PennyMac 金融服務公司
US ˙ NYSE ˙ US70932M1071

簡介

本頁面提供了有關 Anne Mccallion 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Anne Mccallion已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PFSI / PennyMac Financial Services, Inc. Director 3,510
US:PMBC / Pacific Mercantile Bancorp Director 0
US:PMT / PennyMac Mortgage Investment Trust Chief Enterpirse Ops Officer 0
US:US70932MAC10 / PennyMac Financial Services Inc Chief Enterprise Ops Officer, Director 490,720
如何解讀這些圖表

以下圖表顯示了在Anne Mccallion進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

PFSI / PennyMac Financial Services, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFSI / PennyMac Financial Services, Inc. Insider Trades
PFSI / PennyMac Financial Services, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-10-24 PFSI MCCALLION ANNE 20,544 132.0800 20,544 132.0800 2,713,452 222 80.6000 -1,057,605 -38.98
2025-10-24 PFSI MCCALLION ANNE 7,227 130.0600 7,227 130.0600 939,944
2024-08-26 PFSI MCCALLION ANNE 23,829 103.1354 23,829 103.1354 2,457,613
2023-06-07 PFSI MCCALLION ANNE 28,216 64.9517 28,216 64.9517 1,832,677
2022-10-31 PFSI MCCALLION ANNE 7,941 54.2369 7,941 54.2369 430,695
2022-08-15 PFSI MCCALLION ANNE 7,941 57.9328 7,941 57.9328 460,044

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFSI / PennyMac Financial Services, Inc. Insider Trades
PMTW / PennyMac Mortgage Investment Trust - Preferred Stock內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
PMTW / PennyMac Mortgage Investment Trust - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Anne Mccallion 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-02-13 2026-02-11 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 1,963 3,510 126.89
2025-10-28 2025-10-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -7,227 1,547 -82.37 130.06 -939,944 201,203
2025-10-28 2025-10-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -20,544 8,774 -70.07 132.08 -2,713,452 1,158,870
2025-10-28 2025-10-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 27,771 29,318 1,795.15 11.28 313,257 330,707
2025-02-19 2025-02-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 1,547 3,401 83.44
2024-08-28 2024-08-26 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -23,829 1,854 -92.78 103.14 -2,457,613 191,213
2024-08-28 2024-08-26 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 23,829 25,683 1,285.28 17.52 417,484 449,966
2024-03-04 2024-02-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 1,854 4,241 77.67
2023-06-09 2023-06-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -28,216 4,926 -85.14 64.95 -1,832,677 319,952
2023-06-09 2023-06-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 28,216 33,142 572.80 17.26 487,008 572,031
2023-02-28 2023-02-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 2,387 4,926 94.01
2022-11-02 2022-10-31 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -7,941 2,539 -75.77 54.24 -430,695 137,707
2022-11-02 2022-10-31 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 7,941 10,480 312.76 21.03 166,999 220,394
2022-08-17 2022-08-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale -7,941 2,539 -75.77 57.93 -460,044 147,091
2022-08-17 2022-08-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 7,941 10,480 312.76 57.93 460,044 607,136
2022-02-25 2022-02-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 2,539 4,663 119.54
2021-10-19 2021-10-18 4 PMBC PACIFIC MERCANTILE BANCORP
Common Stock
S - Sale -4,558 0 -100.00 9.31 -42,435
2021-05-03 2021-05-03 4 PMBC PACIFIC MERCANTILE BANCORP
Common Stock
A - Award 259 4,558 6.02
2021-03-11 2021-03-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -903 3,515 -20.44 61.68 -55,697 216,805
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
M - Exercise -17,891 0 -100.00
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
A - Award 17,891 17,891
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -4,747 20,473 -18.82 62.33 -295,881 1,276,082
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 17,891 25,220 244.11
2021-03-01 2021-02-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 2,124 7,329 40.81
2021-02-19 2021-02-17 4 PMBC PACIFIC MERCANTILE BANCORP
Common Stock
A - Award 2,695 4,299 168.02
2020-12-22 2020-12-17 4 PMBC PACIFIC MERCANTILE BANCORP
Common Stock
A - Award 1,604 1,604
2020-07-23 2020-07-22 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 128,606 -3.74 44.69 -223,450 5,747,402
2020-07-23 2020-07-21 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -32 133,606 -0.02 44.44 -1,422 5,937,451
2020-07-23 2020-07-21 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,968 133,638 -3.58 43.94 -218,315 5,872,628
2020-07-09 2020-07-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 138,606 -3.48 40.05 -200,250 5,551,170
