美國各州自來水公司
US ˙ NYSE ˙ US0298991011

簡介

本頁面提供了有關 Lloyd E Ross 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Lloyd E Ross已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:AWR / American States Water Company 37,605
如何解讀這些圖表

以下圖表顯示了在Lloyd E Ross進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

AWR / American States Water Company內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AWR / American States Water Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AWR / American States Water Company Insider Trades
AWR / American States Water Company內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AWR / American States Water Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2019-11-05 AWR ROSS LLOYD E 500 91.2400 500 91.2400 45,620 132 65.41 -12,915 -28.31
2019-10-02 AWR ROSS LLOYD E 500 89.7300 500 89.7300 44,865
2019-09-03 AWR ROSS LLOYD E 300 92.5300 300 92.5300 27,759
2019-09-03 AWR ROSS LLOYD E 100 92.5900 100 92.5900 9,259
2019-09-03 AWR ROSS LLOYD E 100 92.9200 100 92.9200 9,292
2019-08-06 AWR ROSS LLOYD E 150 79.0000 150 79.0000 11,850
2019-08-06 AWR ROSS LLOYD E 200 79.0600 200 79.0600 15,812
2019-08-06 AWR ROSS LLOYD E 300 79.1600 300 79.1600 23,748
2019-08-06 AWR ROSS LLOYD E 200 79.2900 200 79.2900 15,858
2019-08-06 AWR ROSS LLOYD E 100 79.5500 100 79.5500 7,955
2019-08-06 AWR ROSS LLOYD E 88 79.7600 88 79.7600 7,019
2019-08-06 AWR ROSS LLOYD E 200 79.7800 200 79.7800 15,956
2019-08-06 AWR ROSS LLOYD E 12 79.8600 12 79.8600 958
2019-08-06 AWR ROSS LLOYD E 284 79.9200 284 79.9200 22,697
2019-08-06 AWR ROSS LLOYD E 100 79.9600 100 79.9600 7,996
2019-08-06 AWR ROSS LLOYD E 116 79.9800 116 79.9800 9,278
2019-08-06 AWR ROSS LLOYD E 400 80.2900 400 80.2900 32,116
2019-07-02 AWR ROSS LLOYD E 200 75.2300 200 75.2300 15,046
2019-07-02 AWR ROSS LLOYD E 200 75.2500 200 75.2500 15,050
2019-07-02 AWR ROSS LLOYD E 100 75.3600 100 75.3600 7,536
2019-07-02 AWR ROSS LLOYD E 100 75.3800 100 75.3800 7,538
2019-07-02 AWR ROSS LLOYD E 200 75.4000 200 75.4000 15,080
2019-07-02 AWR ROSS LLOYD E 100 75.4200 100 75.4200 7,542
2019-07-02 AWR ROSS LLOYD E 200 75.4300 200 75.4300 15,086
2019-07-02 AWR ROSS LLOYD E 200 75.4400 200 75.4400 15,088
2019-07-02 AWR ROSS LLOYD E 100 75.4500 100 75.4500 7,545
2019-07-02 AWR ROSS LLOYD E 300 75.4600 300 75.4600 22,638
2019-07-02 AWR ROSS LLOYD E 128 75.4700 128 75.4700 9,660
2019-07-02 AWR ROSS LLOYD E 200 75.4800 200 75.4800 15,096
2019-07-02 AWR ROSS LLOYD E 100 75.4900 100 75.4900 7,549
2019-07-02 AWR ROSS LLOYD E 100 75.5100 100 75.5100 7,551
2019-07-02 AWR ROSS LLOYD E 200 75.5200 200 75.5200 15,104
2019-07-02 AWR ROSS LLOYD E 100 75.5500 100 75.5500 7,555
2019-07-02 AWR ROSS LLOYD E 100 75.5800 100 75.5800 7,558
2019-07-02 AWR ROSS LLOYD E 100 75.6100 100 75.6100 7,561
2019-07-02 AWR ROSS LLOYD E 200 75.6200 200 75.6200 15,124
2019-07-02 AWR ROSS LLOYD E 100 75.6300 100 75.6300 7,563
2019-07-02 AWR ROSS LLOYD E 100 74.3800 100 74.3800 7,438
2019-07-02 AWR ROSS LLOYD E 98 74.7200 98 74.7200 7,323
2019-07-02 AWR ROSS LLOYD E 100 74.7400 100 74.7400 7,474
2019-07-02 AWR ROSS LLOYD E 122 74.7500 122 74.7500 9,120
2019-07-02 AWR ROSS LLOYD E 100 74.7600 100 74.7600 7,476
2019-07-02 AWR ROSS LLOYD E 100 74.7800 100 74.7800 7,478
2019-07-02 AWR ROSS LLOYD E 2 74.8000 2 74.8000 150
2019-07-02 AWR ROSS LLOYD E 100 74.8200 100 74.8200 7,482
2019-07-02 AWR ROSS LLOYD E 2 74.8500 2 74.8500 150
2019-07-02 AWR ROSS LLOYD E 200 74.8700 200 74.8700 14,974
2019-07-02 AWR ROSS LLOYD E 298 74.8900 298 74.8900 22,317
2019-07-02 AWR ROSS LLOYD E 100 74.9100 100 74.9100 7,491
2019-07-02 AWR ROSS LLOYD E 200 74.9300 200 74.9300 14,986
2019-07-02 AWR ROSS LLOYD E 100 74.9400 100 74.9400 7,494
2019-07-02 AWR ROSS LLOYD E 100 74.9500 100 74.9500 7,495
2019-07-02 AWR ROSS LLOYD E 100 74.9600 100 74.9600 7,496
2019-07-02 AWR ROSS LLOYD E 300 74.9800 300 74.9800 22,494
2019-07-02 AWR ROSS LLOYD E 42 74.9900 42 74.9900 3,150
2019-07-02 AWR ROSS LLOYD E 158 75.0000 158 75.0000 11,850
2019-07-02 AWR ROSS LLOYD E 100 75.0100 100 75.0100 7,501
2019-07-02 AWR ROSS LLOYD E 100 75.0200 100 75.0200 7,502
2019-07-02 AWR ROSS LLOYD E 400 75.0300 400 75.0300 30,012
2019-07-02 AWR ROSS LLOYD E 300 75.0700 300 75.0700 22,521
2019-07-02 AWR ROSS LLOYD E 100 75.0800 100 75.0800 7,508
2019-07-02 AWR ROSS LLOYD E 300 75.1000 300 75.1000 22,530
2019-07-02 AWR ROSS LLOYD E 100 75.1300 100 75.1300 7,513
2019-07-02 AWR ROSS LLOYD E 100 75.1400 100 75.1400 7,514
