Kenneth P Malvey - Insider Trading Tracker

Tortoise Capital Series Trust - Tortoise 電氣化基礎設施 ETF

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簡介

本頁面提供了有關 Kenneth P Malvey 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示Kenneth P Malvey已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:NDP / Tortoise Energy Independence Fund, Inc.		616
US:TYG / Tortoise Energy Infrastructure Corporation		14,635
US:TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF		119
US:NTG / Tortoise Midstream Energy Fund, Inc.		308
US:TTP / Tortoise Pipeline & Energy Fund, Inc.		246
US:TYY /	Senior VP and Treasurer	0
US:TYN /	Senior VP and Treasurer	0
US:TTO /	Senior VP	6,750

如何解讀這些圖表

以下圖表顯示了在Kenneth P Malvey進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF內部人士買入 - 短期收益分析

在這一部分，我們分析了在 TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF Insider Trades

TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2013-02-14	TPZ	MALVEY KENNETH P	335	26.6200	335	26.6200	8,918	243	23.9900	-880	-9.87

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TYG / Tortoise Energy Infrastructure Corporation內部人士買入 - 短期收益分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2017-12-01	TYG	MALVEY KENNETH P	226	26.2200	56	104.8800	5,914	53	128.52	1,283	21.70
2017-12-01	TYG	MALVEY KENNETH P	76	26.2200	19	104.8800	1,991
2017-09-01	TYG	MALVEY KENNETH P	201	28.8200	50	115.2800	5,782
2017-09-01	TYG	MALVEY KENNETH P	68	28.8200	17	115.2800	1,947
2016-12-01	TYG	MALVEY KENNETH P	176	31.0100	44	124.0400	5,447
2016-12-01	TYG	MALVEY KENNETH P	59	31.0100	15	124.0400	1,834
2016-09-01	TYG	MALVEY KENNETH P	175	30.4600	44	121.8400	5,333
2016-09-01	TYG	MALVEY KENNETH P	59	30.4600	15	121.8400	1,796
2016-06-01	TYG	MALVEY KENNETH P	185	28.2500	46	113.0000	5,213
2016-06-01	TYG	MALVEY KENNETH P	62	28.2500	16	113.0000	1,755
2016-03-01	TYG	MALVEY KENNETH P	202	25.1000	51	100.4000	5,080
2016-03-01	TYG	MALVEY KENNETH P	68	25.1000	17	100.4000	1,711
2015-12-07	TYG	MALVEY KENNETH P	500	21.7200	125	86.8800	10,860
2015-12-04	TYG	MALVEY KENNETH P	500	23.9500	125	95.8000	11,975
2015-12-04	TYG	MALVEY KENNETH P	500	24.1400	125	96.5600	12,070
2015-12-03	TYG	MALVEY KENNETH P	500	24.6100	125	98.4400	12,305
2015-12-01	TYG	MALVEY KENNETH P	137	26.7800	34	107.1200	3,680
2015-12-01	TYG	MALVEY KENNETH P	62	26.7800	16	107.1200	1,670

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades

TYG / Tortoise Energy Infrastructure Corporation內部人士賣出 - 短期虧損分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2017-12-20	TYG	MALVEY KENNETH P	1	25.8700	0	103.4800	21	365	77.32	-20	-100.00
2013-02-14	TYG	MALVEY KENNETH P	100	44.3800	25	177.5200	4,438
2013-02-14	TYG	MALVEY KENNETH P	23	44.3300	6	177.3200	1,020

