克索斯公司
US ˙ NasdaqCM ˙ US98423B1089

簡介

本頁面提供了有關 Edward J Rapp 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Edward J Rapp已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:ABBV / AbbVie Inc. Director 45,964
US:XOS / Xos, Inc. Director 131,360
US:CAT / Caterpillar Inc. Group President 114,049
如何解讀這些圖表

以下圖表顯示了在Edward J Rapp進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

XOS / Xos, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 XOS / Xos, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2022-11-30 XOS RAPP EDWARD J 300,000 0.6900 10,000 20.7000 207,000 42 32.4 117,000 56.52
2021-11-18 XOS RAPP EDWARD J 100,000 4.2682 3,333 128.0460 426,820
2021-09-01 XOS RAPP EDWARD J 5,000 6.6500 167 199.5000 33,250

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XOS / Xos, Inc. Insider Trades
XOS / Xos, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 XOS / Xos, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XOS / Xos, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Edward J Rapp 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-12 2026-05-08 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,118 45,964 2.49
2026-04-14 2026-04-10 4 XOS Xos, Inc.
Common Stock
A - Award 5,182 131,360 4.11
2026-01-13 2026-01-10 4 XOS Xos, Inc.
Common Stock
A - Award 2,401 126,178 1.94
2025-10-14 2025-10-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,883 123,777 1.54
2025-07-14 2025-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,601 121,894 1.33
2025-07-14 2025-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 62,377 120,293 107.70
2025-05-13 2025-05-09 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,203 34,458 3.62
2025-04-30 2025-04-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,407 57,916 2.49
2025-02-26 2025-01-10 4/A XOS Xos, Inc.
Common Stock
A - Award 1,475 56,509 2.68
2025-01-14 2025-01-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,065 56,099 1.94
2024-12-17 2024-10-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,065 55,034 1.97
2024-07-12 2024-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 717 53,969 1.35
2024-07-12 2024-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 28,694 53,252 116.84
2024-05-07 2024-05-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,322 31,356 4.40
2024-04-12 2024-04-10 4 XOS Xos, Inc.
Common Stock
A - Award 445 24,558 1.85
2024-01-17 2024-01-15 4 XOS Xos, Inc.
Common Stock
A - Award 650 24,113 2.77
2023-10-12 2023-10-10 4 XOS Xos, Inc.
Common Stock
A - Award 15,151 703,915 2.20
2023-07-13 2023-07-12 4 XOS Xos, Inc.
Common Stock
A - Award 15,151 688,764 2.25
2023-06-14 2023-06-12 4 XOS Xos, Inc.
Common Stock
A - Award 444,444 673,613 193.94
2023-05-09 2023-05-05 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,450 30,034 5.07
2023-04-04 2023-04-03 4 XOS Xos, Inc.
Common Stock
A - Award 7,936 229,169 3.59
2023-01-12 2023-01-10 4 XOS Xos, Inc.
Common Stock
A - Award 7,936 521,233 1.55
2022-12-02 2022-11-30 4 XOS Xos, Inc.
Common Stock
P - Purchase 300,000 513,297 140.65 0.69 207,000 354,175
2022-10-04 2022-09-30 4 XOS Xos, Inc.
Common Stock
A - Award 3,378 213,297 1.61
2022-09-14 2022-09-12 4 XOS Xos, Inc.
Common Stock
A - Award 115,606 209,919 122.58
2022-08-05 2022-08-03 4 XOS Xos, Inc.
Common Stock
A - Award 3,816 94,313 4.22
2022-05-09 2022-05-06 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,421 28,584 5.23
2022-04-04 2022-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 217 21,860 1.00 162.11 35,178 3,543,725
2022-01-04 2021-12-31 4 XOS Xos, Inc.
Common Stock
A - Award 1,474 1,474
2022-01-04 2021-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 260 21,434 1.23 135.40 35,204 2,902,164
2021-11-22 2021-11-18 4 XOS Xos, Inc.
Common Stock
P - Purchase 100,000 335,169 42.52 4.27 426,820 1,430,568
2021-11-15 2021-11-10 4 XOS Xos, Inc.
Restricted Stock Unit
A - Award 31,794 31,794
2021-11-15 2021-11-10 4 XOS Xos, Inc.
Restricted Stock Unit
A - Award 57,229 57,229
2021-10-04 2021-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 326 20,941 1.58 107.87 35,166 2,258,906
2021-09-02 2021-09-01 4 XOS Xos, Inc.
Common Stock
P - Purchase 5,000 235,169 2.17 6.65 33,250 1,563,874
2021-08-24 3 XOS Xos, Inc.
No securities owned.
0
2021-08-24 2021-08-20 4 XOS Xos, Inc.
Common Stock
A - Award 230,169 230,169
2021-07-02 2021-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 312 20,390 1.55 112.67 35,153 2,297,341
2021-05-11 2021-05-07 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,681 27,163 6.60
2021-04-01 2021-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 325 19,855 1.66 108.22 35,172 2,148,708
2021-01-05 2020-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 328 19,289 1.73 107.05 35,112 2,064,887
2020-10-02 2020-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 402 18,735 2.19 87.59 35,211 1,640,999
2020-10-02 2020-09-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
G - Gift 7,513 10,388 261.32
2020-10-02 2020-09-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
G - Gift -7,513 25,482 -22.77
2020-07-02 2020-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 350 18,108 1.97 98.18 34,363 1,777,843
2020-05-12 2020-05-08 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 2,333 32,995 7.61
2020-04-02 2020-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 446 17,530 2.61 76.19 33,981 1,335,611
2020-03-04 2020-03-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 2,875 2,875 87.87 252,617 252,617
