ClearBridge 能源中游機會基金公司
US ˙ NYSE ˙ US18469P2092

簡介

本頁面提供了有關 Prudential Financial Inc 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

如何解讀這些圖表

以下圖表顯示了在Prudential Financial Inc進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc Insider Trades
EMO / ClearBridge Energy Midstream Opportunity Fund Inc內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc Insider Trades
GHY / PGIM Global High Yield Fund, Inc內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GHY / PGIM Global High Yield Fund, Inc Insider Trades
GHY / PGIM Global High Yield Fund, Inc內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GHY / PGIM Global High Yield Fund, Inc Insider Trades
ISD / PGIM High Yield Bond Fund, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ISD / PGIM High Yield Bond Fund, Inc. Insider Trades
ISD / PGIM High Yield Bond Fund, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ISD / PGIM High Yield Bond Fund, Inc. Insider Trades
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
TYG / Tortoise Energy Infrastructure Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
TYG / Tortoise Energy Infrastructure Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
WELNF / Integrated Wellness Acquisition Corp內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2003-07-03 WEL PRUDENTIAL FINANCIAL INC 13,607,202 0.4400 13,607,202 0.4400 5,987,169 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

WELNF / Integrated Wellness Acquisition Corp Insider Trades
WELNF / Integrated Wellness Acquisition Corp內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