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 Kenneth P Malvey 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2018-01-08	2017-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	21	616	3.45	12.69	261	7,820
2018-01-08	2017-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	220	6,596	3.45	12.69	2,790	83,705
2018-01-08	2017-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	242	7,259	3.45	12.69	3,071	92,114
2018-01-08	2017-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	20	596	3.42	12.81	252	7,631
2018-01-08	2017-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	211	6,376	3.42	12.81	2,698	81,679
2018-01-08	2017-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	232	7,017	3.42	12.81	2,969	89,885
2018-01-08	2017-12-20	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	S - Sale	-1	14,635	-0.01	25.87	-21	378,600
2018-01-08	2017-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	76	3,116	2.50	26.22	1,991	81,714
2018-01-08	2017-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	226	14,636	1.57	26.22	5,914	383,743
2018-01-08	2017-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	68	3,041	2.27	28.82	1,947	87,629
2018-01-08	2017-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	201	14,270	1.43	28.82	5,782	411,269
2018-01-08	2017-11-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	119	0.62	20.28	15	2,412
2018-01-08	2017-11-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.62	20.28	111	18,087
2018-01-08	2017-11-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.62	20.28	111	18,087
2018-01-08	2017-10-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	119	0.58	21.30	15	2,533
2018-01-08	2017-10-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.30	110	18,997
2018-01-08	2017-10-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.30	110	18,997
2018-01-08	2017-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	119	0.61	20.25	15	2,408
2018-01-08	2017-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.61	20.25	109	18,060
2018-01-08	2017-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.61	20.25	109	18,060
2018-01-08	2017-08-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	119	0.58	21.31	15	2,534
2018-01-08	2017-08-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.31	109	19,006
2018-01-08	2017-08-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.31	109	19,006
2018-01-08	2017-07-03	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	119	0.58	21.02	14	2,500
2018-01-08	2017-07-03	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.02	108	18,747
2018-01-08	2017-07-03	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	892	0.58	21.02	108	18,747
2018-01-08	2017-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	7	308	2.33	18.13	127	5,591
2018-01-08	2017-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	28	1,225	2.33	18.13	506	22,211
2018-01-08	2017-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	28	1,225	2.33	18.13	506	22,211
2018-01-08	2017-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	5	246	2.21	18.42	98	4,536
2018-01-08	2017-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	762	2.21	18.42	304	14,027
2018-01-08	2017-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	33	1,502	2.21	18.42	599	27,676
2017-08-29	2017-06-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	60	2,973	2.05	31.98	1,908	95,076
2017-08-29	2017-06-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	177	13,946	1.29	31.98	5,667	445,984
2017-08-29	2017-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	17	576	3.00	14.59	245	8,404
2017-08-29	2017-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	179	6,166	3.00	14.59	2,618	89,956
2017-08-29	2017-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	197	6,785	3.00	14.59	2,881	98,994
2017-08-29	2017-06-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	115	0.57	22.18	14	2,546
2017-08-29	2017-06-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	866	0.56	22.18	108	19,198
2017-08-29	2017-06-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	866	0.56	22.18	108	19,198
2017-08-29	2017-05-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	861	0.56	22.33	107	19,220
2017-08-29	2017-05-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	861	0.56	22.33	107	19,220
2017-08-29	2017-04-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	856	0.57	22.11	106	18,925
2017-08-29	2017-04-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	856	0.57	22.11	106	18,925
2017-08-29	2017-03-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	851	0.55	22.71	106	19,329
2017-08-29	2017-03-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	851	0.55	22.71	106	19,329
2017-08-29	2017-02-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	846	0.55	22.92	105	19,401
2017-08-29	2017-02-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	846	0.55	22.92	105	19,401