2019-07-02 AWR ROSS LLOYD E 100 75.1600 100 75.1600 7,516
2019-07-02 AWR ROSS LLOYD E 100 75.2000 100 75.2000 7,520
2019-07-02 AWR ROSS LLOYD E 100 75.2100 100 75.2100 7,521
2019-06-05 AWR ROSS LLOYD E 500 72.9900 500 72.9900 36,495
2019-04-05 AWR ROSS LLOYD E 500 69.4000 500 69.4000 34,700
2019-01-07 AWR ROSS LLOYD E 500 64.8800 500 64.8800 32,440
2018-09-05 AWR ROSS LLOYD E 500 60.7700 500 60.7700 30,385
2018-07-05 AWR ROSS LLOYD E 600 58.5600 600 58.5600 35,136
2018-06-05 AWR ROSS LLOYD E 500 56.3800 500 56.3800 28,190
2018-04-05 AWR ROSS LLOYD E 1,100 52.5900 1,100 52.5900 57,849
2018-01-05 AWR ROSS LLOYD E 1,100 55.7900 1,100 55.7900 61,369
2017-10-05 AWR ROSS LLOYD E 600 51.7200 600 51.7200 31,032
2017-09-05 AWR ROSS LLOYD E 500 48.8700 500 48.8700 24,435
2017-07-05 AWR ROSS LLOYD E 600 47.8300 600 47.8300 28,698
2017-06-05 AWR ROSS LLOYD E 500 47.1900 500 47.1900 23,595
2017-04-05 AWR ROSS LLOYD E 1,100 44.0200 1,100 44.0200 48,422
2017-01-05 AWR ROSS LLOYD E 1,100 45.4700 1,100 45.4700 50,017
2016-10-05 AWR ROSS LLOYD E 400 38.8500 400 38.8500 15,540
2016-10-05 AWR ROSS LLOYD E 200 38.8500 200 38.8500 7,770
2016-09-06 AWR ROSS LLOYD E 500 39.4200 500 39.4200 19,710
2016-09-01 AWR ROSS LLOYD E 500 38.7100 500 38.7100 19,355
2016-09-01 AWR ROSS LLOYD E 500 38.7100 500 38.7100 19,355
2016-06-06 AWR ROSS LLOYD E 500 40.4900 500 40.4900 20,245
2016-04-05 AWR ROSS LLOYD E 500 39.6200 500 39.6200 19,810
2016-01-05 AWR ROSS LLOYD E 500 40.4900 500 40.4900 20,245
2015-10-05 AWR ROSS LLOYD E 6,000 42.0000 6,000 42.0000 252,000
2015-09-04 AWR ROSS LLOYD E 300 36.7300 300 36.7300 11,019
2015-06-05 AWR ROSS LLOYD E 300 37.2600 300 37.2600 11,178
2012-08-21 AWR ROSS LLOYD E 300 44.2100 300 44.2100 13,263
2012-08-21 AWR ROSS LLOYD E 300 44.2200 300 44.2200 13,266
2012-08-21 AWR ROSS LLOYD E 100 44.2300 100 44.2300 4,423
2012-08-21 AWR ROSS LLOYD E 200 44.2500 200 44.2500 8,850
2012-08-21 AWR ROSS LLOYD E 100 44.2600 100 44.2600 4,426
2012-08-21 AWR ROSS LLOYD E 200 44.2800 200 44.2800 8,856
2012-08-21 AWR ROSS LLOYD E 300 44.2900 300 44.2900 13,287
2012-08-21 AWR ROSS LLOYD E 200 44.3300 200 44.3300 8,866
2012-08-21 AWR ROSS LLOYD E 300 44.3500 300 44.3500 13,305

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AWR / American States Water Company Insider Trades
歷史內部人交易

該表格顯示了由 Lloyd E Ross 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2019-11-06 2019-11-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 37,605 -1.31 91.24 -45,620 3,431,114
2019-10-04 2019-10-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 38,105 -1.30 89.73 -44,865 3,419,194
2019-09-04 2019-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 38,605 -0.26 92.92 -9,292 3,587,211
2019-09-04 2019-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 38,705 -0.26 92.59 -9,259 3,583,730
2019-09-04 2019-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 38,805 -0.77 92.53 -27,759 3,590,660
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -400 39,105 -1.01 80.29 -32,116 3,139,770
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -116 39,505 -0.29 79.98 -9,278 3,159,639
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 39,621 -0.25 79.96 -7,996 3,168,124
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common SHares
S - Sale -284 39,721 -0.71 79.92 -22,697 3,174,532
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -12 40,005 -0.03 79.86 -958 3,194,828
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 40,017 -0.50 79.78 -15,956 3,192,585
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -88 40,217 -0.22 79.76 -7,019 3,207,737
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 40,305 -0.25 79.55 -7,955 3,206,292
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 40,405 -0.49 79.29 -15,858 3,203,741
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 40,605 -0.73 79.16 -23,748 3,214,321
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 40,905 -0.49 79.06 -15,812 3,233,978
2019-08-08 2019-08-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -150 41,105 -0.36 79.00 -11,850 3,247,324
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 41,255 -0.24 75.63 -7,563 3,120,143
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 41,355 -0.48 75.62 -15,124 3,127,293
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 41,555 -0.24 75.61 -7,561 3,142,001
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 41,655 -0.24 75.58 -7,558 3,148,313
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 41,755 -0.24 75.55 -7,555 3,154,618
