首都西南公司
US ˙ NasdaqGS ˙ US1405011073

簡介

本頁面提供了有關 Michael Rothenberg 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Michael Rothenberg已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:CSWC / Capital Southwest Corporation 10% Owner 1,474,742
10% Owner 0
US:TUC / Mac-gray Corp Director 0
US:KDUS / Cadus Corp. 10% Owner 0
如何解讀這些圖表

以下圖表顯示了在Michael Rothenberg進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

CSWC / Capital Southwest Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 CSWC / Capital Southwest Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-01-15 CSWC Moab Capital Partners LLC 1,100 13.7200 1,100 13.7200 15,092 355 16.7400 3,322 22.01
2016-01-14 CSWC Moab Capital Partners LLC 1,000 13.8900 1,000 13.8900 13,890
2016-01-14 CSWC Moab Capital Partners LLC 5,700 13.9100 5,700 13.9100 79,287
2016-01-13 CSWC Moab Capital Partners LLC 43,733 14.1000 43,733 14.1000 616,635
2016-01-13 CSWC Moab Capital Partners LLC 14,453 14.0300 14,453 14.0300 202,776
2016-01-13 CSWC Moab Capital Partners LLC 1,000 13.9600 1,000 13.9600 13,960
2016-01-12 CSWC Moab Capital Partners LLC 2,573 14.1900 2,573 14.1900 36,511
2016-01-12 CSWC Moab Capital Partners LLC 22,416 14.1600 22,416 14.1600 317,411
2016-01-11 CSWC Moab Capital Partners LLC 500 14.1200 500 14.1200 7,060
2016-01-08 CSWC Moab Capital Partners LLC 700 14.2400 700 14.2400 9,968
2016-01-08 CSWC Moab Capital Partners LLC 1,000 14.2400 1,000 14.2400 14,240
2016-01-07 CSWC Moab Capital Partners LLC 1,100 14.1300 1,100 14.1300 15,543
2016-01-07 CSWC Moab Capital Partners LLC 3,000 14.1700 3,000 14.1700 42,510

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CSWC / Capital Southwest Corporation Insider Trades
CSWC / Capital Southwest Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 CSWC / Capital Southwest Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2017-08-28 CSWC Moab Partners LP 1,323 17.4000 1,323 17.4000 23,020 161 15.5000 -2,514 -10.92
2017-08-28 CSWC Moab Capital Partners LLC 1,400 17.4000 1,400 17.4000 24,360
2017-08-25 CSWC Moab Partners LP 47,250 17.3000 47,250 17.3000 817,425
2017-08-25 CSWC Moab Partners LP 1,768 17.3327 1,768 17.3327 30,644
2017-08-25 CSWC Moab Capital Partners LLC 50,000 17.3000 50,000 17.3000 865,000
2017-08-25 CSWC Moab Capital Partners LLC 1,870 17.3327 1,870 17.3327 32,412
2017-04-10 CSWC Moab Partners LP 100 17.0200 100 17.0200 1,702
2017-04-10 CSWC Moab Capital Partners LLC 100 17.0200 100 17.0200 1,702
2017-04-05 CSWC Moab Partners LP 700 16.9500 700 16.9500 11,865
2017-04-05 CSWC Moab Partners LP 802 16.9500 802 16.9500 13,594
2017-04-05 CSWC Moab Capital Partners LLC 700 16.9500 700 16.9500 11,865
2017-04-05 CSWC Moab Capital Partners LLC 802 16.9500 802 16.9500 13,594
2017-04-04 CSWC Moab Partners LP 236 16.9175 236 16.9175 3,993
2017-04-04 CSWC Moab Capital Partners LLC 236 16.9175 236 16.9175 3,993
2017-04-03 CSWC Moab Partners LP 50 17.1600 50 17.1600 858
2017-04-03 CSWC Moab Partners LP 100 17.3350 100 17.3350 1,734
2017-04-03 CSWC Moab Partners LP 1,400 16.8400 1,400 16.8400 23,576
2017-04-03 CSWC Moab Capital Partners LLC 50 17.1600 50 17.1600 858
2017-04-03 CSWC Moab Capital Partners LLC 100 17.3350 100 17.3350 1,734
2017-04-03 CSWC Moab Capital Partners LLC 1,400 16.8400 1,400 16.8400 23,576
2017-03-31 CSWC Moab Partners LP 400 16.8400 400 16.8400 6,736
2017-03-31 CSWC Moab Capital Partners LLC 400 16.8400 400 16.8400 6,736
2017-03-29 CSWC Moab Partners LP 200 16.8400 200 16.8400 3,368
2017-03-29 CSWC Moab Capital Partners LLC 200 16.8400 200 16.8400 3,368
2017-01-13 CSWC Moab Partners LP 100 16.7300 100 16.7300 1,673
2017-01-13 CSWC Moab Capital Partners LLC 100 16.7300 100 16.7300 1,673
2017-01-06 CSWC Moab Partners LP 3,100 16.8000 3,100 16.8000 52,080
2017-01-06 CSWC Moab Partners LP 2,343 16.8021 2,343 16.8021 39,367
2017-01-06 CSWC Moab Capital Partners LLC 3,100 16.8000 3,100 16.8000 52,080
2017-01-06 CSWC Moab Capital Partners LLC 2,343 16.8021 2,343 16.8021 39,367
2017-01-04 CSWC Moab Partners LP 18,972 16.7462 18,972 16.7462 317,709
2017-01-04 CSWC Moab Partners LP 4,746 16.7400 4,746 16.7400 79,448
2017-01-04 CSWC Moab Capital Partners LLC 18,972 16.7462 18,972 16.7462 317,709
2017-01-04 CSWC Moab Capital Partners LLC 4,746 16.7400 4,746 16.7400 79,448

