阿瑟西斯公司
US ˙ OTCPK ˙ US04744L2051

簡介

本頁面提供了有關 William C Mulligan 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示William C Mulligan已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:UEIC / Universal Electronics Inc. Director 77,104
US:TFSL / TFS Financial Corporation Director 68,900
US:ATHXQ / Athersys, Inc. Director 0
如何解讀這些圖表

以下圖表顯示了在William C Mulligan進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

ATHXQ / Athersys, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATHXQ / Athersys, Inc. Insider Trades
ATHXQ / Athersys, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATHXQ / Athersys, Inc. Insider Trades
TFSL / TFS Financial Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TFSL / TFS Financial Corporation Insider Trades
TFSL / TFS Financial Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-06-15 TFSL MULLIGAN WILLIAM C 2,000 21.0600 2,000 21.0600 42,120 364 13.5700 -14,980 -35.57
2021-03-05 TFSL MULLIGAN WILLIAM C 7,172 20.9300 7,172 20.9300 150,110
2021-03-04 TFSL MULLIGAN WILLIAM C 11,972 20.7100 11,972 20.7100 247,940
2021-03-03 TFSL MULLIGAN WILLIAM C 856 20.9300 856 20.9300 17,916
2019-11-27 TFSL MULLIGAN WILLIAM C 10,000 20.3000 10,000 20.3000 203,000
2016-12-13 TFSL MULLIGAN WILLIAM C 20,000 19.4500 20,000 19.4500 389,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TFSL / TFS Financial Corporation Insider Trades
UEIC / Universal Electronics Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2023-03-30 UEIC MULLIGAN WILLIAM C 5,000 9.8085 5,000 9.8085 49,042 124 11.66 9,258 18.88
2022-02-22 UEIC MULLIGAN WILLIAM C 6,500 31.8447 6,500 31.8447 206,991
2017-08-23 UEIC MULLIGAN WILLIAM C 2,002 55.9500 2,002 55.9500 112,012
2017-08-23 UEIC MULLIGAN WILLIAM C 1,500 55.8500 1,500 55.8500 83,775
2017-08-23 UEIC MULLIGAN WILLIAM C 1,498 55.9000 1,498 55.9000 83,738

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UEIC / Universal Electronics Inc. Insider Trades
UEIC / Universal Electronics Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-03-16 UEIC MULLIGAN WILLIAM C 2,500 62.3000 2,500 62.3000 155,750 339 29.9000 -81,000 -52.01
2019-11-19 UEIC MULLIGAN WILLIAM C 2,014 58.0960 2,014 58.0960 117,005
2019-11-15 UEIC MULLIGAN WILLIAM C 794 58.0000 794 58.0000 46,052
2019-11-14 UEIC MULLIGAN WILLIAM C 4,192 58.0368 4,192 58.0368 243,290
2019-08-14 UEIC MULLIGAN WILLIAM C 7,811 44.8440 7,811 44.8440 350,276
2016-03-15 UEIC MULLIGAN WILLIAM C 20,000 62.0073 20,000 62.0073 1,240,146
2016-03-15 UEIC MULLIGAN WILLIAM C 3,745 62.5160 3,745 62.5160 234,122
2014-11-04 UEIC MULLIGAN WILLIAM C 1,000 58.0000 1,000 58.0000 58,000
2014-10-31 UEIC MULLIGAN WILLIAM C 1,000 57.5600 1,000 57.5600 57,560
2014-09-04 UEIC MULLIGAN WILLIAM C 1,000 56.0000 1,000 56.0000 56,000
2014-09-03 UEIC MULLIGAN WILLIAM C 400 55.0000 400 55.0000 22,000
2014-09-02 UEIC MULLIGAN WILLIAM C 600 55.0000 600 55.0000 33,000
2014-06-12 UEIC MULLIGAN WILLIAM C 5,000 44.6721 5,000 44.6721 223,360
2013-08-14 UEIC MULLIGAN WILLIAM C 5,100 32.0000 5,100 32.0000 163,200
2013-08-13 UEIC MULLIGAN WILLIAM C 19,660 33.2565 19,660 33.2565 653,823
2013-05-20 UEIC MULLIGAN WILLIAM C 6,100 26.0880 6,100 26.0880 159,137
2013-05-20 UEIC MULLIGAN WILLIAM C 6,100 26.0575 6,100 26.0575 158,951
2013-05-20 UEIC MULLIGAN WILLIAM C 6,100 26.1829 6,100 26.1829 159,716
2010-01-19 UEIC MULLIGAN WILLIAM C 9,000 26.5000 9,000 26.5000 238,500
2009-11-18 UEIC MULLIGAN WILLIAM C 3,060 22.2720 3,060 22.2720 68,152
2009-11-17 UEIC MULLIGAN WILLIAM C 16,940 22.6270 16,940 22.6270 383,301
2009-11-10 UEIC MULLIGAN WILLIAM C 18,000 23.1000 18,000 23.1000 415,800
2005-02-28 UEIC MULLIGAN WILLIAM C 6,600 17.0000 6,600 17.0000 112,200
2005-02-28 UEIC MULLIGAN WILLIAM C 300 17.0100 300 17.0100 5,103
2005-02-28 UEIC MULLIGAN WILLIAM C 100 17.0200 100 17.0200 1,702
2005-02-28 UEIC MULLIGAN WILLIAM C 1,000 17.0400 1,000 17.0400 17,040
2005-02-28 UEIC MULLIGAN WILLIAM C 600 17.0500 600 17.0500 10,230
2005-02-28 UEIC MULLIGAN WILLIAM C 1,400 17.0600 1,400 17.0600 23,884

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UEIC / Universal Electronics Inc. Insider Trades
歷史內部人交易

該表格顯示了由 William C Mulligan 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-21 2026-05-19 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 18,437 77,104 31.43
2025-12-12 2025-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 5,100 68,900 7.99
2025-07-02 2025-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 58,667 2.18
2025-05-28 2025-05-27 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 6,004 57,417 11.68
2025-04-02 2025-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 51,413 2.49
