Gold.com公司
US ˙ NYSE ˙ US00181T1079

簡介

本頁面提供了有關 Jess M Ravich 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Jess M Ravich已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:GOLD / Gold.com, Inc. Director 38,476
US:ALJJ / Alj Regional Holdings Inc CEO and Chairman, Director, 10% Owner 8,737,770
Director, 10% Owner 82,430
Director 5,000
Director 45,000
US:UPIP / Unwired Planet, Inc. Director 100,000
Director 1,028,906
如何解讀這些圖表

以下圖表顯示了在Jess M Ravich進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GOLD / Gold.com, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GOLD / Gold.com, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2024-02-27 AMRK RAVICH JESS M 20,000 25.6268 20,000 25.6268 512,536 199 46.9200 425,864 83.09

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GOLD / Gold.com, Inc. Insider Trades
GOLD / Gold.com, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GOLD / Gold.com, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-02-11 GOLD RAVICH JESS M 5,000 62.0549 5,000 62.0549 310,274 47 37.9800 -120,374 -38.80
2026-02-11 GOLD RAVICH JESS M 9,260 62.0871 9,260 62.0871 574,927
2026-02-10 GOLD RAVICH JESS M 20,000 63.5800 20,000 63.5800 1,271,600
2026-02-10 GOLD RAVICH JESS M 5,664 63.4319 5,664 63.4319 359,278
2026-02-10 GOLD RAVICH JESS M 18,940 63.4700 18,940 63.4700 1,202,122
2026-02-10 GOLD RAVICH JESS M 37,600 63.5100 37,600 63.5100 2,387,976
2025-09-12 AMRK RAVICH JESS M 25,000 26.5000 25,000 26.5000 662,500
2024-09-18 AMRK RAVICH JESS M 15,500 44.0000 15,500 44.0000 682,000
2024-09-16 AMRK RAVICH JESS M 14,500 45.6795 14,500 45.6795 662,353
2021-11-11 AMRK RAVICH JESS M 7,212 71.0377 14,424 35.5188 512,324
2021-11-10 AMRK RAVICH JESS M 8,413 70.2584 16,826 35.1292 591,084
2020-09-18 AMRK RAVICH JESS M 5,000 33.3814 10,000 16.6907 166,907
2020-09-18 AMRK RAVICH JESS M 10,000 33.3167 20,000 16.6584 333,167
2020-09-17 AMRK RAVICH JESS M 10,000 33.5071 20,000 16.7536 335,071
2020-09-17 AMRK RAVICH JESS M 5,793 33.4702 11,586 16.7351 193,893
2020-05-21 AMRK RAVICH JESS M 1,633 16.5465 3,266 8.2732 27,020
2020-05-19 AMRK RAVICH JESS M 1,948 16.3036 3,896 8.1518 31,759
2020-05-18 AMRK RAVICH JESS M 500 16.5500 1,000 8.2750 8,275
2020-05-15 AMRK RAVICH JESS M 2,000 16.2000 4,000 8.1000 32,400
2020-05-14 AMRK RAVICH JESS M 5,149 16.0715 10,298 8.0358 82,752
2020-05-13 AMRK RAVICH JESS M 5,324 16.0298 10,648 8.0149 85,343
2020-05-12 AMRK RAVICH JESS M 7,004 16.0621 14,008 8.0310 112,499

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GOLD / Gold.com, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Jess M Ravich 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-02-19 2026-02-19 4 GOLD Gold.com, Inc.
Common Stock, par value $0.01 per share
G - Gift -10,000 38,476 -20.63
2026-02-12 2026-02-11 4 GOLD Gold.com, Inc.
Common stock, par value $0.01 per share
S - Sale -9,260 150,000 -5.81 62.09 -574,927 9,313,065
2026-02-12 2026-02-11 4 GOLD Gold.com, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,000 58,433 -7.88 62.05 -310,274 3,626,054
2026-02-12 2026-02-10 4 GOLD Gold.com, Inc.
Common stock, par value $0.01 per share
S - Sale -37,600 159,260 -19.10 63.51 -2,387,976 10,114,603
2026-02-12 2026-02-10 4 GOLD Gold.com, Inc.
