ConnectOne 銀行公司
US ˙ NasdaqGS ˙ US20786W1071

簡介

本頁面提供了有關 Peter Quick 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Peter Quick已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:CNOB / ConnectOne Bancorp, Inc. Director 33,135
US:FLIC / The First of Long Island Corporation Director 0
US:US36268WAF77 / Gain Cap Hldgs Inc Bond Director 0
如何解讀這些圖表

以下圖表顯示了在Peter Quick進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

CNOB / ConnectOne Bancorp, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 CNOB / ConnectOne Bancorp, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNOB / ConnectOne Bancorp, Inc. Insider Trades
CNOB / ConnectOne Bancorp, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 CNOB / ConnectOne Bancorp, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNOB / ConnectOne Bancorp, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Peter Quick 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-06-03 2026-06-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock
A - Award 2,528 33,135 8.26
2025-06-04 2025-06-02 4 CNOB ConnectOne Bancorp, Inc.
Common Stock
A - Award 2,613 30,607 9.33
2025-06-02 2025-06-01 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
D - Sale to Issuer -500 0 -100.00
2025-06-02 2025-06-01 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
D - Sale to Issuer -15,000 0 -100.00
2025-06-02 2025-06-01 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
D - Sale to Issuer -54,095 0 -100.00
2025-06-02 3 CNOB ConnectOne Bancorp, Inc.
No securities are beneficially owned
0
2025-06-02 2025-06-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock
A - Award 258 258
2025-06-02 2025-06-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock
A - Award 7,762 7,762
2025-06-02 2025-06-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock
A - Award 27,994 27,994
2025-04-15 2025-04-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 3,953 54,095 7.88
2024-04-30 2024-04-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 3,144 50,142 6.69
2024-02-23 2024-02-22 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 1,000 46,998 2.17 10.99 10,990 516,508
2024-02-23 2024-02-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 500 500 11.12 5,560 5,560
2024-02-23 2024-02-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 500 45,998 1.10 11.14 5,570 512,381
2023-04-18 2023-04-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 2,035 45,498 4.68
2022-04-20 2022-04-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 2,035 2,035
2022-04-20 2022-04-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -1,704 0 -100.00
2022-04-20 2022-04-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 1,704 43,463 4.08
2022-01-24 2022-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -599 0 -100.00 21.21 -12,705
2022-01-24 2022-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 599 41,759 1.46
2021-12-17 2021-12-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 263 41,160 0.64
2021-11-22 2021-11-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 312 40,897 0.77
2021-10-15 2021-10-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 325 40,585 0.81
2021-09-17 2021-09-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 379 40,260 0.95
2021-08-20 2021-08-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 328 39,881 0.83
2021-07-20 2021-07-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 270 39,553 0.69
2021-06-21 2021-06-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 308 39,283 0.79
2021-05-24 2021-05-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 308 38,975 0.80
2021-04-22 2021-04-20 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 1,704 1,704
2021-04-20 2021-04-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 248 38,667 0.65
2021-03-22 2021-03-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 238 38,419 0.62
2021-02-22 2021-02-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 265 38,181 0.70
2021-01-26 2021-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -431 0 -100.00
2021-01-26 2021-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 431 37,916 1.15
2021-01-26 2021-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -599 599 -50.00
2021-01-26 2021-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 599 37,485 1.62
2021-01-19 2021-01-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 263 36,886 0.72
2020-12-21 2020-12-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 265 36,623 0.73
2020-11-20 2020-11-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 304 36,358 0.84
2020-10-16 2020-10-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 304 36,054 0.85
2020-09-18 2020-09-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 408 35,750 1.15
2020-08-24 2020-08-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 311 35,342 0.89
2020-07-29 2020-07-27 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -52,024 0 -100.00 3.83 -199,252
2020-07-29 2020-07-27 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 52,024 233,710 28.63 3.83 199,252 895,109
2020-07-20 2020-07-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 322 35,031 0.93
2020-06-19 2020-06-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 321 34,709 0.93
2020-05-18 2020-05-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 655 34,388 1.94
2020-04-23 2020-04-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 3,172 33,733 10.38
2020-04-20 2020-04-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 352 30,561 1.17
2020-03-20 2020-03-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 341 30,209 1.14
2020-02-24 2020-02-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 212 29,868 0.71
2020-01-27 2020-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -444 0 -100.00
2020-01-27 2020-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 444 29,656 1.52
2020-01-27 2020-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -431 431 -50.00
2020-01-27 2020-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 431 29,212 1.50
2020-01-27 2020-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -599 1,198 -33.33
2020-01-27 2020-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 599 28,781 2.13
2020-01-21 2020-01-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 203 28,182 0.73
2019-12-23 2019-12-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 591 27,979 2.16
2019-11-15 2019-11-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 204 27,388 0.75
2019-10-28 2019-10-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 246 27,184 0.91