2020-07-09 2020-07-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -100 143,606 -0.07 40.80 -4,080 5,859,125
2020-07-09 2020-07-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,900 143,706 -3.30 40.21 -197,029 5,778,418
2020-06-26 2020-06-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,900 148,606 -2.56 42.50 -165,734 6,315,161
2020-06-26 2020-06-25 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,100 152,506 -0.72 41.96 -46,150 6,398,389
2020-06-26 2020-06-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -2,300 153,606 -1.48 41.44 -95,319 6,365,893
2020-06-26 2020-06-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -2,700 155,906 -1.70 40.44 -109,196 6,305,306
2020-06-10 2020-06-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 158,606 -3.06 35.49 -177,450 5,628,927
2020-06-10 2020-06-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,000 163,606 -0.61 36.79 -36,794 6,019,801
2020-06-10 2020-06-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,000 164,606 -2.37 36.30 -145,218 5,975,939
2020-05-28 2020-05-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 168,606 -2.88 34.03 -170,150 5,737,662
2020-05-28 2020-05-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,300 173,606 -0.74 34.32 -44,618 5,958,488
2020-05-28 2020-05-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,700 174,906 -2.07 33.26 -123,063 5,817,426
2020-05-14 2020-05-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -300 178,606 -0.17 28.18 -8,454 5,033,153
2020-05-14 2020-05-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,700 178,906 -2.56 27.77 -130,523 4,968,363
2020-05-14 2020-05-12 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -400 183,606 -0.22 29.26 -11,703 5,371,853
2020-05-14 2020-05-12 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,600 184,006 -2.44 28.81 -132,514 5,300,734
2020-04-30 2020-04-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,000 188,606 -0.53 31.60 -31,600 5,959,950
2020-04-30 2020-04-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,000 189,606 -2.07 31.07 -124,290 5,891,551
2020-04-30 2020-04-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 193,606 -2.52 28.80 -144,000 5,575,853
2020-04-15 2020-04-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,100 198,606 -0.55 26.88 -29,567 5,338,351
2020-04-15 2020-04-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,900 199,706 -1.92 26.23 -102,284 5,237,629
2020-04-15 2020-04-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,800 203,606 -0.88 26.84 -48,307 5,464,215
2020-04-15 2020-04-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,200 205,406 -1.53 26.07 -83,412 5,354,154
2020-04-15 2020-04-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,900 208,606 -1.84 26.35 -102,754 5,496,205
2020-04-15 2020-04-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -11,100 212,506 -4.96 25.76 -285,907 5,473,602
2020-04-15 2020-04-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -400 223,606 -0.18 26.57 -10,628 5,941,211
2020-04-15 2020-04-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,600 224,006 -2.01 25.94 -119,335 5,811,253
2020-03-26 2020-03-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift 19,686 228,606 9.42
2020-03-26 2020-03-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
G - Gift -19,686 5,205 -79.09
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
M - Exercise -18,110 0 -100.00
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
A - Award 18,110 18,110
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -6,463 24,891 -20.61 21.76 -140,635 541,628
2020-03-18 2020-03-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 18,110 31,354 136.74
2020-03-10 2020-03-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -743 13,244 -5.31 37.50 -27,862 496,650
2020-03-10 2020-03-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -998 13,987 -6.66 37.42 -37,345 523,394
2020-03-06 2020-03-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,000 208,920 -0.48 38.38 -38,378 8,017,827
2020-03-06 2020-03-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,000 209,920 -1.87 37.56 -150,224 7,883,777
2020-03-06 2020-03-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,900 213,920 -0.88 38.16 -72,513 8,164,214
2020-03-06 2020-03-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,100 215,820 -1.42 37.36 -115,824 8,063,596
2020-02-27 2020-02-26 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 2,911 14,985 24.11
2020-02-24 2020-02-21 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 218,920 -2.23 35.33 -176,650 7,734,444
2020-02-24 2020-02-20 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 223,920 -2.18 34.93 -174,650 7,821,526
2020-02-07 2020-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -100 228,920 -0.04 38.94 -3,894 8,915,289