2025-02-24 2025-02-21 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 3,900 63,800 6.51
2025-01-02 2025-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 50,163 2.56
2024-10-02 2024-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 48,913 2.62
2024-07-02 2024-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 47,663 2.69
2024-04-02 2024-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 46,413 2.77
2024-01-03 2024-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 45,163 2.85
2023-12-12 2023-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 5,100 59,900 9.31
2023-10-02 2023-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 43,913 2.93
2023-07-03 2023-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 42,663 3.02
2023-04-03 2023-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 41,413 3.11
2023-03-31 2023-03-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
P - Purchase 5,000 40,163 14.22 9.81 49,042 393,939
2023-01-03 2023-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 35,163 3.69
2022-12-13 2022-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 2,900 54,800 5.59
2022-10-04 2022-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 33,913 3.83
2022-07-05 2022-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 32,663 3.98
2022-04-04 2022-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2022-04-04 2022-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 31,413 4.14
2022-02-23 2022-02-22 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
P - Purchase 6,500 30,163 27.47 31.84 206,991 960,532
2022-01-04 2022-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2022-01-04 2022-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 23,663 5.58
2021-12-20 2021-12-16 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 2,900 2,900
2021-12-10 2021-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -3,200 0 -100.00
2021-12-10 2021-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 3,200 51,900 6.57
2021-10-05 2021-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2021-10-05 2021-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 22,413 5.91
2021-07-02 2021-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2021-07-02 2021-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2021-07-02 2021-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 21,163 6.28
2021-06-17 2021-06-15 4 TFSL TFS Financial CORP
Common Stock
S - Sale -2,000 48,700 -3.94 21.06 -42,120 1,025,622
2021-04-02 2021-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2021-04-02 2021-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 19,913 6.70
2021-03-16 2021-03-16 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -2,500 18,663 -11.81 62.30 -155,750 1,162,705
2021-03-05 2021-03-05 4 TFSL TFS Financial CORP
Common Stock
S - Sale -7,172 50,700 -12.39 20.93 -150,110 1,061,151
2021-03-05 2021-03-04 4 TFSL TFS Financial CORP
Common Stock
S - Sale -11,972 57,872 -17.14 20.71 -247,940 1,198,529
2021-03-05 2021-03-03 4 TFSL TFS Financial CORP
Common Stock
S - Sale -856 69,844 -1.21 20.93 -17,916 1,461,835
2021-01-04 2021-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2021-01-04 2021-01-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 21,163 6.28
2020-12-21 2020-12-17 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 3,200 3,200
2020-12-10 2020-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -2,800 0 -100.00
2020-12-10 2020-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 2,800 70,700 4.12
2020-10-02 2020-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2020-10-02 2020-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 19,913 6.70
2020-07-02 2020-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2020-07-02 2020-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2020-07-02 2020-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 18,663 7.18
2020-04-01 2020-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2020-04-01 2020-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 17,413 7.73
2020-01-03 2019-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2020-01-03 2019-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 16,163 8.38
2019-12-19 2019-12-19 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 2,800 2,800
2019-12-11 2019-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -3,500 0 -100.00
2019-12-11 2019-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 3,500 67,900 5.43
2019-11-27 2019-11-27 4 TFSL TFS Financial CORP
Common Stock
S - Sale -10,000 64,400 -13.44 20.30 -203,000 1,307,320
