莫里斯公司
US ˙ NYSE ˙ US60786M1053

簡介

本頁面提供了有關 Jeffrey Raich 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Jeffrey Raich已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:MC / Moelis & Company Co-President, MD 54,794
如何解讀這些圖表

以下圖表顯示了在Jeffrey Raich進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

MC / Moelis & Company內部人士買入 - 短期收益分析

在這一部分,我們分析了在 MC / Moelis & Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MC / Moelis & Company Insider Trades
MC / Moelis & Company內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 MC / Moelis & Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-02-19 MC RAICH JEFFREY 8,722 74.0000 8,722 74.0000 645,428 48 48.8600 -219,271 -33.97
2024-02-29 MC RAICH JEFFREY 44,710 54.2300 44,710 54.2300 2,424,623
2024-02-23 MC RAICH JEFFREY 45,093 54.6200 45,093 54.6200 2,462,980
2024-02-21 MC RAICH JEFFREY 39,781 52.6000 39,781 52.6000 2,092,481
2023-02-22 MC RAICH JEFFREY 36,592 42.0600 36,592 42.0600 1,539,060
2023-02-13 MC RAICH JEFFREY 17,183 45.0800 17,183 45.0800 774,610
2023-02-10 MC RAICH JEFFREY 20,000 44.6100 20,000 44.6100 892,200
2023-02-10 MC RAICH JEFFREY 18,074 44.5400 18,074 44.5400 805,016
2023-02-09 MC RAICH JEFFREY 42,637 45.3000 42,637 45.3000 1,931,456
2022-02-22 MC RAICH JEFFREY 33,762 47.1200 33,762 47.1200 1,590,865
2020-10-27 MC RAICH JEFFREY 364 38.5500 364 38.5500 14,032
2020-10-27 MC RAICH JEFFREY 578,298 38.5500 578,298 38.5500 22,293,388
2020-10-27 MC RAICH JEFFREY 54,802 38.5500 54,802 38.5500 2,112,617
2020-05-20 MC RAICH JEFFREY 3,838 29.7600 3,838 29.7600 114,219
2020-05-19 MC RAICH JEFFREY 2,500 30.0000 2,500 30.0000 75,000
2020-05-18 MC RAICH JEFFREY 7,308 30.0100 7,308 30.0100 219,313
2020-05-12 MC RAICH JEFFREY 13,400 30.8200 13,400 30.8200 412,988
2020-05-11 MC RAICH JEFFREY 20,000 31.0300 20,000 31.0300 620,600
2020-05-08 MC RAICH JEFFREY 1,500 30.7600 1,500 30.7600 46,140
2020-02-21 MC RAICH JEFFREY 17,695 37.0100 17,695 37.0100 654,892
2020-02-20 MC RAICH JEFFREY 67,733 36.7200 67,733 36.7200 2,487,156
2019-11-01 MC RAICH JEFFREY 13,934 34.2700 13,934 34.2700 477,518
2019-11-01 MC RAICH JEFFREY 73,359 34.3500 73,359 34.3500 2,519,882
2019-05-01 MC RAICH JEFFREY 73,361 37.5000 73,361 37.5000 2,751,038
2018-05-14 MC RAICH JEFFREY 1,720 56.7580 1,720 56.7580 97,624
2018-05-14 MC RAICH JEFFREY 5,247 56.4590 5,247 56.4590 296,240
2018-04-26 MC RAICH JEFFREY 2,938 53.8399 2,938 53.8399 158,182
2018-04-25 MC RAICH JEFFREY 10,400 53.8623 10,400 53.8623 560,168
2018-04-24 MC RAICH JEFFREY 13,339 54.4500 13,339 54.4500 726,309
2018-03-01 MC RAICH JEFFREY 9,996 51.0400 9,996 51.0400 510,196
2018-02-28 MC RAICH JEFFREY 5,250 51.4600 5,250 51.4600 270,165
2018-02-27 MC RAICH JEFFREY 18,222 51.6100 18,222 51.6100 940,437
2018-02-26 MC RAICH JEFFREY 10,000 51.4900 10,000 51.4900 514,900
2018-02-22 MC RAICH JEFFREY 43,470 50.0000 43,470 50.0000 2,173,500
2017-04-27 MC RAICH JEFFREY 6,967 38.5500 6,967 38.5500 268,578
2017-04-26 MC RAICH JEFFREY 24,378 38.1200 24,378 38.1200 929,289
2017-02-22 MC RAICH JEFFREY 22,378 36.9900 22,378 36.9900 827,762
2014-12-01 MC RAICH JEFFREY 42,296 31.7500 42,296 31.7500 1,342,898
2014-12-01 MC RAICH JEFFREY 6,301 31.7500 6,301 31.7500 200,057
2014-12-01 MC RAICH JEFFREY 27 31.7500 27 31.7500 857
2014-11-24 MC RAICH JEFFREY 195,319 31.7500 195,319 31.7500 6,201,378
2014-11-24 MC RAICH JEFFREY 29,097 31.7500 29,097 31.7500 923,830
2014-11-24 MC RAICH JEFFREY 128 31.7500 128 31.7500 4,064

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MC / Moelis & Company Insider Trades
歷史內部人交易

該表格顯示了由 Jeffrey Raich 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2025-02-21 2025-02-19 4 MC Moelis & Co
Class A Common Stock
S - Sale -8,722 54,794 -13.73 74.00 -645,428 4,054,756
2025-02-21 2025-02-19 4 MC Moelis & Co
Class A Common Stock
F - Taxes -1 63,516 0.00 74.00 -41 4,700,184
2025-02-21 2025-02-19 4 MC Moelis & Co