2020-02-07 2020-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,100 229,020 -1.76 38.20 -156,639 8,749,640
2020-02-07 2020-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -800 233,120 -0.34 37.71 -30,169 8,791,258
2020-02-07 2020-02-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 233,920 -2.09 36.03 -180,150 8,428,138
2020-01-24 2020-01-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 238,920 -2.05 33.83 -169,150 8,082,664
2020-01-24 2020-01-22 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 243,920 -2.01 33.94 -169,700 8,278,645
2020-01-09 2020-01-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 248,920 -1.97 33.24 -166,200 8,274,101
2020-01-09 2020-01-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 253,920 -1.93 33.53 -167,650 8,513,938
2019-12-20 2019-12-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 258,920 -1.89 33.85 -169,250 8,764,442
2019-12-20 2019-12-18 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 263,920 -1.86 33.74 -168,700 8,904,661
2019-12-06 2019-12-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 268,920 -1.83 33.98 -169,900 9,137,902
2019-12-06 2019-12-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 273,920 -1.79 33.82 -169,100 9,263,974
2019-11-21 2019-11-20 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -700 278,920 -0.25 34.35 -24,045 9,580,902
2019-11-21 2019-11-20 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,300 279,620 -1.51 33.59 -144,437 9,392,436
2019-11-21 2019-11-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,900 283,920 -0.66 33.80 -64,228 9,597,632
2019-11-21 2019-11-19 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -3,100 285,820 -1.07 33.26 -103,115 9,507,202
2019-11-06 2019-11-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 288,920 -1.70 30.34 -151,700 8,765,833
2019-11-06 2019-11-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -700 293,920 -0.24 30.72 -21,504 9,029,017
2019-11-06 2019-11-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,300 294,620 -1.44 29.92 -128,652 8,814,765
2019-10-25 2019-10-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 298,920 -1.65 31.62 -158,100 9,451,850
2019-10-25 2019-10-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 303,920 -1.62 32.29 -161,450 9,813,577
2019-10-10 2019-10-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 308,920 -1.59 31.19 -155,950 9,635,215
2019-10-10 2019-10-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 313,920 -1.57 31.22 -156,100 9,800,582
2019-09-24 2019-09-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 318,920 -1.54 31.10 -155,500 9,918,412
2019-09-24 2019-09-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 323,920 -1.52 31.63 -158,150 10,245,590
2019-08-09 2019-08-09 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 328,920 -1.50 26.67 -133,350 8,772,296
2019-08-09 2019-08-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 333,920 -1.48 26.78 -133,900 8,942,378
2019-08-01 2019-07-31 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 338,920 -1.45 24.27 -121,350 8,225,588
2019-08-01 2019-07-30 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 343,920 -1.43 24.41 -122,050 8,395,087
2019-07-19 2019-07-18 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 348,920 -1.41 23.65 -118,250 8,251,958
2019-07-19 2019-07-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 353,920 -1.39 23.27 -116,350 8,235,718
2019-07-03 2019-07-03 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 358,920 -1.37 22.93 -114,650 8,230,036
2019-07-03 2019-07-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 363,920 -1.36 22.70 -113,500 8,260,984
2019-07-03 2019-07-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
A - Award 4,485 12,074 59.10 22.74 101,989 274,563
2019-06-24 2019-06-21 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 368,920 -1.34 22.03 -110,150 8,127,308
2019-06-24 2019-06-20 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 373,920 -1.32 21.78 -108,900 8,143,978
2019-06-05 2019-06-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 378,920 -1.30 21.51 -107,550 8,150,569
2019-05-24 2019-05-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 383,920 -1.29 22.53 -112,650 8,649,718
2019-05-24 2019-05-22 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 388,920 -1.27 22.94 -114,700 8,921,825
2019-05-08 2019-05-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 393,920 -1.25 23.31 -116,550 9,182,275
2019-05-08 2019-05-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 398,920 -1.24 23.47 -117,350 9,362,652
2019-04-17 2019-04-17 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 403,920 -1.22 22.71 -113,550 9,173,023