2019-11-19 2019-11-19 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -2,014 14,913 -11.90 58.10 -117,005 866,386
2019-11-18 2019-11-15 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -794 16,927 -4.48 58.00 -46,052 981,766
2019-11-18 2019-11-14 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -4,192 17,721 -19.13 58.04 -243,290 1,028,470
2019-10-02 2019-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2019-10-02 2019-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 24,403 5.40
2019-08-14 2019-08-14 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -7,811 23,153 -25.23 44.84 -350,276 1,038,273
2019-07-03 2019-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2019-07-03 2019-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2019-07-03 2019-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 30,964 4.21
2019-04-02 2019-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2019-04-02 2019-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 29,714 4.39
2019-01-03 2018-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2019-01-03 2018-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 28,464 4.59
2018-12-20 2018-12-20 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 3,500 3,500
2018-12-11 2018-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -3,600 0 -100.00
2018-12-11 2018-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 3,600 74,400 5.08
2018-10-01 2018-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2018-10-01 2018-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 27,214 4.81
2018-07-03 2018-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2018-07-03 2018-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2018-07-03 2018-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 25,964 5.06
2018-04-03 2018-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2018-04-03 2018-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 24,714 5.33
2018-01-03 2017-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2018-01-03 2017-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 23,464 5.63
2017-12-15 2017-12-14 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 3,600 3,600
2017-12-12 2017-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -2,300 0 -100.00
2017-12-12 2017-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 2,300 70,800 3.36
2017-10-03 2017-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2017-10-03 2017-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 22,214 5.96
2017-09-11 2017-09-11 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt. to Buy)
D - Sale to Issuer -25,000 0 -100.00
2017-08-24 2017-08-23 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
P - Purchase 1,498 20,964 7.70 55.90 83,738 1,171,888
2017-08-24 2017-08-23 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
P - Purchase 1,500 19,466 8.35 55.85 83,775 1,087,176
2017-08-24 2017-08-23 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
P - Purchase 2,002 17,966 12.54 55.95 112,012 1,005,198
2017-07-05 2017-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2017-07-05 2017-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2017-07-05 2017-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 15,964 8.50
2017-04-03 2017-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2017-04-03 2017-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 14,714 9.28
2017-01-03 2016-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2017-01-03 2016-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 13,464 10.23
2016-12-15 2016-12-15 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 2,300 2,300
2016-12-15 2016-12-13 4 TFSL TFS Financial CORP
Common Stock
S - Sale -20,000 68,500 -22.60 19.45 -389,000 1,332,325
2016-12-12 2016-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -2,200 0 -100.00
2016-12-12 2016-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 2,200 88,500 2.55
2016-10-03 2016-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2016-10-03 2016-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 12,214 11.40
2016-07-01 2016-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2016-07-01 2016-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 0 -100.00
2016-07-01 2016-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 10,964 12.87
2016-04-01 2016-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 1,250 -50.00
2016-04-01 2016-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 9,714 14.77
2016-03-15 2016-03-15 4 UEIC UNIVERSAL ELECTRONICS INC
Employee Stock Option (Rt to Buy)
M - Exercise -20,000 25,000 -44.44 21.94 -438,900 548,625