2017-08-29	2017-01-03	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	842	0.55	22.69	105	19,102
2017-08-29	2017-01-03	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	842	0.55	22.69	105	19,102
2017-08-29	2016-12-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	837	0.58	21.52	104	18,018
2017-08-29	2016-12-01	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	837	0.58	21.52	104	18,018
2017-08-29	2017-06-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	6	301	2.19	19.29	125	5,813
2017-08-29	2017-06-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	26	1,197	2.19	19.29	495	23,094
2017-08-29	2017-06-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	26	1,197	2.19	19.29	495	23,094
2017-08-29	2017-03-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	23	1,172	2.04	20.75	485	24,309
2017-08-29	2017-03-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	23	1,172	2.04	20.75	485	24,309
2017-08-29	2016-12-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	25	1,148	2.18	19.35	475	22,217
2017-08-29	2016-12-01	4	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	25	1,148	2.18	19.35	475	22,217
2017-08-29	2017-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	5	241	2.03	20.07	96	4,836
2017-08-29	2017-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	15	745	2.03	20.07	298	14,953
2017-08-29	2017-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	29	1,470	2.03	20.07	587	29,502
2017-08-29	2017-03-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	14	730	1.89	21.58	292	15,758
2017-08-29	2017-03-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	27	1,441	1.89	21.58	576	31,091
2017-08-29	2016-12-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	13	717	1.86	21.93	287	15,717
2017-08-29	2016-12-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	26	1,414	1.86	21.93	566	31,009
2017-05-02	2017-03-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	54	2,913	1.87	34.94	1,873	101,791
2017-05-02	2017-03-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	159	13,660	1.18	34.94	5,562	477,274
2017-05-02	2017-03-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	154	5,986	2.64	16.59	2,551	99,310
2017-05-02	2017-03-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	169	6,588	2.64	16.59	2,808	109,288
2017-01-13	2016-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	155	5,832	2.74	15.99	2,484	93,259
2017-01-13	2016-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	171	6,418	2.74	15.99	2,733	102,629
2017-01-13	2016-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	156	5,677	2.82	15.51	2,415	88,051
2017-01-13	2016-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	171	6,247	2.82	15.51	2,658	96,897
2017-01-13	2016-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	173	5,521	3.23	13.55	2,339	74,814
2017-01-13	2016-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	190	6,076	3.23	13.55	2,574	82,330
2017-01-13	2016-03-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	229	5,349	4.47	9.79	2,240	52,363
2017-01-13	2016-03-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	252	5,886	4.47	9.79	2,465	57,624
2017-01-13	2015-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	2	59	3.29	13.30	25	783
2017-01-13	2015-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	163	5,120	3.29	13.30	2,169	68,094
2017-01-13	2015-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	179	5,634	3.29	13.30	2,387	74,935
2017-01-13	2016-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	59	2,860	2.11	31.01	1,834	88,680
2017-01-13	2016-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	176	13,403	1.33	31.01	5,447	415,623
2017-01-13	2016-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	59	2,801	2.15	30.46	1,796	85,305
2017-01-13	2016-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	175	13,119	1.35	30.46	5,333	399,608
2017-01-13	2016-06-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	62	2,742	2.32	28.25	1,755	77,451
2017-01-13	2016-06-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	185	12,740	1.47	28.25	5,213	359,915
2017-01-13	2016-03-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	68	2,679	2.61	25.10	1,711	67,255
2017-01-13	2016-03-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	202	12,556	1.64	25.10	5,080	315,151
2017-01-13	2015-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	62	2,611	2.45	26.78	1,670	69,932
2017-01-13	2015-12-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	137	12,240	1.14	26.78	3,680	327,794
2017-01-13	2016-11-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.60	20.84	103	17,348
2017-01-13	2016-11-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.60	20.84	103	17,348
2017-01-13	2016-10-03	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.56	22.31	103	18,571
2017-01-13	2016-10-03	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.56	22.31	103	18,571
2017-01-13	2016-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.57	21.60	102	17,980
