簡介

本頁面提供了有關 Samantha Roady 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Samantha Roady已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:ML / MoneyLion Inc. Chief Operating Officer 403,632
US:US36268WAF77 / Gain Cap Hldgs Inc Bond Chief Commercial Officer 230,275
如何解讀這些圖表

以下圖表顯示了在Samantha Roady進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Samantha Roady 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 403,632 403,632
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 164,078 164,078
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 3,379,496 3,379,496
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
M - Exercise -117,587 72,300 -61.92
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 189,887 189,887
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Class A Common Stock
D - Sale to Issuer -117,587 0 -100.00 10.00 -1,175,870
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Class A Common Stock
M - Exercise 117,587 117,587 0.22 25,869 25,869
2019-05-31 2019-05-29 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,959 230,275 -2.52 3.97 -23,639 913,501
2019-05-09 2019-05-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,023 236,234 -2.08 4.95 -24,875 1,169,902
2019-03-20 2019-03-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,893 241,257 -1.99 6.57 -32,147 1,585,058
2019-03-18 2019-03-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 20,642 246,150 9.15
2018-11-16 2018-11-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 225,508 -2.17 7.77 -38,874 1,753,302
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -2,626 22,874 -10.30 5.30 -13,918 121,232
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,626 230,508 -1.13 8.25 -21,664 1,901,691
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 2,626 233,134 1.14 5.30 13,918 1,235,610
2018-06-19 2018-06-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 230,508 -2.12 8.24 -41,194 1,899,086
2018-06-01 2018-05-30 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,558 235,508 -1.07 8.23 -21,049 1,937,901
2018-05-29 2018-05-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 16,875 238,066 7.63
2018-05-08 2018-05-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,826 221,191 -2.14 8.23 -39,706 1,819,849
2018-04-30 2018-04-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -22,874 226,017 -9.19 8.50 -194,429 1,921,144
2018-04-18 2018-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 248,891 -1.97 8.00 -40,000 1,991,128
2018-03-20 2018-03-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,871 253,891 -1.88 7.19 -35,013 1,824,994
2018-03-08 2018-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,592 258,762 -0.99 7.41 -19,209 1,917,659
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -36,000 0 -100.00 8.02 -288,720
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -36,000 261,354 -12.11 8.37 -301,356 2,187,794
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 36,000 297,354 13.77 8.02 288,720 2,384,779
2017-07-19 2017-07-19 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,403 261,354 -0.53 6.52 -9,152 1,704,812
2017-07-19 2017-07-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,597 262,757 -1.35 6.50 -23,386 1,708,288
2017-06-01 2017-05-30 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,701 266,354 -1.00 5.97 -16,114 1,589,068
2017-05-09 2017-05-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,933 269,055 -1.80 6.02 -29,676 1,618,581
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -30,750 0 -100.00
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -30,750 273,988 -10.09 8.52 -262,042 2,334,844
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 30,750 304,738 11.22 4.40 135,300 1,340,847
2017-03-28 2017-03-27 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -6 273,988 0.00 8.31 -50 2,276,840
2017-03-28 2017-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,364 273,994 -1.57 8.14 -35,536 2,231,106
2017-03-17 2017-03-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 39,298 278,358 16.44
2017-03-17 2017-03-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -15,000 239,060 -5.90 8.18 -122,710 1,955,678
2017-03-08 2017-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,572 254,060 -1.00 7.79 -20,046 1,980,144
2016-06-02 2016-05-31 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,624 256,632 -1.01 6.89 -18,086 1,768,862
2016-05-09 2016-05-05 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 29,816 29,816
2016-05-09 2016-05-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 38,461 259,256 17.42
2016-04-22 2016-04-20 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -20,000 220,795 -8.31 7.00 -140,000 1,545,565
2016-03-25 2016-03-23 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,078 240,795 -1.26 6.28 -19,326 1,511,855
2016-03-09 2016-03-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,634 243,873 -0.67 7.42 -12,126 1,809,757
2016-03-04 2016-03-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -19 245,507 -0.01 7.42 -141 1,821,367
2016-03-04 2016-03-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,702 245,526 -1.09 7.31 -19,761 1,795,630
2016-01-06 2016-01-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -25,000 248,228 -9.15 7.59 -189,712 1,883,678
2015-07-06 2015-07-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 273,228 -0.91 9.55 -23,884 2,610,366
2015-06-15 2015-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 275,728 -0.90 10.00 -25,000 2,757,280
2015-06-03 2015-06-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 278,228 -0.89 9.29 -23,230 2,585,295
2015-05-28 2015-05-26 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 14,577 14,577
2015-05-28 2015-05-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 21,030 280,728 8.10
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -16,960 0 -100.00
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,960 259,698 -6.13 10.00 -169,600 2,596,980
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 16,960 276,658 6.53 3.83 64,957 1,059,600
2015-03-25 2015-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,044 221,698 -0.47 9.60 -10,024 2,128,633
2015-03-25 2015-03-23 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,085 222,742 -1.37 9.61 -29,632 2,139,504
2015-03-16 2015-03-13 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale -22,020 225,827 -8.88 10.09 -222,180 2,278,572
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -9,500 25,500 -27.14
