弗洛泰克工業公司
US ˙ NYSE ˙ US3433891021

簡介

本頁面提供了有關 David Nierenberg 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示David Nierenberg已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PBPB / Potbelly Corporation 10% Owner 124,167
US:FTK / Flotek Industries, Inc. Director 47,907
Director, 10% Owner 0
Director 0
US:RVSB / Riverview Bancorp, Inc. Director 130,869
US:ESIO / Electro Scientific Industries, Inc. Director, 10% Owner 571,683
US:RSYS / RadiSys Corp. 10% Owner 0
US:AACC / Asset Acceptance Capital Corp 10% Owner 0
10% Owner 562,813
如何解讀這些圖表

以下圖表顯示了在David Nierenberg進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

FTK / Flotek Industries, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 FTK / Flotek Industries, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2023-12-14 FTK Nierenberg David 6,785 3.7200 6,785 3.7200 25,240 356 8.8400 34,739 137.64
2023-12-14 FTK Nierenberg David 11,948 3.7200 11,948 3.7200 44,447
2023-12-14 FTK Nierenberg David 748 3.7200 748 3.7200 2,783
2023-12-13 FTK Nierenberg David 11,536 3.5300 11,536 3.5300 40,722
2023-12-13 FTK Nierenberg David 20,310 3.5300 20,310 3.5300 71,694
2023-12-13 FTK Nierenberg David 1,272 3.5300 1,272 3.5300 4,490
2023-12-12 FTK Nierenberg David 4,954 3.4200 4,954 3.4200 16,943
2023-12-12 FTK Nierenberg David 6,923 3.4200 6,923 3.4200 23,677
2023-12-12 FTK Nierenberg David 858 3.4200 858 3.4200 2,934
2023-12-11 FTK Nierenberg David 5,254 3.1900 5,254 3.1900 16,760
2023-12-11 FTK Nierenberg David 3,752 3.1900 3,752 3.1900 11,969
2020-11-30 FTK Nierenberg David 10,283 2.0500 1,714 12.3000 21,080
2020-11-30 FTK Nierenberg David 37,070 2.0500 6,178 12.3000 75,994
2020-11-30 FTK Nierenberg David 1,878 2.0500 313 12.3000 3,850
2020-11-23 FTK Nierenberg David 60,693 1.9900 10,116 11.9400 120,779
2020-11-23 FTK Nierenberg David 72,607 1.9900 12,101 11.9400 144,488
2020-11-23 FTK Nierenberg David 16,260 1.9900 2,710 11.9400 32,357
2020-09-15 FTK Nierenberg David 7,728 2.5300 1,288 15.1800 19,552
2020-09-15 FTK Nierenberg David 15,473 2.5300 2,579 15.1800 39,147
2020-09-15 FTK Nierenberg David 717 2.5300 120 15.1800 1,814
2020-09-14 FTK Nierenberg David 13,873 2.5100 2,312 15.0600 34,821
2020-09-14 FTK Nierenberg David 27,777 2.5100 4,630 15.0600 69,720
2020-09-14 FTK Nierenberg David 1,287 2.5100 214 15.0600 3,230
2020-09-11 FTK Nierenberg David 15,659 2.4400 2,610 14.6400 38,208
2020-09-11 FTK Nierenberg David 31,352 2.4400 5,225 14.6400 76,499
2020-09-11 FTK Nierenberg David 1,452 2.4400 242 14.6400 3,543
2020-09-10 FTK Nierenberg David 3,941 2.4800 657 14.8800 9,774
2020-09-10 FTK Nierenberg David 7,893 2.4800 1,316 14.8800 19,575
2020-09-10 FTK Nierenberg David 366 2.4800 61 14.8800 908
2020-09-09 FTK Nierenberg David 14,670 2.4300 2,445 14.5800 35,648
2020-09-09 FTK Nierenberg David 29,370 2.4300 4,895 14.5800 71,369
2020-09-09 FTK Nierenberg David 1,360 2.4300 227 14.5800 3,305
2020-09-08 FTK Nierenberg David 3,795 2.4000 632 14.4000 9,108
2020-09-08 FTK Nierenberg David 7,596 2.4000 1,266 14.4000 18,230
2020-09-08 FTK Nierenberg David 352 2.4000 59 14.4000 845
2020-09-03 FTK Nierenberg David 5,095 2.3900 849 14.3400 12,177
2020-09-03 FTK Nierenberg David 10,202 2.3900 1,700 14.3400 24,383
2020-09-03 FTK Nierenberg David 473 2.3900 79 14.3400 1,130
2020-09-02 FTK Nierenberg David 46,932 2.4000 7,822 14.4000 112,637
2020-09-02 FTK Nierenberg David 93,966 2.4000 15,661 14.4000 225,518
2020-09-02 FTK Nierenberg David 4,352 2.4000 725 14.4000 10,445
2020-09-01 FTK Nierenberg David 775 2.3000 129 13.8000 1,782
2020-09-01 FTK Nierenberg David 1,553 2.3000 259 13.8000 3,572
2020-09-01 FTK Nierenberg David 72 2.3000 12 13.8000 166
2020-08-24 FTK Nierenberg David 102,681 2.1100 17,114 12.6600 216,657
2020-08-24 FTK Nierenberg David 205,587 2.1100 34,264 12.6600 433,789
2020-08-24 FTK Nierenberg David 9,524 2.1100 1,587 12.6600 20,096
2020-08-21 FTK Nierenberg David 60,536 1.9500 10,089 11.7000 118,045
2020-08-21 FTK Nierenberg David 121,204 1.9500 20,201 11.7000 236,348
2020-08-21 FTK Nierenberg David 5,615 1.9500 936 11.7000 10,949
2020-08-20 FTK Nierenberg David 53,085 1.8500 8,848 11.1000 98,207
2020-08-20 FTK Nierenberg David 127,809 1.8500 21,302 11.1000 236,447
2020-08-20 FTK Nierenberg David 4,106 1.8500 684 11.1000 7,596
2020-03-13 FTK Nierenberg David 76,451 1.0100 12,742 6.0600 77,216
2020-03-13 FTK Nierenberg David 7,146 1.0100 1,191 6.0600 7,217
2020-03-13 FTK Nierenberg David 151,601 1.0100 25,267 6.0600 153,117
2020-03-12 FTK Nierenberg David 76,451 0.9000 12,742 5.4000 68,806
2020-03-12 FTK Nierenberg David 7,146 0.9000 1,191 5.4000 6,431
2020-03-12 FTK Nierenberg David 151,600 0.9000 25,267 5.4000 136,440
2020-03-11 FTK Nierenberg David 147,069 0.9900 24,512 5.9400 145,598
2020-03-11 FTK Nierenberg David 18,918 0.9900 3,153 5.9400 18,729
2020-03-11 FTK Nierenberg David 363,618 0.9900 60,603 5.9400 359,982
2019-09-16 FTK Nierenberg David 4,207 2.5400 701 15.2400 10,686
2019-09-16 FTK Nierenberg David 12,227 2.5400 2,038 15.2400 31,057
2019-09-16 FTK Nierenberg David 266 2.5400 44 15.2400 676
2019-09-13 FTK Nierenberg David 39,828 2.5000 6,638 15.0000 99,570
2019-09-13 FTK Nierenberg David 53,667 2.5000 8,944 15.0000 134,168
2019-09-13 FTK Nierenberg David 3,305 2.5000 551 15.0000 8,262
2019-09-12 FTK Nierenberg David 39,087 2.4500 6,514 14.7000 95,763
2019-09-12 FTK Nierenberg David 52,670 2.4500 8,778 14.7000 129,042
2019-09-12 FTK Nierenberg David 3,243 2.4500 540 14.7000 7,945
2019-09-11 FTK Nierenberg David 46,164 2.4000 7,694 14.4000 110,794
2019-09-11 FTK Nierenberg David 62,205 2.4000 10,368 14.4000 149,292
2019-09-11 FTK Nierenberg David 3,831 2.4000 638 14.4000 9,194
2019-09-10 FTK Nierenberg David 25,098 2.3000 4,183 13.8000 57,725
2019-09-10 FTK Nierenberg David 33,819 2.3000 5,636 13.8000 77,784
2019-09-10 FTK Nierenberg David 2,083 2.3000 347 13.8000 4,791
2019-06-10 FTK Nierenberg David 15,361 3.6800 2,560 22.0800 56,528
2019-06-10 FTK Nierenberg David 13,825 3.6800 2,304 22.0800 50,876
2019-06-10 FTK Nierenberg David 764 3.6800 127 22.0800 2,812
2019-06-07 FTK Nierenberg David 41,698 3.5700 6,950 21.4200 148,862
2019-06-07 FTK Nierenberg David 37,527 3.5700 6,254 21.4200 133,971
2019-06-07 FTK Nierenberg David 2,075 3.5700 346 21.4200 7,408
2019-06-06 FTK Nierenberg David 21,028 3.4200 3,505 20.5200 71,916
2019-06-06 FTK Nierenberg David 18,925 3.4200 3,154 20.5200 64,724
2019-06-06 FTK Nierenberg David 1,047 3.4200 174 20.5200 3,581
2019-06-05 FTK Nierenberg David 25,645 3.4300 4,274 20.5800 87,962
2019-06-05 FTK Nierenberg David 23,079 3.4300 3,846 20.5800 79,161
2019-06-05 FTK Nierenberg David 1,276 3.4300 213 20.5800 4,377
2019-06-04 FTK Nierenberg David 49,494 3.4600 8,249 20.7600 171,249
