Spirit LTD Path - Insider Trading Tracker

指南針多元化 - 優先股

US ˙ NYSE ˙ US20451Q3020

簡介

本頁面提供了有關 Spirit LTD Path 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示Spirit LTD Path已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:CODI / Compass Diversified	10% Owner	7,456,197
	10% Owner	843,160
US:HRZN / Horizon Technology Finance Corporation	10% Owner	891,414

如何解讀這些圖表

以下圖表顯示了在Spirit LTD Path進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

CODI.PRB / Compass Diversified - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 CODI.PRB / Compass Diversified - Preferred Stock 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2023-10-06	CODI	Anholt Investments Ltd.	5,896	18.1200	5,896	18.1200	106,836	154	24.5600	37,971	35.54
2023-10-05	CODI	Anholt Investments Ltd.	2,400	18.1144	2,400	18.1144	43,475
2023-10-04	CODI	Anholt Investments Ltd.	14,309	18.1141	14,309	18.1141	259,195
2023-10-03	CODI	Anholt Investments Ltd.	33,402	18.1174	33,402	18.1174	605,157
2023-03-20	CODI	Anholt Investments Ltd.	5,092	17.9678	5,092	17.9678	91,492
2022-05-12	CODI	Anholt Investments Ltd.	20,000	20.6140	20,000	20.6140	412,280
2020-05-14	CODI	Anholt Investments Ltd.	61,577	15.2000	61,577	15.2000	935,970
2020-05-13	CODI	Anholt Investments Ltd.	69,523	15.1700	69,523	15.1700	1,054,664
2020-03-16	CODI	Anholt Investments Ltd.	43,450	15.2589	43,450	15.2589	662,999
2020-03-13	CODI	Anholt Investments Ltd.	23,800	16.0082	23,800	16.0082	380,995
2020-03-12	CODI	Anholt Investments Ltd.	155,000	15.5796	155,000	15.5796	2,414,838
2020-03-11	CODI	Anholt Investments Ltd.	89,262	16.9063	89,262	16.9063	1,509,090
2018-12-14	CODI	Anholt Investments Ltd.	18,000	13.8700	18,000	13.8700	249,660
2018-12-13	CODI	Anholt Investments Ltd.	10,000	13.6800	10,000	13.6800	136,800
2018-12-13	CODI	Anholt Investments Ltd.	10,000	13.7100	10,000	13.7100	137,100
2018-12-13	CODI	Anholt Investments Ltd.	10,000	13.7700	10,000	13.7700	137,700
2018-12-13	CODI	Anholt Investments Ltd.	10,000	13.8300	10,000	13.8300	138,300
2018-12-13	CODI	Anholt Investments Ltd.	10,000	14.0700	10,000	14.0700	140,700
2018-05-08	CODI	Anholt Investments Ltd.	34,158	15.9300	34,158	15.9300	544,137
2018-05-07	CODI	Anholt Investments Ltd.	87,690	15.6800	87,690	15.6800	1,374,979
2011-08-24	CODI	Anholt Investments Ltd.	1,575,000	12.5000	1,575,000	12.5000	19,687,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CODI.PRB / Compass Diversified - Preferred Stock Insider Trades

