迪堡利多富公司
US ˙ NYSE ˙ US2536511031

簡介

本頁面提供了有關 Markus Maura A. 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Markus Maura A.已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:DBD / Diebold Nixdorf, Incorporated Director 10,617
US:BR / Broadridge Financial Solutions, Inc. Director 32,345
US:SF / Stifel Financial Corp. Director 27,454
如何解讀這些圖表

以下圖表顯示了在Markus Maura A.進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

DBD / Diebold Nixdorf, Incorporated內部人士買入 - 短期收益分析

在這一部分,我們分析了在 DBD / Diebold Nixdorf, Incorporated 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

DBD / Diebold Nixdorf, Incorporated Insider Trades
DBD / Diebold Nixdorf, Incorporated內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 DBD / Diebold Nixdorf, Incorporated 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

DBD / Diebold Nixdorf, Incorporated Insider Trades
SF.PRB / Stifel Financial Corp. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分,我們分析了在 DBD / Diebold Nixdorf, Incorporated 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SF.PRB / Stifel Financial Corp. - Preferred Stock Insider Trades
SF.PRB / Stifel Financial Corp. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 DBD / Diebold Nixdorf, Incorporated 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SF.PRB / Stifel Financial Corp. - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Markus Maura A. 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-22 2026-05-22 4 DBD DIEBOLD NIXDORF, Inc
Common Stock
A - Award 2,621 10,617 32.78
2026-04-09 2026-04-08 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 29 32,345 0.09
2026-04-09 2026-04-08 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 87 32,316 0.27
2026-04-08 2026-04-07 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 206 32,229 0.64
2026-01-06 2026-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 21 32,023 0.07
2026-01-06 2026-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 62 32,002 0.19
2025-12-11 2025-12-10 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 160 31,940 0.50
2025-11-17 2025-11-13 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 459 31,780 1.47
2025-10-03 2025-10-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 19 31,321 0.06
2025-10-03 2025-10-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 57 31,302 0.18
2025-09-19 2025-09-17 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 140 31,245 0.45
2025-07-03 2025-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 16 31,105 0.05
2025-07-03 2025-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 51 31,089 0.16
2025-06-13 2025-06-12 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 146 31,038 0.47
2025-06-06 2025-06-05 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 1,914 27,454 7.49
2025-06-05 2025-06-04 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
S - Sale -3,556 30,892 -10.32 243.08 -864,408 7,509,391
2025-06-05 2025-06-04 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
M - Exercise 5,771 34,448 20.12 56.37 325,311 1,941,840
2025-05-01 2025-04-30 4 DBD DIEBOLD NIXDORF, Inc
Common Stock
A - Award 4,800 7,996 150.19
2025-04-07 2025-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 15 28,677 0.05
2025-04-07 2025-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 50 28,662 0.17
2025-03-20 2025-03-19 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 147 28,612 0.52
2025-01-10 2025-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 15 28,465 0.05
2025-01-10 2025-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 52 28,450 0.18
2024-12-17 2024-12-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 152 28,398 0.54
2024-11-15 2024-11-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 458 28,246 1.65
2024-11-12 2024-11-11 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
S - Sale -3,880 27,788 -12.25 227.02 -880,836 6,308,441
2024-11-12 2024-11-11 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
M - Exercise 6,469 31,668 25.67 45.09 291,687 1,427,915
2024-10-07 2024-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 16 25,199 0.06
2024-10-07 2024-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 53 25,183 0.21
2024-09-25 2024-09-23 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 166 25,130 0.66
2024-08-08 2024-08-06 4 DBD DIEBOLD NIXDORF, Inc
Common Stock
A - Award 3,196 3,196
2024-07-09 2024-07-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 14 24,964 0.06
2024-07-09 2024-07-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 52 24,950 0.21
2024-06-14 2024-06-13 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 163 24,898 0.66
2024-06-07 2024-06-07 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 2,504 25,082 11.09
2024-04-08 2024-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 14 24,735 0.06
2024-04-08 2024-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 51 24,721 0.21
2024-03-27 2024-03-26 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 161 24,670 0.66
2024-01-09 2024-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 14 24,509 0.06
2024-01-09 2024-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 53 24,495 0.22
2023-11-13 2023-11-09 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 538 24,442 2.25
2023-10-10 2023-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 15 23,904 0.06
2023-10-10 2023-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 55 23,889 0.23
2023-07-10 2023-07-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 15 23,834 0.06
2023-07-10 2023-07-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 54 23,819 0.23
2023-06-15 2023-06-13 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 2,641 22,090 13.58
2023-04-05 2023-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 18 23,765 0.08
2023-04-05 2023-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 63 23,747 0.27
2023-01-09 2023-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 16 23,684 0.07
2023-01-09 2023-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 63 23,668 0.27
2022-12-21 2022-12-19 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 227 23,605 0.97
2022-11-14 2022-11-09 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 627 23,378 2.76
2022-10-07 2022-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 13 22,751 0.06