Class A Common Stock
M - Exercise 18,758 63,517 41.91
2025-02-20 2025-02-18 4 MC Moelis & Co
Class A Common Stock
M - Exercise 44,759 44,759
2024-03-01 2024-02-29 4 MC Moelis & Co
Class A Common Stock
S - Sale -44,710 0 -100.00 54.23 -2,424,623
2024-02-23 2024-02-23 4 MC Moelis & Co
Class A Common Stock
S - Sale -45,093 44,710 -50.21 54.62 -2,462,980 2,442,060
2024-02-23 2024-02-21 4 MC Moelis & Co
Class A Common Stock
S - Sale -39,781 89,803 -30.70 52.60 -2,092,481 4,723,638
2024-02-23 2024-02-21 4 MC Moelis & Co
Class A Common Stock
F - Taxes -1 129,584 0.00 52.60 -63 6,816,118
2024-02-23 2024-02-21 4 MC Moelis & Co
Class A Common Stock
M - Exercise 49,336 129,585 61.48
2024-02-23 2024-02-21 4 MC Moelis & Co
Class A Common Stock
M - Exercise 35,539 80,249 79.49
2023-02-24 2023-02-22 4 MC Moelis & Co
Class A Common Stock
S - Sale -36,592 44,710 -45.01 42.06 -1,539,060 1,880,503
2023-02-24 2023-02-22 4 MC Moelis & Co
Class A Common Stock
M - Exercise 32,986 81,302 68.27
2023-02-24 2023-02-22 4 MC Moelis & Co
Class A Common Stock
F - Taxes -10,180 48,316 -17.40 42.06 -428,164 2,032,171
2023-02-24 2023-02-22 4 MC Moelis & Co
Class A Common Stock
M - Exercise 58,496 58,496
2023-02-13 2023-02-13 4 MC Moelis & Co
Class A Common Stock
S - Sale -17,183 0 -100.00 45.08 -774,610
2023-02-13 2023-02-10 4 MC Moelis & Co
Class A Common Stock
S - Sale -18,074 17,183 -51.26 44.54 -805,016 765,331
2023-02-13 2023-02-10 4 MC Moelis & Co
Class A Common Stock
S - Sale -20,000 35,257 -36.19 44.61 -892,200 1,572,815
2023-02-13 2023-02-09 4 MC Moelis & Co
Class A Common Stock
S - Sale -42,637 55,257 -43.55 45.30 -1,931,456 2,503,142
2022-03-31 2022-03-28 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 624 49,307 1.28
2022-03-31 2022-03-28 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 403 31,828 1.28
2022-03-31 2022-03-28 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 302 23,845 1.28
2022-02-24 2022-02-22 4 MC Moelis & Co
LP Units of Moelis & Company Group Employee Holdings LP
A - Award 82,465 82,465
2022-02-24 2022-02-22 4 MC Moelis & Co
2019 Incentive Restricted Stock Units
M - Exercise -16,228 48,684 -25.00
2022-02-24 2022-02-22 4 MC Moelis & Co
2018 Incentive Restricted Stock Units
M - Exercise -15,712 31,425 -33.33
2022-02-24 2022-02-22 4 MC Moelis & Co
2017 Incentive Restricted Stock Units
M - Exercise -23,543 23,543 -50.00
2022-02-24 2022-02-22 4 MC Moelis & Co
2016 Incentive Restricted Stock Units
M - Exercise -28,928 0 -100.00
2022-02-24 2022-02-22 4 MC Moelis & Co
Class A Common Stock
S - Sale -33,762 97,894 -25.64 47.12 -1,590,865 4,612,765
2022-02-24 2022-02-22 4 MC Moelis & Co
Class A Common Stock
F - Taxes -6,839 131,656 -4.94 47.12 -322,276 6,203,631
2022-02-24 2022-02-22 4 MC Moelis & Co
Class A Common Stock
M - Exercise 84,411 138,495 156.07
2021-11-23 2021-11-19 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 2,859 64,912 4.61
2021-11-23 2021-11-19 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 2,076 47,137 4.61
2021-11-23 2021-11-19 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,074 47,087 4.61
2021-11-23 2021-11-19 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 1,274 28,928 4.61
2021-09-21 2021-09-17 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 596 62,052 0.97
2021-09-21 2021-09-17 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 433 45,061 0.97
2021-09-21 2021-09-17 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 432 45,013 0.97
2021-09-21 2021-09-17 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 265 27,654 0.97
2021-06-22 2021-06-18 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 2,827 61,457 4.82
2021-06-22 2021-06-18 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 2,053 44,629 4.82
2021-06-22 2021-06-18 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,051 44,581 4.82
2021-06-22 2021-06-18 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 1,260 27,388 4.82