2019-09-23 2019-09-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 210 26,938 0.79
2019-08-19 2019-08-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 228 26,728 0.86
2019-07-22 2019-07-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 247 26,500 0.94
2019-06-24 2019-06-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 311 26,253 1.20
2019-05-20 2019-05-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 212 25,942 0.82
2019-04-22 2019-04-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 276 25,730 1.08
2019-03-18 2019-03-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 231 25,454 0.92
2019-03-18 2019-03-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 22,935 181,686 14.45
2019-02-19 2019-02-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 323 25,223 1.30
2019-01-29 2019-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -444 444 -50.00
2019-01-29 2019-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 444 24,900 1.82
2019-01-29 2019-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -430 862 -33.28
2019-01-29 2019-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 430 24,456 1.79
2019-01-25 2019-01-23 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 1,797 1,797
2019-01-23 2019-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -162 0 -100.00
2019-01-23 2019-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 162 24,026 0.68
2019-01-23 2019-01-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 289 23,864 1.23
2018-12-31 2018-12-31 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 64 23,575 0.27
2018-12-21 2018-12-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 248 23,511 1.07
2018-11-19 2018-11-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 275 23,263 1.20
2018-10-23 2018-10-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 326 22,988 1.44
2018-09-24 2018-09-21 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 244 22,662 1.09
2018-08-20 2018-08-17 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 242 22,418 1.09
2018-07-23 2018-07-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 207 22,176 0.94
2018-06-18 2018-06-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 204 21,969 0.94
2018-05-29 2018-05-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 18,750 158,751 13.39
2018-05-21 2018-05-18 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 209 21,765 0.97
2018-04-23 2018-04-20 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 171 21,556 0.80
2018-03-19 2018-03-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 180 21,385 0.85
2018-02-20 2018-02-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 186 21,205 0.88
2018-01-29 2018-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -444 888 -33.33
2018-01-29 2018-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 444 21,019 2.16
2018-01-29 2018-01-25 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 1,319 1,319
2018-01-22 2018-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -162 162 -50.00
2018-01-22 2018-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 162 20,575 0.79
2018-01-22 2018-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 191 20,413 0.94
2017-12-26 2017-12-22 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 85 20,222 0.42
2017-12-18 2017-12-15 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 173 20,137 0.87
2017-11-15 2017-11-14 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 210 19,964 1.06
2017-10-27 2017-10-27 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 147 19,754 0.75
2017-10-05 2017-10-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 5,812 140,001 4.33
2017-10-02 2017-09-29 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 292 19,607 1.51
2017-07-31 2017-07-28 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 177 19,315 0.92
2017-07-03 2017-06-30 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 158 19,138 0.83
2017-05-30 2017-05-26 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 198 18,980 1.05
2017-04-20 2017-04-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 140 18,782 0.75
2017-03-17 2017-03-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 12,091 134,189 9.90
2017-03-03 2017-03-03 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 288 18,642 1.57
2017-01-31 2017-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 1,332 1,332
2017-01-31 2017-01-27 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
A - Award 192 18,354 1.06
2017-01-23 2017-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
M - Exercise -162 324 -33.33
2017-01-23 2017-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
M - Exercise 162 18,162 0.90
2016-05-11 2016-05-10 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 10,000 10,000 29.00 290,000 290,000
2016-05-11 2016-05-10 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 10,000 10,000 29.00 290,000 290,000
2016-05-09 2016-05-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 12,573 122,098 11.48
2016-04-22 2016-01-19 4 FLIC FIRST OF LONG ISLAND CORP
Restricted Stock Unit
A - Award 324 324
2016-03-22 2016-03-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
P - Purchase 20,000 20,000 7.02 140,438 140,438
2016-03-22 2016-03-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
P - Purchase 10,000 10,000 7.02 70,219 70,219
2016-03-22 2016-03-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
P - Purchase 30,000 109,525 37.72 7.02 210,657 769,074
2015-09-17 2015-09-16 4 FLIC FIRST OF LONG ISLAND CORP
Common Stock
P - Purchase 2,000 2,000 27.06 54,125 54,125
2015-09-17 3 FLIC FIRST OF LONG ISLAND CORP
Common Stock
0
2015-05-28 2015-05-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 8,937 79,525 12.66
2015-05-28 2014-03-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 7,537 70,588 11.95
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -7,238 0 -100.00
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -6,219 0 -100.00
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -2,261 0 -100.00
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -6,784 0 -100.00
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 7,238 63,051 12.97
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 6,219 55,813 12.54
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 2,261 49,594 4.78
2015-01-08 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 6,784 47,333 16.73
2013-03-26 2013-03-22 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 17,046 40,549 72.53
2012-03-05 2012-03-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 14,151 23,503 151.32
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)