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CSWC / Capital Southwest Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Michael Rothenberg 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2017-08-29 2017-08-28 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,323 1,474,742 -0.09 17.40 -23,020 25,660,511
2017-08-29 2017-08-25 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,768 1,476,065 -0.12 17.33 -30,644 25,584,192
2017-08-29 2017-08-25 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -47,250 1,477,833 -3.10 17.30 -817,425 25,566,511
2017-08-29 2017-08-28 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,400 1,573,594 -0.09 17.40 -24,360 27,380,536
2017-08-29 2017-08-25 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,870 1,574,994 -0.12 17.33 -32,412 27,298,899
2017-08-29 2017-08-25 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -50,000 1,576,864 -3.07 17.30 -865,000 27,279,747
2017-05-15 2016-06-17 5/A CSWC CAPITAL SOUTHWEST CORP
Put Option (Right to Sell) 		J - Other -1,000 0 -100.00
2017-05-15 2016-06-17 5/A CSWC CAPITAL SOUTHWEST CORP
Put Option (Right to Sell) 		J - Other -939 0 -100.00
2017-04-12 2017-04-10 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,525,083 -0.01 17.02 -1,702 25,956,913
2017-04-12 2017-04-10 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,626,864 -0.01 17.02 -1,702 27,689,225
2017-04-05 2017-04-05 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -802 1,525,183 -0.05 16.95 -13,594 25,851,852
2017-04-05 2017-04-05 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -700 1,525,985 -0.05 16.95 -11,865 25,865,446
2017-04-05 2017-04-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -236 1,526,685 -0.02 16.92 -3,993 25,827,693
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,400 1,526,921 -0.09 16.84 -23,576 25,713,350
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,528,321 -0.01 17.34 -1,734 26,493,445
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -50 1,528,421 0.00 17.16 -858 26,227,704
2017-04-05 2017-04-05 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -802 1,626,964 -0.05 16.95 -13,594 27,577,040
2017-04-05 2017-04-05 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -700 1,627,766 -0.04 16.95 -11,865 27,590,634
2017-04-05 2017-04-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -236 1,628,466 -0.01 16.92 -3,993 27,549,574
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -1,400 1,628,702 -0.09 16.84 -23,576 27,427,342
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,630,102 -0.01 17.34 -1,734 28,257,818
2017-04-05 2017-04-03 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -50 1,630,202 0.00 17.16 -858 27,974,266
2017-03-31 2017-03-31 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -400 1,528,471 -0.03 16.84 -6,736 25,739,452
2017-03-31 2017-03-29 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -200 1,528,871 -0.01 16.84 -3,368 25,746,188
2017-03-31 2017-03-31 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -400 1,630,252 -0.02 16.84 -6,736 27,453,444
2017-03-31 2017-03-29 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -200 1,630,652 -0.01 16.84 -3,368 27,460,180
2017-02-14 2016-06-17 5 CSWC CAPITAL SOUTHWEST CORP
Put Option (Right to Sell) 		J - Other -1,000 0 -100.00
2017-02-14 2016-06-17 5 CSWC CAPITAL SOUTHWEST CORP
Put Option (Right to Sell) 		J - Other -939 0 -100.00
2017-01-18 2017-01-13 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,529,071 -0.01 16.73 -1,673 25,581,358
2017-01-18 2017-01-13 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -100 1,630,852 -0.01 16.73 -1,673 27,284,154
2017-01-10 2017-01-06 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -2,343 1,529,171 -0.15 16.80 -39,367 25,693,284
2017-01-10 2017-01-06 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -3,100 1,531,514 -0.20 16.80 -52,080 25,729,435
2017-01-10 2017-01-06 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -2,343 1,630,952 -0.14 16.80 -39,367 27,403,419
2017-01-10 2017-01-06 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -3,100 1,633,295 -0.19 16.80 -52,080 27,439,356
2017-01-06 2017-01-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -4,746 1,534,614 -0.31 16.74 -79,448 25,689,438
2017-01-06 2017-01-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -18,972 1,539,360 -1.22 16.75 -317,709 25,778,430
2017-01-06 2017-01-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -4,746 1,636,395 -0.29 16.74 -79,448 27,393,252
2017-01-06 2017-01-04 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		S - Sale -18,972 1,641,141 -1.14 16.75 -317,709 27,482,875
2016-07-19 2016-07-15 4 PRCP PERCEPTRON INC/MI
Put Option (obligation to buy) 		X - Other -800 0 -100.00
2016-07-19 2016-07-15 4 PRCP PERCEPTRON INC/MI