2021-03-30 2021-03-26 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 571 58,630 0.98
2021-03-30 2021-03-26 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 414 42,576 0.98
2021-03-30 2021-03-26 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 414 42,530 0.98
2021-03-30 2021-03-26 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 254 26,129 0.98
2021-02-25 2021-02-23 4 MC Moelis & Co
2019 Incentive Restricted Stock Units
M - Exercise -14,515 58,059 -20.00
2021-02-25 2021-02-23 4 MC Moelis & Co
2018 Incentive Restricted Stock Units
M - Exercise -14,053 42,162 -25.00
2021-02-25 2021-02-23 4 MC Moelis & Co
2017 Incentive Restricted Stock Units
M - Exercise -21,057 42,116 -33.33
2021-02-25 2021-02-23 4 MC Moelis & Co
2016 Incentive Restricted Stock Units
M - Exercise -25,874 25,874 -50.00
2021-02-25 2021-02-23 4 MC Moelis & Co
2015 Incentive Restricted Stock Units
M - Exercise -31,773 0 -100.00
2021-02-25 2021-02-23 4 MC Moelis & Co
Class A Common Stock
F - Taxes -53,189 54,084 -49.58 54.29 -2,887,617 2,936,220
2021-02-25 2021-02-23 4 MC Moelis & Co
Class A Common Stock
M - Exercise 107,273 107,273
2020-12-31 2020-12-29 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 3,016 72,574 4.34
2020-12-31 2020-12-29 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 2,336 56,215 4.34
2020-12-31 2020-12-29 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,625 63,173 4.34
2020-12-31 2020-12-29 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 2,150 51,749 4.34
2020-12-31 2020-12-29 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 1,320 31,773 4.34
2020-12-10 2020-11-30 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 671 69,559 0.97
2020-12-10 2020-11-30 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 520 53,879 0.97
2020-12-10 2020-11-30 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 585 60,548 0.97
2020-12-10 2020-11-30 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 479 49,599 0.97
2020-12-10 2020-11-30 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 294 30,453 0.97
2020-10-30 2020-10-30 4 MC Moelis & Co
Partnership Interests
M - Exercise -10 0 -100.00
2020-10-30 2020-10-30 4 MC Moelis & Co
Class A Common Stock
M - Exercise 10 0 -100.00
2020-10-29 2020-10-27 4 MC Moelis & Co
Partnership Interests
M - Exercise -54,802 0 -100.00
2020-10-29 2020-10-27 4 MC Moelis & Co
Partnership Interests
M - Exercise -578,298 0 -100.00
2020-10-29 2020-10-27 4 MC Moelis & Co
Partnership Interests
M - Exercise -354 10 -97.25
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
S - Sale -54,802 0 -100.00 38.55 -2,112,617
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
S - Sale -578,298 0 -100.00 38.55 -22,293,388
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
S - Sale -364 0 -100.00 38.55 -14,032
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
M - Exercise 54,802 54,802
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
M - Exercise 578,298 578,298
2020-10-29 2020-10-27 4 MC Moelis & Co
Class A Common Stock
M - Exercise 354 354
2020-10-02 2020-09-30 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 496 68,887 0.73
2020-10-02 2020-09-30 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 384 53,359 0.73
2020-10-02 2020-09-30 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 432 59,964 0.73
2020-10-02 2020-09-30 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 354 49,120 0.73
2020-10-02 2020-09-30 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 217 30,159 0.73
2020-07-02 2020-06-30 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 555 68,391 0.82
2020-07-02 2020-06-30 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 430 52,974 0.82
2020-07-02 2020-06-30 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 483 59,532 0.82
2020-07-02 2020-06-30 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 396 48,766 0.82