2016-03-15 2016-03-15 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -3,745 8,464 -30.67 62.52 -234,122 529,135
2016-03-15 2016-03-15 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -20,000 12,209 -62.09 62.01 -1,240,146 757,047
2016-03-15 2016-03-15 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 20,000 32,209 163.81 21.94 438,900 706,827
2016-02-11 2016-02-10 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt. to Buy)
A - Award 25,000 45,000 125.00 48.61 1,215,250 2,187,450
2016-01-04 2015-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 2,500 -33.33
2016-01-04 2015-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 12,209 11.41
2015-12-17 2015-12-17 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 2,200 2,200
2015-12-11 2015-12-10 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -2,800 0 -100.00
2015-12-11 2015-12-10 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 2,800 86,300 3.35
2015-10-01 2015-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2015-10-01 2015-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 1,250 10,959 12.87
2015-07-02 2015-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Restricted Stock Units
A - Award 5,000 5,000
2015-07-02 2015-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 9,709 14.78 49.99 62,488 485,353
2015-04-01 2015-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 8,459 17.34 56.56 70,706 478,483
2015-01-05 2014-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 7,209 20.98 65.08 81,356 469,198
2014-12-19 2014-12-19 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -3,500 0 -100.00
2014-12-19 2014-12-19 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 3,500 83,500 4.38
2014-12-19 2014-12-18 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 2,800 2,800
2014-12-15 2014-12-12 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
G - Gift -3,857 5,959 -39.29 61.46 -237,051 366,240
2014-11-05 2014-11-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -1,000 9,816 -9.25 58.00 -58,000 569,328
2014-11-03 2014-10-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -1,000 10,816 -8.46 57.56 -57,560 622,569
2014-10-01 2014-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 11,816 11.83 49.84 62,300 588,909
2014-09-04 2014-09-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -1,000 10,566 -8.65 56.00 -56,000 591,696
2014-09-03 2014-09-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -400 11,566 -3.34 55.00 -22,000 636,130
2014-09-03 2014-09-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -600 11,966 -4.77 55.00 -33,000 658,130
2014-07-01 2014-06-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 12,566 11.05 48.40 60,494 608,132
2014-06-16 2014-06-12 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -5,000 11,316 -30.64 44.67 -223,360 505,509
2014-04-25 2013-03-31 4/A UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 64,932 1.96 23.50 29,369 1,525,577
2014-04-01 2014-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 16,316 8.30 39.12 48,900 638,282
2014-02-27 2014-02-25 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
G - Gift -5,913 15,066 -28.19
2014-02-14 2006-10-02 4/A UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 29,532 4.42 19.03 23,788 561,994
2014-02-14 2006-07-05 4/A UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 28,282 4.62 17.74 22,175 501,723
2014-02-14 2010-01-19 5 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -9,000 22,532 -28.54 26.50 -238,500 597,098
2014-01-02 2013-12-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 30,979 4.20 38.04 47,544 1,178,286
2013-12-20 2013-12-19 4 TFSL TFS Financial CORP
Restricted Stock Units
A - Award 3,500 3,500
2013-10-01 2013-09-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 29,729 4.39 36.10 45,131 1,073,366
2013-08-15 2013-08-14 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -5,100 28,479 -15.19 32.00 -163,200 911,328
2013-08-15 2013-08-13 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt. to Buy)
M - Exercise -5,357 20,000 -21.13 12.92 -69,212 258,400
2013-08-15 2013-08-13 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -19,660 33,579 -36.93 33.26 -653,823 1,116,720
2013-08-15 2013-08-13 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 5,357 53,239 11.19 12.92 69,212 687,848
2013-08-12 2013-08-11 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -10,000 0 -100.00
2013-08-12 2013-08-11 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 10,000 80,000 14.29
2013-07-01 2013-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 47,882 2.68 28.41 35,512 1,360,328