2019-04-17 2019-04-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 408,920 -1.21 22.69 -113,450 9,278,395
2019-04-05 2019-04-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 413,920 -1.19 22.60 -113,000 9,354,592
2019-04-05 2019-04-03 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 418,920 -1.18 22.50 -112,500 9,425,700
2019-04-03 2019-04-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -14,559 7,589 -65.74 22.46 -326,967 170,435
2019-03-22 2019-03-21 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,800 423,920 -0.42 21.98 -39,564 9,317,762
2019-03-22 2019-03-20 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 425,720 -1.16 22.29 -111,450 9,489,299
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -2,650 0 -100.00
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 2,650 2,650
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -2,743 0 -100.00
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 2,743 2,743
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -2,587 0 -100.00
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 2,587 2,587
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -917 138,966 -0.66 20.69 -18,973 2,875,207
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -949 139,883 -0.67 20.69 -19,635 2,894,179
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -895 140,832 -0.63 20.69 -18,518 2,913,814
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 2,650 141,727 1.91
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 2,743 139,077 2.01
2019-03-19 2019-03-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 2,587 136,334 1.93
2019-03-19 2019-03-15 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
M - Exercise -22,687 0 -100.00
2019-03-19 2019-03-15 4 PFSI PennyMac Financial Services, Inc.
Performance-Based Restricted Stock Units
A - Award 22,687 22,687
2019-03-19 2019-03-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -8,128 22,148 -26.85 22.91 -186,212 507,411
2019-03-19 2019-03-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
M - Exercise 22,687 30,276 298.95
2019-03-13 2019-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -589 133,747 -0.44 20.75 -12,222 2,775,250
2019-03-12 2019-03-12 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,500 7,589 -16.50 22.43 -33,645 170,221
2019-03-12 2019-03-11 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -793 9,089 -8.02 22.33 -17,708 202,957
2019-03-12 2019-03-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,963 9,882 -16.57 22.12 -43,422 218,590
2019-03-07 2019-03-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
F - Taxes -1,038 11,845 -8.06 23.10 -23,978 273,620
2019-03-06 2019-03-05 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 430,720 -1.15 22.90 -114,500 9,863,488
2019-03-06 2019-03-04 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 435,720 -1.13 23.08 -115,400 10,056,418
2019-03-01 2019-02-28 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 440,720 -1.12 23.27 -116,336 10,254,276
2019-03-01 2019-02-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 445,720 -1.11 23.30 -116,475 10,383,047
2019-02-27 2019-02-25 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -1,305 134,336 -0.96 20.16 -26,309 2,708,214
2019-02-27 2019-02-25 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -1,631 135,641 -1.19 20.16 -32,881 2,734,523
2019-02-27 2019-02-25 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
F - Taxes -720 137,272 -0.52 20.16 -14,515 2,767,404
2019-02-20 2019-02-15 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -20,837 12,883 -61.79 22.83 -475,682 294,102
2019-02-15 2019-02-13 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 450,720 -1.10 22.03 -110,150 9,929,362
2019-02-12 2019-02-12 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 455,720 -1.09 21.95 -109,750 10,003,054
2019-02-12 2019-02-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -100 33,720 -0.30 22.73 -2,273 766,371
2019-01-30 2019-01-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 460,720 -1.07 20.94 -104,700 9,647,477
2019-01-18 2019-01-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 465,720 -1.06 20.78 -103,900 9,677,662
2019-01-04 2019-01-02 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 470,720 -1.05 21.29 -106,450 10,021,629
2018-12-18 2018-12-18 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 475,720 -1.04 21.47 -107,350 10,213,708
2018-12-18 2018-12-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -1,100 33,820 -3.15 22.71 -24,986 768,204
2018-12-10 2018-12-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -5,000 480,720 -1.03 22.67 -113,350 10,897,922
2018-12-10 2018-12-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -450 485,720 -0.09 21.80 -9,809 10,587,627
2018-12-10 2018-12-06 4 PFSI PennyMac Financial Services, Inc.