2020-07-02 2020-06-30 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 243 29,942 0.82
2020-05-20 2020-05-20 4 MC Moelis & Co
Class A Common Stock
S - Sale -3,838 0 -100.00 29.76 -114,219
2020-05-20 2020-05-19 4 MC Moelis & Co
Class A Common Stock
S - Sale -2,500 3,838 -39.44 30.00 -75,000 115,140
2020-05-20 2020-05-18 4 MC Moelis & Co
Class A Common Stock
S - Sale -7,308 6,338 -53.55 30.01 -219,313 190,203
2020-05-12 2020-05-12 4 MC Moelis & Co
Class A Common Stock
S - Sale -13,400 13,646 -49.55 30.82 -412,988 420,570
2020-05-12 2020-05-11 4 MC Moelis & Co
Class A Common Stock
S - Sale -20,000 27,046 -42.51 31.03 -620,600 839,237
2020-05-12 2020-05-08 4 MC Moelis & Co
Class A Common Stock
S - Sale -1,500 47,046 -3.09 30.76 -46,140 1,447,135
2020-03-31 2020-03-27 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 2,746 67,836 4.22
2020-03-31 2020-03-27 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 2,127 52,544 4.22
2020-03-31 2020-03-27 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,390 59,048 4.22
2020-03-31 2020-03-27 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 1,958 48,370 4.22
2020-03-31 2020-03-27 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 1,202 29,699 4.22
2020-02-24 2020-02-21 4 MC Moelis & Co
Class A Common Stock
S - Sale -17,695 48,546 -26.71 37.01 -654,892 1,796,687
2020-02-24 2020-02-20 4 MC Moelis & Co
2018 Incentive Restricted Stock Units
M - Exercise -12,604 50,418 -20.00
2020-02-24 2020-02-20 4 MC Moelis & Co
2017 Incentive Restricted Stock Units
M - Exercise -18,885 56,658 -25.00
2020-02-24 2020-02-20 4 MC Moelis & Co
2016 Incentive Restricted Stock Units
M - Exercise -23,206 46,412 -33.33
2020-02-24 2020-02-20 4 MC Moelis & Co
2015 Incentive Restricted Stock Units
M - Exercise -28,496 28,496 -50.00
2020-02-24 2020-02-20 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
M - Exercise -52,274 0 -100.00
2020-02-24 2020-02-20 4 MC Moelis & Co
Class A Common Stock
S - Sale -67,733 66,241 -50.56 36.72 -2,487,156 2,432,370
2020-02-24 2020-02-20 4 MC Moelis & Co
Class A Common Stock
F - Taxes -1,492 133,974 -1.10 36.72 -54,792 4,919,525
2020-02-24 2020-02-20 4 MC Moelis & Co
Class A Common Stock
M - Exercise 135,466 135,466
2020-02-18 2020-02-13 4 MC Moelis & Co
2019 Incentive RSUs
A - Award 65,090 65,090
2019-12-17 2019-12-13 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 994 63,022 1.60
2019-12-17 2019-12-13 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 1,192 75,544 1.60
2019-12-17 2019-12-13 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 1,098 69,618 1.60
2019-12-17 2019-12-13 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 899 56,993 1.60
2019-12-17 2019-12-13 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 825 52,274 1.60
2019-11-05 2019-11-01 4 MC Moelis & Co
Top Up Options (Right to Buy)
M - Exercise -13,934 0 -100.00
2019-11-05 2019-11-01 4 MC Moelis & Co
Class A Common Stock
S - Sale -73,359 0 -100.00 34.35 -2,519,882
2019-11-05 2019-11-01 4 MC Moelis & Co
Class A Common Stock
S - Sale -13,934 73,359 -15.96 34.27 -477,518 2,514,013
2019-11-05 2019-11-01 4 MC Moelis & Co
Class A Common Stock
M - Exercise 13,934 87,293 18.99 16.70 232,698 1,457,793
2019-10-01 2019-09-27 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 938 62,028 1.54
2019-10-01 2019-09-27 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 1,124 74,352 1.54
2019-10-01 2019-09-27 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 1,036 68,520 1.54
2019-10-01 2019-09-27 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 848 56,094 1.54
2019-10-01 2019-09-27 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 778 51,449 1.54
2019-06-27 2019-06-25 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 894 61,089 1.48
2019-06-27 2019-06-25 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 1,072 73,227 1.49