2017-01-13	2016-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.57	21.60	102	17,980
2017-01-13	2016-08-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.62	19.91	102	16,573
2017-01-13	2016-08-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.62	19.91	102	16,573
2017-01-13	2016-07-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.62	19.60	101	16,315
2017-01-13	2016-07-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.62	19.60	101	16,315
2017-01-13	2016-06-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.64	18.85	100	15,691
2017-01-13	2016-06-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.64	18.85	100	15,691
2017-01-13	2016-05-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.64	18.88	100	15,716
2017-01-13	2016-05-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	832	0.64	18.88	100	15,716
2017-01-13	2016-04-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.70	17.10	99	14,234
2017-01-13	2016-04-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.70	17.10	99	14,234
2017-01-13	2016-03-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	7	832	0.85	15.39	108	12,811
2017-01-13	2016-03-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	7	832	0.85	15.39	108	12,811
2017-01-13	2016-02-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	7	832	0.86	15.02	107	12,503
2017-01-13	2016-02-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	7	832	0.86	15.02	107	12,503
2017-01-13	2016-01-04	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.77	16.73	106	13,926
2017-01-13	2016-01-04	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.77	16.73	106	13,926
2017-01-13	2015-12-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.69	18.55	105	15,441
2017-01-13	2015-12-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	6	832	0.69	18.55	105	15,441
2017-01-13	2016-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	23	1,124	2.12	19.89	465	22,349
2017-01-13	2016-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	23	1,124	2.12	19.89	465	22,349
2017-01-13	2016-06-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	25	1,124	2.29	18.10	454	20,337
2017-01-13	2016-06-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	25	1,124	2.29	18.10	454	20,337
2017-01-13	2016-03-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	27	1,124	2.47	16.33	443	18,348
2017-01-13	2016-03-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	27	1,124	2.47	16.33	443	18,348
2017-01-13	2015-12-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	1	0	-100.00	16.31	23
2017-01-13	2015-12-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	26	1,124	2.41	16.31	432	18,326
2017-01-13	2015-12-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	26	1,124	2.41	16.31	432	18,326
2017-01-13	2016-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	14	704	2.07	19.68	281	13,847
2017-01-13	2016-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	28	1,388	2.07	19.68	554	27,320
2017-01-13	2016-06-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	704	2.30	17.37	274	12,221
2017-01-13	2016-06-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	31	1,388	2.30	17.37	541	24,114
2017-01-13	2016-03-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	21	704	3.07	12.67	266	8,915
2017-01-13	2016-03-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	41	1,388	3.07	12.67	525	17,589
2017-01-13	2015-12-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	704	2.38	17.47	286	12,292
2017-01-13	2015-12-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	32	1,388	2.38	17.47	565	24,252
2016-01-07	2015-11-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.66	20.94	105	16,026
2016-01-07	2015-11-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	102	0.66	20.94	14	2,137
2016-01-07	2015-11-02	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.66	20.94	105	16,026
2016-01-07	2015-10-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.72	18.96	104	14,511
2016-01-07	2015-10-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	102	0.72	18.96	14	1,935
2016-01-07	2015-10-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.72	18.96	104	14,511
2016-01-07	2015-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.64	21.20	103	16,225
2016-01-07	2015-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	102	0.64	21.20	14	2,163
2016-01-07	2015-09-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	5	765	0.64	21.20	103	16,225
2016-01-07	2015-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	22	1,022	2.16	19.60	422	20,022
2016-01-07	2015-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	2	257	0.85	19.60	42	5,040
2016-01-07	2015-09-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	22	1,022	2.16	19.60	422	20,022
2016-01-07	2015-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	4	206	2.13	21.15	91	4,351
2016-01-07	2015-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	13	636	2.13	21.15	280	13,455