WELNF / Integrated Wellness Acquisition Corp Insider Trades
歷史內部人交易

該表格顯示了由 Prudential Financial Inc 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-01 2026-04-29 4 NONE PGIM Real Estate Fund Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 270,092 3,573,699 8.18 30.36 8,200,000 108,497,491
2026-01-27 2026-01-23 4 NONE PGIM Private Credit Fund
Class I common shares of beneficial interest, par val $0.001
P - Purchase 1,406,739 7,709,624 22.32 24.87 34,985,590 191,738,337
2025-08-25 2025-08-21 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series J Mandatory Redeemable Preferred Stock
P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2025-06-18 2025-06-16 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,675,978 3,168,461 112.29 28.64 48,000,000 90,744,727
2025-03-28 2025-03-26 4 NONE PGIM Private Credit Fund
Class I common shares of beneficial interest, par val $0.001
P - Purchase 721,732 5,656,908 14.62 24.94 18,000,000 141,083,290
2025-03-27 2025-03-26 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,340,694 1,480,681 957.73 28.53 38,250,000 42,243,835
2025-03-27 2025-03-25 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 52,595 139,987 60.18 28.52 1,500,000 3,992,436
2025-03-14 2025-03-12 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 87,047 87,047 28.72 2,500,000 2,500,000
2025-02-05 2025-02-03 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 906,239 5,799,370 18.52 28.69 26,000,000 166,383,915
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series I Mandatory Redeemable Preferred Stock
J - Other 300,000 300,000 25.00 7,500,000 7,500,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 15,000,000 15,000,000.00 225,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 5,000,000 5,000,000.00 25,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 5,000,000 5,000,000.00 25,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
4.02% Senior Note Series TT, due October 16, 2026
J - Other 744,764 744,763.81 554,673,132,686
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
4.02% Senior Note Series TT, due October 16, 2026
J - Other 1,191,622 1,191,622.10 1,419,963,229,208
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.97% Senior Note Series SS, due October 16, 2025
J - Other 1,111,146 1,111,145.72 1,234,644,811,074
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.97% Senior Note Series SS, due October 16, 2025
J - Other 1,111,146 1,111,145.72 1,234,644,811,074
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series G Mandatory Redeemable Preferred Stock
P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
5.83% Senior Notes, Series RR, due December 18, 2031
P - Purchase 23,540,000 23,540,000.00 554,131,600,000,000
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
5.83% Senior Notes, Series RR, due December 18, 2031
P - Purchase 1,460,000 1,460,000.00 2,131,600,000,000
2024-12-17 2024-12-13 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 71,633 4,851,926 1.50 27.92 2,000,000 135,465,777
2024-11-27 2024-11-25 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 537,249 4,780,293 12.66 27.92 15,000,000 133,465,777
2024-10-10 2024-10-08 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 261,059 4,208,549 6.61 27.58 7,200,000 116,071,775
2024-09-11 2024-09-09 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series M Mandatory Redeemable Preferred Stock (CEM)
J - Other -285,715 0 -100.00 35.00 -10,000,025
2024-09-11 2024-09-09 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series I Mandatory Redeemable Preferred Stock (CEM)
J - Other -160 0 -100.00 100,000.00 -16,000,000
2024-09-11 2024-09-09 4 CTR ClearBridge MLP & Midstream Total Return Fund Inc.
Series E Mandatory Redeemable Preferred Stock (CTR)
J - Other -366,667 0 -100.00 30.00 -11,000,010
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock (EMO)
J - Other 142,858 142,858 35.00 5,000,030 5,000,030
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock (EMO)
J - Other -166,667 0 -100.00 30.00 -5,000,010
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series R Mandatory Redeemable Preferred Stock (EMO)
J - Other 285,715 285,715 35.00 10,000,025 10,000,025
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series N Mandatory Redeemable Preferred Stock (EMO)
J - Other 457,143 457,143 35.00 16,000,005 16,000,005
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series M Mandatory Redeemable Preferred Stock (EMO)
J - Other 314,286 314,286 35.00 11,000,010 11,000,010
2024-08-05 2024-08-01 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
J - Other -4,179,821 0 -100.00
2024-06-24 2024-06-20 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 652,884 3,883,390 20.21 27.57 18,000,000 107,065,075
2024-03-18 2024-01-02 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
P - Purchase 1,191,895 4,056,632 41.61 25.17 30,000,000 102,105,420
2024-03-14 2023-11-01 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
J - Other -3,133,275 0 -100.00
2024-03-14 2023-09-29 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,135,115 3,133,275 56.81 27.31 31,000,000 85,569,729
2023-12-12 2023-12-11 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
P - Purchase 2,800,000 2,803,240 86,419.75 25.00 70,000,000 70,081,000
2023-12-06 3 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
3,240
2023-12-06 3 NONE PGIM Credit Income Fund
Class A common shares of beneficial interest, par val $0.001
400
2023-12-06 3 NONE PGIM Credit Income Fund
Class C common shares of beneficial interest, par val $0.001
400
2023-07-18 2023-07-14 4 NONE PGIM Private Credit Fund
Class D Common Stock, par value $0.001 per share
P - Purchase 382 382 26.20 10,000 10,000
2023-07-18 2023-07-14 4 NONE PGIM Private Credit Fund
Class S Common Stock, par value $0.001 per share
P - Purchase 382 382 26.20 10,000 10,000
2023-06-28 3/A NONE PGIM Private Credit Fund
Class I Common Shares of Beneficial Interest
4,285,940