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 41,855 -0.48 75.52 -15,104 3,160,917
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 42,055 -0.24 75.51 -7,551 3,175,601
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 42,155 -0.24 75.49 -7,549 3,182,309
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 42,255 -0.47 75.48 -15,096 3,189,435
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -128 42,455 -0.30 75.47 -9,660 3,204,106
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 42,583 -0.70 75.46 -22,638 3,213,341
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common SHares
S - Sale -100 42,883 -0.23 75.45 -7,545 3,235,550
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 42,983 -0.46 75.44 -15,088 3,242,665
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 43,183 -0.46 75.43 -15,086 3,257,321
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 43,383 -0.23 75.42 -7,542 3,271,973
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 43,483 -0.46 75.40 -15,080 3,278,646
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 43,683 -0.23 75.38 -7,538 3,292,852
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 43,783 -0.23 75.36 -7,536 3,299,514
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 43,883 -0.45 75.25 -15,050 3,302,223
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 44,083 -0.45 75.23 -15,046 3,316,392
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 44,283 -0.23 75.21 -7,521 3,330,552
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 44,383 -0.22 75.20 -7,520 3,337,629
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 44,483 -0.22 75.16 -7,516 3,343,370
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 44,583 -0.22 75.14 -7,514 3,349,994
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 44,683 -0.22 75.13 -7,513 3,357,061
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 44,783 -0.67 75.10 -22,530 3,363,231
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 45,083 -0.22 75.08 -7,508 3,384,859
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 45,183 -0.66 75.07 -22,521 3,391,915
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -400 45,483 -0.87 75.03 -30,012 3,412,617
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 45,883 -0.22 75.02 -7,502 3,442,170
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 45,983 -0.22 75.01 -7,501 3,449,212
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -158 46,083 -0.34 75.00 -11,850 3,456,252
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -42 46,241 -0.09 74.99 -3,150 3,467,640
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 46,283 -0.64 74.98 -22,494 3,470,327
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 46,583 -0.21 74.96 -7,496 3,491,889
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 46,683 -0.21 74.95 -7,495 3,498,918
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 46,783 -0.21 74.94 -7,494 3,505,945
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 46,883 -0.42 74.93 -14,986 3,512,971
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 47,083 -0.21 74.91 -7,491 3,527,015
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -298 47,183 -0.63 74.89 -22,317 3,533,562
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 47,481 -0.42 74.87 -14,974 3,554,930
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common SHares
S - Sale -2 47,681 0.00 74.85 -150 3,568,950
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 47,683 -0.21 74.82 -7,482 3,567,669
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -2 47,783 0.00 74.80 -150 3,574,196
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 47,785 -0.21 74.78 -7,478 3,573,390
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 47,885 -0.21 74.76 -7,476 3,579,910
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -122 47,985 -0.25 74.75 -9,120 3,586,906
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 48,107 -0.21 74.74 -7,474 3,595,544
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -98 48,207 -0.20 74.72 -7,323 3,602,054
2019-07-03 2019-07-02 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 48,305 -0.21 74.38 -7,438 3,592,953
2019-06-06 2019-06-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 48,405 -1.02 72.99 -36,495 3,533,108
2019-06-06 2019-06-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 48,405 -1.02 72.99 -36,495 3,533,108
2019-04-08 2019-04-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 48,905 -1.01 69.40 -34,700 3,394,032