Put Option (obligation to buy) 		X - Other -13,200 0 -100.00
2016-07-19 2016-07-15 4 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		X - Other 800 53,136 1.53 5.00 4,000 265,680
2016-07-19 2016-07-15 4 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		X - Other 13,200 791,762 1.70 5.00 66,000 3,958,810
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		1,609,460
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		883,234
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		1,609,460
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		883,234
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		1,609,460
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		883,234
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		1,609,460
2016-07-05 3 PRCP PERCEPTRON INC/MI
Common Stock, $0.01 par value 		883,234
2016-01-20 2016-01-15 4 CSWC CAPITAL SOUTHWEST CORP
Put Option (Right to Sell) 		P - Purchase 1,000 1,000 1.00 1,000 1,000
2016-01-20 2016-01-15 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 1,100 1,660,113 0.07 13.72 15,092 22,776,750
2016-01-20 2016-01-15 4 CSWC CAPITAL SOUTHWEST CORP
Put Option (right to sell) 		P - Purchase 939 939 1.00 939 939
2016-01-19 2016-01-14 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 5,700 1,659,013 0.34 13.91 79,287 23,076,871
2016-01-19 2016-01-14 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 1,000 1,653,313 0.06 13.89 13,890 22,964,518
2016-01-13 2016-01-13 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 1,000 1,652,313 0.06 13.96 13,960 23,066,289
2016-01-13 2016-01-13 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 14,453 1,651,313 0.88 14.03 202,776 23,167,921
2016-01-13 2016-01-13 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 43,733 1,636,860 2.75 14.10 616,635 23,079,726
2016-01-13 2016-01-12 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 22,416 1,593,127 1.43 14.16 317,411 22,558,678
2016-01-13 2016-01-12 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 2,573 1,570,711 0.16 14.19 36,511 22,288,389
2016-01-13 2016-01-11 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 500 1,568,138 0.03 14.12 7,060 22,142,109
2016-01-13 2016-01-08 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 1,000 1,567,638 0.06 14.24 14,240 22,323,165
2016-01-13 2016-01-08 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 700 1,566,638 0.04 14.24 9,968 22,308,925
2016-01-13 2016-01-07 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 3,000 1,565,938 0.19 14.17 42,510 22,189,341
2016-01-13 2016-01-07 4 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		P - Purchase 1,100 1,562,938 0.07 14.13 15,543 22,084,314
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,120,170
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		1,565,344
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,120,170
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		1,565,344
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,120,170
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		1,565,344
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,120,170
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		1,565,344
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,120,170
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		1,565,344
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,116,664
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,116,664
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,116,664
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,116,664
2016-01-13 3 CSWC CAPITAL SOUTHWEST CORP
Common Stock 		3,116,664
2014-01-14 2014-01-09 4 TUC MAC-GRAY CORP
Stock Option (right to buy) 		D - Sale to Issuer -5,000 0 -100.00 7.25 -36,250
2014-01-14 2014-01-09 4 TUC MAC-GRAY CORP
Common Stock 		D - Sale to Issuer -1,338,127 0 -100.00
2014-01-14 2014-01-09 4 TUC MAC-GRAY CORP
Common Stock 		D - Sale to Issuer -1,048 0 -100.00
2013-10-04 2013-10-02 4 TUC MAC-GRAY CORP
Common Stock 		A - Award 515 1,048 96.62 14.56 7,498 15,259
2013-09-26 2013-09-24 4 KDUS CADUS CORP
Common Stock 		S - Sale -1,452,538 0 -100.00 1.45 -2,106,180
2013-09-10 2013-09-10 4 KDUS CADUS CORP
Common Stock 		S - Sale -11,412 1,452,538 -0.78 1.45 -16,547 2,106,180
2013-09-10 2013-09-09 4 KDUS CADUS CORP
Common Stock 		S - Sale -5,400 1,463,950 -0.37 1.45 -7,830 2,122,728
2013-07-03 2013-07-02 4 TUC MAC-GRAY CORP
Common Stock 		A - Award 533 533 14.07 7,499 7,499
2013-06-14 2013-06-12 4 TUC MAC-GRAY CORP
Stock Options 		A - Award 5,000 5,000
2013-06-11 3 TUC MAC-GRAY CORP
Common Stock 		1,338,127
2013-03-08 2013-03-06 4 KDUS CADUS CORP
Common Stock 		S - Sale -250,000 1,469,350 -14.54 1.43 -357,500 2,101,170
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）