Common Stock
S - Sale X -4,550 486,170 -0.93 21.34 -97,107 10,375,889
2018-10-25 2018-10-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 490,720 -1.01
2018-10-25 2018-10-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.44 -97,200
2018-10-25 2018-10-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-10-12 2018-10-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 495,720 -1.00
2018-10-12 2018-10-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.37 -96,850
2018-10-12 2018-10-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-09-26 2018-09-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 500,720 -0.99
2018-09-26 2018-09-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.88 -104,400
2018-09-26 2018-09-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-09-13 2018-09-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 505,720 -0.98
2018-09-13 2018-09-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.68 -108,400
2018-09-13 2018-09-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-08-29 2018-08-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 510,720 -0.97
2018-08-29 2018-08-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.00 -104,992
2018-08-29 2018-08-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-08-17 2018-08-16 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 515,720 -0.96
2018-08-17 2018-08-16 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.22 -106,100
2018-08-17 2018-08-16 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-08-01 2018-07-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 520,720 -0.95
2018-08-01 2018-07-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.26 -96,300
2018-08-01 2018-07-30 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-07-19 2018-07-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 525,720 -0.94
2018-07-19 2018-07-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.60 -98,000
2018-07-19 2018-07-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-07-03 2018-07-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 530,720 -0.93
2018-07-03 2018-07-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.65 -98,250
2018-07-03 2018-07-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-06-21 2018-06-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 535,720 -0.92
2018-06-21 2018-06-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.68 -103,405
2018-06-21 2018-06-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-06-11 2018-06-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 540,720 -0.92
2018-06-11 2018-06-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.24 -101,200
2018-06-11 2018-06-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-05-25 2018-05-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 545,720 -0.91
2018-05-25 2018-05-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.46 -102,300
2018-05-25 2018-05-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-05-14 2018-05-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 550,720 -0.90
2018-05-14 2018-05-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.71 -103,550
2018-05-14 2018-05-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-04-27 2018-04-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 555,720 -0.89
2018-04-27 2018-04-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 20.65 -103,250
2018-04-27 2018-04-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-04-16 2018-04-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 560,720 -0.88
2018-04-16 2018-04-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.00 -110,000
2018-04-16 2018-04-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-04-16 2018-04-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 565,720 -0.88
2018-04-16 2018-04-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.40 -112,000
2018-04-16 2018-04-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-04-16 2018-04-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -4,780 34,920 -12.04 22.70 -108,506 792,684
2018-04-11 2018-04-10 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,612 39,700 -8.34 22.71 -82,022 901,520
2018-04-11 2018-04-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -2,943 43,312 -6.36 22.93 -67,471 992,962
2018-04-04 2018-04-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
M - Exercise -30,372 0 -100.00
2018-04-04 2018-04-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
A - Award 30,372 30,372
2018-04-04 2018-04-02 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 30,372 46,255 191.22
2018-03-29 2018-03-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 570,720 -0.87
2018-03-29 2018-03-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.68 -113,400
2018-03-29 2018-03-29 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-03-29 2018-03-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 575,720 -0.86
2018-03-29 2018-03-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.52 -112,600
2018-03-29 2018-03-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-03-14 2018-03-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 580,720 -0.85
2018-03-14 2018-03-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 24.40 -122,000
2018-03-14 2018-03-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-03-14 2018-03-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 585,720 -0.85
2018-03-14 2018-03-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 24.56 -122,800
2018-03-14 2018-03-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
M - Exercise -1,462 0 -100.00
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units
A - Award 1,462 1,462
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
M - Exercise 1,462 137,992 1.07
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 5,104 136,530 3.88
2018-03-12 2018-03-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 17,204 17,204
2018-03-12 2018-03-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
A - Award 6,881 15,883 76.44