2019-04-08 2019-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 74 49,405 0.15 69.64 5,173 3,440,590
2019-04-08 2019-02-12 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 554 49,331 1.14
2019-01-09 2019-01-07 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 48,777 -1.01 64.88 -32,440 3,164,676
2019-01-09 2019-01-07 4 AWR AMERICAN STATES WATER CO
Common Shares
D - Sale to Issuer -1 49,277 0.00
2019-01-09 2018-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 79 49,279 0.16 65.46 5,151 3,225,782
2018-09-07 2018-09-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 49,200 -1.01 60.77 -30,385 2,989,883
2018-09-07 2018-08-31 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 6 49,700 0.01 60.43 375 3,003,370
2018-09-07 2018-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 86 49,694 0.17 59.42 5,128 2,952,804
2018-07-06 2018-07-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -600 49,607 -1.20 58.56 -35,136 2,905,014
2018-06-06 2018-06-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 50,207 -0.99 56.38 -28,190 2,830,698
2018-05-24 2018-05-22 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,362 50,707 2.76 55.05 75,000 2,791,447
2018-05-24 2018-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 87 49,345 0.18 54.57 4,733 2,692,761
2018-04-05 2018-04-05 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 664 49,258 1.37
2018-04-05 2018-04-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -1,100 48,594 -2.21 52.59 -57,849 2,555,578
2018-04-05 2018-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 89 49,694 0.18 53.13 4,710 2,640,262
2018-01-05 2018-01-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -1,100 49,606 -2.17 55.79 -61,369 2,767,503
2018-01-05 2018-01-04 4 AWR AMERICAN STATES WATER CO
Common Shares
D - Sale to Issuer -1 50,706 0.00
2018-01-05 2017-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 86 50,706 0.17 54.51 4,688 2,764,007
2017-10-06 2017-10-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -600 50,620 -1.17 51.72 -31,032 2,618,088
2017-09-06 2017-09-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 51,220 -0.97 48.87 -24,435 2,503,142
2017-09-06 2017-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 9 51,720 0.02 48.98 425 2,533,266
2017-09-06 2017-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 93 51,712 0.18 50.14 4,664 2,592,827
2017-07-05 2017-07-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -600 51,619 -1.15 47.83 -28,698 2,468,923
2017-06-06 2017-06-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 52,219 -0.95 47.19 -23,595 2,464,201
2017-05-24 2017-05-23 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,667 52,719 3.27 44.99 75,000 2,371,815
2017-05-24 2017-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 99 51,052 0.19 44.59 4,403 2,276,394
2017-04-05 2017-04-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -1,100 53,153 -2.03 44.02 -48,422 2,339,792
2017-04-05 2017-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 100 52,053 0.19 43.91 4,379 2,285,644
2017-04-05 2017-01-06 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 786 51,953 1.54
2017-01-06 2017-01-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -1,100 51,167 -2.10 45.47 -50,017 2,326,581
2017-01-06 2016-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 105 52,267 0.20 41.45 4,353 2,166,483
2016-10-07 2016-10-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 52,162 -0.38 38.85 -7,770 2,026,507
2016-10-07 2016-10-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -400 52,362 -0.76 38.85 -15,540 2,034,277
2016-09-06 2016-09-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 52,762 -0.94 39.42 -19,710 2,079,892
2016-09-02 2016-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 53,262 -0.93 38.71 -19,355 2,061,786
2016-09-02 2016-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 53,262 -0.93 38.71 -19,355 2,061,786
2016-09-02 2016-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 8 54,262 0.01 38.85 311 2,108,092
2016-09-02 2016-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 97 54,254 0.18 41.37 4,008 2,244,502
2016-06-06 2016-06-06 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 55,157 -0.90 40.49 -20,245 2,233,326
2016-06-06 2016-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 8 54,657 0.01 39.83 310 2,177,007
2016-05-19 2016-05-19 4 AWR AMERICAN STATES WATER CO
Common Shares
D - Sale to Issuer -2 54,650 0.00