Common stock, par value $0.01 per share
S - Sale -18,940 9,900 -65.67 63.47 -1,202,122 628,353
2026-02-12 2026-02-10 4 GOLD Gold.com, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,664 48,476 -10.46 63.43 -359,278 3,074,925
2026-02-12 2026-02-10 4 GOLD Gold.com, Inc.
Common Stock, par value $0.01 per share
S - Sale -20,000 63,433 -23.97 63.58 -1,271,600 4,033,070
2025-11-13 2025-11-12 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 2,282 147,933 1.57
2025-09-16 2025-09-12 4 AMRK A-Mark Precious Metals, Inc.
Common stock, par value $0.01 per share
S - Sale -25,000 21,860 -53.35 26.50 -662,500 579,290
2025-03-04 2025-02-28 4 AMRK A-Mark Precious Metals, Inc.
Common stock, par value $0.01 per share
A - Award 46,860 46,860 27.51 1,289,119 1,289,119
2025-03-04 2025-02-28 4 AMRK A-Mark Precious Metals, Inc.
Common stock, par value $0.01 per share
A - Award 9,900 9,900 27.51 272,349 272,349
2025-03-04 2025-02-28 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 8,580 183,580 4.90 27.51 236,036 5,050,286
2024-11-14 2024-11-13 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 1,983 145,651 1.38
2024-09-19 2024-09-18 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -15,500 175,000 -8.14 44.00 -682,000 7,700,000
2024-09-18 2024-09-16 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -14,500 190,500 -7.07 45.68 -662,353 8,701,945
2024-02-29 2024-02-27 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
P - Purchase 20,000 143,668 16.17 25.63 512,536 3,681,751
2024-02-29 2024-02-27 4/A AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
P - Purchase 20,000 143,668 16.17 25.63 512,536 3,681,751
2023-11-16 2023-11-15 4 AMRK A-Mark Precious Metals, Inc.
Common stock, par value $0.01 per share
A - Award 2,319 123,668 1.91
2023-05-22 2023-05-19 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
X - Other -50,000 205,000 -19.61 35.00 -1,750,000 7,175,000
2023-05-22 2023-05-19 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
X - Other -5,000 255,000 -1.92 30.00 -150,000 7,650,000
2022-10-31 2022-10-27 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 2,021 121,349 1.69
2021-11-15 2021-11-10 4/A AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -8,413 137,212 -5.78 70.26 -591,084 9,640,296
2021-11-15 2021-11-11 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -7,212 130,000 -5.26 71.04 -512,324 9,234,901
2021-11-12 2021-11-10 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -8,413 51,251 -14.10 70.26 -591,084 3,600,813
2021-11-01 2021-10-28 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 824 59,664 1.40
2021-07-26 2021-04-29 4/A AMRK A-Mark Precious Metals, Inc.
Common Stock, pare value $0.01 per share
A - Award 1,590 58,840 2.78
2021-05-03 2021-04-29 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
A - Award 1,590 57,250 2.86
2021-02-19 2021-02-17 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale -276,237 8,737,770 -3.06 1.80 -498,470 15,767,306
2020-09-21 2020-09-18 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -10,000 57,250 -14.87 33.32 -333,167 1,907,381
2020-09-21 2020-09-18 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,000 67,250 -6.92 33.38 -166,907 2,244,899
2020-09-21 2020-09-17 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,793 72,250 -7.42 33.47 -193,893 2,418,222
2020-09-21 2020-09-17 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -10,000 145,625 -6.43 33.51 -335,071 4,879,471
2020-06-15 2020-06-11 4 APEX Apex Global Brands Inc.