CODI.PRB / Compass Diversified - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 CODI.PRB / Compass Diversified - Preferred Stock 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2024-11-11	CODI	CGI Magyar Holdings LLC	135,274	23.0500	135,274	23.0500	3,118,066	365	5.5700	-2,364,589	-75.84
2024-07-16	CODI	CGI Magyar Holdings LLC	200,000	23.4858	200,000	23.4858	4,697,160
2024-07-15	CODI	CGI Magyar Holdings LLC	69,681	23.0210	69,681	23.0210	1,604,126
2024-07-12	CODI	CGI Magyar Holdings LLC	30,319	22.7774	30,319	22.7774	690,588
2024-07-11	CODI	CGI Magyar Holdings LLC	100,000	22.5451	100,000	22.5451	2,254,510
2024-03-08	CODI	CGI Magyar Holdings LLC	7,510	24.9200	7,510	24.9200	187,149
2022-08-10	CODI	Anholt Investments Ltd.	146,937	23.7062	146,937	23.7062	3,483,318
2022-08-09	CODI	Anholt Investments Ltd.	96,045	23.5689	96,045	23.5689	2,263,675
2022-08-08	CODI	Anholt Investments Ltd.	93,306	23.6200	93,306	23.6200	2,203,888
2022-08-05	CODI	Anholt Investments Ltd.	10,649	24.0101	10,649	24.0101	255,684
2021-03-18	CODI	Anholt Investments Ltd.	26,387	24.0431	26,387	24.0431	634,425
2021-03-12	CODI	Anholt Investments Ltd.	11,112	24.0096	11,112	24.0096	266,795
2021-03-11	CODI	Anholt Investments Ltd.	2,312	24.0251	2,312	24.0251	55,546
2021-03-10	CODI	Anholt Investments Ltd.	300	24.0133	300	24.0133	7,204
2021-03-09	CODI	Anholt Investments Ltd.	21,786	24.0824	21,786	24.0824	524,659
2021-03-09	CODI	Anholt Investments Ltd.	28,888	24.0632	28,888	24.0632	695,138
2021-03-05	CODI	Anholt Investments Ltd.	200	24.0175	200	24.0175	4,804
2021-01-15	CODI	Anholt Investments Ltd.	980	21.1561	980	21.1561	20,733
2021-01-14	CODI	Anholt Investments Ltd.	38,556	21.1952	38,556	21.1952	817,202
2021-01-13	CODI	Anholt Investments Ltd.	58,664	21.3688	58,664	21.3688	1,253,579
2021-01-12	CODI	Anholt Investments Ltd.	1,800	21.5522	1,800	21.5522	38,794
2020-12-01	CODI	Anholt Investments Ltd.	32,036	19.5448	32,036	19.5448	626,137
2020-11-30	CODI	Anholt Investments Ltd.	17,964	19.5199	17,964	19.5199	350,655
2020-11-27	CODI	Anholt Investments Ltd.	8,791	19.5324	8,791	19.5324	171,709
2020-11-25	CODI	Anholt Investments Ltd.	15,065	19.5887	15,065	19.5887	295,104
2020-11-24	CODI	Anholt Investments Ltd.	33,400	19.5806	33,400	19.5806	653,992
2020-11-23	CODI	Anholt Investments Ltd.	400	19.5050	400	19.5050	7,802
2010-04-20	CODI	Anholt Investments Ltd.	25,000	14.3800	25,000	14.3800	359,500
2010-04-13	CODI	Anholt Investments Ltd.	1,300,000	14.3800	1,300,000	14.3800	18,694,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HRZN / Horizon Technology Finance Corporation內部人士買入 - 短期收益分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HRZN / Horizon Technology Finance Corporation Insider Trades

HRZN / Horizon Technology Finance Corporation內部人士賣出 - 短期虧損分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2015-03-24	HRZN	Anholt Investments Ltd.	380,000	13.9500	380,000	13.9500	5,301,000	190	9.0500	-1,862,000	-35.13