2016-05-19 2016-05-18 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 105 54,652 0.19 37.94 3,984 2,073,491
2016-05-19 2016-05-17 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,382 54,547 2.60 39.80 55,000 2,170,964
2016-04-06 2016-04-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -500 53,165 -0.93 39.62 -19,810 2,106,394
2016-04-06 2016-02-16 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 86 53,665 0.16 45.95 3,965 2,465,903
2016-04-06 2016-02-08 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 778 53,579 1.47
2016-01-06 2016-01-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale 500 51,995 0.97 40.49 20,245 2,105,267
2016-01-06 2015-11-16 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 97 52,495 0.18 40.79 3,943 2,141,261
2015-10-05 2015-10-05 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy)
M - Exercise 6,000 0 -100.00
2015-10-05 2015-10-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -6,000 52,398 -10.27 42.00 -252,000 2,200,719
2015-10-05 2015-10-05 4 AWR AMERICAN STATES WATER CO
Common Shares
M - Exercise 6,000 58,398 11.45 20.97 125,820 1,224,608
2015-09-04 2015-09-04 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 52,398 -0.57 36.73 -11,019 1,924,581
2015-09-04 2015-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 9 52,698 0.02 36.95 318 1,947,194
2015-09-04 2015-08-14 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 100 52,689 0.19 39.09 3,921 2,059,631
2015-06-09 2015-06-05 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 52,589 -0.57 37.26 -11,178 1,959,473
2015-05-20 2015-05-19 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,420 52,889 2.76 38.73 55,000 2,048,398
2015-05-20 2015-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 102 51,469 0.20 38.38 3,917 1,975,383
2015-05-20 2015-02-17 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 101 51,367 0.20 38.65 3,895 1,985,336
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
M - Exercise -6,000 0 -100.00
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 52,166 -0.19 38.06 -3,806 1,985,448
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -300 52,266 -0.57 38.05 -11,415 1,988,731
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -400 52,566 -0.76 38.04 -15,216 1,999,620
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 52,966 -0.38 38.01 -7,602 2,013,247
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 53,166 -0.37 38.00 -7,600 2,020,318
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 53,366 -0.19 37.99 -3,799 2,027,384
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 53,466 -0.19 37.98 -3,798 2,030,648
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 53,566 -0.19 37.97 -3,797 2,033,911
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -400 53,666 -0.74 37.95 -15,180 2,036,634
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 54,066 -0.18 37.93 -3,793 2,050,733
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 54,166 -0.37 37.92 -7,584 2,053,984
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 54,366 -0.18 37.88 -3,788 2,059,394
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 54,466 -0.37 37.81 -7,562 2,059,369
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 54,666 -0.18 37.79 -3,779 2,065,838
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 54,766 -0.36 37.77 -7,554 2,068,521
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 54,966 -0.18 37.75 -3,775 2,074,976
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 55,066 -0.18 37.73 -3,773 2,077,650
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 55,166 -0.18 37.72 -3,772 2,080,871
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -400 55,266 -0.72 37.68 -15,072 2,082,433
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 55,666 -0.36 37.66 -7,532 2,096,391
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 55,866 -0.18 37.64 -3,764 2,102,806
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 55,966 -0.18 37.63 -3,763 2,106,010
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 56,066 -0.18 37.61 -3,761 2,108,652
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -78 56,166 -0.14 37.60 -2,933 2,111,851
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -122 56,244 -0.22 37.57 -4,584 2,113,097
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -900 56,366 -1.57 37.55 -33,795 2,116,553
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
M - Exercise -6,000 57,266 -9.48 13.41 -80,460 767,940