2019-06-04 FTK Nierenberg David 44,543 3.4600 7,424 20.7600 154,119
2019-06-04 FTK Nierenberg David 2,463 3.4600 410 20.7600 8,522
2019-06-03 FTK Nierenberg David 23,670 3.1900 3,945 19.1400 75,507
2019-06-03 FTK Nierenberg David 21,302 3.1900 3,550 19.1400 67,953
2019-06-03 FTK Nierenberg David 1,178 3.1900 196 19.1400 3,758
2019-05-31 FTK Nierenberg David 17,900 3.0600 2,983 18.3600 54,774
2019-05-31 FTK Nierenberg David 16,109 3.0600 2,685 18.3600 49,294
2019-05-31 FTK Nierenberg David 891 3.0600 148 18.3600 2,726
2019-05-30 FTK Nierenberg David 10,360 3.0800 1,727 18.4800 31,909
2019-05-30 FTK Nierenberg David 9,324 3.0800 1,554 18.4800 28,718
2019-05-30 FTK Nierenberg David 516 3.0800 86 18.4800 1,589

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FTK / Flotek Industries, Inc. Insider Trades
FTK / Flotek Industries, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 FTK / Flotek Industries, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2023-06-07 FTK Nierenberg David 538,920 0.6250 89,820 3.7500 336,825 110 0.6996 -273,987 -81.34
2023-06-07 FTK Nierenberg David 211,080 0.6250 35,180 3.7500 131,925

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FTK / Flotek Industries, Inc. Insider Trades
RVSB / Riverview Bancorp, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 FTK / Flotek Industries, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2020-03-16 RVSB Nierenberg David 13,865 4.9000 13,865 4.9000 67,938 357 7.5800 37,159 54.70
2020-03-13 RVSB Nierenberg David 16,135 5.0500 16,135 5.0500 81,482
2019-09-04 RVSP Nierenberg David 20,000 6.8500 20,000 6.8500 137,000
2018-10-31 RVSP Nierenberg David 905 8.2500 905 8.2500 7,466
2018-10-31 RVSP Nierenberg David 5,290 8.2700 5,290 8.2700 43,748
2018-10-30 RVSP Nierenberg David 2,600 8.2500 2,600 8.2500 21,450
2016-06-10 RVSB Nierenberg David 228 4.7000 228 4.7000 1,072
2016-06-10 RVSB Nierenberg David 100 4.6900 100 4.6900 469
2016-06-10 RVSB Nierenberg David 13,655 4.6500 13,655 4.6500 63,496
2016-06-09 RVSB Nierenberg David 300 4.7000 300 4.7000 1,410
2016-06-09 RVSB Nierenberg David 45 4.6550 45 4.6550 209
2016-05-24 RVSB Nierenberg David 700 4.7500 700 4.7500 3,325
2016-05-24 RVSB Nierenberg David 125 4.7800 125 4.7800 598
2016-05-24 RVSB Nierenberg David 17,675 4.7900 17,675 4.7900 84,663
2016-05-23 RVSB Nierenberg David 200 4.7100 200 4.7100 942
2016-05-20 RVSB Nierenberg David 100 4.6800 100 4.6800 468
2016-05-20 RVSB Nierenberg David 15,000 4.7000 15,000 4.7000 70,500
2016-05-19 RVSB Nierenberg David 5,200 4.6200 5,200 4.6200 24,024
2016-05-19 RVSB Nierenberg David 100 4.6350 100 4.6350 464
2016-05-19 RVSB Nierenberg David 5,656 4.6500 5,656 4.6500 26,300

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RVSB / Riverview Bancorp, Inc. Insider Trades
RVSB / Riverview Bancorp, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 FTK / Flotek Industries, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RVSB / Riverview Bancorp, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 David Nierenberg 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2025-03-31 2025-03-28 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 22,169 124,167 21.73 9.36 207,502 1,162,203
2025-01-10 2025-01-07 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 100 101,998 0.10 9.24 924 942,462
2025-01-10 2025-01-07 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 7,500 101,898 7.95 9.23 69,225 940,519
2024-12-20 2024-12-18 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 3,150 3,150 9.34 29,421 29,421
2024-12-20 2024-12-18 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 1,590 1,590 9.40 14,946 14,946
2024-08-07 3 PBPB POTBELLY CORP
Common Stock 		865,001
2024-08-07 3 PBPB POTBELLY CORP
Common Stock 		1,520,943
2024-08-07 3 PBPB POTBELLY CORP
Common Stock 		94,720
2024-08-07 3 PBPB POTBELLY CORP
Common Stock 		425,555
2024-08-07 3 PBPB POTBELLY CORP
Common Stock 		94,398
2024-08-07 2024-08-07 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 3,382 105,469 3.31 6.62 22,389 698,205
2024-08-07 2024-08-07 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 12,915 1,561,985 0.83 6.62 85,497 10,340,341
2024-08-07 2024-08-07 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 7,097 887,555 0.81 6.62 46,982 5,875,614
2024-08-07 2024-08-06 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 749 102,087 0.74 6.59 4,936 672,753
2024-08-07 2024-08-06 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 2,859 1,549,070 0.18 6.59 18,841 10,208,371
2024-08-07 2024-08-06 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 1,571 880,458 0.18 6.59 10,353 5,802,218
2024-08-07 2024-08-05 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 6,618 101,338 6.99 6.48 42,885 656,670
2024-08-07 2024-08-05 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 25,268 1,546,211 1.66 6.48 163,737 10,019,447
2024-08-07 2024-08-05 4 PBPB POTBELLY CORP
Common Stock 		P - Purchase 13,886 878,887 1.61 6.48 89,981 5,695,188
2023-12-15 2023-12-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 748 47,907 1.59 3.72 2,783 178,214
2023-12-15 2023-12-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 11,948 765,150 1.59 3.72 44,447 2,846,358
2023-12-15 2023-12-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 6,785 434,580 1.59 3.72 25,240 1,616,638
2023-12-13 2023-12-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 1,272 47,159 2.77 3.53 4,490 166,471
2023-12-13 2023-12-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 20,310 753,202 2.77 3.53 71,694 2,658,803
2023-12-13 2023-12-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 11,536 427,795 2.77 3.53 40,722 1,510,116
2023-12-13 2023-12-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 858 45,887 1.91 3.42 2,934 156,934
2023-12-13 2023-12-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 6,923 732,892 0.95 3.42 23,677 2,506,491
2023-12-13 2023-12-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 4,954 416,259 1.20 3.42 16,943 1,423,606
2023-12-13 2023-12-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 3,752 45,029 9.09 3.19 11,969 143,643
2023-12-13 2023-12-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		P - Purchase 5,254 411,305 1.29 3.19 16,760 1,312,063
2023-07-05 2023-07-01 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		A - Award 241,096 419,564 135.09
2023-06-09 2023-06-07 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		S - Sale -211,080 2,436,303 -7.97 0.62 -131,925 1,522,689
2023-06-09 2023-06-07 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		S - Sale -538,920 4,355,810 -11.01 0.62 -336,825 2,722,381
2023-01-24 2023-01-20 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		A - Award 13,179 178,468 7.97
