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簡介

本頁面提供了有關 Stephen N Potter 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Stephen N Potter已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:NCDL / Nuveen Churchill Direct Lending Corp. Director 26,824
10,163
US:NTRS / Northern Trust Corporation Vice Chairman 46,072
如何解讀這些圖表

以下圖表顯示了在Stephen N Potter進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

NCDL / Nuveen Churchill Direct Lending Corp.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 NCDL / Nuveen Churchill Direct Lending Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2024-01-05 NONE Potter Stephen N 4,351 18.0500 4,351 18.0500 78,536 731 13.6900 -18,970 -24.15
2023-11-03 NONE Potter Stephen N 3,033 18.1900 3,033 18.1900 55,170
2022-01-21 NONE Potter Stephen N 321 19.4600 321 19.4600 6,247
2021-12-09 NONE Potter Stephen N 1,091 19.5800 1,091 19.5800 21,362
2021-11-01 NONE Potter Stephen N 763 19.4000 763 19.4000 14,802
2021-08-24 NONE Potter Stephen N 1,530 19.2800 1,530 19.2800 29,498
2020-11-06 NONE Potter Stephen N 15,735 18.7100 15,735 18.7100 294,402

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NCDL / Nuveen Churchill Direct Lending Corp. Insider Trades
NCDL / Nuveen Churchill Direct Lending Corp.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 NCDL / Nuveen Churchill Direct Lending Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NCDL / Nuveen Churchill Direct Lending Corp. Insider Trades
歷史內部人交易