2013-05-24 2013-05-20 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -6,100 46,632 -11.57 26.18 -159,716 1,220,961
2013-05-24 2013-05-20 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -6,100 52,732 -10.37 26.06 -158,951 1,374,064
2013-05-24 2013-05-20 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -6,100 58,832 -9.39 26.09 -159,137 1,534,809
2013-04-03 2013-04-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 64,932 1.96 23.50 29,369 1,525,577
2013-01-16 2013-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 63,682 2.00 18.64 23,306 1,187,351
2012-10-19 2012-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 62,432 2.04 17.70 22,125 1,105,046
2012-08-15 2012-08-11 4 TFSL TFS Financial CORP
Restricted Stock Units
M - Exercise -10,000 10,000 -50.00
2012-08-15 2012-08-11 4 TFSL TFS Financial CORP
Common Stock
M - Exercise 10,000 70,000 16.67
2012-07-11 2012-06-29 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
M - Exercise -13,900 25,357 -35.41 9.82 -136,568 249,133
2012-07-11 2012-06-29 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 61,182 2.09 12.73 15,912 778,847
2012-07-11 2012-06-29 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 13,900 59,932 30.20 9.82 136,568 588,832
2012-07-11 2012-03-29 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
M - Exercise -6,000 39,357 -13.23 9.82 -58,950 386,683
2012-07-11 2012-03-29 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 6,000 46,032 14.99 9.82 58,950 452,264
2012-04-04 2012-04-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 39,982 3.23 20.14 25,175 805,237
2012-01-05 2012-01-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 38,732 3.33 16.92 21,156 655,539
2011-10-06 2011-10-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 37,532 3.45 16.67 20,838 625,658
2011-07-05 2011-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 36,282 3.57 24.94 31,181 905,054
2011-04-05 2011-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 35,032 3.70 29.03 36,288 1,016,979
2011-01-05 2011-01-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 33,782 3.84 29.30 36,625 989,813
2010-10-05 2010-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 32,532 4.00 20.70 25,869 673,250
2010-07-06 2010-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 31,282 4.16 17.17 21,462 537,112
2010-04-05 2010-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 30,032 4.34 22.54 28,181 677,071
2010-01-06 2010-01-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 28,782 4.54 23.64 29,544 680,263
2009-11-19 2009-11-18 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
M - Exercise -3,060 45,257 -6.33 18.56 -56,801 840,083
2009-11-19 2009-11-18 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -3,060 27,532 -10.00 22.27 -68,152 613,193
2009-11-19 2009-11-18 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 3,060 30,592 11.11 18.56 56,801 567,864
2009-11-19 2009-11-17 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
M - Exercise -16,940 48,317 -25.96 18.56 -314,449 896,884
2009-11-19 2009-11-17 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -16,940 27,532 -38.09 22.63 -383,301 622,967
2009-11-19 2009-11-17 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 16,940 44,472 61.53 18.56 314,449 825,512
2009-11-12 2009-11-10 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -18,000 27,532 -39.53 23.10 -415,800 635,989
2009-10-05 2009-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 45,532 2.82 20.66 25,819 940,463
2009-07-02 2009-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 44,282 2.90 20.08 25,106 889,404
2009-04-02 2009-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 43,032 2.99 17.84 22,300 767,691
2009-01-05 2009-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 41,782 3.08 16.33 20,412 682,300
2008-10-03 2008-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 40,532 3.18 24.73 30,912 1,002,356
2008-07-09 2008-07-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 39,282 3.29 21.28 26,600 835,921
2008-04-02 2008-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 38 -103.14 24.21 30,262 921
2008-04-02 2008-02-11 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
A - Award 20,000 65,257 44.19 21.94 438,900 1,432,065
2008-01-08 2008-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 36,782 3.52 33.14 41,419 1,218,772
2007-10-03 2007-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 35,532 3.65 32.58 40,731 1,157,810
2007-07-05 2007-07-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 34,282 3.78 37.03 46,288 1,269,462