2022-08-08 2022-08-04 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		A - Award 165,289 165,289
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		C - Conversion
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		C - Conversion
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		C - Conversion
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		C - Conversion 76,808 242,656 46.31
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		C - Conversion 1,680,008 4,795,960 53.92
2022-03-23 2022-03-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Shares 		C - Conversion 1,036,214 2,595,383 66.46
2022-02-04 2022-02-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		P - Purchase 94,773 0.87 82,500
2022-02-04 2022-02-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		P - Purchase 2,072,947 0.87 1,804,500
2022-02-04 2022-02-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Convertible Debt 		P - Purchase 1,278,576 0.87 1,113,000
2021-06-21 2021-06-15 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		D - Sale to Issuer -64,216 0 -100.00
2021-06-21 2021-06-15 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		D - Sale to Issuer -1,314,254 0 -100.00
2021-06-21 2021-06-15 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		D - Sale to Issuer -664,888 0 -100.00
2021-06-07 2021-06-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 103,774 260,111 66.38
2020-12-02 2020-11-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,878 152,569 1.25 2.05 3,850 312,766
2020-12-02 2020-11-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 37,070 3,011,673 1.25 2.05 75,994 6,173,930
2020-12-02 2020-11-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 10,283 1,520,390 0.68 2.05 21,080 3,116,800
2020-11-25 2020-11-23 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 16,260 150,691 12.10 1.99 32,357 299,875
2020-11-25 2020-11-23 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 72,607 2,974,603 2.50 1.99 144,488 5,919,460
2020-11-25 2020-11-23 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 60,693 1,510,107 4.19 1.99 120,779 3,005,113
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -7,278 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -5,076 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -16,200 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -9,766 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -14,451 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -18,323 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		D - Sale to Issuer -1,771 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Restricted Stock Unit 		D - Sale to Issuer -45,287 0 -100.00
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Common Stock 		D - Sale to Issuer -13,954 0 -100.00 30.00 -418,620
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Common Stock 		D - Sale to Issuer -334,692 0 -100.00 30.00 -10,040,760
2020-10-16 2020-10-15 4 RST ROSETTA STONE INC
Common Stock 		D - Sale to Issuer -165,847 0 -100.00 30.00 -4,975,410
2020-09-15 2020-09-15 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 717 134,431 0.54 2.53 1,814 340,110
2020-09-15 2020-09-15 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 15,473 2,901,996 0.54 2.53 39,147 7,342,050
2020-09-15 2020-09-15 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 7,728 1,449,414 0.54 2.53 19,552 3,667,017
2020-09-15 2020-09-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,287 133,714 0.97 2.51 3,230 335,622
2020-09-15 2020-09-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 27,777 2,886,523 0.97 2.51 69,720 7,245,173
2020-09-15 2020-09-14 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 13,873 1,441,686 0.97 2.51 34,821 3,618,632
2020-09-15 2020-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,452 132,427 1.11 2.44 3,543 323,122
2020-09-15 2020-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 31,352 2,858,746 1.11 2.44 76,499 6,975,340
2020-09-15 2020-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 15,659 1,427,813 1.11 2.44 38,208 3,483,864
2020-09-10 2020-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 366 130,975 0.28 2.48 908 324,818
2020-09-10 2020-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 7,893 2,827,394 0.28 2.48 19,575 7,011,937
2020-09-10 2020-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 3,941 1,412,154 0.28 2.48 9,774 3,502,142
2020-09-10 2020-09-09 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,360 130,609 1.05 2.43 3,305 317,380
2020-09-10 2020-09-09 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 29,370 2,819,501 1.05 2.43 71,369 6,851,387
2020-09-10 2020-09-09 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 14,670 1,408,213 1.05 2.43 35,648 3,421,958
2020-09-10 2020-09-08 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 352 129,249 0.27 2.40 845 310,198
2020-09-10 2020-09-08 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 7,596 2,790,131 0.27 2.40 18,230 6,696,314
2020-09-10 2020-09-08 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 3,795 1,393,543 0.27 2.40 9,108 3,344,503
2020-09-03 2020-09-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 473 128,897 0.37 2.39 1,130 308,064
2020-09-03 2020-09-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 10,202 2,782,535 0.37 2.39 24,383 6,650,259
2020-09-03 2020-09-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 5,095 1,389,748 0.37 2.39 12,177 3,321,498
2020-09-03 2020-09-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 4,352 128,424 3.51 2.40 10,445 308,218
2020-09-03 2020-09-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 93,966 2,772,333 3.51 2.40 225,518 6,653,599
2020-09-03 2020-09-02 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 46,932 1,384,653 3.51 2.40 112,637 3,323,167
2020-09-03 2020-09-01 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 72 124,072 0.06 2.30 166 285,366
2020-09-03 2020-09-01 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,553 2,678,367 0.06 2.30 3,572 6,160,244
2020-09-03 2020-09-01 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 775 1,337,721 0.06 2.30 1,782 3,076,758
2020-08-24 2020-08-24 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 9,524 124,000 8.32 2.11 20,096 261,640
2020-08-24 2020-08-24 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 205,587 2,676,814 8.32 2.11 433,789 5,648,078
2020-08-24 2020-08-24 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 102,681 1,336,946 8.32 2.11 216,657 2,820,956
2020-08-24 2020-08-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 5,615 114,476 5.16 1.95 10,949 223,228
2020-08-24 2020-08-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 121,204 2,471,227 5.16 1.95 236,348 4,818,893