Common Stock
A - Award 13,776 82,430 20.07
2020-05-22 2020-05-21 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -1,633 155,625 -1.04 16.55 -27,020 2,575,049
2020-05-20 2020-05-19 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -1,948 158,706 -1.21 16.30 -31,759 2,587,479
2020-05-20 2020-05-18 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -500 159,206 -0.31 16.55 -8,275 2,634,859
2020-05-18 2020-05-15 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -2,000 159,706 -1.24 16.20 -32,400 2,587,237
2020-05-15 2020-05-14 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,149 161,706 -3.09 16.07 -82,752 2,598,858
2020-05-15 2020-05-13 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -5,324 166,855 -3.09 16.03 -85,343 2,674,652
2020-05-14 2020-05-12 4 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $0.01 per share
S - Sale -7,004 172,179 -3.91 16.06 -112,499 2,765,556
2020-03-16 2020-03-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 14,419 9,057,626 0.16 0.75 10,804 6,786,879
2020-03-16 2020-03-12 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 29,200 9,043,207 0.32 0.75 21,891 6,779,692
2019-11-18 2019-08-22 5 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
G - Gift -8,000 8,982,007 -0.09
2019-11-18 2019-08-22 5 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
G - Gift -8,000 8,990,007 -0.09
2019-11-18 2019-08-22 5 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
G - Gift -8,000 8,998,007 -0.09
2019-11-18 2019-08-22 5 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
G - Gift -8,000 9,006,007 -0.09
2019-09-10 2019-09-06 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 133,070 9,014,007 1.50
2019-08-01 2019-07-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Warrants
A - Award 319,680 319,680
2019-08-01 2019-07-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Warrants
A - Award 199,800 199,800
2019-08-01 2019-07-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 600,000 668,669 873.76
2019-08-01 2019-07-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 960,000 1,484,677 182.97
2019-06-24 2019-06-20 4 CHKE CHEROKEE INC
Common Stock
A - Award 84,746 198,623 74.42
2019-02-27 2019-02-26 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 20,160 524,677 4.00 1.98 39,975 1,040,382
2019-02-27 2019-02-25 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 1,749 504,517 0.35 1.89 3,313 955,707
2019-02-20 2019-02-01 4 CHKE CHEROKEE INC
Warrant (right to buy)
M - Exercise -355,000 433,390 -45.03
2019-02-20 2019-02-01 4 CHKE CHEROKEE INC
Common Stock
M - Exercise 355,000 1,142,695 45.07 0.50 177,500 571,348
2019-02-20 2019-02-20 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 77,060 502,768 18.10 1.85 142,391 929,015
2019-02-20 2019-02-19 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 21,233 425,708 5.25 1.85 39,247 786,879
2019-02-20 2019-02-15 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 54,475 404,475 15.56 1.78 96,769 718,509
2018-12-19 2018-12-17 4 CHKE CHEROKEE INC
Common Stock
A - Award 36,832 901,572 4.26
2018-09-18 2018-09-17 4 CHKE CHEROKEE INC
Common Stock
A - Award 20,346 854,105 2.44
2018-08-20 2018-08-17 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 109,223 8,880,937 1.25
2018-08-07 2018-08-03 4 CHKE CHEROKEE INC
Warrants (right to buy)
A - Award 355,000 355,000
2018-06-15 2018-06-14 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 20,000 8,771,714 0.23 1.59 31,778 13,937,376
2018-06-15 2018-06-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 110,100 8,751,714 1.27 1.54 169,136 13,444,383
2018-04-16 2018-04-13 4 N/A TCW Direct Lending VII LLC
Common limited liability company units
P - Purchase 5,000 5,000 100.00 500,000 500,000
2018-03-19 2018-03-16 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 5,105 8,641,614 0.06 2.14 10,949 18,533,670
2018-03-19 2018-03-15 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 67,716 8,636,509 0.79 2.09 141,222 18,011,440
2018-02-20 2018-02-20 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase 300,000 5,153,804 6.18 2.25 676,320 11,618,736
2018-01-12 2017-12-07 4 CHKE CHEROKEE INC
Warrants (right to buy)
A - Award 195,556 195,556
2017-11-01 2017-10-30 4 CHKE CHEROKEE INC
Common Stock
A - Award 17,977 833,759 2.20
2017-10-26 2017-10-26 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 30,030 8,268,793 0.36
2017-08-18 2017-08-16 4 ALJJ ALJ REGIONAL HOLDINGS INC
Stock Options (Right to Buy)
M - Exercise -1,000,000 350,000 -74.07