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 Spirit LTD Path 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2024-11-12	2024-11-11	4	CODI	Compass Diversified Holdings Common	S - Sale	-135,274	7,456,197	-1.78	23.05	-3,118,066	171,865,341
2024-07-18	2024-07-16	4	CODI	Compass Diversified Holdings Common	S - Sale	-200,000	7,591,471	-2.57	23.49	-4,697,160	178,291,770
2024-07-18	2024-07-15	4	CODI	Compass Diversified Holdings Common	S - Sale	-69,681	7,791,471	-0.89	23.02	-1,604,126	179,367,454
2024-07-15	2024-07-12	4	CODI	Compass Diversified Holdings Common	S - Sale	-30,319	7,861,152	-0.38	22.78	-690,588	179,056,604
2024-07-15	2024-07-11	4	CODI	Compass Diversified Holdings Common	S - Sale	-100,000	7,891,471	-1.25	22.55	-2,254,510	177,914,003
2024-03-12	2024-03-08	4	CODI	Compass Diversified Holdings Common	S - Sale	-7,510	7,991,471	-0.09	24.92	-187,149	199,147,457
2024-01-10		3	CODI	Compass Diversified Holdings Common Shares			7,998,981
2024-01-10		3	CODI	Compass Diversified Holdings Series A Preferred Shares			92,048
2024-01-10		3	CODI	Compass Diversified Holdings Series B Preferred Shares			112,996
2024-01-03	2023-12-31	4	CODI	Compass Diversified Holdings Series B Preferred Shares	G - Gift	-112,996	0	-100.00
2024-01-03	2023-12-31	4	CODI	Compass Diversified Holdings Series A Preferred Shares	G - Gift	-92,048	0	-100.00
2024-01-03	2023-12-31	4	CODI	Compass Diversified Holdings Common	G - Gift	-7,998,981	0	-100.00
2023-12-18	2023-12-15	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-1,961	112,996	-1.71	24.32	-47,701	2,748,628
2023-12-15	2023-12-14	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-5,032	114,956	-4.19	24.33	-122,413	2,796,535
2023-12-15	2023-12-14	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-28,736	92,048	-23.79	23.01	-661,158	2,117,840
2023-12-15	2023-12-13	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-4,139	119,988	-3.33	24.33	-100,718	2,919,788
2023-12-15	2023-12-13	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-9,902	120,784	-7.58	23.01	-227,875	2,779,602
2023-12-13	2023-12-12	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-3,926	124,139	-3.07	24.34	-95,543	3,021,047
2023-12-13	2023-12-12	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-7	130,686	-0.01	23.02	-161	3,007,738
2023-12-13	2023-12-11	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-3,914	128,053	-2.97	24.36	-95,325	3,118,731
2023-12-08	2023-12-08	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-400	131,967	-0.30	24.35	-9,741	3,213,660
2023-12-08	2023-12-07	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-1,618	132,367	-1.21	24.35	-39,403	3,223,534
2023-12-08	2023-12-07	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-5,710	130,693	-4.19	23.02	-131,416	3,007,899
2023-12-08	2023-12-06	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-4,487	133,985	-3.24	24.36	-109,281	3,263,205
2023-12-08	2023-12-06	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-1,976	136,403	-1.43	23.02	-45,486	3,139,861
2023-12-06	2023-12-05	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-600	138,472	-0.43	24.32	-14,594	3,368,041
2023-12-06	2023-12-04	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-2,570	139,072	-1.81	24.32	-62,515	3,382,926
2023-12-06	2023-12-04	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-22	138,379	-0.02	23.02	-506	3,185,623
2023-12-06	2023-12-01	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-3,969	141,642	-2.73	24.45	-97,046	3,463,289
2023-12-06	2023-12-01	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-2,799	138,401	-1.98	23.00	-64,377	3,183,237