2020-08-24 2020-08-21 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 60,536 1,234,265 5.16 1.95 118,045 2,406,817
2020-08-24 2020-08-20 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 4,106 108,861 3.92 1.85 7,596 201,393
2020-08-24 2020-08-20 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 127,809 2,350,023 5.75 1.85 236,447 4,347,543
2020-08-24 2020-08-20 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 53,085 1,173,729 4.74 1.85 98,207 2,171,399
2020-06-15 2020-06-11 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 7,278 7,278
2020-06-15 2020-06-11 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 6,428 45,287 16.54
2020-05-07 2020-05-05 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 89,888 156,337 135.27
2020-03-17 2020-03-16 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 13,865 130,869 11.85 4.90 67,938 641,258
2020-03-17 2020-03-13 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 16,135 117,004 16.00 5.05 81,482 590,870
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,705,012
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,193,396
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		1,675,824
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,705,012
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,193,396
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		1,675,824
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,705,012
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,193,396
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		1,675,824
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,705,012
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		2,193,396
2020-03-17 3 HWCC Houston Wire & Cable CO
COMMON STOCK 		1,675,824
2020-03-17 2020-03-16 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		P - Purchase 31,950 64,216 99.02 2.00 63,900 128,432
2020-03-17 2020-03-16 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		P - Purchase 252,800 1,314,254 23.82 2.00 505,600 2,628,508
2020-03-17 2020-03-16 4 HWCC Houston Wire & Cable CO
COMMON STOCK 		P - Purchase 115,050 664,888 20.92 2.00 230,100 1,329,776
2020-03-13 2020-03-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 151,601 2,222,214 7.32 1.01 153,117 2,244,436
2020-03-13 2020-03-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 7,146 104,755 7.32 1.01 7,217 105,803
2020-03-13 2020-03-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 76,451 1,120,644 7.32 1.01 77,216 1,131,850
2020-03-13 2020-03-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 151,600 2,070,613 7.90 0.90 136,440 1,863,552
2020-03-13 2020-03-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 7,146 97,609 7.90 0.90 6,431 87,848
2020-03-13 2020-03-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 76,451 1,044,193 7.90 0.90 68,806 939,774
2020-03-13 2020-03-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 363,618 1,919,013 23.38 0.99 359,982 1,899,823
2020-03-13 2020-03-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 18,918 90,463 26.44 0.99 18,729 89,558
2020-03-13 2020-03-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 147,069 967,742 17.92 0.99 145,598 958,065
2019-09-16 2019-09-16 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 266 71,545 0.37 2.54 676 181,724
2019-09-16 2019-09-16 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 12,227 1,555,395 0.79 2.54 31,057 3,950,703
2019-09-16 2019-09-16 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 4,207 820,673 0.52 2.54 10,686 2,084,509
2019-09-16 2019-09-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 3,305 71,279 4.86 2.50 8,262 178,198
2019-09-16 2019-09-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 53,667 1,543,168 3.60 2.50 134,168 3,857,920
2019-09-16 2019-09-13 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 39,828 816,466 5.13 2.50 99,570 2,041,165
2019-09-12 2019-09-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 3,243 67,974 5.01 2.45 7,945 166,536
2019-09-12 2019-09-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 52,670 1,489,501 3.67 2.45 129,042 3,649,277
2019-09-12 2019-09-12 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 39,087 776,638 5.30 2.45 95,763 1,902,763
2019-09-12 2019-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 3,831 64,731 6.29 2.40 9,194 155,354
2019-09-12 2019-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 62,205 1,436,831 4.53 2.40 149,292 3,448,394
2019-09-12 2019-09-11 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 46,164 737,551 6.68 2.40 110,794 1,770,122
2019-09-12 2019-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 2,083 60,900 3.54 2.30 4,791 140,070
2019-09-12 2019-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 33,819 1,374,626 2.52 2.30 77,784 3,161,640
2019-09-12 2019-09-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 25,098 691,387 3.77 2.30 57,725 1,590,190
2019-09-04 2019-09-04 4 RVSP RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 20,000 100,879 24.73 6.85 137,000 691,021
2019-06-11 2019-06-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 764 58,817 1.32 3.68 2,812 216,447
2019-06-11 2019-06-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 13,825 1,340,807 1.04 3.68 50,876 4,934,170
2019-06-11 2019-06-10 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 15,361 666,289 2.36 3.68 56,528 2,451,944
2019-06-11 2019-06-07 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 2,075 58,053 3.71 3.57 7,408 207,249
2019-06-11 2019-06-07 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 37,527 1,326,982 2.91 3.57 133,971 4,737,326
2019-06-11 2019-06-07 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 41,698 650,928 6.84 3.57 148,862 2,323,813
2019-06-11 2018-06-01 4/A FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 40,323 40,323
2019-06-11 2019-05-24 4/A FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 66,449 106,772 164.79
2019-06-06 2019-06-06 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,047 54,830 1.95 3.42 3,581 187,519
2019-06-06 2019-06-06 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 18,925 1,263,285 1.52 3.42 64,724 4,320,435
2019-06-06 2019-06-06 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 21,028 596,225 3.66 3.42 71,916 2,039,090
2019-06-06 2019-06-05 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,276 53,783 2.43 3.43 4,377 184,476
2019-06-06 2019-06-05 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 23,079 1,244,360 1.89 3.43 79,161 4,268,155
2019-06-06 2019-06-05 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 25,645 575,197 4.67 3.43 87,962 1,972,926
2019-06-06 2019-06-04 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 2,463 52,507 4.92 3.46 8,522 181,674