2017-08-18 2017-08-16 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
M - Exercise 1,000,000 8,238,763 13.81 1.00 1,000,000 8,238,763
2017-08-15 2017-08-11 4 CHKE CHEROKEE INC
Warrants (right to buy)
A - Award 237,834 237,834
2017-08-15 2017-08-11 4 CHKE CHEROKEE INC
Common Stock
A - Award 473,934 815,782 138.64 4.22 2,000,001 3,442,600
2017-02-22 2017-02-22 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -300 4,853,804 -0.01 4.05 -1,215 19,657,906
2017-02-14 2017-02-14 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -900 4,854,104 -0.02 4.05 -3,645 19,659,121
2017-02-13 2017-02-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -3,323 4,855,004 -0.07 4.06 -13,485 19,702,092
2017-02-10 2017-02-10 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,858,327 -0.10 4.05 -20,254 19,680,597
2017-02-09 2017-02-09 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,863,327 -0.10 4.05 -20,260 19,706,687
2017-02-08 2017-02-08 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -4,010 4,868,327 -0.08 4.05 -16,240 19,716,724
2017-02-07 2017-02-07 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,872,337 -0.10 4.06 -20,298 19,779,739
2017-02-06 2017-02-06 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,877,337 -0.10 4.30 -21,478 20,950,601
2017-02-03 2017-02-03 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -3,100 4,882,337 -0.06 4.05 -12,562 19,784,694
2017-02-02 2017-02-02 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -3,314 4,885,437 -0.07 4.06 -13,446 19,821,684
2017-02-01 2017-02-01 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,888,751 -0.10 4.05 -20,255 19,804,330
2017-01-17 2017-01-17 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,893,751 -0.10 3.76 -18,800 18,400,504
2017-01-17 2017-01-13 4/A ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,898,751 -0.10 3.80 -19,008 18,622,602
2017-01-13 2017-01-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,998,751 -0.10 3.80 -19,008 19,002,752
2017-01-12 2017-01-12 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,903,751 -0.10 3.82 -19,076 18,708,300
2017-01-11 2017-01-11 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,908,751 -0.10 3.79 -18,948 18,602,203
2017-01-10 2017-01-10 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,913,751 -0.10 3.87 -19,366 19,032,432
2017-01-09 2017-01-09 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,918,751 -0.10 3.87 -19,346 19,031,631
2017-01-06 2017-01-06 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,923,751 -0.10 3.90 -19,525 19,227,248
2017-01-06 2017-01-05 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,928,751 -0.10 4.03 -20,156 19,868,781
2017-01-04 2017-01-04 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,933,751 -0.10 4.17 -20,866 20,589,530
2017-01-03 2017-01-03 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,938,751 -0.10 4.25 -21,257 20,996,606
2016-12-30 2016-12-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,943,751 -0.10 4.41 -22,065 21,816,773
2016-12-29 2016-12-29 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,948,751 -0.10 4.30 -21,490 21,270,227
2016-12-28 2016-12-28 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,953,751 -0.10 4.28 -21,398 21,200,073
2016-12-27 2016-12-27 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,958,751 -0.10 4.23 -21,127 20,952,706
2016-12-23 2016-12-23 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,963,751 -0.10 4.20 -20,975 20,822,935
2016-12-22 2016-12-22 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,968,751 -0.10 4.05 -20,254 20,127,417
2016-12-21 2016-12-21 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,973,751 -0.10 4.08 -20,396 20,289,422
2016-12-20 2016-12-20 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,978,751 -0.10 4.20 -21,008 20,919,218
2016-12-19 2016-12-19 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,983,751 -0.10 4.13 -20,634 20,566,944
2016-12-16 2016-12-16 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,988,751 -0.10 4.04 -20,213 20,167,525
2016-12-15 2016-12-15 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,993,751 -0.10 4.00 -19,990 19,965,016
2016-12-14 2016-12-14 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 4,998,751 -0.10 4.02 -20,092 20,087,481
2016-12-13 2016-12-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,003,751 -0.10 3.97 -19,872 19,886,408
2016-12-12 2016-12-12 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,008,751 -0.10 4.14 -20,696 20,732,222