2016-01-07	2015-09-01	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	26	1,255	2.13	21.15	553	26,547
2015-12-08	2015-12-07	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	500	11,983	4.35	21.72	10,860	260,279
2015-12-04	2015-12-03	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	500	10,483	5.01	24.61	12,305	257,996
2015-12-04	2015-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	5	265	1.82	35.76	169	9,467
2015-12-04	2015-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	46	2,549	1.82	35.76	1,627	91,152
2015-12-04	2015-09-01	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	100	9,983	1.01	35.76	3,587	357,006
2015-12-04	2015-12-04	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	500	11,483	4.55	24.14	12,070	277,209
2015-12-04	2015-12-04	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	P - Purchase	500	10,983	4.77	23.95	11,975	263,052
2015-10-05	2015-10-02	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	200	463	76.02	12.56	2,512	5,816
2015-10-05	2015-10-02	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	1,325	5,455	32.08	12.57	16,655	68,566
2015-10-05	2015-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	122	4,130	3.05	14.36	1,753	59,303
2015-10-05	2015-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	147	4,957	3.05	14.36	2,104	71,179
2015-10-05	2015-09-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	8	263	3.05	14.36	112	3,778
2015-08-27	2015-08-25	4	NTG	TORTOISE MLP FUND, INC. Common Shares	P - Purchase	55	255	27.50	18.55	1,020	4,730
2015-08-27	2015-08-25	4	NTG	TORTOISE MLP FUND, INC. Common Shares	P - Purchase	100	200	100.00	18.54	1,854	3,708
2015-08-04	2015-08-04	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	P - Purchase	500	623	406.83	22.63	11,315	14,096
2015-08-04	2015-08-04	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	P - Purchase	140	201	227.83	22.62	3,167	4,557
2015-08-04	2015-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	20	1,229	1.63	27.65	544	33,982
2015-08-04	2015-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	61	1.63	27.65	27	1,699
2015-08-04	2015-06-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	123	1.63	27.65	54	3,398
2015-08-04	2015-03-02	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	60	1.54	29.19	27	1,765
2015-08-04	2015-03-02	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	121	1.54	29.19	54	3,530
2015-08-04	2015-03-02	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	18	1,209	1.54	29.19	536	35,300
2015-08-04	2014-12-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	60	1.29	31.64	24	1,884
2015-08-04	2014-12-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	119	1.29	31.64	48	3,768
2015-08-04	2014-12-01	4	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	15	1,191	1.29	31.64	479	37,682
2015-08-04	2015-08-04	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	400	4,008	11.09	16.23	6,492	65,045
2015-08-04	2015-08-04	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	200	255	361.55	16.24	3,248	4,146
2015-08-04	2015-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	55	2.25	19.47	24	1,077
2015-08-04	2015-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	106	4,810	2.25	19.47	2,059	93,655
2015-08-04	2015-06-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	79	3,608	2.25	19.47	1,544	70,241
2015-08-04	2015-03-02	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	54	2.07	21.12	23	1,143
2015-08-04	2015-03-02	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	95	4,704	2.07	21.12	2,016	99,359
2015-08-04	2015-03-02	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	72	3,528	2.07	21.12	1,512	74,519
2015-08-04	2014-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	53	2.08	21.02	23	1,114
2015-08-04	2014-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	94	4,609	2.08	21.02	1,975	96,882
2015-08-04	2014-12-01	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	70	3,457	2.08	21.02	1,482	72,662
2015-01-13	2014-06-23	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	J - Other	924	9,678	10.56
2015-01-13	2014-06-23	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	J - Other	1,420	9,678	17.20
2015-01-13	2014-06-23	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	J - Other	65	260	33.33
2015-01-13	2014-06-23	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	J - Other	74	260	39.78
2015-01-13	2014-06-23	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	J - Other	374	2,503	17.56
2015-01-13	2014-09-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	53	3,386	1.60	27.33	1,458	92,547
2015-01-13	2014-09-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	52	1.60	27.33	22	1,419
2015-01-13	2014-09-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	71	4,515	1.60	27.33	1,945	123,397
2015-01-13	2014-06-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	54	3,386	1.61	26.80	1,435	90,753
