Global X 基金 - Global X 自動駕駛和電動車 ETF
US ˙ NasdaqGM ˙ US37954Y6243

簡介

本頁面提供了有關 Joel A Ronning 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Joel A Ronning已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF Director 0
如何解讀這些圖表

以下圖表顯示了在Joel A Ronning進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF內部人士買入 - 短期收益分析

在這一部分,我們分析了在 DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF Insider Trades
DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2013-02-11 DRIV RONNING JOEL A 106,400 13.9500 106,400 13.9500 1,484,280 730
2007-03-12 DRIV RONNING JOEL A 1,000 54.2100 1,000 54.2100 54,210
2007-03-12 DRIV RONNING JOEL A 5,000 54.1660 5,000 54.1660 270,830
2007-03-12 DRIV RONNING JOEL A 5,000 54.1207 5,000 54.1207 270,604
2007-03-12 DRIV RONNING JOEL A 5,000 54.0318 5,000 54.0318 270,159
2007-03-12 DRIV RONNING JOEL A 5,000 53.9759 5,000 53.9759 269,880
2007-03-12 DRIV RONNING JOEL A 5,000 53.9125 5,000 53.9125 269,562
2007-03-12 DRIV RONNING JOEL A 5,000 53.8904 5,000 53.8904 269,452
2007-03-12 DRIV RONNING JOEL A 5,000 53.8479 5,000 53.8479 269,240
2007-03-12 DRIV RONNING JOEL A 5,000 53.7622 5,000 53.7622 268,811
2007-03-12 DRIV RONNING JOEL A 5,000 53.7571 5,000 53.7571 268,786
2007-03-12 DRIV RONNING JOEL A 5,000 53.7415 5,000 53.7415 268,708
2007-03-12 DRIV RONNING JOEL A 5,000 53.7262 5,000 53.7262 268,631
2007-03-12 DRIV RONNING JOEL A 5,000 53.6393 5,000 53.6393 268,196
2007-03-12 DRIV RONNING JOEL A 5,000 53.6392 5,000 53.6392 268,196
2007-03-12 DRIV RONNING JOEL A 5,000 53.6145 5,000 53.6145 268,072
2007-03-12 DRIV RONNING JOEL A 5,000 53.6121 5,000 53.6121 268,060
2007-03-12 DRIV RONNING JOEL A 5,000 53.6080 5,000 53.6080 268,040
2007-03-12 DRIV RONNING JOEL A 5,000 53.5815 5,000 53.5815 267,908
2007-03-12 DRIV RONNING JOEL A 5,000 53.5759 5,000 53.5759 267,880
2007-03-12 DRIV RONNING JOEL A 6,336 53.5700 6,336 53.5700 339,420
2007-03-12 DRIV RONNING JOEL A 600 53.5100 600 53.5100 32,106
2007-03-12 DRIV RONNING JOEL A 5,000 53.5026 5,000 53.5026 267,513
2007-03-12 DRIV RONNING JOEL A 5,000 53.3500 5,000 53.3500 266,750