2016-12-09 2016-12-09 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,013,751 -0.10 4.24 -21,204 21,262,315
2016-12-08 2016-12-08 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,018,751 -0.10 4.30 -21,494 21,574,607
2016-12-07 2016-12-07 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,023,751 -0.10 4.33 -21,674 21,776,956
2016-12-06 2016-12-06 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,028,751 -0.10 4.27 -21,373 21,495,899
2016-12-05 2016-12-05 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,033,751 -0.10 4.27 -21,353 21,497,137
2016-12-02 2016-12-02 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,038,751 -0.10 4.26 -21,294 21,458,529
2016-12-01 2016-12-01 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,043,751 -0.10 4.29 -21,473 21,660,893
2016-11-30 2016-11-29 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 101,602 341,848 42.29 9.50 965,219 3,247,556
2016-11-30 2016-11-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,048,751 -0.10 4.37 -21,836 22,048,400
2016-11-29 2016-11-29 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,053,751 -0.10 4.34 -21,708 21,940,860
2016-11-28 2016-11-28 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,058,751 -0.10 4.35 -21,774 22,029,849
2016-11-28 2016-11-25 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,063,751 -0.10 4.40 -21,981 22,261,262
2016-11-23 2016-11-23 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,068,751 -0.10 4.46 -22,316 22,622,343
2016-11-22 2016-11-22 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,073,751 -0.10 4.50 -22,502 22,834,416
2016-11-21 2016-11-21 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,078,751 -0.10 4.34 -21,680 22,021,972
2016-11-18 2016-11-18 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,083,751 -0.10 4.27 -21,328 21,685,757
2016-11-17 2016-11-17 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,088,751 -0.10 4.38 -21,889 22,277,534
2016-11-16 2016-11-16 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,093,751 -0.10 4.32 -21,587 21,991,761
2016-11-15 2016-11-15 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,098,751 -0.10 4.35 -21,745 22,174,468
2016-11-14 2016-11-14 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,103,751 -0.10 4.48 -22,384 22,848,472
2016-11-14 2016-11-11 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,108,751 -0.10 4.30 -21,511 21,978,869
2016-11-10 2016-11-10 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,113,751 -0.10 4.10 -20,486 20,952,061
2016-11-09 2016-11-09 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,118,751 -0.10 3.91 -19,569 20,033,768
2016-11-08 2016-11-08 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,123,751 -0.10 3.91 -19,532 20,014,909
2016-11-07 2016-11-07 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,128,751 -0.10 3.86 -19,292 19,788,260
2016-11-07 2016-11-04 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,133,751 -0.10 3.85 -19,245 19,759,808
2016-11-03 2016-11-03 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,138,751 -0.10 3.82 -19,112 19,642,876
2016-11-02 2016-11-02 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,143,751 -0.10 3.84 -19,194 19,745,831
2016-11-01 2016-11-01 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,148,751 -0.10 3.94 -19,683 20,268,573
2016-10-31 2016-10-31 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,153,751 -0.10 3.97 -19,864 20,474,822
2016-10-28 2016-10-28 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,158,751 -0.10 3.93 -19,670 20,294,011
2016-10-27 2016-10-27 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,163,751 -0.10 4.17 -20,827 21,509,088
2016-10-26 2016-10-26 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,168,751 -0.10 4.31 -21,529 22,255,608
2016-10-25 2016-10-25 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,173,751 -0.10 4.36 -21,802 22,559,624
2016-10-24 2016-10-24 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,178,751 -0.10 4.41 -22,032 22,820,166
2016-10-21 2016-10-21 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
P - Purchase X -5,000 5,183,751 -0.10 4.35 -21,769 22,569,015
2016-10-20 2016-10-20 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,188,751 -0.10 4.39 -21,944 22,772,390
2016-10-19 2016-10-19 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,193,751 -0.10 4.37 -21,840 22,685,785
2016-10-18 2016-10-18 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,198,751 -0.10 4.37 -21,866 22,735,698