2023-12-05	2023-11-30	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-3,920	145,611	-2.62	24.29	-95,221	3,537,037
2023-12-05	2023-11-30	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-4,991	141,200	-3.41	23.01	-114,823	3,248,447
2023-12-05	2023-11-29	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-300	149,531	-0.20	24.27	-7,281	3,629,267
2023-12-05	2023-11-29	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-3,654	146,191	-2.44	23.01	-84,064	3,363,270
2023-11-29	2023-11-27	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-2	149,845	0.00	23.01	-54	3,447,634
2023-11-22	2023-11-20	4	CODI	Compass Diversified Holdings Series B Preferred Shares	S - Sale	-5,500	149,831	-3.54	24.27	-133,485	3,636,398
2023-11-22	2023-11-20	4	CODI	Compass Diversified Holdings Series A Preferred Shares	S - Sale	-5,625	152,196	-3.56	23.01	-129,431	3,502,030
2023-11-15	2023-03-24	4	MONIX	Monachil Credit Income Fund Class I Shares	P - Purchase	591,133	843,160	234.55	10.15	6,000,000	8,558,072
2023-11-15		3	MONIX	Monachil Credit Income Fund Class I Shares			252,027
2023-10-10	2023-10-06	4	CODI	Compass Diversified Holdings Common	P - Purchase	5,896	7,998,981	0.07	18.12	106,836	144,941,536
2023-10-10	2023-10-05	4	CODI	Compass Diversified Holdings Common	P - Purchase	2,400	7,993,085	0.03	18.11	43,475	144,789,939
2023-10-04	2023-10-04	4	CODI	Compass Diversified Holdings Common	P - Purchase	14,309	7,990,685	0.18	18.11	259,195	144,744,067
2023-10-04	2023-10-03	4	CODI	Compass Diversified Holdings Common	P - Purchase	33,402	7,976,376	0.42	18.12	605,157	144,511,195
2023-03-23	2023-03-20	4	CODI	Compass Diversified Holdings Common	P - Purchase	5,092	7,942,974	0.06	17.97	91,492	142,717,768
2022-08-11	2022-08-10	4	CODI	Compass Diversified Holdings Common	S - Sale	-146,937	7,937,882	-1.82	23.71	-3,483,318	188,177,018
2022-08-09	2022-08-09	4	CODI	Compass Diversified Holdings Common	S - Sale	-96,045	8,084,819	-1.17	23.57	-2,263,675	190,550,291
2022-08-09	2022-08-08	4	CODI	Compass Diversified Holdings Common	S - Sale	-93,306	8,180,864	-1.13	23.62	-2,203,888	193,232,008
2022-08-09	2022-08-05	4	CODI	Compass Diversified Holdings Common	S - Sale	-10,649	8,274,170	-0.13	24.01	-255,684	198,663,649
2022-05-16	2022-05-12	4	CODI	Compass Diversified Holdings Common	P - Purchase	20,000	8,284,819	0.24	20.61	412,280	170,783,259
2021-03-22	2021-03-18	4	CODI	Compass Diversified Holdings Common	S - Sale	-26,387	8,264,819	-0.32	24.04	-634,425	198,711,870
2021-03-16	2021-03-12	4	CODI	Compass Diversified Holdings Common	S - Sale	-11,112	8,291,206	-0.13	24.01	-266,795	199,068,540
2021-03-16	2021-03-11	4	CODI	Compass Diversified Holdings Common	S - Sale	-2,312	8,302,318	-0.03	24.03	-55,546	199,464,020
2021-03-12	2021-03-10	4	CODI	Compass Diversified Holdings Common	S - Sale	-300	8,304,630	0.00	24.01	-7,204	199,421,572
2021-03-12	2021-03-09	4	CODI	Compass Diversified Holdings Common	S - Sale	-28,888	8,304,930	-0.35	24.06	-695,138	199,843,192
2021-03-09	2021-03-09	4	CODI	Compass Diversified Holdings Common	S - Sale	-21,786	8,333,818	-0.26	24.08	-524,659	200,698,339
2021-03-09	2021-03-05	4	CODI	Compass Diversified Holdings Common	S - Sale	-200	8,355,604	0.00	24.02	-4,804	200,680,719
2021-01-19	2021-01-15	4	CODI	Compass Diversified Holdings Common	S - Sale	-980	8,355,804	-0.01	21.16	-20,733	176,776,225
2021-01-19	2021-01-14	4	CODI	Compass Diversified Holdings Common	S - Sale	-38,556	8,356,784	-0.46	21.20	-817,202	177,123,708
2021-01-14	2021-01-13	4	CODI	Compass Diversified Holdings Common	S - Sale	-58,664	8,395,340	-0.69	21.37	-1,253,579	179,398,341