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
101,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class S Common Stock, par value $0.001 per share
1,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class D Common Stock, par value $0.001 per share
1,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class T Common Stock, par value $0.001 per share
1,000
2023-06-28 2022-11-30 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 799,359 1,998,159 66.68 24.97 19,960,000 49,894,037
2023-06-28 2022-11-23 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 53,871 1,198,800 4.71 25.06 1,350,000 30,041,929
2023-06-28 2022-10-27 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 903,929 1,144,929 375.07 25.00 22,598,233 28,623,233
2023-06-28 2022-10-11 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 80,000 241,000 49.69 25.00 2,000,000 6,025,000
2023-06-28 2022-09-28 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 60,000 161,000 59.41 25.00 1,500,000 4,025,000
2022-11-28 3 CTR ClearBridge MLP & Midstream Total Return Fund Inc.
Series E Mandatory Redeemable Preferred Stock
366,667
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series M Mandatory Redeemable Preferred Stock
P - Purchase 285,715 285,715 35.00 10,000,025 10,000,025
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series I Mandatory Redeemable Preferred Stock
J - Other 160 160 100,000.00 16,000,000 16,000,000
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -160 0 -100.00 100,000.00 -16,000,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock
P - Purchase 166,667 166,667 30.00 5,000,010 5,000,010
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series K Mandatory Redeemable Preferred Stock
J - Other 85 85 100,000.00 8,500,000 8,500,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -85 0 -100.00 100,000.00 -8,500,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series K Mandatory Redeemable Preferred Stock
J - Other 24 24 100,000.00 2,400,000 2,400,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -24 0 -100.00 100,000.00 -2,400,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series F Mandatory Redeemable Preferred Stock
P - Purchase 2,000,000 2,000,000 10.00 20,000,000 20,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 4,500,000 4,500,000.00 20,250,000,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 4,500,000 4,500,000.00 20,250,000,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 1,000,000 1,000,000.00 1,000,000,000,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
Series H Mandatory Redeemable Preferred Stock
P - Purchase 300,000 300,000 25.00 7,500,000 7,500,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
2.50% Senior Notes, Series S, due December 17, 2028
P - Purchase 20,000,000 20,000,000.00 400,000,000,000,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
2.50% Senior Notes, Series S, due December 17, 2028
P - Purchase 5,000,000 5,000,000.00 25,000,000,000,000
2020-04-16 2020-04-14 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
J - Other -342,857 0 -100.00 342,857.00 -117,550,922,449
2020-04-16 2020-04-14 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
J - Other -1,714,286 0 -100.00 1,714,286.00 -2,938,776,489,796
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -677,333 0 -100.00 677,333.00 -458,779,992,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -8,128,000 0 -100.00 8,128,000.00 -66,064,384,000,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -8,128,000 0 -100.00 8,128,000.00 -66,064,384,000,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -5,181,600 0 -100.00 5,181,600.00 -26,848,978,560,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -5,317,067 0 -100.00 5,317,067.00 -28,271,201,482,489
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
J - Other -9,821,333 0 -100.00 9,821,333.00 -96,458,581,896,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -9,821,333 0 -100.00 9,821,333.00 -96,458,581,896,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
J - Other -10,498,667 0 -100.00 10,498,667.00 -110,222,008,776,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.22% Senior Notes, Series II, due December 18, 2022
J - Other -6,773,333 0 -100.00 6,773,333.00 -45,878,039,928,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.53% Senior Notes, Series KK, due December 18, 2025
J - Other -6,773,333 0 -100.00 6,773,333.00 -45,878,039,928,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.34% Senior Notes, Series JJ, due December 18, 2023
J - Other -13,546,667 0 -100.00 13,546,667.00 -183,512,186,808,889
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -2,901,070 0 -100.00 2,901,070.00 -8,416,207,144,900
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -4,641,711 1,191,623 -79.57 4,641,711.00 -21,545,481,007,521 5,531,169,586,953
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -4,351,604 0 -100.00 4,351,604.00 -18,936,457,372,816
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -4,351,605 0 -100.00 4,351,605.00 -18,936,466,076,025
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -5,512,032 0 -100.00 5,512,032.00 -30,382,496,769,024
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -6,092,246 0 -100.00 6,092,246.00 -37,115,461,324,516
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -1,354,167 0 -100.00 1,354,167.00 -1,833,768,263,889
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -2,166,666 5,833,334 -27.08 2,166,666.00 -4,694,441,555,556 12,638,886,444,444
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -2,031,250 0 -100.00 2,031,250.00 -4,125,976,562,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -2,031,250 0 -100.00 2,031,250.00 -4,125,976,562,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -2,572,917 0 -100.00 2,572,917.00 -6,619,901,888,889
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -2,843,750 0 -100.00 2,843,750.00 -8,086,914,062,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.18% Senior Notes, Series N, due December 13, 2024