2015-01-13	2014-06-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	52	1.61	26.80	22	1,392
2015-01-13	2014-06-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	71	4,515	1.61	26.80	1,913	121,004
2015-01-13	2014-03-03	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	57	3,386	1.72	24.60	1,410	83,303
2015-01-13	2014-03-03	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	52	1.72	24.60	22	1,277
2015-01-13	2014-03-03	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	76	4,515	1.72	24.60	1,880	111,071
2015-01-13	2013-12-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	57	3,386	1.73	24.11	1,385	81,644
2015-01-13	2013-12-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	52	1.73	24.11	21	1,252
2015-01-13	2013-12-02	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	77	4,515	1.73	24.11	1,846	108,858
2015-01-13	2014-09-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	13	1,176	1.11	36.66	474	43,106
2015-01-13	2014-09-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	59	1.11	36.66	24	2,155
2015-01-13	2014-09-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	118	1.11	36.66	47	4,311
2015-01-13	2014-06-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	14	1,176	1.22	33.16	468	38,991
2015-01-13	2014-06-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	59	1.22	33.16	23	1,950
2015-01-13	2014-06-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	118	1.22	33.16	47	3,899
2015-01-13	2014-03-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	1,176	1.37	29.15	462	34,275
2015-01-13	2014-03-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	59	1.37	29.15	23	1,714
2015-01-13	2014-03-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	118	1.37	29.15	46	3,428
2015-01-13	2013-12-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	1,176	1.41	27.86	455	32,759
2015-01-13	2013-12-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	59	1.41	27.86	23	1,638
2015-01-13	2013-12-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	118	1.41	27.86	45	3,276
2014-12-19	2014-06-23	4	TYY	TORTOISE ENERGY CAPITAL CORP Common Shares	J - Other	-1,235	0	-100.00
2014-12-19	2014-06-23	4	TYY	TORTOISE ENERGY CAPITAL CORP Common Shares	J - Other	-100	0	-100.00
2014-12-19	2014-06-23	4	TYY	TORTOISE ENERGY CAPITAL CORP Common Shares	J - Other	-500	0	-100.00
2014-12-19	2014-06-23	4	TYN	TORTOISE NORTH AMERICAN ENERGY CORP Common Shares	J - Other	-2,175	0	-100.00
2014-12-19	2014-06-23	4	TYN	TORTOISE NORTH AMERICAN ENERGY CORP Common Shares	J - Other	-100	0	-100.00
2014-01-09	2013-09-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	57	3,165	1.82	24.07	1,360	76,173
2014-01-09	2013-09-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	75	4,220	1.82	24.07	1,813	101,565
2014-01-09	2013-09-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	49	1.82	24.07	21	1,168
2014-01-09	2013-06-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	53	3,165	1.72	24.99	1,337	79,085
2014-01-09	2013-06-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	71	4,220	1.72	24.99	1,782	105,447
2014-01-09	2013-06-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	49	1.72	24.99	20	1,213
2014-01-09	2013-03-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	55	3,165	1.76	24.01	1,313	75,984
2014-01-09	2013-03-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	73	4,220	1.76	24.01	1,750	101,311
2014-01-09	2013-03-04	5	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	L - Other	1	49	1.76	24.01	20	1,165
2014-01-09	2013-09-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	56	1.49	27.46	22	1,533
2014-01-09	2013-09-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	112	1.48	27.46	45	3,066
2014-01-09	2013-09-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	1,117	1.48	27.46	448	30,662
2014-01-09	2013-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	56	1.37	29.23	22	1,632
2014-01-09	2013-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	112	1.37	29.23	44	3,264
2014-01-09	2013-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	15	1,117	1.37	29.23	442	32,639
2014-01-09	2013-03-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	56	1.45	27.23	22	1,520
2014-01-09	2013-03-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	112	1.45	27.23	44	3,041
2014-01-09	2013-03-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	1,117	1.45	27.23	436	30,405
2014-01-09	2012-12-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	56	1.60	24.35	21	1,359
2014-01-09	2012-12-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	112	1.60	24.35	43	2,719
2014-01-09	2012-12-03	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	18	1,117	1.60	24.35	428	27,190
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-200	0	-100.00	27.50	-5,500
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-2,701	200	-93.11	27.44	-74,115	5,488
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-100	2,901	-3.33	27.48	-2,748	79,719
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-100	3,001	-3.22	27.46	-2,746	82,407