2019-06-27 2019-06-25 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 987 67,484 1.49
2019-06-27 2019-06-25 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 808 55,245 1.49
2019-06-27 2019-06-25 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 741 50,671 1.49
2019-05-03 2019-05-01 4 MC Moelis & Co
2017 Incentive RSUs
M - Exercise -18,038 72,156 -20.00
2019-05-03 2019-05-01 4 MC Moelis & Co
2016 Incentive RSUs
M - Exercise -22,165 66,496 -25.00
2019-05-03 2019-05-01 4 MC Moelis & Co
2015 Incentive RSUs
M - Exercise -27,218 54,437 -33.33
2019-05-03 2019-05-01 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
M - Exercise -49,930 49,930 -50.00
2019-05-03 2019-05-01 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
M - Exercise -29,372 0 -100.00
2019-05-03 2019-05-01 4 MC Moelis & Co
Class A Common Stock
S - Sale -73,361 73,359 -50.00 37.50 -2,751,038 2,750,962
2019-05-03 2019-05-01 4 MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -4 147 -2.64 149.26 -594 21,899
2019-05-03 2019-05-01 4 MC Moelis & Co
Class A Common Stock
M - Exercise 146,724 146,724
2019-05-03 2019-05-01 4/A MC Moelis & Co
2017 Incentive RSUs
M - Exercise -18,038 72,156 -20.00
2019-05-03 2019-05-01 4/A MC Moelis & Co
2016 Incentive RSUs
M - Exercise -22,165 66,496 -25.00
2019-05-03 2019-05-01 4/A MC Moelis & Co
2015 Incentive RSUs
M - Exercise -27,218 54,437 -33.33
2019-05-03 2019-05-01 4/A MC Moelis & Co
2014 Incentive RSUs Granted in 2015
M - Exercise -49,930 49,930 -50.00
2019-05-03 2019-05-01 4/A MC Moelis & Co
2014 Incentive Restricted Stock Units
M - Exercise -29,372 0 -100.00
2019-05-03 2019-05-01 4/A MC Moelis & Co
Class A Common Stock
S - Sale -73,361 73,359 -50.00 37.50 -2,751,038 2,750,962
2019-05-03 2019-05-01 4/A MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -4 146,720 0.00 149.26 -594 21,899,427
2019-05-03 2019-05-01 4/A MC Moelis & Co
Class A Common Stock
M - Exercise 146,724 146,724
2019-04-02 2019-03-29 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 2,429 60,195 4.21
2019-04-02 2019-03-29 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 3,640 90,194 4.21
2019-04-02 2019-03-29 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 3,578 88,662 4.21
2019-04-02 2019-03-29 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 3,296 81,655 4.21
2019-04-02 2019-03-29 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 4,030 99,860 4.21
2019-04-02 2019-03-29 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 1,185 29,372 4.21
2019-02-19 2019-02-14 4 MC Moelis & Co
2018 Incentive RSUs
A - Award 57,766 57,766
2018-11-16 2018-11-14 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 1,001 86,554 1.17
2018-11-16 2018-11-14 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 984 85,083 1.17
2018-11-16 2018-11-14 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 907 78,360 1.17
2018-11-16 2018-11-14 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,109 95,829 1.17
2018-11-16 2018-11-14 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 326 28,187 1.17
2018-09-14 2018-09-12 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,948 85,552 3.57
2018-09-14 2018-09-12 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 2,898 84,099 3.57
2018-09-14 2018-09-12 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 2,669 77,453 3.57
2018-09-14 2018-09-12 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 3,264 94,720 3.57
2018-09-14 2018-09-12 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 960 27,860 3.57
2018-08-08 2018-08-06 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -168 364 -31.58 60.16 -10,107 21,898
2018-08-08 2018-08-06 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -25,436 54,802 -31.70 60.16 -1,530,230 3,296,888
2018-08-08 2018-08-06 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -268,421 578,298 -31.70 60.16 -16,148,207 34,790,408