2019-06-06 2019-06-04 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 44,543 1,221,281 3.79 3.46 154,119 4,225,632
2019-06-06 2019-06-04 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 49,494 549,552 9.90 3.46 171,249 1,901,450
2019-06-03 2019-06-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 1,178 50,044 2.41 3.19 3,758 159,640
2019-06-03 2019-06-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 21,302 1,176,738 1.84 3.19 67,953 3,753,794
2019-06-03 2019-06-03 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 23,670 500,058 4.97 3.19 75,507 1,595,185
2019-06-03 2019-05-31 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 891 48,866 1.86 3.06 2,726 149,530
2019-06-03 2019-05-31 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 16,109 1,155,436 1.41 3.06 49,294 3,535,634
2019-06-03 2019-05-31 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 17,900 476,388 3.90 3.06 54,774 1,457,747
2019-06-03 2019-05-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 516 47,975 1.09 3.08 1,589 147,763
2019-06-03 2019-05-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 9,324 1,139,327 0.83 3.08 28,718 3,509,127
2019-06-03 2019-05-30 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		P - Purchase 10,360 458,488 2.31 3.08 31,909 1,412,143
2019-05-29 2019-05-24 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 66,449 106,772 164.79
2019-05-22 2019-05-20 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 5,076 5,076
2019-05-22 2019-05-20 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 4,288 38,859 12.40
2019-05-17 2019-05-17 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,052 13,954 -7.01 25.75 -27,089 359,316
2019-05-17 2019-05-17 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -25,236 334,692 -7.01 25.75 -649,827 8,618,319
2019-05-17 2019-05-17 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -12,504 165,847 -7.01 25.75 -321,978 4,270,560
2019-05-17 2019-05-16 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,223 15,006 -7.54 25.60 -31,309 384,154
2019-05-17 2019-05-16 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -29,357 359,928 -7.54 25.60 -751,539 9,214,157
2019-05-17 2019-05-16 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -14,547 178,351 -7.54 25.60 -372,403 4,565,786
2019-05-17 2019-05-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -630 16,229 -3.74 25.33 -15,958 411,081
2019-05-17 2019-05-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -15,099 389,285 -3.73 25.33 -382,458 9,860,589
2019-05-17 2019-05-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -7,493 192,898 -3.74 25.33 -189,798 4,886,106
2019-05-14 2019-05-14 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -492 16,859 -2.84 25.37 -12,482 427,713
2019-05-14 2019-05-14 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -11,793 404,384 -2.83 25.37 -299,188 10,259,222
2019-05-14 2019-05-14 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -5,844 200,391 -2.83 25.37 -148,262 5,083,920
2019-05-14 2019-05-13 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -561 17,351 -3.13 26.04 -14,608 451,820
2019-05-14 2019-05-13 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -9,503 416,177 -2.23 26.04 -247,458 10,837,249
2019-05-14 2019-05-13 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -7,362 206,235 -3.45 26.04 -191,706 5,370,359
2019-05-14 2019-05-10 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,473 17,912 -7.60 26.38 -38,858 472,519
2019-05-14 2019-05-10 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -37,333 425,680 -8.06 26.38 -984,845 11,229,438
2019-05-14 2019-05-10 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -18,498 213,597 -7.97 26.38 -487,977 5,634,689
2019-03-15 2019-03-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -828 19,385 -4.10 22.82 -18,895 442,366
2019-03-15 2019-03-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -19,978 463,013 -4.14 22.82 -455,898 10,565,957
2019-03-15 2019-03-14 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,329 20,213 -6.17 22.72 -30,195 459,239
2019-03-15 2019-03-14 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -30,320 482,991 -5.91 22.72 -688,870 10,973,556
2019-03-15 2019-03-13 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,538 21,542 -6.66 23.49 -36,128 506,022
2019-03-15 2019-03-13 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -34,197 513,311 -6.25 23.49 -803,288 12,057,675
2018-11-01 2018-10-31 4 RVSP RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 5,290 80,879 7.00 8.27 43,748 668,869
2018-11-01 2018-10-31 4 RVSP RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 905 75,589 1.21 8.25 7,466 623,609
2018-11-01 2018-10-30 4 RVSP RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 2,600 74,684 3.61 8.25 21,450 616,143
2018-06-20 2018-06-18 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 3,102 34,571 9.86
2018-06-20 2018-06-18 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 16,200 16,200
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		2,073,718
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		2,721,780
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		1,706,862
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		2,073,718
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		2,721,780
2018-06-05 3 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		1,706,862
2018-06-05 2018-06-01 4 FTK FLOTEK INDUSTRIES INC/CN/
Common Stock 		A - Award 40,323 40,323
2018-05-30 2018-05-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -8,107 39,523 -17.02 16.55 -134,171 654,106
2018-05-30 2018-05-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -111,361 531,065 -17.33 16.55 -1,843,025 8,789,126
2018-05-30 2018-05-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -30,532 232,095 -11.63 16.55 -505,305 3,841,172
2017-11-30 2017-11-30 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -3,770 47,630 -7.33 11.97 -45,127 570,131
2017-11-30 2017-11-30 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -50,854 642,426 -7.34 11.97 -608,722 7,689,839
2017-11-30 2017-11-30 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -20,790 262,627 -7.34 11.97 -248,856 3,143,645
2017-11-30 2017-11-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -2,340 51,400 -4.35 11.99 -28,057 616,286
2017-11-30 2017-11-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -31,559 693,280 -4.35 11.99 -378,392 8,312,427
2017-11-30 2017-11-29 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -12,901 283,417 -4.35 11.99 -154,683 3,398,170
2017-11-30 2017-11-28 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -4,232 53,740 -7.30 12.06 -51,038 648,104