2007-03-12 DRIV RONNING JOEL A 5,000 53.2673 5,000 53.2673 266,336
2007-03-12 DRIV RONNING JOEL A 5,000 53.2018 5,000 53.2018 266,009
2007-03-12 DRIV RONNING JOEL A 5,000 53.1887 5,000 53.1887 265,944
2005-08-03 DRIV RONNING JOEL A 5,000 38.5174 5,000 38.5174 192,587
2005-08-03 DRIV RONNING JOEL A 1,729 38.5545 1,729 38.5545 66,661
2005-08-03 DRIV RONNING JOEL A 5,000 38.5858 5,000 38.5858 192,929
2005-08-03 DRIV RONNING JOEL A 5,000 38.7384 5,000 38.7384 193,692
2005-08-03 DRIV RONNING JOEL A 5,000 38.7548 5,000 38.7548 193,774
2005-08-03 DRIV RONNING JOEL A 5,000 38.7902 5,000 38.7902 193,951
2005-08-03 DRIV RONNING JOEL A 5,000 38.7980 5,000 38.7980 193,990
2005-08-03 DRIV RONNING JOEL A 5,000 38.7986 5,000 38.7986 193,993
2005-08-03 DRIV RONNING JOEL A 5,000 38.8089 5,000 38.8089 194,044
2005-08-03 DRIV RONNING JOEL A 5,000 38.8203 5,000 38.8203 194,102
2005-08-03 DRIV RONNING JOEL A 5,000 38.8230 5,000 38.8230 194,115
2005-08-03 DRIV RONNING JOEL A 5,000 38.8299 5,000 38.8299 194,150
2005-08-03 DRIV RONNING JOEL A 5,000 38.8382 5,000 38.8382 194,191
2005-08-03 DRIV RONNING JOEL A 5,000 38.8392 5,000 38.8392 194,196
2005-08-03 DRIV RONNING JOEL A 5,000 38.8744 5,000 38.8744 194,372
2005-08-03 DRIV RONNING JOEL A 3,271 38.9027 3,271 38.9027 127,251
2005-08-03 DRIV RONNING JOEL A 5,000 38.9610 5,000 38.9610 194,805
2005-08-03 DRIV RONNING JOEL A 5,000 39.0014 5,000 39.0014 195,007
2005-08-03 DRIV RONNING JOEL A 5,000 39.0040 5,000 39.0040 195,020
2005-08-03 DRIV RONNING JOEL A 5,000 39.0135 5,000 39.0135 195,068
2005-08-03 DRIV RONNING JOEL A 5,000 39.0201 5,000 39.0201 195,100
2005-08-03 DRIV RONNING JOEL A 5,000 39.0595 5,000 39.0595 195,298
2005-08-03 DRIV RONNING JOEL A 5,000 39.0877 5,000 39.0877 195,438
2005-08-03 DRIV RONNING JOEL A 2,500 39.0957 2,500 39.0957 97,739
2005-08-03 DRIV RONNING JOEL A 5,000 39.1082 5,000 39.1082 195,541
2005-08-03 DRIV RONNING JOEL A 5,000 39.1188 5,000 39.1188 195,594
2005-08-03 DRIV RONNING JOEL A 5,000 39.1201 5,000 39.1201 195,600
2005-08-03 DRIV RONNING JOEL A 5,000 39.1202 5,000 39.1202 195,601