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Bridge warrants (right to purchase)
C - Conversion -199,998 0 -100.00
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Bridge notes
C - Conversion -106,356 0 -100.00
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Warrants (right to purchase)
A - Award 26,589 26,589
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Director nonqualified stock option (right to purchase)
A - Award 75,000 75,000
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
C - Conversion 199,998 488,646 69.29 0.01 2,000 4,886
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
C - Conversion 106,356 288,648 58.34 5.00 531,780 1,443,240
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
A - Award 182,292 182,292
2007-04-04 2007-04-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 33,032 3.93 28.08 35,106 927,704
2007-01-04 2007-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 31,782 4.09 21.43 26,788 681,088
2006-10-03 2006-10-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 30,532 4.27 19.03 23,788 581,024
2006-10-03 2006-07-05 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 28,282 4.62 17.74 22,175 501,723
2006-04-12 2006-04-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 27,032 4.85 17.64 22,056 476,980
2006-01-09 2006-01-05 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 25,782 5.10 17.25 21,562 444,740
2005-10-06 2005-10-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 24,532 5.37 16.66 20,825 408,703
2005-08-12 2005-07-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 23,282 5.67 18.28 22,850 425,595
2005-04-05 2005-04-04 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 22,032 6.01 16.78 20,969 369,587
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
M - Exercise -10,000 45,257 -18.10 2.16 -21,550 97,529
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -1,400 20,782 -6.31 17.06 -23,884 354,541
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -600 22,182 -2.63 17.05 -10,230 378,203
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -1,000 22,782 -4.20 17.04 -17,040 388,205
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -100 23,782 -0.42 17.02 -1,702 404,770
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -300 23,882 -1.24 17.01 -5,103 406,233
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
S - Sale -6,600 24,182 -21.44 17.00 -112,200 411,094
2005-03-02 2005-02-28 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
M - Exercise 10,000 30,782 48.12 2.16 21,550 66,335
2005-01-12 2005-01-11 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 20,782 6.40 17.75 22,188 368,880
2004-10-18 2004-10-15 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 1,250 19,532 6.84 18.22 22,769 355,775
2004-09-01 2004-07-21 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 887 18,282 5.10 16.08 14,259 293,883
2004-09-01 2004-03-31 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 17,395 2.79 12.98 6,129 225,874
2004-08-03 2004-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option
A - Award 5,357 55,257 10.74 12.92 69,212 713,920
2004-08-03 2003-12-30 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 16,923 2.87 12.75 6,018 215,768
2004-08-03 2003-10-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 16,451 2.95 11.66 5,501 191,736
2004-08-03 2003-07-07 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 15,979 3.04 12.82 6,053 204,931
2004-08-03 2003-04-02 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 15,507 3.14 9.71 4,583 150,573
2004-08-03 2003-01-09 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 15,035 3.24 9.82 4,637 147,719
2004-08-03 2003-01-09 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 14,563 3.35 8.88 4,191 129,319
2004-08-03 2003-01-02 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
A - Award 13,900 49,900 38.61 9.82 136,568 490,268
2004-08-03 2002-07-11 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 14,091 3.47 13.62 6,431 191,990
2004-08-03 2002-04-17 4 UEIC UNIVERSAL ELECTRONICS INC
Stock Option (Rt to Buy)
A - Award 6,000 36,000 20.00 16.38 98,280 589,680
2004-08-03 2002-04-01 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 472 13,619 3.59 15.68 7,399 213,478
2004-08-03 2002-01-29 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 165 13,147 1.27 16.04 2,646 210,812
2004-08-03 2001-07-06 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 348 12,982 2.75 15.40 5,359 199,923
2004-08-03 2001-04-03 4 UEIC UNIVERSAL ELECTRONICS INC
Common Stock
A - Award 379 12,634 3.09 17.31 6,560 218,695
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)