2017-11-30 2017-11-28 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -48,695 724,839 -6.30 12.06 -587,262 8,741,558
2017-11-30 2017-11-28 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -24,859 296,318 -7.74 12.06 -299,800 3,573,595
2017-06-08 2017-06-06 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -949 57,972 -1.61 12.01 -11,397 696,244
2017-06-08 2017-06-06 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -12,594 773,534 -1.60 12.01 -151,254 9,290,143
2017-06-06 2017-06-05 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -2,080 58,921 -3.41 12.03 -25,022 708,820
2017-06-06 2017-06-05 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -27,309 786,128 -3.36 12.03 -328,527 9,457,120
2017-06-06 2017-06-02 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -1,985 61,001 -3.15 12.06 -23,939 735,672
2017-06-06 2017-06-02 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -25,424 813,437 -3.03 12.06 -306,613 9,810,050
2017-05-23 2017-05-19 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 9,632 31,469 44.11
2017-05-23 2017-05-19 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 9,766 9,766
2017-05-18 2017-05-16 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -432 62,986 -0.68 12.01 -5,188 756,462
2017-05-18 2017-05-16 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -5,339 838,861 -0.63 12.01 -64,121 10,074,721
2017-05-15 2017-05-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -7,598 63,418 -10.70 12.19 -92,620 773,065
2017-05-15 2017-05-15 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -92,402 844,200 -9.87 12.19 -1,126,380 10,290,798
2017-05-15 2017-05-12 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -7,052 71,016 -9.03 12.12 -85,470 860,714
2017-05-15 2017-05-12 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -75,959 936,602 -7.50 12.12 -920,623 11,351,616
2017-05-15 2017-05-11 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -9,930 78,068 -11.28 12.09 -120,054 943,842
2017-05-15 2017-05-11 4 RST ROSETTA STONE INC
Common Stock 		S - Sale -92,059 1,012,561 -8.33 12.09 -1,112,993 12,241,862
2016-06-13 2016-06-10 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 13,655 72,084 23.37 4.65 63,496 335,191
2016-06-13 2016-06-10 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 100 58,429 0.17 4.69 469 274,032
2016-06-13 2016-06-10 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 228 58,329 0.39 4.70 1,072 274,146
2016-06-13 2016-06-09 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 45 58,101 0.08 4.66 209 270,460
2016-06-13 2016-06-09 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 300 58,056 0.52 4.70 1,410 272,863
2016-05-26 2016-05-24 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 17,675 57,756 44.10 4.79 84,663 276,651
2016-05-26 2016-05-24 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 125 40,081 0.31 4.78 598 191,587
2016-05-26 2016-05-24 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 700 39,956 1.78 4.75 3,325 189,791
2016-05-23 2016-05-23 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 200 39,256 0.51 4.71 942 184,896
2016-05-23 2016-05-20 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 15,000 39,056 62.35 4.70 70,500 183,563
2016-05-23 2016-05-20 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 100 24,056 0.42 4.68 468 112,582
2016-05-23 2016-05-19 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 5,656 23,956 30.91 4.65 26,300 111,395
2016-05-23 2016-05-19 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 100 18,300 0.55 4.64 464 84,820
2016-05-23 2016-05-19 4 RVSB RIVERVIEW BANCORP INC
Common Stock 		P - Purchase 5,200 18,200 40.00 4.62 24,024 84,084
2016-05-20 2016-05-19 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 14,286 21,837 189.19
2016-05-20 2016-05-19 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 14,451 14,451
2016-05-03 3 RVSB RIVERVIEW BANCORP INC
Common Stock 		26,000
2016-05-03 3 RVSB RIVERVIEW BANCORP INC
Common Stock 		26,000
2015-06-16 2015-06-12 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 6,471 7,551 599.17
2015-06-16 2015-06-12 4 RST ROSETTA STONE INC
Stock Option (right to buy) 		A - Award 18,323 18,323
2015-05-18 2015-05-14 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 12,000 571,683 2.14
2015-04-17 2015-04-15 4 RST ROSETTA STONE INC
Restricted Stock Unit 		A - Award 1,080 1,080
2015-04-17 2015-04-15 4 RST ROSETTA STONE INC
Stock Option 		A - Award 1,771 1,771
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		1,834,972
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		2,618,415
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		1,601,793
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		1,834,972
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		2,618,415
2015-04-17 3 RST ROSETTA STONE INC
Common Stock 		1,601,793
2015-01-30 2015-01-30 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		J - Other -249,472 152,903 -62.00
2015-01-30 2015-01-30 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		J - Other -3,612 0 -100.00
2014-11-12 2014-11-07 4 RSYS RADISYS CORP
Common Stock 		S - Sale -801,176 0 -100.00 2.45 -1,962,881
2014-11-12 2014-05-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		J - Other -178,352 3,612 -98.01
2014-05-29 2014-05-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		J - Other -178,352 3,612 -98.01
2014-05-19 2014-05-15 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 5,269 2,048,494 0.26
2014-05-19 2014-05-15 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 2,031 559,683 0.36
2014-02-28 2014-02-27 4 RSYS RADISYS CORP
Common Stock 		S - Sale -256,398 0 -100.00 4.04 -1,035,848
2014-01-03 2014-01-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -1,410 8,152 -14.75
2014-01-03 2014-01-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -465 1,945 -19.29
2014-01-03 2014-01-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 1,410 2,753,920 0.05
2014-01-03 2014-01-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 465 731,135 0.06
2013-12-05 2013-12-04 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 32 2,042,969 0.00
2013-10-03 2013-10-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -1,412 9,562 -12.87
2013-10-03 2013-10-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -463 2,410 -16.12
2013-10-03 2013-10-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 1,412 2,752,510 0.05
2013-10-03 2013-10-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 463 730,670 0.06
2013-09-06 2013-09-04 4 RSYS RADISYS CORP
Restricted Stock Units 		A - Award -5,650 10,974 -33.99
2013-09-06 2013-09-04 4 RSYS RADISYS CORP
Restricted Stock Units 		A - Award -1,850 2,873 -39.17
2013-09-05 2013-09-03 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 28 2,042,937 0.00