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

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歷史內部人交易

該表格顯示了由 Joel A Ronning 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2013-02-13 2013-02-11 4 DRIV DIGITAL RIVER INC /DE
Stock Option (right to buy)
M - Exercise -106,400 0 -100.00
2013-02-13 2013-02-11 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -106,400 991,706 -9.69 13.95 -1,484,280 13,834,299
2013-02-13 2013-02-11 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 106,400 1,098,106 10.73 10.50 1,117,200 11,530,113
2012-11-07 2012-11-01 4 DRIV DIGITAL RIVER INC /DE
Common Stock
F - Taxes -91,400 991,706 -8.44 14.73 -1,346,322 14,607,829
2012-03-19 2012-03-16 4 DRIV DIGITAL RIVER INC /DE
Common Stock
F - Taxes -12,988 1,083,106 -1.18 17.80 -231,186 19,279,287
2012-03-08 2012-03-05 4 DRIV DIGITAL RIVER INC /DE
Common Stock
F - Taxes -14,971 1,096,094 -1.35 17.54 -262,591 19,225,489
2012-03-08 2012-03-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
F - Taxes -13,807 1,111,065 -1.23 17.24 -238,033 19,154,761
2012-03-02 2012-02-29 4 DRIV DIGITAL RIVER INC /DE
Common Stock
D - Sale to Issuer -29,347 1,124,872 -2.54
2012-03-02 2012-02-29 4 DRIV DIGITAL RIVER INC /DE
Common Stock
A - Award 214,000 1,154,219 22.76
2012-02-10 2011-12-29 5 DRIV DIGITAL RIVER INC /DE
Common Stock
G - Gift 1,726 1,726
2012-02-10 2011-12-29 5 DRIV DIGITAL RIVER INC /DE
Common Stock
G - Gift -16,605 940,219 -1.74
2012-02-10 2011-12-29 5 DRIV DIGITAL RIVER INC /DE
Common Stock
G - Gift -1,726 956,824 -0.18
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,180,971 -0.42 53.19 -265,944 62,814,312
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,185,971 -0.42 53.20 -266,009 63,095,792
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,190,971 -0.42 53.27 -266,336 63,439,810
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,195,971 -0.42 53.35 -266,750 63,805,053
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,200,971 -0.41 53.50 -267,513 64,255,071
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -600 1,205,971 -0.05 53.51 -32,106 64,531,508
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -6,336 1,206,571 -0.52 53.57 -339,420 64,636,008
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,212,907 -0.41 53.58 -267,880 64,982,584
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,217,907 -0.41 53.58 -267,908 65,257,284
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,222,907 -0.41 53.61 -268,040 65,557,598
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,227,907 -0.41 53.61 -268,060 65,830,673
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,232,907 -0.40 53.61 -268,072 66,101,692
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,237,907 -0.40 53.64 -268,196 66,400,341
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,242,907 -0.40 53.64 -268,196 66,668,661
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,247,907 -0.40 53.73 -268,631 67,045,301
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,252,907 -0.40 53.74 -268,708 67,333,102
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,257,907 -0.40 53.76 -268,786 67,621,432
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,262,907 -0.39 53.76 -268,811 67,896,659
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,267,907 -0.39 53.85 -269,240 68,274,129
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,272,907 -0.39 53.89 -269,452 68,597,467
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,277,907 -0.39 53.91 -269,562 68,895,161
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,282,907 -0.39 53.98 -269,880 69,246,060
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,287,907 -0.39 54.03 -270,159 69,587,933
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,292,907 -0.39 54.12 -270,604 69,973,032
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,297,907 -0.38 54.17 -270,830 70,302,431
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -1,000 1,302,907 -0.08 54.21 -54,210 70,630,588
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 423,834 1,303,907 48.16 5.12 2,172,149 6,682,523
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 19,512 880,073 2.27 5.12 99,999 4,510,374
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 31,372 860,561 3.78 6.38 199,996 5,486,076
2007-03-14 2007-03-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 102,082 829,189 14.04 3.00 306,246 2,487,567
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,118,303 -0.45 39.12 -195,601 43,748,237
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,123,303 -0.44 39.12 -195,600 43,943,726
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,128,303 -0.44 39.12 -195,594 44,137,859
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,133,303 -0.44 39.11 -195,541 44,321,440
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -2,500 1,138,803 -0.22 39.10 -97,739 44,522,300
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,140,803 -0.44 39.09 -195,438 44,591,365
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,145,803 -0.43 39.06 -195,298 44,754,492
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,150,803 -0.43 39.02 -195,100 44,904,448
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,155,803 -0.43 39.01 -195,068 45,091,920
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,160,803 -0.43 39.00 -195,020 45,275,960
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,165,803 -0.43 39.00 -195,007 45,467,949
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,170,803 -0.43 38.96 -194,805 45,615,656
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -3,271 1,175,803 -0.28 38.90 -127,251 45,741,911
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,179,074 -0.42 38.87 -194,372 45,835,794
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,184,074 -0.42 38.84 -194,196 45,988,487
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,189,074 -0.42 38.84 -194,191 46,181,494
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,194,074 -0.42 38.83 -194,150 46,365,774
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,199,074 -0.42 38.82 -194,115 46,551,650
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,204,074 -0.41 38.82 -194,102 46,742,514
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,209,074 -0.41 38.81 -194,044 46,922,832
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,214,074 -0.41 38.80 -193,993 47,104,371
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,219,074 -0.41 38.80 -193,990 47,297,633
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,224,074 -0.41 38.79 -193,951 47,482,075
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,229,074 -0.41 38.75 -193,774 47,632,517
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,234,074 -0.40 38.74 -193,692 47,806,052
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,239,074 -0.40 38.59 -192,929 47,810,662
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -1,729 1,244,074 -0.14 38.55 -66,661 47,964,651
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
S - Sale -5,000 1,245,803 -0.40 38.52 -192,587 47,985,092
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 256,372 1,250,803 25.78 5.12 1,313,906 6,410,365
2005-08-04 2005-08-03 4 DRIV DIGITAL RIVER INC /DE
Common Stock
M - Exercise 53,628 994,431 5.70 6.38 341,878 6,339,498
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)