該表格顯示了由 Stephen N Potter 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2024-01-08 2024-01-05 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 4,351 26,824 19.36 18.05 78,536 484,173
2023-11-06 2023-11-03 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 3,033 22,473 15.60 18.19 55,170 408,784
2023-08-29 2023-08-28 4 NONE Nuveen Churchill Private Capital Income Fund
Class I 		P - Purchase 10,163 10,163 24.60 250,000 250,000
2022-01-21 2022-01-21 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 321 19,440 1.68 19.46 6,247 378,302
2021-12-10 2021-12-09 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 1,091 19,119 6.05 19.58 21,362 374,350
2021-11-02 2021-11-01 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 763 18,028 4.42 19.40 14,802 349,743
2021-08-24 2021-08-24 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 1,530 17,265 9.72 19.28 29,498 332,869
2020-11-09 2020-11-06 4 NONE Nuveen Churchill Direct Lending Corp.
Common Stock 		P - Purchase 15,735 15,735 18.71 294,402 294,402
2018-12-17 2018-12-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -11,394 46,072 -19.83
2018-12-17 2018-12-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -141 8,181 -1.70 86.90 -12,282 710,964
2018-12-11 2018-12-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -224 24,014 -0.92 90.36 -20,241 2,169,905
2018-10-23 2018-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,831 24,238 -21.99 93.16 -636,376 2,258,012
2018-07-24 2018-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -875 32,070 -2.66
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,515 40,515 15.76
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,578 35,000 -4.31 105.15 -165,927 3,680,250
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,820 38,561 -4.51 98.88 -179,962 3,812,912
2018-02-01 2018-01-31 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,551 0 -100.00 105.55 -374,808
2018-02-01 2018-01-31 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,552 0 -100.00 105.55 -374,914
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -10,000 28,674 -25.86 106.14 -1,061,400 3,043,458
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,968 42,669 -12.27 106.71 -636,845 4,553,209
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,909 58,578 37.28 106.71 1,697,649 6,250,858
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -244 42,669 -0.57 97.29 -23,739 4,151,267
2018-01-25 2017-11-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -4,563 0 -100.00
2017-12-07 2017-12-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -1,000 47,451 -2.06
2017-10-27 2017-10-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -160 48,451 -0.33
2017-10-27 2017-10-25 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -2,060 48,611 -4.07
2017-07-06 2017-07-05 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -11,574 0 -100.00
2017-07-06 2017-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -11,574 42,913 -21.24 99.07 -1,146,636 4,251,391
2017-07-06 2017-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 11,574 54,487 26.97 52.69 609,834 2,870,920
2017-07-06 2017-07-03 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -16,895 11,574 -59.35
2017-07-06 2017-07-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -16,895 42,913 -28.25 99.09 -1,674,126 4,252,249
2017-07-06 2017-07-03 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 16,895 59,808 39.37 52.69 890,198 3,151,284
2017-06-21 2017-06-19 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -48,110 0 -100.00
2017-06-21 2017-06-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -48,110 42,913 -52.85 95.20 -4,580,072 4,085,318
2017-06-21 2017-06-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 48,110 91,023 112.11 43.65 2,100,002 3,973,154
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 26,132 26,132
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,749 42,913 15.47
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 37,164 -5.51 86.30 -187,196 3,207,439
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,878 41,909 -4.29 85.66 -160,860 3,589,715
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,418 46,018 -12.24 88.92 -570,721 4,092,151
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 17,519 63,537 38.07
2016-12-06 2016-12-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -2,360 20,608 -10.28
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -65,079 0 -100.00
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -35,975 46,018 -43.88 81.54 -2,933,402 3,752,308
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -29,104 81,993 -26.20 80.64 -2,346,947 6,611,916
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 65,079 111,097 141.42 52.64 3,425,759 5,848,146
2016-11-14 2016-11-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,160 65,079 -8.65
2016-11-14 2016-11-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -6,160 46,018 -11.81 80.00 -492,800 3,681,440
2016-11-14 2016-11-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,160 52,178 13.39 52.64 324,262 2,746,650
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -90,270 0 -100.00
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -35,800 0 -100.00
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -53,749 46,018 -53.87 76.30 -4,101,049 3,511,173
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -72,321 99,767 -42.03 75.26 -5,442,878 7,508,464
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 90,270 172,088 110.33 57.54 5,194,136 9,901,944
2016-11-10 2016-11-09 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 35,800 81,818 77.80 71.23 2,550,034 5,827,896
2016-04-28 2016-04-28 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -2,400 22,968 -9.46
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 34,489 34,489
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,657 46,018 26.56
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,169 36,361 -5.63 55.16 -119,631 2,005,491
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -6,474 41,106 -13.61 64.43 -417,120 2,648,460
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 18,979 60,085 46.17
2015-06-22 2015-06-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -26,042 0 -100.00
2015-06-22 2015-06-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -26,042 41,106 -38.78 78.00 -2,031,276 3,206,268
2015-06-22 2015-06-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 26,042 67,148 63.35 63.36 1,650,021 4,254,497
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 23,739 23,739
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,122 41,106 20.96
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,426 33,984 -13.77 70.03 -379,983 2,379,900
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,055 56,839 -8.17 62.26 -314,724 3,538,796
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 16,037 61,894 34.97