2013-06-28 2013-06-26 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -2,802 5,324 -34.48
2013-06-28 2013-06-26 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -948 1,023 -48.10
2013-06-28 2013-06-26 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 2,802 2,751,098 0.10
2013-06-28 2013-06-26 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 948 730,207 0.13
2013-06-18 2013-06-15 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -1,868 8,126 -18.69
2013-06-18 2013-06-15 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -632 1,971 -24.28
2013-06-18 2013-06-15 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 1,868 2,748,296 0.07
2013-06-18 2013-06-15 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 632 729,259 0.09
2013-05-13 2013-05-09 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 5,610 2,042,881 0.28
2013-05-13 2013-05-09 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 1,890 557,190 0.34
2013-05-03 2013-05-02 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -586,925 0 -100.00 6.45 -3,785,666
2013-05-03 2013-05-02 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -329,060 0 -100.00 6.45 -2,122,437
2013-05-03 2013-05-02 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -2,107,032 0 -100.00 6.45 -13,590,356
2013-05-03 2013-05-02 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -522,825 0 -100.00 6.45 -3,372,221
2013-05-01 2013-05-01 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -53,701 586,925 -8.38 6.47 -347,445 3,797,405
2013-05-01 2013-05-01 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -30,107 329,060 -8.38 6.47 -194,792 2,129,018
2013-05-01 2013-05-01 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -192,784 2,107,032 -8.38 6.47 -1,247,312 13,632,497
2013-05-01 2013-05-01 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -47,836 522,825 -8.38 6.47 -309,499 3,382,678
2013-05-01 2013-04-30 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -25,086 640,626 -3.77 6.47 -162,306 4,144,850
2013-05-01 2013-04-30 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -14,065 359,167 -3.77 6.47 -91,001 2,323,810
2013-05-01 2013-04-30 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -90,059 2,299,816 -3.77 6.47 -582,682 14,879,810
2013-05-01 2013-04-30 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -22,347 570,661 -3.77 6.47 -144,585 3,692,177
2013-05-01 2013-04-29 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -57,719 665,712 -7.98 6.48 -374,019 4,313,814
2013-05-01 2013-04-29 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -32,360 373,232 -7.98 6.48 -209,693 2,418,543
2013-05-01 2013-04-29 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -207,208 2,389,875 -7.98 6.48 -1,342,708 15,486,390
2013-05-01 2013-04-29 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -51,415 593,008 -7.98 6.48 -333,169 3,842,692
2013-04-25 2013-04-23 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -911 723,431 -0.13 6.50 -5,922 4,702,302
2013-04-25 2013-04-23 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -511 405,592 -0.13 6.50 -3,322 2,636,348
2013-04-25 2013-04-23 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -3,268 2,597,083 -0.13 6.50 -21,242 16,881,040
2013-04-25 2013-04-23 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -811 644,423 -0.13 6.50 -5,272 4,188,750
2013-04-16 2013-04-16 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -42,288 776,586 -5.16 6.51 -275,295 5,055,575
2013-04-16 2013-04-16 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -23,709 435,392 -5.16 6.51 -154,346 2,834,402
2013-04-16 2013-04-16 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -151,811 2,787,899 -5.16 6.51 -988,290 18,149,222
2013-04-16 2013-04-16 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -37,670 691,770 -5.16 6.51 -245,232 4,503,423
2013-04-16 2013-04-12 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -28,967 818,874 -3.42 6.50 -188,286 5,322,681
2013-04-16 2013-04-12 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -16,240 459,101 -3.42 6.50 -105,560 2,984,156
2013-04-16 2013-04-12 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -103,990 2,939,710 -3.42 6.50 -675,935 19,108,115
2013-04-16 2013-04-12 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -25,803 729,440 -3.42 6.50 -167,720 4,741,360
2013-04-03 2013-04-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -999 9,994 -9.09
2013-04-03 2013-04-01 4 RSYS RADISYS CORP
Restricted Stock Units 		M - Exercise -334 2,603 -11.37
2013-04-03 2013-04-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 999 2,746,428 0.04
2013-04-03 2013-04-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 334 728,627 0.05
2013-03-15 2013-03-14 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 28 2,037,271 0.00
2012-12-28 2012-12-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 96 182,490 0.05
2012-12-28 2012-12-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 933 2,036,858 0.05
2012-12-28 2012-12-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 274 554,964 0.05
2012-12-06 2012-12-05 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 45 2,035,925 0.00
2012-11-29 2012-11-28 4 MOVE MOVE INC
Common Stock 		S - Sale -59,371 562,813 -9.54 7.20 -427,471 4,052,254
2012-11-29 2012-11-28 4 MOVE MOVE INC
Common Stock 		S - Sale -1,453,129 1,607,439 -47.48 7.20 -10,462,529 11,573,561
2012-11-29 2012-11-27 4 MOVE MOVE INC
Common Stock 		S - Sale -15,329 622,184 -2.40 7.60 -116,500 4,728,598
2012-11-29 2012-11-27 4 MOVE MOVE INC
Common Stock 		S - Sale -222,171 3,060,568 -6.77 7.60 -1,688,500 23,260,317
2012-11-06 2012-11-06 4 MOVE MOVE INC
Common Stock 		S - Sale -4,599 637,513 -0.72 7.72 -35,504 4,921,600
2012-11-06 2012-11-06 4 MOVE MOVE INC
Common Stock 		S - Sale -139 397,892 -0.03 7.72 -1,073 3,071,726
2012-11-06 2012-11-06 4 MOVE MOVE INC
Common Stock 		S - Sale -39,704 3,282,739 -1.20 7.72 -306,515 25,342,745
2012-11-06 2012-11-02 4 MOVE MOVE INC
Common Stock 		S - Sale -6,747 642,112 -1.04 8.00 -53,976 5,136,896
2012-11-06 2012-11-02 4 MOVE MOVE INC
Common Stock 		S - Sale -204 398,031 -0.05 8.00 -1,632 3,184,248
2012-11-06 2012-11-02 4 MOVE MOVE INC
Common Stock 		S - Sale -58,249 3,322,443 -1.72 8.00 -465,992 26,579,544
2012-10-17 2012-10-16 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -200 475,341 -0.04 8.00 -1,600 3,802,728
2012-10-17 2012-10-15 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -187 475,541 -0.04 8.00 -1,496 3,804,328
2012-10-09 2012-10-05 4 AACC ASSET ACCEPTANCE CAPITAL CORP
Common Stock 		S - Sale -500 475,728 -0.10 8.00 -4,000 3,805,824
2012-09-11 2012-09-10 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 39 2,035,880 0.00