J - Other -3,000,000 0 -100.00 3,000,000.00 -9,000,000,000,000
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.18% Senior Notes, Series N, due December 13, 2024
J - Other -29,000,000 0 -100.00 29,000,000.00 -841,000,000,000,000
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -795,333 84,667 -90.38 25.00 -19,883,325 2,116,675
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series E Mandatory Redeemable Preferred Stock
J - Other -1,446,061 153,939 -90.38 25.00 -36,151,525 3,848,475
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -903,788 96,212 -90.38 25.00 -22,594,700 2,405,300
2020-04-14 2020-04-10 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
J - Other -396,000 244,000 -61.88 25.00 -9,900,000 6,100,000
2020-02-18 2020-02-13 4 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Stock
J - Other -1,000,000 0 -100.00 25.00 -25,000,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
28,600,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
640,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
4,480,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -24 0 -100.00
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -85 0 -100.00
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -41 0 -100.00
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
4.02% Senior Notes, Series R, due October 16, 2026
P - Purchase 5,000,000 0 -100.00 5,000,000.00 25,000,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
4.02% Senior Notes, Series R, due October 16, 2026
P - Purchase 8,000,000 0 -100.00 8,000,000.00 64,000,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.97% Senior Notes, Series Q, due October 16, 2025
P - Purchase 7,500,000 0 -100.00 7,500,000.00 56,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.97% Senior Notes, Series Q, due October 16, 2025
P - Purchase 7,500,000 0 -100.00 7,500,000.00 56,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.79% Senior Notes, Series P, due October 16, 2023
P - Purchase 9,500,000 0 -100.00 9,500,000.00 90,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.79% Senior Notes, Series P, due October 16, 2023
P - Purchase 10,500,000 0 -100.00 10,500,000.00 110,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
Series G Mandatory Redeemable Preferred Stock
P - Purchase 880,000 880,000 25.00 22,000,000 22,000,000
2018-08-08 2018-08-06 4 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
J - Other -1,000,000 0 -100.00 25.00 -25,000,000
2018-08-08 2018-08-06 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
J - Other -1,059,686 0 -100.00 1.00 -1,059,686
2018-08-08 2018-08-06 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
J - Other -2,428,571 0 -100.00 1.00 -2,428,571
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
3.18% Senior Notes, Series N, due December 13, 2024
P - Purchase 3,000,000 0 -100.00 3,000,000.00 9,000,000,000,000
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
3.18% Senior Notes, Series N, due December 13, 2024
P - Purchase 29,000,000 0 -100.00 29,000,000.00 841,000,000,000,000
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
Series E Mandatory Redeemable Preferred Stock
P - Purchase 1,600,000 0 -100.00 25.00 40,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 1,000,000 0 -100.00 1,000,000.00 1,000,000,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 12,000,000 0 -100.00 12,000,000.00 144,000,000,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 12,000,000 0 -100.00 12,000,000.00 144,000,000,000,000
2016-02-26 2016-02-24 4 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -420 160 -72.41 103,132.00 -43,315,440 16,501,120
2016-02-26 2016-02-24 4 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
J - Other -152 58 -72.38 102,958.00 -15,649,616 5,971,564
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -32 24 -57.14 103,159.00 -3,301,088 2,475,816
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -120 85 -58.54 103,159.00 -12,379,080 8,768,515
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -58 41 -58.59 103,080.00 -5,978,640 4,226,280
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -85 205 -29.31 103,087.00 -8,762,395 21,132,835
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -24 56 -30.00 103,087.00 -2,474,088 5,772,872
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -41 99 -29.29 103,014.00 -4,223,574 10,198,386
2016-01-04 2015-12-30 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -55 140 -28.21 102,490.00 -5,636,950 14,348,600
2016-01-04 2015-12-30 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -185 0 -100.00 102,490.00 -18,960,650
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.22% Senior Notes, Series II, due December 18, 2022
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.34% Senior Notes, Series JJ, due December 18, 2023
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.53% Senior Notes, Series KK, due December 18, 2025
0
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
82,835,600
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
63,671,200
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
82,835,600
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
63,671,200
2012-12-20 3 [GHY] Prudential Global Short Duration High Yield Fund, Inc.
Common Stock
5,240
2012-10-09 3 [ISD] Prudential Short Duration High Yield Fund, Inc.
Common Stock
5,240
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Common Stock
O - Other 2,292,798 15,900,000 16.85 0.62 1,432,999 9,937,500
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Common Stock
P - Purchase 13,607,202 13,607,202 0.44 5,987,169 5,987,169
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Series F Convertible Senior Preferred Stock
S - Sale -59,872 0 -100.00
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Series F Convertible Senior Preferred Stock
C - Conversion 59,872 59,872
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)