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-300	3,101	-8.82	27.45	-8,235	85,122
2013-02-15	2013-02-14	4	NTG	TORTOISE MLP FUND, INC. Common Shares	S - Sale	-440	3,401	-11.46	27.49	-12,096	93,493
2013-02-15	2013-02-14	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	S - Sale	-335	0	-100.00	26.62	-8,918
2013-02-15	2013-01-31	4	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	335	0.30	26.76	27	8,965
2013-02-15	2013-02-14	4	TYN	TORTOISE NORTH AMERICAN ENERGY CORP Common Shares	S - Sale	-124	0	-100.00	28.97	-3,592
2013-02-15	2013-02-14	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	S - Sale	-23	0	-100.00	44.33	-1,020
2013-02-15	2013-02-14	4	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	S - Sale	-100	23	-81.30	44.38	-4,438	1,021
2013-01-08	2012-09-04	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	1	123	0.82	40.44	40	4,974
2013-01-08	2012-06-01	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	1	123	0.82	37.01	37	4,552
2013-01-08	2012-03-01	5	TYG	TORTOISE ENERGY INFRASTRUCTURE CORP Common Shares	L - Other	1	123	0.82	41.94	42	5,159
2013-01-08	2012-08-31	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.55	26	8,534
2013-01-08	2012-07-31	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.62	26	8,557
2013-01-08	2012-06-29	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.20	25	8,417
2013-01-08	2012-05-31	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	24.02	24	8,023
2013-01-08	2012-04-30	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.04	25	8,363
2013-01-08	2012-03-30	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.38	25	8,477
2013-01-08	2012-02-29	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	26.08	26	8,711
2013-01-08	2012-02-01	5	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares	L - Other	1	334	0.30	25.73	26	8,594
2013-01-08	2012-09-04	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	59	3,841	1.56	26.42	1,559	101,479
2013-01-08	2012-06-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	61	3,841	1.61	25.00	1,525	96,025
2013-01-08	2012-03-01	5	NTG	TORTOISE MLP FUND, INC. Common Shares	L - Other	55	3,841	1.45	27.11	1,491	104,130
2013-01-08	2012-09-05	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	17	1,052	1.64	24.90	422	26,184
2013-01-08	2012-09-05	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	53	1.64	24.90	21	1,309
2013-01-08	2012-09-05	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	105	1.64	24.90	42	2,618
2013-01-08	2012-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	18	1,052	1.78	22.47	413	23,629
2013-01-08	2012-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	53	1.78	22.47	21	1,181
2013-01-08	2012-06-04	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	105	1.78	22.47	41	2,363
2013-01-08	2012-03-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	16	1,052	1.57	24.99	406	26,279
2013-01-08	2012-03-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	1	53	1.57	24.99	20	1,314
2013-01-08	2012-03-02	5	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares	L - Other	2	105	1.57	24.99	41	2,628
2012-12-28	2012-12-28	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	1,000	3,000	50.00	21.40	21,400	64,200
2012-12-28	2012-12-28	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	2,000	4,000	100.00	21.46	42,920	85,840
2012-12-28	2012-12-27	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	2,000	2,000		21.50	43,000	43,000
2012-12-28	2012-12-27	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	46	46		21.60	994	994
2012-12-28	2012-12-27	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	1,000	2,000	100.00	21.45	21,450	42,900
2012-07-31	2012-07-31	4	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares	P - Purchase	1,000	1,000		25.00	25,000	25,000
2012-07-30		3	NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC. Common Shares			0
2012-01-13	2011-09-02	5	TTO	TORTOISE CAPITAL RESOURCES CORP Common Shares	L - Other	20	6,750	0.29	8.17	160	55,149
2012-01-13	2011-06-02	5	TTO	TORTOISE CAPITAL RESOURCES CORP Common Shares	L - Other	18	6,750	0.27	8.55	158	57,714
2012-01-13	2011-03-02	5	TTO	TORTOISE CAPITAL RESOURCES CORP Common Shares	L - Other	18	6,750	0.27	8.49	156	57,309
2012-01-13	2010-12-01	5	TTO	TORTOISE CAPITAL RESOURCES CORP Common Shares	L - Other	21	6,750	0.31	7.33	154	49,479
2011-10-27		3	TTP	TORTOISE PIPELINE & ENERGY FUND, INC. Common Shares			0
2010-08-02		3	NTG	TORTOISE MLP FUND, INC. Common Shares			0
2009-07-28		3	TPZ	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC Common Shares			0
2007-02-06		3	TTO	TORTOISE CAPITAL RESOURCES CORP Common Shares			1,392

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將證券賣出或轉讓回公司

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內部人士贈送或接收他人贈送公司股票

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行使或轉換從公司獲得的衍生證券（例如期權）

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