2016-10-17 2016-10-17 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,203,751 -0.10 4.33 -21,656 22,538,486
2016-10-14 2016-10-14 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,208,751 -0.10 4.34 -21,683 22,588,270
2016-10-13 2016-10-13 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,213,751 -0.10 4.40 -22,000 22,939,983
2016-10-12 2016-10-12 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,218,751 -0.10 4.45 -22,252 23,225,008
2016-10-11 2016-10-11 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,223,751 -0.10 4.46 -22,311 23,309,422
2016-10-11 2016-10-10 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,228,751 -0.10 4.50 -22,476 23,504,281
2016-10-07 2016-10-07 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,233,751 -0.10 4.43 -22,140 23,174,526
2016-10-06 2016-10-06 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,238,751 -0.10 4.50 -22,488 23,561,806
2016-10-05 2016-10-05 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,243,751 -0.10 4.38 -21,895 22,962,386
2016-10-04 2016-10-04 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,248,751 -0.10 4.42 -22,116 23,216,275
2016-10-03 2016-10-03 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,253,751 -0.10 4.57 -22,846 24,005,439
2016-09-30 2016-09-30 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,258,751 -0.09 4.52 -22,578 23,746,416
2016-09-29 2016-09-29 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,263,751 -0.09 4.51 -22,559 23,748,992
2016-09-28 2016-09-28 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,268,751 -0.09 4.57 -22,846 24,073,450
2016-09-27 2016-09-27 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,273,751 -0.09 4.64 -23,195 24,464,931
2016-09-26 2016-09-26 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,278,751 -0.09 4.61 -23,064 24,349,295
2016-09-26 2016-09-23 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
S - Sale X -5,000 5,283,751 -0.09 4.80 -24,008 25,369,930
2016-07-13 2016-07-12 4 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
A - Award 21,645 7,238,763 0.30
2016-06-29 2016-06-27 4 CHKE CHEROKEE INC
Restricted Stock Units
M - Exercise -1,500 0 -100.00
2016-06-29 2016-06-27 4 CHKE CHEROKEE INC
Common Stock
M - Exercise 1,500 240,246 0.63
2016-06-17 2016-06-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 12,830 238,746 5.68 12.70 162,941 3,032,074
2016-06-17 2016-06-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 300 225,916 0.13 12.68 3,804 2,864,615
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
20,141,656
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
18,213,289
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
13,274,538
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
12,993,207
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
20,141,656
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
18,213,289
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
13,274,538
2016-05-18 3 ALJJ ALJ REGIONAL HOLDINGS INC
Common Stock
12,993,207
2016-03-10 2015-07-01 4 None TCW Direct Lending LLC
Common Units
P - Purchase 5,000 45,000 12.50 100.00 500,000 4,500,000
2015-12-15 2015-12-04 4 UPIP UNWIRED PLANET, INC.
COMMON STOCK
A - Award 100,000 100,000
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 652 207,739 0.31 14.23 9,278 2,956,126
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 500 207,087 0.24 14.50 7,249 3,002,389
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 400 206,587 0.19 14.24 5,696 2,941,592
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 25,000 206,187 13.80 14.20 355,082 2,928,536
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 10,000 181,187 5.84 14.19 141,935 2,571,678
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 10,000 171,187 6.20 14.09 140,857 2,411,289
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 5,000 161,187 3.20 14.20 71,000 2,288,855
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 5,000 156,187 3.31 14.25 71,250 2,225,665
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,984 151,187 1.33 14.45 28,662 2,184,153
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,086 149,203 0.73 14.20 15,421 2,118,683
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 148,117 0.68 14.48 14,481 2,144,838
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 147,117 0.68 14.50 14,497 2,132,696
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 146,117 0.69 14.50 14,495 2,117,995
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 145,117 0.69 14.49 14,488 2,102,412