2022-10-07 2022-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 51 22,738 0.22
2022-09-30 2022-09-28 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 192 22,687 0.85
2022-07-07 2022-07-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 12 22,495 0.05
2022-07-07 2022-07-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 49 22,483 0.22
2022-06-17 2022-06-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 250 22,434 1.13
2022-06-02 2022-05-31 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 1,389 19,033 7.87
2022-04-07 2022-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 10 22,184 0.05
2022-04-07 2022-04-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 46 22,174 0.21
2022-03-25 2022-03-24 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 209 22,128 0.95
2022-01-11 2022-01-07 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
M - Exercise -5,625 1,389 -80.20
2022-01-11 2022-01-07 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 5,625 17,563 47.12
2022-01-07 2022-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 10 21,919 0.05
2022-01-07 2022-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 41 21,909 0.19
2021-12-07 2021-12-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 184 21,868 0.85
2021-11-22 2021-11-18 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 2,360 2,360
2021-11-22 2021-11-18 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 485 21,684 2.29
2021-10-15 2021-10-13 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 1,389 7,014 24.69 71.98 99,980 504,868
2021-10-07 2021-10-06 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 155 21,199 0.74
2021-10-06 2021-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 8 21,044 0.04
2021-10-06 2021-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 42 21,036 0.20
2021-07-06 2021-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 7 20,994 0.03
2021-07-06 2021-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 38 20,987 0.18
2021-06-15 2021-06-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 165 20,949 0.79
2021-06-07 2021-06-03 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
M - Exercise -3,144 5,625 -35.85
2021-06-07 2021-06-03 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 3,144 11,845 36.13
2021-04-05 2021-04-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 6 20,784 0.03
2021-04-05 2021-04-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 40 20,778 0.19
2021-03-18 2021-03-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 184 20,738 0.90
2021-01-07 2021-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 6 20,554 0.03
2021-01-07 2021-01-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 40 20,548 0.20
2020-12-18 2020-12-18 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 169 20,508 0.83
2020-11-23 2020-11-19 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 2,931 2,931
2020-11-23 2020-11-19 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 565 20,339 2.86
2020-10-07 2020-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 6 19,774 0.03
2020-10-07 2020-10-05 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 43 19,768 0.22
2020-09-22 2020-09-21 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 199 19,725 1.02
2020-08-27 2020-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
J - Other 33 19,521 0.17 127.41 4,220 2,487,184
2020-08-27 2020-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
J - Other 45 19,221 0.23 93.28 4,196 1,792,933
2020-07-06 2020-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 5 19,448 0.03
2020-07-06 2020-07-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 42 19,443 0.22
2020-06-18 2020-06-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 220 19,401 1.15
2020-06-09 2020-06-05 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
M - Exercise -1,900 5,846 -24.53
2020-06-09 2020-06-05 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 1,900 5,756 49.27
2020-06-02 2020-05-29 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 2,096 7,746 37.10
2020-04-06 2020-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 5 19,181 0.03
2020-04-06 2020-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 58 19,176 0.30
2020-03-24 2020-03-20 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 305 19,118 1.62
2020-01-06 2020-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 4 18,813 0.02
2020-01-06 2020-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 43 18,809 0.23
2019-12-16 2019-12-12 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 238 18,766 1.28
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
M - Exercise -10,841 0 -100.00
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
M - Exercise -10,102 0 -100.00
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
S - Sale -7,054 18,528 -27.57 121.15 -854,585 2,244,649
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
S - Sale -6,140 25,582 -19.36 121.15 -743,855 3,099,234
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
M - Exercise 10,102 31,722 46.73 26.00 262,652 824,772
2019-12-04 2019-12-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
M - Exercise 10,841 21,620 100.58 36.35 394,070 785,887
2019-11-18 2019-11-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 2,657 2,657
2019-11-18 2019-11-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 648 10,779 6.40
2019-10-07 2019-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 2 10,131 0.02
2019-10-07 2019-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 41 10,129 0.41
2019-09-26 2019-09-25 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 233 10,088 2.36
2019-07-08 2019-07-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1 9,855 0.01
2019-07-08 2019-07-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 34 9,854 0.35
2019-06-18 2019-06-17 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 220 9,820 2.29
2019-06-07 2019-06-06 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
M - Exercise -1,900 5,650 -25.17
2019-06-07 2019-06-06 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 1,900 3,814 99.27
2019-06-07 2019-06-05 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 1,900 7,550 33.63
2019-04-05 2019-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 42 9,600 0.44