2018-02-23 2018-02-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 590,720 -0.84
2018-02-23 2018-02-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 24.39 -121,950
2018-02-23 2018-02-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-02-23 2018-02-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 595,720 -0.83
2018-02-23 2018-02-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 24.69 -123,450
2018-02-23 2018-02-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-02-12 2018-02-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 600,720 -0.83
2018-02-12 2018-02-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.00 -110,000
2018-02-12 2018-02-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-02-12 2018-02-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 605,720 -0.82
2018-02-12 2018-02-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.30 -106,500
2018-02-12 2018-02-08 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-02-12 2017-04-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -1,524 10,020 -13.20 16.60 -25,298 166,332
2018-01-19 2018-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 610,720 -0.81
2018-01-19 2018-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 23.28 -116,400
2018-01-19 2018-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-01-19 2018-01-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 615,720 -0.81
2018-01-19 2018-01-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 23.00 -115,000
2018-01-19 2018-01-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-01-08 2018-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 620,720 -0.80
2018-01-08 2018-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 23.53 -117,650
2018-01-08 2018-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2018-01-08 2018-01-04 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 625,720 -0.79
2018-01-08 2018-01-04 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 23.82 -119,100
2018-01-08 2018-01-04 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-12-27 2017-12-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 630,720 -0.79
2017-12-27 2017-12-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.80 -109,000
2017-12-27 2017-12-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-12-22 2017-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 635,720 -0.78
2017-12-22 2017-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 22.04 -110,200
2017-12-22 2017-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-12-08 2017-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 640,720 -0.77
2017-12-08 2017-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.68 -108,400
2017-12-08 2017-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-12-08 2017-12-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 645,720 -0.77
2017-12-08 2017-12-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 21.47 -107,350
2017-12-08 2017-12-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-11-22 2017-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 650,720 -0.76
2017-11-22 2017-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 19.76 -98,800
2017-11-22 2017-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-11-14 2017-11-10 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 655,720 -0.76
2017-11-14 2017-11-10 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 18.50 -92,522
2017-11-14 2017-11-10 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-10-19 2017-10-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 660,720 -0.75
2017-10-19 2017-10-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 18.38 -91,907
2017-10-19 2017-10-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-10-10 2017-10-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 665,720 -0.75
2017-10-10 2017-10-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 18.05 -90,244
2017-10-10 2017-10-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-09-25 2017-09-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 670,720 -0.74
2017-09-25 2017-09-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.51 -87,565
2017-09-25 2017-09-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-09-07 2017-09-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 675,720 -0.73
2017-09-07 2017-09-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.81 -84,050
2017-09-07 2017-09-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-08-25 2017-08-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 680,720 -0.73
2017-08-25 2017-08-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.11 -85,535
2017-08-25 2017-08-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-08-11 2017-08-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 685,720 -0.72
2017-08-11 2017-08-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.95 -84,740
2017-08-11 2017-08-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-07-28 2017-07-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 690,720 -0.72
2017-07-28 2017-07-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.57 -87,870
2017-07-28 2017-07-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-07-07 2017-07-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 695,720 -0.71
2017-07-07 2017-07-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.77 -83,848
2017-07-07 2017-07-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-06-23 2017-06-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 700,720 -0.71
2017-06-23 2017-06-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.25 -86,268
2017-06-23 2017-06-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-05-25 2017-05-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 705,720 -0.70
2017-05-25 2017-05-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.52 -82,610
2017-05-25 2017-05-23 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-04-26 2017-04-24 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -1,018 10,526 -8.82 16.75 -17,052 176,310
2017-04-21 2017-04-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 710,720 -0.70