2015-01-05 2014-11-14 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 113 51,266 0.22 34.24 3,871 1,755,357
2015-01-05 2014-09-02 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 12 51,153 0.02 32.26 374 1,650,202
2015-01-05 2014-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 123 51,142 0.24 31.26 3,845 1,598,687
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 51,266 -0.19 38.20 -3,820 1,958,371
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -200 51,366 -0.39 38.16 -7,632 1,960,136
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 51,566 -0.19 38.14 -3,814 1,966,737
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -300 51,666 -0.58 38.11 -11,433 1,969,001
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 51,966 -0.19 38.08 -3,808 1,978,875
2015-01-05 2015-01-02 4 AWR AMERICAN STATES WATER CO
Employee Stock Option (Right to Buy)
S - Sale -100 52,066 -0.19 38.07 -3,807 1,982,162
2014-05-21 2014-05-20 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,755 51,019 3.56 28.49 50,000 1,453,520
2014-05-21 2014-05-16 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 140 49,264 0.29 28.53 3,998 1,405,491
2014-05-21 2014-02-17 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 141 49,123 0.29 28.19 3,969 1,384,791
2014-05-21 2013-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 741 48,983 1.54
2014-05-21 2013-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares
D - Sale to Issuer -2 48,241 0.00
2014-05-21 2013-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 138 48,244 0.29 28.55 3,941 1,377,355
2014-05-21 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 24,053 48,106 100.00
2014-05-21 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 7 24,053 0.03 51.69 372 1,243,288
2014-05-21 2013-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 67 24,046 0.28 58.51 3,914 1,406,906
2013-05-23 2013-05-21 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 919 23,632 4.05 54.42 50,000 1,286,072
2013-05-23 2013-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 69 22,714 0.30 54.38 3,726 1,235,164
2013-05-23 2013-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 75 22,645 0.33 51.52 3,848 1,166,673
2013-05-23 2012-11-12 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 89 22,570 0.39 43.04 3,816 971,428
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy)
M - Exercise -1,000 0 -100.00
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy)
M - Exercise -1,000 0 -100.00
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 22,482 -1.32 44.35 -13,305 997,063
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 22,782 -0.87 44.33 -8,866 1,009,913
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 22,982 -1.29 44.29 -13,287 1,017,859
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 23,282 -0.85 44.28 -8,856 1,030,913
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 23,482 -0.42 44.26 -4,426 1,039,300
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -200 23,582 -0.84 44.25 -8,850 1,043,490
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -100 23,782 -0.42 44.23 -4,423 1,051,864
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 23,882 -1.24 44.22 -13,266 1,056,049
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
S - Sale -300 24,182 -1.23 44.21 -13,263 1,069,073
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
M - Exercise 1,000 24,482 4.26 22.75 22,750 556,959
2012-08-23 2012-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares
M - Exercise 1,000 23,482 4.45 25.40 25,400 596,435
2012-08-23 2012-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 85 22,482 0.38 44.31 3,786 996,164
2012-05-24 2012-05-22 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 1,362 22,396 6.48 36.70 50,000 821,942
2012-05-24 2012-05-14 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 77 21,034 0.37 36.87 2,830 775,518
2012-05-24 2012-02-28 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 310 20,957 1.50
2012-05-24 2012-02-14 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 79 20,647 0.39 36.76 2,921 758,986
2012-05-24 2011-11-10 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 83 20,568 0.40 34.99 2,898 719,660
2012-05-24 2011-08-11 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 84 20,485 0.41 34.27 2,874 702,013
2012-05-24 2011-05-12 4 AWR AMERICAN STATES WATER CO
Common Shares
A - Award 92 20,401 0.46 34.02 3,146 694,039
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)