2020-01-03 2019-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 384 16,872 2.33 88.54 33,999 1,493,847
2019-10-01 2019-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 449 16,291 2.83 75.72 33,998 1,233,555
2019-07-02 2019-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 467 15,577 3.09 72.72 33,960 1,132,759
2019-06-28 2019-06-26 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 7,500 30,662 32.38 67.30 504,750 2,063,553
2019-05-07 2019-05-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 2,419 23,162 11.66
2019-04-02 2019-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 421 14,907 2.91 80.59 33,928 1,201,355
2019-01-03 2018-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 368 14,296 2.64 92.19 33,926 1,317,948
2018-10-02 2018-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 359 13,780 2.67 94.58 33,954 1,303,312
2018-07-02 2018-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 357 13,290 2.76 92.65 33,076 1,231,318
2018-06-22 2018-06-20 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 1,013 20,743 5.13 98.63 99,909 2,045,812
2018-05-07 2018-05-04 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 1,899 17,629 12.07
2018-04-02 2018-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 346 12,814 2.78 94.65 32,749 1,212,845
2018-01-03 2017-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 338 12,391 2.80 96.71 32,688 1,198,334
2017-10-03 2017-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 368 11,971 3.17 88.86 32,700 1,063,743
2017-08-02 2017-07-31 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 4,000 15,498 34.79 70.45 281,782 1,091,764
2017-07-05 2017-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 451 11,498 4.08 72.51 32,702 833,720
2017-05-09 2017-05-05 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,770 15,730 21.37
2017-04-04 2017-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 502 10,941 4.81 65.16 32,710 712,916
2017-01-04 2016-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 523 10,331 5.33 62.62 32,750 646,927
2016-10-04 2016-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 519 9,720 5.64 63.07 32,733 613,040
2016-07-15 2016-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 531 9,124 6.18 61.91 32,874 564,867
2016-05-10 2016-05-06 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,974 12,960 29.78
2016-04-04 2016-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 577 8,514 7.27 57.12 32,958 486,320
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 114,049 114,049
2016-01-05 2015-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 557 7,853 7.63 59.24 32,997 465,212
2015-10-02 2015-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 606 7,234 9.14 54.41 32,972 393,602
2015-07-02 2015-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 491 6,579 8.07 67.19 32,990 442,043
2015-05-12 2015-05-08 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,187 9,986 28.04
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -334 332 -50.15
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -153 70,315 -0.22 87.56 -13,397 6,157,133
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 334 70,850 0.47
2015-05-05 2015-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -382 70,468 -0.54 87.52 -33,433 6,167,359
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -391 0 -100.00
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -179 72,892 -0.24 79.96 -14,312 5,828,080
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 391 73,071 0.54
2015-04-02 2015-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 563 6,041 10.28 58.54 32,958 353,640
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 172,621 172,621
2015-01-05 2014-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 504 5,432 10.23 65.44 32,982 355,470
2014-10-02 2014-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 571 4,896 13.20 57.76 32,981 282,793
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -30,000 0 -100.00
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 74,180 -16.82 101.01 -1,515,150 7,492,922
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -10,614 89,180 -10.64 101.70 -1,079,497 9,070,052
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 99,794 42.98 45.64 1,369,275 4,554,848
2014-08-07 2014-06-26 4 CAT CATERPILLAR INC
Common Stock
G - Gift -1,500 72,680 -2.02
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 69,794 -17.69 103.99 -1,559,790 7,257,599
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 84,794 21.49 45.64 684,638 3,870,210
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
F - Taxes -10,534 69,794 -13.11 104.04 -1,095,905 7,261,019
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,328 22.96 45.64 684,638 3,666,371
2014-07-02 2014-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 584 4,291 15.75 56.44 32,961 242,184
2014-05-13 2014-05-09 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,764 7,799 54.90
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -30,000 30,000 -50.00
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 65,485 -18.64 103.99 -1,559,790 6,809,523
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,485 22.91 45.64 684,638 3,673,537
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,485 22.91 45.64 684,638 3,673,537
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -10,534 65,485 -13.86 104.04 -1,095,905 6,812,732