2021-01-14	2021-01-12	4	CODI	Compass Diversified Holdings Common	S - Sale	-1,800	8,454,004	-0.02	21.55	-38,794	182,202,385
2020-12-03	2020-12-01	4	CODI	Compass Diversified Holdings Common	S - Sale	-32,036	8,455,804	-0.38	19.54	-626,137	165,266,998
2020-12-01	2020-11-30	4	CODI	Compass Diversified Holdings Common	S - Sale	-17,964	8,487,840	-0.21	19.52	-350,655	165,681,788
2020-12-01	2020-11-27	4	CODI	Compass Diversified Holdings Common	S - Sale	-8,791	8,505,804	-0.10	19.53	-171,709	166,138,766
2020-12-01	2020-11-25	4	CODI	Compass Diversified Holdings Common	S - Sale	-15,065	8,514,595	-0.18	19.59	-295,104	166,789,847
2020-11-25	2020-11-24	4	CODI	Compass Diversified Holdings Common	S - Sale	-33,400	8,529,660	-0.39	19.58	-653,992	167,015,861
2020-11-25	2020-11-23	4	CODI	Compass Diversified Holdings Common	S - Sale	-400	8,563,060	0.00	19.50	-7,802	167,022,485
2020-05-15	2020-05-14	4	CODI	Compass Diversified Holdings Common	P - Purchase	61,577	8,563,460	0.72	15.20	935,970	130,164,592
2020-05-15	2020-05-13	4	CODI	Compass Diversified Holdings Common	P - Purchase	69,523	8,501,883	0.82	15.17	1,054,664	128,973,565
2020-03-20	2020-03-18	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	31,000	155,331	24.93	15.99	495,582	2,483,199
2020-03-20	2020-03-18	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	24,566	157,821	18.44	15.12	371,448	2,386,317
2020-03-17	2020-03-16	4	CODI	Compass Diversified Holdings Common	P - Purchase	43,450	8,432,360	0.52	15.26	662,999	128,668,538
2020-03-17	2020-03-13	4	CODI	Compass Diversified Holdings Common	P - Purchase	23,800	8,388,910	0.28	16.01	380,995	134,291,349
2020-03-13	2020-03-12	4	CODI	Compass Diversified Holdings Common	P - Purchase	155,000	8,365,110	1.89	15.58	2,414,838	130,325,068
2020-03-13	2020-03-11	4	CODI	Compass Diversified Holdings Common	P - Purchase	89,262	8,210,110	1.10	16.91	1,509,090	138,802,583
2018-12-18	2018-12-17	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	4,100	124,331	3.41	19.35	79,335	2,405,805
2018-12-18	2018-12-17	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	1,626	133,255	1.24	17.91	29,122	2,386,597
2018-12-17	2018-12-14	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	3,166	120,231	2.70	19.27	61,009	2,316,851
2018-12-17	2018-12-14	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	5,069	131,629	4.01	17.87	90,583	2,352,210
2018-12-17	2018-12-14	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	18,000	8,120,848	0.22	13.87	249,660	112,636,162
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	2,200	117,065	1.92	19.39	42,658	2,269,890
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	5,014	126,560	4.13	17.89	89,700	2,264,158
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	10,000	8,102,848	0.12	14.07	140,700	114,007,071
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	10,000	8,092,848	0.12	13.83	138,300	111,924,088
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	10,000	8,082,848	0.12	13.77	137,700	111,300,817
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	10,000	8,072,848	0.12	13.71	137,100	110,678,746
2018-12-17	2018-12-13	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	10,000	8,062,848	0.12	13.68	136,800	110,299,761
2018-12-13	2018-12-12	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	8,865	114,865	8.36	19.29	171,006	2,215,746
2018-12-13	2018-12-12	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	10,000	121,546	8.96	17.64	176,400	2,144,071
2018-12-13	2018-12-11	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	3,600	106,000	3.52	18.99	68,364	2,012,940