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -10,250 17,750 -36.61
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -11,444 16,960 -40.29
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale -1,554 247,847 -0.62 10.01 -15,556 2,480,973
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -31,194 249,401 -11.12 10.00 -311,940 2,494,010
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 9,500 280,595 3.50 5.30 50,350 1,487,154
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 10,250 271,095 3.93 4.40 45,100 1,192,818
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 11,444 260,845 4.59 3.83 43,831 999,036
2015-03-03 2015-03-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,372 249,401 -0.94 9.34 -22,164 2,330,453
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 28,404 -21.98 3.83 -30,640 108,787
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 251,773 -3.08 8.56 -68,514 2,156,234
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 259,773 3.18 3.83 30,640 994,931
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 36,404 -18.02 9.14 -73,147 332,856
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 251,773 -3.08 9.14 -73,147 2,302,061
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 259,773 3.18 3.83 30,640 994,931
2015-01-07 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,025 251,773 -5.98 8.94 -143,326 2,251,833
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -18,091 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -22,613 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -45,226 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -45,226 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -26,001 267,798 -8.85 9.13 -237,387 2,444,969
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 18,091 293,799 6.56
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 22,613 275,708 8.93
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 45,226 253,095 21.76
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 45,226 253,095 21.76
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 44,404 -15.27 3.83 -30,640 170,067
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 8.44 -67,537 1,373,048
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 170,643 4.92 3.83 30,640 653,563
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 52,404 -13.24 3.83 -30,640 200,707
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 8.91 -71,303 1,449,621
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 170,643 4.92 3.83 30,640 653,563
2014-10-16 2014-10-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 7.00 -56,000 1,138,501
2014-10-09 2014-10-02 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -89,993 7,999 -91.84 1.99 -179,086 15,918
2014-10-09 2014-10-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 89,993 170,643 111.58 1.99 179,086 339,580
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 22,565 -26.17 2.43 -19,440 54,833
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.25 -57,990 584,616
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 8,000 104,650 8.28 2.43 19,440 254,300
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -16,000 30,565 -34.36 2.43 -38,880 74,273
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,000 88,650 -15.29 7.00 -112,000 620,550
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 16,000 96,650 19.84 2.43 38,880 234,860
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 46,565 -14.66 2.43 -19,440 113,153
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.67 -61,398 618,973
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 88,650 9.92 2.43 19,440 215,420
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 54,565 -12.79 2.43 -19,440 132,593
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.70 -61,600 621,005
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 88,650 9.92 2.43 19,440 215,420
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 62,565 -11.34 2.43 -19,440 152,033
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -38,000 80,650 -32.03 10.01 -380,338 807,218
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 118,650 7.23 2.43 19,440 288,320
2014-03-25 2014-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,140 110,650 -3.61 11.58 -47,958 1,281,770
2014-03-07 2014-03-05 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 11,881 11,881
2014-03-07 2014-03-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 18,090 114,790 18.71
2014-03-05 2014-03-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,380 96,700 -2.40 10.14 -24,134 980,557
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 70,565 -3.42 2.43 -6,075 171,473
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 8.71 -21,787 863,462
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 73,065 -3.31 2.43 -6,075 177,548
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 7.44 -18,604 737,304
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 75,565 -3.20 2.43 -6,075 183,623
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 9.14 -22,855 905,799
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 78,065 -3.10 2.43 -6,075 189,698
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 10.68 -26,702 1,058,234
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 80,565 -3.01 2.43 -6,075 195,773
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 12.37 -30,931 1,225,857
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 83,065 -2.92 2.43 -6,075 201,848
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 7.37 -18,419 729,982
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -15,000 85,565 -14.92 2.43 -36,450 207,923
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -15,000 99,080 -13.15 7.00 -105,000 693,560
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 15,000 114,080 15.14 2.43 36,450 277,214
2013-03-26 2013-03-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,016 99,080 -1.02 4.46 -4,531 441,887
2013-03-26 2013-03-22 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
A - Award 28,000 28,000
2013-03-26 2013-03-22 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 35,000 100,096 53.77
2012-03-28 2012-03-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
D - Sale to Issuer -1,040 65,096 -1.57 5.19 -5,398 337,887
2012-03-05 2012-03-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
A - Award 35,000 35,000
2012-03-05 2012-03-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 27,000 66,136 68.99
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)