2017-04-21 2017-04-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.51 -82,549
2017-04-21 2017-04-20 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-04-21 2017-04-19 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -1,524 11,544 -11.66 16.55 -25,222 191,053
2017-04-19 2017-04-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale -1,524 13,068 -10.44 16.55 -25,222 216,275
2017-04-13 2017-04-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -1,524 14,592 -9.46 17.15 -26,137 250,253
2017-04-13 2017-04-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -3,048 16,116 -15.90 16.55 -50,444 266,720
2017-04-07 2017-04-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -400 715,720 -0.06
2017-04-07 2017-04-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -400 0 -100.00 16.54 -6,615
2017-04-07 2017-04-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 400 400
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
M - Exercise -10,162 0 -100.00
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units
A - Award 10,162 10,162
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 10,162 19,164 112.89
2017-03-10 2017-03-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 716,120 -0.69
2017-03-10 2017-03-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.62 -88,089
2017-03-10 2017-03-09 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 22,506 22,506
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
A - Award 9,002 9,002
2017-03-01 2017-02-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 721,120 -0.69
2017-03-01 2017-02-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.86 -89,308
2017-03-01 2017-02-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-02-27 2017-02-23 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 5,281 131,426 4.19
2017-02-21 2017-02-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 726,120 -0.68
2017-02-21 2017-02-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 18.28 -91,388
2017-02-21 2017-02-17 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-01-20 2017-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 731,120 -0.68
2017-01-20 2017-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 15.92 -79,608
2017-01-20 2017-01-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2017-01-09 2017-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 736,120 -0.67
2017-01-09 2017-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.75 -83,728
2017-01-09 2017-01-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-12-22 2016-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 741,120 -0.67
2016-12-22 2016-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.63 -83,158
2016-12-22 2016-12-21 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-12-09 2016-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 746,120 -0.67
2016-12-09 2016-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 18.82 -94,080
2016-12-09 2016-12-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-11-22 2016-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 751,120 -0.66
2016-11-22 2016-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.02 -85,080
2016-11-22 2016-11-22 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-11-15 2016-11-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 756,120 -0.66
2016-11-15 2016-11-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.62 -83,085
2016-11-15 2016-11-11 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-10-27 2016-10-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 761,120 -0.65
2016-10-27 2016-10-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.33 -81,628
2016-10-27 2016-10-25 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-10-14 2016-10-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 766,120 -0.65
2016-10-14 2016-10-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.14 -80,696
2016-10-14 2016-10-12 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-09-30 2016-09-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 771,120 -0.64
2016-09-30 2016-09-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.90 -84,490
2016-09-30 2016-09-28 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-09-16 2016-09-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 776,120 -0.64
2016-09-16 2016-09-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 17.64 -88,218
2016-09-16 2016-09-15 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-08-30 2016-08-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 781,120 -0.64
2016-08-30 2016-08-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.24 -81,187
2016-08-30 2016-08-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-08-22 2016-08-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC
M - Exercise -5,000 786,120 -0.63
2016-08-22 2016-08-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
S - Sale X -5,000 0 -100.00 16.24 -81,187
2016-08-22 2016-08-18 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock
M - Exercise 5,000 5,000
2016-03-09 2016-03-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 27,771 27,771
2016-02-26 2016-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 11,360 126,145 9.90
2015-03-05 2015-03-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 27,547 27,547
2015-02-25 2015-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 17,985 114,785 18.58
2014-06-05 2014-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 18,300 96,800 23.31
2014-02-28 2014-02-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 28,216 28,216
2013-06-17 2013-06-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy)
A - Award 15,882 15,882
2013-05-16 2013-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 16,000 78,500 25.60
2013-05-09 3 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class B Common Stock
1
2012-05-18 2012-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest
A - Award 17,500 62,500 38.89
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)