2018-12-13	2018-12-11	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	4,000	111,546	3.72	17.82	71,280	1,987,750
2018-12-11	2018-12-10	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	3,400	102,400	3.43	18.82	63,988	1,927,168
2018-12-11	2018-12-10	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	7,350	107,546	7.34	17.78	130,683	1,912,168
2018-12-11	2018-12-10	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	1,800	100,196	1.83	17.77	31,986	1,780,483
2018-12-11	2018-12-07	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	7,536	98,396	8.29	18.30	137,909	1,800,647
2018-12-11	2018-12-06	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	6,360	90,860	7.53	18.23	115,943	1,656,378
2018-05-15	2018-05-11	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	11,000	99,000	12.50	22.97	252,670	2,274,030
2018-05-15	2018-05-11	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	10,500	84,500	14.19	21.73	228,165	1,836,185
2018-05-11	2018-05-10	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	16,000	88,000	22.22	22.77	364,320	2,003,760
2018-05-11	2018-05-10	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	10,000	74,000	15.62	21.58	215,800	1,596,920
2018-05-11	2018-05-09	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	22,000	72,000	44.00	22.67	498,740	1,632,240
2018-05-11	2018-05-09	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	14,000	64,000	28.00	21.48	300,720	1,374,720
2018-05-11	2018-05-08	4/A	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	28,000	50,000	127.27	22.26	623,280	1,113,000
2018-05-11	2018-05-08	4/A	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	24,900	50,000	99.20	21.10	525,390	1,055,000
2018-05-11	2018-05-08	4/A	CODI	Compass Diversified Holdings Common Shares	P - Purchase	34,158	8,052,848	0.43	15.93	544,137	128,281,869
2018-05-11	2018-05-07	4/A	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	22,000	22,000		21.59	474,980	474,980
2018-05-11	2018-05-07	4/A	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	25,100	25,100		20.44	513,044	513,044
2018-05-11	2018-05-07	4/A	CODI	Compass Diversified Holdings Common Shares	P - Purchase	87,690	8,018,690	1.11	15.68	1,374,979	125,733,059
2018-05-09	2018-05-08	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	28,000	53,100	111.55	22.26	623,280	1,182,006
2018-05-09	2018-05-08	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	24,900	50,000	99.20	21.10	525,390	1,055,000
2018-05-09	2018-05-08	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	34,158	8,052,848	0.43	15.93	544,137	128,281,869
2018-05-09	2018-05-07	4	CODI	Compass Diversified Holdings Series B Preferred Shares	P - Purchase	25,100	25,100		22.59	567,009	567,009
2018-05-09	2018-05-07	4	CODI	Compass Diversified Holdings Series A Preferred Shares	P - Purchase	25,100	25,100		20.44	513,044	513,044
2018-05-09	2018-05-07	4	CODI	Compass Diversified Holdings Common Shares	P - Purchase	87,690	8,018,690	1.11	15.68	1,374,979	125,733,059
2015-03-24	2015-03-24	4	HRZN	Horizon Technology Finance Corp Common Stock, par value $0.001 per share	S - Sale	-380,000	891,414	-29.89	13.95	-5,301,000	12,435,225
2011-08-26	2011-08-24	4	CODI	Compass Diversified Holdings Shares	P - Purchase	1,575,000	7,931,000	24.78	12.50	19,687,500	99,137,500
2010-10-28		3	HRZN	Horizon Technology Finance Corp Common Stock			2,598,249
2010-04-22	2010-04-20	4	CODI	Compass Diversified Holdings Shares	S - Sale	-25,000	6,356,000	-0.39	14.38	-359,500	91,399,280
2010-04-22	2010-04-13	4	CODI	Compass Diversified Holdings Shares	S - Sale	-1,300,000	6,381,000	-16.92	14.38	-18,694,000	91,758,780

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）