2018-05-21 2018-05-17 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 659 82,604 0.80
2018-05-21 2018-05-17 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 648 81,201 0.80
2018-05-21 2018-05-17 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 597 74,784 0.80
2018-05-21 2018-05-17 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 760 91,456 0.84
2018-05-21 2018-05-17 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 215 26,900 0.80
2018-05-16 2018-05-14 4 MC Moelis & Co
Top Up Options (Right to Buy)
M - Exercise -6,967 13,934 -33.33
2018-05-16 2018-05-14 4 MC Moelis & Co
Class A Common Stock
S - Sale -5,247 0 -100.00 56.46 -296,240
2018-05-16 2018-05-14 4 MC Moelis & Co
Class A Common Stock
M - Exercise 5,247 5,247 19.45 102,054 102,054
2018-05-16 2018-05-14 4 MC Moelis & Co
Class A Common Stock
S - Sale -1,720 0 -100.00 56.76 -97,624
2018-05-16 2018-05-14 4 MC Moelis & Co
Class A Common Stock
M - Exercise 1,720 1,720 19.45 33,454 33,454
2018-04-26 2018-04-26 4 MC Moelis & Co
Class A Common Stock
S - Sale -2,938 0 -100.00 53.84 -158,182
2018-04-26 2018-04-25 4 MC Moelis & Co
Class A Common Stock
S - Sale -10,400 2,938 -77.97 53.86 -560,168 158,247
2018-04-26 2018-04-24 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
M - Exercise -26,678 26,686 -49.99
2018-04-26 2018-04-24 4 MC Moelis & Co
Class A Common Stock
S - Sale -13,339 13,338 -50.00 54.45 -726,309 726,254
2018-04-26 2018-04-24 4 MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -1 26,677 0.00 43.81 -35 1,168,719
2018-04-26 2018-04-24 4 MC Moelis & Co
Class A Common Stock
M - Exercise 26,678 26,678
2018-03-16 2018-03-14 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -166 532 -23.78 50.00 -8,300 26,600
2018-03-16 2018-03-14 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -25,108 80,238 -23.83 50.00 -1,255,400 4,011,900
2018-03-16 2018-03-14 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer -264,957 846,719 -23.83 50.00 -13,247,850 42,335,950
2018-03-09 2018-03-07 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 2,988 81,945 3.78
2018-03-09 2018-03-07 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 2,938 80,553 3.78
2018-03-09 2018-03-07 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 2,705 74,188 3.78
2018-03-09 2018-03-07 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 3,309 90,727 3.78
2018-03-09 2018-03-07 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 1,946 53,364 3.78
2018-03-01 2018-03-01 4 MC Moelis & Co
Class A Common Stock
S - Sale -9,996 0 -100.00 51.04 -510,196
2018-03-01 2018-02-28 4 MC Moelis & Co
Class A Common Stock
S - Sale -5,250 9,996 -34.44 51.46 -270,165 514,394
2018-03-01 2018-02-27 4 MC Moelis & Co
Class A Common Stock
S - Sale -18,222 15,246 -54.45 51.61 -940,437 786,846
2018-02-26 2018-02-26 4 MC Moelis & Co
Class A Common Stock
S - Sale -10,000 33,468 -23.01 51.49 -514,900 1,723,267
2018-02-26 2018-02-22 4 MC Moelis & Co
2016 Incentive RSUs
M - Exercise 19,404 77,615 33.33
2018-02-26 2018-02-22 4 MC Moelis & Co
2015 Incentive RSUs
M - Exercise -23,826 71,482 -25.00
2018-02-26 2018-02-22 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
M - Exercise -43,709 87,418 -33.33
2018-02-26 2018-02-22 4 MC Moelis & Co
Class A Common Stock
S - Sale -43,470 43,468 -50.00 50.00 -2,173,500 2,173,400
2018-02-26 2018-02-22 4 MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -1 86,938 0.00 63.94 -82 5,558,816
2018-02-26 2018-02-22 4 MC Moelis & Co
Class A Common Stock
M - Exercise 86,939 86,939
2018-02-20 2018-02-15 4 MC Moelis & Co
2017 Incentive RSUs
A - Award 78,957 78,957
2017-11-22 2017-11-20 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 775 97,019 0.81
2017-11-22 2017-11-20 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 761 95,309 0.81
2017-11-22 2017-11-20 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,047 131,127 0.81