2019-03-25 2019-03-22 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 250 9,558 2.69
2019-01-04 2019-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 47 9,308 0.51
2019-01-03 2018-12-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 260 5,329 5.12 96.25 25,000 512,937
2018-11-13 2018-11-08 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 2,801 2,801
2018-11-13 2018-11-08 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 630 9,261 7.30
2018-10-04 2018-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 32 8,631 0.37
2018-10-02 2018-09-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 207 5,069 4.25 131.95 27,250 668,917
2018-09-27 2018-09-25 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 1,900 5,650 50.67
2018-08-07 2018-08-07 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
J - Other -1,900 3,750 -33.63
2018-07-05 2018-07-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 26 8,599 0.30
2018-07-03 2018-06-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 228 4,863 4.92 115.10 26,250 559,726
2018-06-08 2018-06-07 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
M - Exercise -1,900 5,650 -25.17
2018-06-08 2018-06-07 4 SF STIFEL FINANCIAL CORP
Common Stock
M - Exercise 1,900 1,900
2018-06-08 2018-06-06 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 1,900 7,550 33.63
2018-04-04 2018-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 28 8,573 0.33
2018-04-03 2018-03-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 212 4,635 4.79 109.69 23,250 508,401
2018-01-04 2018-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 34 8,545 0.40
2018-01-03 2017-12-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 248 4,423 5.95 90.58 22,500 400,629
2017-11-20 2017-11-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 4,107 4,107
2017-11-20 2017-11-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 863 8,511 11.28
2017-10-04 2017-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 33 7,648 0.43
2017-10-03 2017-09-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 306 4,175 7.92 80.82 24,750 337,386
2017-07-05 2017-07-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 33 7,615 0.44
2017-07-05 2017-06-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 347 3,868 9.87 75.56 26,250 292,288
2017-06-09 2017-06-07 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 1,900 5,650 50.67
2017-04-04 2017-04-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 36 7,582 0.48
2017-04-04 2017-03-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 342 3,521 10.76 67.95 23,250 239,244
2017-01-04 2017-01-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 37 7,546 0.49
2017-01-04 2016-12-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 339 3,179 11.95 66.30 22,500 210,750
2016-11-29 2016-11-17 4/A BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 4,753 4,753
2016-11-18 2016-11-17 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 4,753 4,753
2016-11-18 2016-11-17 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1,032 7,509 15.93
2016-10-04 2016-10-03 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 31 6,477 0.48
2016-10-04 2016-09-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 365 2,839 14.76 67.79 24,750 192,480
2016-07-25 2015-09-30 4/A BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 425 1,324 47.18 55.35 23,500 73,305
2016-07-05 2016-07-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 29 6,446 0.45
2016-07-05 2016-06-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 383 2,366 19.34 65.20 25,000 154,254
2016-06-17 2016-06-15 4 SF STIFEL FINANCIAL CORP
Phantom Stock Units
A - Award 3,750 3,750
2016-04-05 2016-04-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 32 6,417 0.50
2016-04-04 2016-03-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 371 1,982 23.02 59.31 22,000 117,578
2016-01-05 2016-01-04 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 36 6,385 0.57
2016-01-05 2015-12-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 395 1,611 32.52 53.73 21,250 86,586
2015-11-13 2015-11-12 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 5,771 5,771
2015-11-13 2015-11-12 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1,128 6,349 21.61
2015-10-02 2015-10-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 25 5,221 0.48
2015-10-02 2015-09-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 316 1,216 35.14 55.35 17,500 67,305
2015-09-02 2014-10-16 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
P - Purchase 9 3,613 0.25 51.20 461 184,986
2015-09-02 2014-10-15 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
P - Purchase 12 3,604 0.33 51.20 614 184,525
2015-07-02 2015-07-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 26 5,175 0.50
2015-07-02 2015-06-30 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 500 900 125.00 50.01 25,000 45,000
2015-04-14 2015-03-31 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Phantom Stock
A - Award 400 400 55.01 22,000 22,000
2015-04-06 2015-04-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 25 5,149 0.49
2015-01-05 2015-01-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 30 5,124 0.59
2014-11-14 2014-11-13 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 6,469 6,469
2014-11-14 2014-11-13 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1,502 5,094 41.82
2014-10-02 2014-10-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 23 3,592 0.64
2014-07-02 2014-07-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 17 3,569 0.48
2014-04-02 2014-04-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 19 3,552 0.54
2014-01-06 2014-01-02 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 18 3,533 0.51
2013-11-18 2013-11-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 10,841 10,841
2013-11-18 2013-11-14 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1,808 3,515 105.92
2013-10-02 2013-10-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 11 1,707 0.65
2013-07-02 2013-07-01 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 11 1,696 0.65
2013-05-13 2013-05-09 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Stock Option (Right to Buy)
A - Award 10,102 10,102
2013-05-13 2013-05-09 4 BR BROADRIDGE FINANCIAL SOLUTIONS, INC.
Common Stock
A - Award 1,685 1,685
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)