2012-08-09 2012-08-08 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -50,000 2,035,841 -2.40 12.00 -600,000 24,430,092
2012-08-09 2012-08-07 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -55,000 2,085,841 -2.57 12.20 -671,006 25,447,469
2012-07-31 2012-07-31 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -19,252 2,140,841 -0.89 12.53 -241,228 26,824,738
2012-07-31 2012-07-30 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -2,288 2,160,093 -0.11 12.65 -28,943 27,325,176
2012-07-31 2012-07-27 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -27,225 2,162,381 -1.24 12.75 -347,119 27,570,358
2012-06-28 2012-06-26 4 RSYS RADISYS CORP
Restricted Stock Units 		A - Award 560 1,237 82.72
2012-06-28 2012-06-26 4 RSYS RADISYS CORP
Restricted Stock Units 		A - Award 5,320 10,993 93.78
2012-06-28 2012-06-26 4 RSYS RADISYS CORP
Restricted Stock Units 		A - Award 1,620 2,937 123.01
2012-06-20 2012-06-18 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award 44 2,189,606 0.00
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -190 677 -21.91
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -1,770 5,673 -23.78
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -540 1,317 -29.08
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 190 256,398 0.07
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 1,770 2,745,429 0.06
2012-06-19 2012-06-15 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 540 728,293 0.07
2012-05-30 2012-05-29 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -13,338 403,289 -3.20 11.87 -158,322 4,787,040
2012-05-30 2012-05-29 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -6,230 182,394 -3.30 11.87 -73,950 2,165,017
2012-05-30 2012-05-29 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -71,996 2,189,562 -3.18 11.87 -854,593 25,990,101
2012-05-30 2012-05-29 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -19,690 554,690 -3.43 11.87 -233,720 6,584,170
2012-05-30 2012-05-25 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -6,569 2,261,558 -0.29 11.91 -78,237 26,935,156
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -113 867 -11.53
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -977 7,443 -11.60
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Restricted Stock Unit 		M - Exercise -243 1,857 -11.57
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 113 256,208 0.04
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 977 2,743,659 0.04
2012-04-03 2012-04-01 4 RSYS RADISYS CORP
Common Stock 		M - Exercise 243 727,753 0.03
2012-02-29 2012-02-24 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -243 416,627 -0.06 15.00 -3,645 6,249,405
2012-02-29 2012-02-24 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -295 188,274 -0.16 15.00 -4,425 2,824,110
2012-02-29 2012-02-24 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -3,595 2,264,087 -0.16 15.00 -53,925 33,961,305
2012-02-23 2012-02-23 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -1,581 417,328 -0.38 15.00 -23,715 6,259,920
2012-02-23 2012-02-23 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -715 188,593 -0.38 15.00 -10,725 2,828,895
2012-02-23 2012-02-23 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -8,595 2,267,341 -0.38 15.00 -128,925 34,010,115
2012-02-23 2012-02-22 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -4,806 418,909 -1.13 15.00 -72,090 6,283,635
2012-02-23 2012-02-22 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -2,170 189,308 -1.13 15.00 -32,550 2,839,620
2012-02-23 2012-02-22 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -26,130 2,275,936 -1.14 15.00 -391,950 34,139,040
2012-02-23 2012-02-21 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -1,427 423,715 -0.34 15.10 -21,548 6,398,096
2012-02-23 2012-02-21 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -650 191,478 -0.34 15.10 -9,815 2,891,318
2012-02-23 2012-02-21 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		S - Sale -7,770 2,302,066 -0.34 15.10 -117,327 34,761,197
2012-02-17 2012-02-17 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -2,702 425,142 -0.63 15.20 -41,070 6,462,158
2012-02-17 2012-02-17 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -1,220 192,128 -0.63 15.20 -18,544 2,920,346
2012-02-17 2012-02-17 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -14,690 2,309,836 -0.63 15.20 -223,288 35,109,507
2012-02-17 2012-02-16 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -4,890 427,844 -1.13 15.20 -74,328 6,503,229
2012-02-17 2012-02-16 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -3,870 193,348 -1.96 15.20 -58,824 2,938,890
2012-02-17 2012-02-16 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -46,616 2,324,526 -1.97 15.20 -708,563 35,332,795
2012-02-17 2012-02-15 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -68 197,218 -0.03 15.20 -1,034 2,997,714
2012-02-17 2012-02-15 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -800 2,371,142 -0.03 15.20 -12,160 36,041,358
2012-02-13 2012-02-13 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -306 197,286 -0.15 15.20 -4,651 2,998,747
2012-02-13 2012-02-13 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -3,870 2,371,942 -0.16 15.20 -58,824 36,053,518
2012-02-13 2012-02-09 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -100 197,592 -0.05 15.50 -1,550 3,062,676
2012-02-13 2012-02-09 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -1,579 2,375,812 -0.07 15.50 -24,474 36,825,086
2012-02-06 2012-02-06 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -200 197,692 -0.10 15.90 -3,180 3,143,303
2012-02-06 2012-02-06 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -1,000 2,377,391 -0.04 15.90 -15,900 37,800,517
2012-02-06 2012-02-03 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -4,000 197,892 -1.98 16.10 -64,400 3,186,061
2012-02-06 2012-02-03 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -48,535 2,378,391 -2.00 16.10 -781,414 38,292,095
2012-02-06 2012-02-02 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -3,625 201,892 -1.76 15.50 -56,188 3,129,326
2012-02-06 2012-02-02 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -44,000 2,426,926 -1.78 15.50 -682,000 37,617,353
2012-02-01 2012-02-01 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -38,600 2,470,926 -1.54 15.30 -590,580 37,805,168
2012-02-01 2012-02-01 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -47,478 205,517 -18.77 15.30 -726,413 3,144,410
2012-02-01 2012-01-31 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -36,000 252,995 -12.46 15.20 -547,200 3,845,524
2012-02-01 2012-01-30 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock 		A - Award -25,000 288,995 -7.96 15.20 -380,000 4,392,724
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）