2017-11-22 2017-11-20 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 411 51,418 0.81
2017-08-21 2017-08-17 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 917 96,244 0.96
2017-08-21 2017-08-17 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 901 94,547 0.96
2017-08-21 2017-08-17 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,240 130,080 0.96
2017-08-21 2017-08-17 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 486 51,007 0.96
2017-08-01 2017-07-28 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer 204 698 41.30 41.61 8,488 29,044
2017-08-01 2017-07-28 4 MC Moelis & Co
Partnership Interests
M - Exercise 30,809 105,346 41.33 41.61 1,281,962 4,383,447
2017-08-01 2017-07-28 4 MC Moelis & Co
Partnership Interests
M - Exercise 325,112 1,111,676 41.33 41.61 13,527,910 46,256,838
2017-07-10 2017-07-06 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 2,374 95,327 2.55
2017-07-10 2017-07-06 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 2,332 93,646 2.55
2017-07-10 2017-07-06 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 3,209 128,840 2.55
2017-07-10 2017-07-06 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 1,258 50,521 2.55
2017-05-26 2017-05-24 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 940 92,953 1.02
2017-05-26 2017-05-24 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 924 91,314 1.02
2017-05-26 2017-05-24 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,271 125,631 1.02
2017-05-26 2017-05-24 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 498 49,262 1.02
2017-04-28 2017-04-27 4 MC Moelis & Co
Top Up Options (Right to Buy)
M - Exercise -6,967 20,901 -25.00
2017-04-28 2017-04-27 4 MC Moelis & Co
Class A Common Stock
S - Sale -6,967 0 -100.00 38.55 -268,578
2017-04-28 2017-04-27 4 MC Moelis & Co
Class A Common Stock
M - Exercise 6,967 6,967 21.95 152,926 152,926
2017-04-28 2017-04-26 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
M - Exercise -24,378 48,764 -33.33
2017-04-28 2017-04-26 4 MC Moelis & Co
Class A Common Stock
S - Sale -24,378 0 -100.00 38.12 -929,289
2017-04-28 2017-04-26 4 MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -0 24,378 0.00 12.32 -4 300,337
2017-04-28 2017-04-26 4 MC Moelis & Co
Class A Common Stock
M - Exercise 24,378 24,378
2017-03-21 2017-03-17 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 887 92,012 0.97
2017-03-21 2017-03-17 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 872 90,390 0.97
2017-03-21 2017-03-17 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,199 124,360 0.97
2017-03-21 2017-03-17 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 705 73,142 0.97
2017-02-24 2017-02-23 4 MC Moelis & Co
2016 Incentive RSUs
A - Award 91,125 91,125
2017-02-24 2017-02-22 4 MC Moelis & Co
2015 Incentive RSUs
M - Exercise -22,379 89,518 -20.00
2017-02-24 2017-02-22 4 MC Moelis & Co
Class A Common Stock
S - Sale -22,378 0 -100.00 36.99 -827,762
2017-02-24 2017-02-22 4 MC Moelis & Co
Class A Common Stock
D - Sale to Issuer -1 22,378 0.00 27.16 -20 607,786
2017-02-24 2017-02-22 4 MC Moelis & Co
Class A Common Stock
A - Award 22,379 22,379
2017-01-13 2017-01-11 4 MC Moelis & Co
Partnership Interests
D - Sale to Issuer 188 902 26.33 32.75 6,157 29,540
2017-01-13 2017-01-11 4 MC Moelis & Co
Partnership Interests
M - Exercise 28,540 136,155 26.52 32.75 934,685 4,459,076
2017-01-13 2017-01-11 4 MC Moelis & Co
Partnership Interests
M - Exercise 301,172 1,436,788 26.52 32.75 9,863,383 47,054,807
2017-01-09 2017-01-05 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 4,014 111,897 3.72
2017-01-09 2017-01-05 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 4,418 123,161 3.72
2017-01-09 2017-01-05 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 2,598 72,437 3.72
2016-12-09 2016-12-07 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 1,299 106,741 1.23
2016-12-09 2016-12-07 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,430 117,486 1.23