2014-08-01 2014-07-31 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -58,836 0 -100.00
2014-08-01 2014-07-31 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -58,836 22,858 -72.02 67.16 -3,951,714 1,535,255
2014-08-01 2014-07-31 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 58,836 81,694 257.40 50.99 3,000,048 4,165,577
2014-08-01 2014-07-30 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -8,000 22,858 -25.93 68.00 -544,000 1,554,344
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -6,000 30,858 -16.28 66.00 -396,000 2,036,628
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -4,000 36,858 -9.79 64.50 -258,000 2,377,341
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -2,000 40,858 -4.67 63.00 -126,000 2,574,054
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,591 45,857 -9.10 62.02 -284,734 2,844,051
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,842 55,663 -6.46 62.07 -238,473 3,455,002
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 24,651 24,651
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 8,217 67,537 13.85
2014-02-06 2014-01-24 4 NTRS NORTHERN TRUST CORP
Common Stock 		G - Gift -3,300 29,611 -10.03
2014-01-10 2014-01-08 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -23,030 0 -100.00
2014-01-10 2014-01-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -23,030 32,911 -41.17 62.00 -1,427,860 2,040,482
2014-01-10 2014-01-08 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 23,030 55,941 69.98 52.10 1,199,748 2,914,246
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -320 59,320 -0.54 56.52 -18,088 3,353,063
2013-07-23 2013-07-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -1,769 0 -100.00
2013-07-23 2013-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -1,769 32,911 -5.10 59.48 -105,225 1,957,645
2013-07-23 2013-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 1,769 34,680 5.38 49.12 86,893 1,703,482
2013-07-18 2013-07-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -1,150 23,030 -4.76
2013-07-18 2013-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -1,150 32,911 -3.38 62.00 -71,300 2,040,482
2013-07-18 2013-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 1,150 34,061 3.49 52.10 59,909 1,774,408
2013-05-17 2013-05-15 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -30,000 0 -100.00
2013-05-17 2013-05-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -30,000 32,911 -47.69 57.02 -1,710,600 1,876,585
2013-05-17 2013-05-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 30,000 62,911 91.15 44.46 1,333,950 2,797,338
2013-04-18 2013-04-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,634 32,911 -16.78 52.54 -348,560 1,729,193
2013-04-12 2013-04-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -23,231 1,769 -92.92
2013-04-12 2013-04-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -23,231 39,545 -37.01 56.00 -1,300,936 2,214,520
2013-04-12 2013-04-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 23,231 62,776 58.75 49.12 1,141,107 3,083,557
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,172 59,640 -5.05 53.64 -170,146 3,199,090
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 28,469 28,469
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 9,490 69,446 15.83
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,678 59,956 -2.72 47.72 -80,074 2,861,100
2012-04-20 2012-04-19 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -3,680 0 -100.00
2012-04-20 2012-04-19 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -21,934 0 -100.00
2012-04-20 2012-04-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -21,210 30,669 -40.88 46.49 -986,153 1,425,946
2012-04-20 2012-04-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 25,614 51,879 97.52 32.62 835,401 1,692,034
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 48,110 48,110
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 26,395 -0.38 68.98 -6,898 1,820,727
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -605 26,495 -2.23 68.95 -41,715 1,826,830
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -225 27,100 -0.82 68.93 -15,509 1,868,003
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -900 27,325 -3.19 68.92 -62,028 1,883,239
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -1,236 28,225 -4.20 68.90 -85,160 1,944,702
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -42 29,461 -0.14 68.82 -2,890 2,027,506
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 29,503 -0.34 68.81 -6,881 2,030,101
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -1,417 29,603 -4.57 68.80 -97,490 2,036,686
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 31,020 -0.32 68.79 -6,879 2,133,866
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -200 31,120 -0.64 68.77 -13,754 2,140,122
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 31,320 -0.32 68.75 -6,875 2,153,250
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -975 31,420 -3.01 68.70 -66,982 2,158,554
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -200 32,395 -0.61 68.68 -13,736 2,224,889
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -200 32,595 -0.61 68.64 -13,728 2,237,321
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -200 32,795 -0.61 68.63 -13,726 2,250,721
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -700 32,995 -2.08 68.60 -48,020 2,263,457
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -300 33,695 -0.88 68.45 -20,535 2,306,423
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 33,995 -0.29 68.36 -6,836 2,323,898
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -500 34,095 -1.45 68.32 -34,162 2,329,541
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -200 34,595 -0.57 68.30 -13,660 2,362,838
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -300 34,795 -0.85 68.27 -20,481 2,375,455
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 35,095 -0.28 68.24 -6,824 2,394,883
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -104 35,195 -0.29 68.15 -7,088 2,398,539
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 35,299 -0.28 68.14 -6,814 2,405,274
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -500 35,399 -1.39 68.10 -34,050 2,410,672
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -196 35,899 -0.54 68.09 -13,346 2,444,363
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 36,095 -0.28 68.04 -6,804 2,455,904
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 36,195 -0.28 68.03 -6,803 2,462,346
2007-10-24 2007-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -100 36,295 -0.27 68.02 -6,802 2,468,786
2006-10-19 3 NTRS NORTHERN TRUST CORP
Common Stock 		26,952
2006-10-19 3 NTRS NORTHERN TRUST CORP
Common Stock 		880
2006-10-19 3 NTRS NORTHERN TRUST CORP
Common Stock 		880
2006-10-19 3 NTRS NORTHERN TRUST CORP
Common Stock 		8,265
2006-10-19 3 NTRS NORTHERN TRUST CORP
Common Stock 		24,188
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）