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 144,117 0.70 14.47 14,468 2,085,142
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 1,000 143,117 0.70 14.48 14,478 2,072,034
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 926 142,117 0.66 14.49 13,418 2,059,261
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 800 141,191 0.57 14.44 11,555 2,039,320
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 600 140,391 0.43 14.49 8,697 2,034,911
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 348 139,791 0.25 14.21 4,945 1,986,416
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 300 139,443 0.22 14.45 4,335 2,014,951
2015-09-17 2015-09-15 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 230 139,143 0.17 14.23 3,273 1,979,991
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 770 225,616 0.34 15.50 11,935 3,497,048
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 3,830 224,846 1.73 15.50 59,365 3,485,091
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 100 221,016 0.05 15.50 1,550 3,425,527
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 2,000 220,916 0.91 15.50 30,994 3,423,579
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 300 218,916 0.14 15.49 4,647 3,390,987
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 433 218,616 0.20 15.45 6,690 3,377,595
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 939 218,183 0.43 15.45 14,507 3,370,709
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 11 217,244 0.01 15.44 170 3,354,226
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 603 217,233 0.28 15.37 9,268 3,338,849
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 200 216,630 0.09 14.74 2,948 3,192,975
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 217 216,430 0.10 14.73 3,196 3,187,992
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 200 216,213 0.09 14.73 2,946 3,184,601
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 8,174 216,013 3.93 14.70 120,158 3,175,391
2015-09-17 2015-09-16 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 100 207,839 0.05 14.70 1,470 3,055,213
2015-06-10 2015-06-08 4 CHKE CHEROKEE INC
Common Stock Options (right to buy)
A - Award 16,667 50,000 50.00
2015-06-10 2015-06-08 4 CHKE CHEROKEE INC
Common Stock Options (right to buy)
A - Award 16,667 50,000 50.00
2015-06-10 2015-06-08 4 CHKE CHEROKEE INC
Common Stock Options (right to buy)
A - Award 16,666 16,666
2015-06-10 2015-06-08 4 CHKE CHEROKEE INC
Common Stock
A - Award 40,000 138,913 40.44
2015-05-11 2015-05-07 4 CHKE CHEROKEE INC
Common Stock Options (right to buy)
M - Exercise -100,000 0 -100.00
2015-05-11 2015-05-07 4 CHKE CHEROKEE INC
Common Stock
F - Taxes -74,661 98,913 -43.01 24.31 -1,815,009 2,404,575
2015-05-11 2015-05-07 4 CHKE CHEROKEE INC
Common Stock
M - Exercise 100,000 173,574 135.92 18.15 1,815,000 3,150,368
2015-05-05 2015-04-01 4 NONE TCW Direct Lending LLC
Common Units
S - Sale -15,000 40,000 -27.27 100.00 -1,500,000 4,000,000
2015-03-24 2015-03-19 4 NONE TCW Direct Lending LLC
Common Units
P - Purchase 5,000 55,000 10.00 100.00 500,000 5,500,000
2014-09-26 2014-09-19 4 NONE TCW Direct Lending LLC
Common Units
P - Purchase 50,000 50,000 100.00 5,000,000 5,000,000
2014-08-06 2014-08-04 4 CHKE CHEROKEE INC
Common Stock
A - Award 12,074 73,574 19.63 13.87 167,466 1,020,471
2014-03-24 3 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $.01 per share
514,452
2014-03-24 3 AMRK A-Mark Precious Metals, Inc.
Common Stock, par value $.01 per share
514,452
2013-07-01 2013-06-27 4 CHKE CHEROKEE INC
Restricted Stock Units
A - Award 1,500 120,500 1.26
2013-07-01 2013-06-27 4 CHKE CHEROKEE INC
Common Stock Options
A - Award 5,500 119,000 4.85 12.65 69,575 1,505,350
2012-09-27 2012-09-25 4 SPGZ.PK SPECTRUM GROUP INTERNATIONAL, INC.
Common Stock, par value $.01 per share
A - Award 685,000 1,028,906 199.18 1.90 1,301,500 1,954,921
2012-08-20 2012-08-16 4 SPGZ SPECTRUM GROUP INTERNATIONAL, INC.
Common Stock, par value $.01 per share
A - Award 19,792 343,906 6.11
2012-06-20 2012-06-18 4 CHKE CHEROKEE INC
Common Stock Options
A - Award 5,500 113,500 5.09 13.06 71,830 1,482,310
2012-06-20 2012-06-18 4 CHKE CHEROKEE INC
Restricted Common Stock Award
A - Award 1,500 61,500 2.50
2012-01-13 2012-01-13 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 10,000 60,000 20.00 10.73 107,348 644,088
2012-01-13 2011-02-07 4 CHKE CHEROKEE INC
Common Stock
P - Purchase 50,000 50,000 18.15 907,500 907,500
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)