2016-12-09 2016-12-07 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 841 69,099 1.23
2016-09-08 2016-09-06 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 1,299 106,741 1.23
2016-09-08 2016-09-06 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,430 117,486 1.23
2016-09-08 2016-09-06 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 841 69,099 1.23
2016-06-07 2016-06-03 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 1,174 105,442 1.13
2016-06-07 2016-06-03 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,292 116,056 1.13
2016-06-07 2016-06-03 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 760 68,258 1.13
2016-03-08 2016-03-04 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 4,622 114,764 4.20
2016-03-08 2016-03-04 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 2,719 67,498 4.20
2016-02-26 2016-02-24 4 MC Moelis & Co
2015 Incentive RSUs
A - Award 104,268 104,268
2016-01-05 2015-12-31 4 MC Moelis & Co
Partnership Interests
G - Gift 164,695 164,695
2016-01-05 2015-12-31 4 MC Moelis & Co
Partnership Interests
G - Gift -164,695 0 -100.00
2015-12-10 2015-12-08 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,113 110,142 1.02
2015-12-10 2015-12-08 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 654 64,780 1.02
2015-09-10 2015-09-08 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 1,189 109,029 1.10
2015-09-10 2015-09-08 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 699 64,125 1.10
2015-06-11 2015-06-09 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 716 107,840 0.67
2015-06-11 2015-06-09 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 421 63,426 0.67
2015-03-10 2015-03-06 4 MC Moelis & Co
2014 Incentive Restricted Stock Units
A - Award 406 63,005 0.65
2015-03-04 2015-03-02 4 MC Moelis & Co
2014 Incentive RSUs Granted in 2015
A - Award 107,124 107,124
2014-12-02 2014-12-01 4 MC Moelis & Co
Partnership Interests
M - Exercise -27 1,090 -2.42
2014-12-02 2014-12-01 4 MC Moelis & Co
Partnership Intersts
M - Exercise -6,301 246,695 -2.49
2014-12-02 2014-12-01 4 MC Moelis & Co
Partnership Interests
M - Exercise -42,296 1,655,960 -2.49
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -27 0 -100.00 31.75 -857
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -6,301 0 -100.00 31.75 -200,057
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -42,296 0 -100.00 31.75 -1,342,898
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 27 27
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 6,301 6,301
2014-12-02 2014-12-01 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 42,296 42,296
2014-11-26 2014-11-24 4 MC Moelis & Co
Partnership Interests
M - Exercise -128 1,117 -10.28
2014-11-26 2014-11-24 4 MC Moelis & Co
Partnership Intersts
M - Exercise -29,097 252,996 -10.31
2014-11-26 2014-11-24 4 MC Moelis & Co
Partnership Interests
M - Exercise -195,319 1,698,256 -10.31
2014-11-26 2014-11-24 4 MC Moelis & Co
Incentive Restricted Stock Units
A - Award 2,254 62,599 3.74
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -128 0 -100.00 31.75 -4,064
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -29,097 0 -100.00 31.75 -923,830
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
S - Sale -195,319 0 -100.00 31.75 -6,201,378
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 128 128
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 29,097 29,097
2014-11-26 2014-11-24 4 MC Moelis & Co
Class A common stock, par value $0.01
M - Exercise 195,319 195,319
2014-09-10 2014-09-08 4 MC Moelis & Co
Incentive Restricted Stock Units
A - Award 345 60,345 0.58
2014-04-17 2014-04-15 4 MC Moelis & Co
Top Up Options (Right to Buy)
A - Award 27,868 27,868
2014-04-17 2014-04-15 4 MC Moelis & Co
Incentive Restricted Stock Units
A - Award 60,000 60,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)