,706 -0.76 71.61 -114,576 14,945,437
2016-08-29 2016-08-26 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,000 210,306 -0.94 70.98 -141,960 14,927,520
2016-08-29 2016-08-25 4 PEN Penumbra Inc
Common Stock
S - Sale X -400 212,306 -0.19 70.77 -28,308 15,024,896
2016-08-29 2016-08-25 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,300 212,706 -0.61 70.43 -91,559 14,980,884
2016-08-24 2016-08-24 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,100 214,006 -0.51 72.94 -80,234 15,609,598
2016-08-24 2016-08-24 4 PEN Penumbra Inc
Common Stock
S - Sale X -800 215,106 -0.37 72.37 -57,896 15,567,221
2016-08-24 2016-08-23 4 PEN Penumbra Inc
Common Stock
S - Sale X -900 215,906 -0.42 73.52 -66,168 15,873,409
2016-08-24 2016-08-23 4 PEN Penumbra Inc
Common Stock
S - Sale X -1,200 216,806 -0.55 72.87 -87,444 15,798,653
2016-08-24 2016-08-22 4 PEN Penumbra Inc
Common Stock
S - Sale X -200 218,006 -0.09 73.61 -14,722 16,047,422
2016-08-24 2016-08-22 4 PEN Penumbra Inc
Common Stock
S - Sale X -2,100 218,206 -0.95 73.02 -153,342 15,933,402
2016-05-23 2016-05-19 4 PEN Penumbra Inc
Common Stock
A - Award 1,666 220,306 0.76 25.50 42,483 5,617,803
2016-01-07 2016-01-02 4 PEN Penumbra Inc
Common Stock
F - Taxes -4,818 218,640 -2.16 53.81 -259,257 11,765,018
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Series E Preferred Stock
C - Conversion -7,895 0 -100.00
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Series D Preferred Stock
C - Conversion -5,917 0 -100.00
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Series B Preferred Stock
C - Conversion -9,187 0 -100.00
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Common Stock
C - Conversion 7,895 223,458 3.66
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Common Stock
C - Conversion 5,917 215,563 2.82
2015-09-23 2015-09-23 4 PEN Penumbra Inc
Common Stock
C - Conversion 9,187 209,646 4.58
2015-09-23 2015-08-12 4 PEN Penumbra Inc
Stock Option (right to buy)
A - Award 50,000 50,000
2015-09-17 3 PEN Penumbra Inc
Common Stock
400,918
2015-09-17 3 PEN Penumbra Inc
Common Stock
400,918
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)