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -334 666 -33.40
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -157 65,328 -0.24 105.16 -16,509 6,869,566
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 334 65,485 0.51
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -392 391 -50.06
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -185 65,151 -0.28 99.51 -18,409 6,483,176
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 392 65,336 0.60
2014-04-02 2014-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 642 3,677 21.15 51.40 32,999 188,998
2014-03-05 2014-03-03 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 86,742 86,742
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -60,000 0 -100.00
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
S - Sale -30,000 64,944 -31.60 94.24 -2,827,098 6,120,102
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 94,944 46.19 38.63 1,158,825 3,667,449
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
F - Taxes -20,671 64,944 -24.14 93.35 -1,929,638 6,062,522
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 85,615 53.94 38.63 1,158,825 3,307,093
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -60,000 0 -100.00
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -30,000 65,824 -31.31 94.24 -2,827,098 6,203,030
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 95,824 45.58 38.63 1,158,825 3,701,442
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 95,824 45.58 38.63 1,158,825 3,701,442
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -19,791 65,824 -23.12 93.35 -1,847,490 6,144,670
2014-01-03 2013-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 624 3,011 26.14 52.81 32,953 159,011
2013-10-02 2013-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 737 2,367 45.21 44.73 32,966 105,876
2013-07-01 2013-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 798 1,614 97.79 41.34 32,989 66,723
2013-05-08 2013-05-06 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,535 5,035 101.40
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -392 783 -33.36
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -185 55,570 -0.33 86.18 -15,942 4,788,745
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 392 55,755 0.71
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -78 55,363 -0.14 86.18 -6,722 4,770,907
2013-04-02 2013-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 809 809 40.78 32,991 32,991
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 600 2,500 31.58 37.67 22,600 94,168
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,900 5.56 37.66 3,766 71,561
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,800 5.88 37.67 3,767 67,798
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,700 6.25 37.66 3,766 64,030
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,600 6.67 37.66 3,766 60,256
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,500 7.14 37.66 3,766 56,492
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 200 1,400 16.67 37.66 7,533 52,730
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 1,200 1,200 37.67 45,204 45,204
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -1,530 55,441 -2.69 91.04 -139,299 5,047,626
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -3,257 0 -100.00
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 3,257 56,971 6.06
2013-03-05 2013-03-04 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 79,976 79,976
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift 294 294
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift -294 53,688 -0.54
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift -125 53,982 -0.23
2012-12-20 2012-11-30 4 CAT CATERPILLAR INC
Common
G - Gift -1,000 54,107 -1.81
2012-12-14 3 ABBV AbbVie Inc.
Common stock, $0.01 par value
0
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -13,500 0 -100.00
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Common
F - Taxes -8,137 55,107 -12.87 84.40 -686,722 4,650,755
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Common
M - Exercise 13,500 63,244 27.14 27.14 366,424 1,716,600
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -13,500 0 -100.00
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 5,585 26,789 26.34
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Common
S - Sale -13,500 49,732 -21.35 85.78 -1,157,976 4,265,812
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Common
M - Exercise 13,500 63,232 27.15 27.14 366,424 1,716,275
2012-05-03 2012-05-01 4 CAT CATERPILLAR INC
Common
A - Award 2,500 49,714 5.30
2012-04-04 2012-04-02 4 CAT CATERPILLAR INC
Common
F - Taxes -208 47,214 -0.44 106.49 -22,150 5,027,819
2012-03-07 2012-03-05 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 60,515 60,515
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -6,561 0 -100.00
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
F - Taxes -2,720 45,134 -5.68 112.87 -307,006 5,094,275
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
M - Exercise 6,561 47,854 15.89
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -27,000 27,000 -50.00 115.00 -3,105,000 3,105,000
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
S - Sale -27,000 41,293 -39.54 115.00 -3,105,000 4,748,695
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
M - Exercise 27,000 68,293 65.39 27.14 732,848 1,853,643
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)