奧本海默控股公司
US ˙ NYSE ˙ US6837971042

簡介

本頁面提供了有關 Albert G Lowenthal 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Albert G Lowenthal已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:OPY / Oppenheimer Holdings Inc. Chairman, Director, 10% Owner 16,680
如何解讀這些圖表

以下圖表顯示了在Albert G Lowenthal進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

OPY / Oppenheimer Holdings Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 OPY / Oppenheimer Holdings Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2025-11-28 OPY LOWENTHAL ALBERT G 44 67.9800 44 67.9800 2,995 145 115.9200 2,106 70.36
2025-08-29 OPY LOWENTHAL ALBERT G 42 71.7200 42 71.7200 2,987
2025-05-09 OPY LOWENTHAL ALBERT G 47 63.2200 47 63.2200 2,978
2025-02-28 OPY LOWENTHAL ALBERT G 46 65.1900 46 65.1900 2,970
2024-11-22 OPY LOWENTHAL ALBERT G 48 61.8500 48 61.8500 2,962
2024-08-23 OPY LOWENTHAL ALBERT G 56 52.2600 56 52.2600 2,952
2024-05-24 OPY LOWENTHAL ALBERT G 55 44.7900 55 44.7900 2,451
2024-02-23 OPY LOWENTHAL ALBERT G 61 40.0800 61 40.0800 2,442
2023-11-24 OPY LOWENTHAL ALBERT G 60 40.6800 60 40.6800 2,433
2023-08-25 OPY LOWENTHAL ALBERT G 63 38.5300 63 38.5300 2,424
2023-05-26 OPY LOWENTHAL ALBERT G 64 37.4300 64 37.4300 2,414
2023-02-24 OPY LOWENTHAL ALBERT G 55 44.0500 55 44.0500 2,406
2022-11-25 OPY LOWENTHAL ALBERT G 58 41.1800 58 41.1800 2,397
2022-08-26 OPY LOWENTHAL ALBERT G 65 36.7600 65 36.7600 2,388
2022-05-27 OPY LOWENTHAL ALBERT G 67 35.4600 67 35.4600 2,377
2022-02-25 OPY LOWENTHAL ALBERT G 55 43.1400 55 43.1400 2,369
2021-12-31 OPY LOWENTHAL ALBERT G 331 46.6900 331 46.6900 15,465
2021-11-26 OPY LOWENTHAL ALBERT G 45 51.5700 45 51.5700 2,313
2021-08-26 OPY LOWENTHAL ALBERT G 49 46.6600 49 46.6600 2,305
2021-05-28 OPY LOWENTHAL ALBERT G 38 49.0100 38 49.0100 1,840
2021-02-26 OPY LOWENTHAL ALBERT G 48 38.0600 48 38.0600 1,834
2020-12-30 OPY LOWENTHAL ALBERT G 471 31.4300 471 31.4300 14,814
2020-12-04 OPY LOWENTHAL ALBERT G 60 29.4600 60 29.4600 1,770
2020-08-27 OPY LOWENTHAL ALBERT G 70 25.2200 70 25.2200 1,762
2020-05-29 OPY LOWENTHAL ALBERT G 83 21.1000 83 21.1000 1,752
2020-02-28 OPY LOWENTHAL ALBERT G 73 24.0300 73 24.0300 1,743
2019-11-22 OPY LOWENTHAL ALBERT G 62 27.8300 62 27.8300 1,730
2019-08-26 OPY LOWENTHAL ALBERT G 64 27.1600 64 27.1600 1,749
2019-05-24 OPY LOWENTHAL ALBERT G 61 25.9300 61 25.9300 1,575
2019-02-28 OPY LOWENTHAL ALBERT G 55 28.2200 55 28.2200 1,563
2019-02-08 OPY LOWENTHAL ALBERT G 1,007 26.3300 1,007 26.3300 26,514
2018-12-11 OPY LOWENTHAL ALBERT G 32 28.5100 32 28.5100 912
2018-11-23 OPY LOWENTHAL ALBERT G 56 28.2400 56 28.2400 1,568
2018-08-24 OPY LOWENTHAL ALBERT G 46 33.2500 46 33.2500 1,529
2018-05-25 OPY LOWENTHAL ALBERT G 53 29.0500 53 29.0500 1,553
2018-02-26 OPY LOWENTHAL ALBERT G 58 26.9500 58 26.9500 1,554
2017-11-24 OPY LOWENTHAL ALBERT G 57 27.4000 57 27.4000 1,570
2017-08-25 OPY LOWENTHAL ALBERT G 94 16.4500 94 16.4500 1,538
2017-05-26 OPY LOWENTHAL ALBERT G 96 15.7500 96 15.7500 1,506
2017-02-24 OPY LOWENTHAL ALBERT G 89 16.7500 89 16.7500 1,498
2016-11-25 OPY LOWENTHAL ALBERT G 86 17.1500 86 17.1500 1,477
2016-08-26 OPY LOWENTHAL ALBERT G 92 16.2000 92 16.2000 1,488
2016-05-27 OPY LOWENTHAL ALBERT G 94 15.7400 94 15.7400 1,481
2016-02-26 OPY LOWENTHAL ALBERT G 102 14.4000 102 14.4000 1,467
2016-02-04 OPY LOWENTHAL ALBERT G 4 14.7900 4 14.7900 59
2015-11-27 OPY LOWENTHAL ALBERT G 82 18.1600 82 18.1600 1,485
2015-08-28 OPY LOWENTHAL ALBERT G 71 19.8700 71 19.8700 1,414
2015-05-29 OPY LOWENTHAL ALBERT G 56 25.9400 56 25.9400 1,441
2015-02-27 OPY LOWENTHAL ALBERT G 68 21.1000 68 21.1000 1,432
2014-12-02 OPY LOWENTHAL ALBERT G 62 22.7800 62 22.7800 1,421
2014-08-29 OPY LOWENTHAL ALBERT G 59 24.1600 59 24.1600 1,435
2014-05-27 OPY LOWENTHAL ALBERT G 59 23.9500 59 23.9500 1,423
2014-02-28 OPY LOWENTHAL ALBERT G 52 27.3100 52 27.3100 1,421
2013-11-27 OPY LOWENTHAL ALBERT G 64 23.0000 64 23.0000 1,471
2013-08-23 OPY LOWENTHAL ALBERT G 77 18.3500 77 18.3500 1,406
2013-05-24 OPY LOWENTHAL ALBERT G 72 19.5700 72 19.5700 1,402
2013-02-22 OPY LOWENTHAL ALBERT G 74 18.2400 74 18.2400 1,356
2012-11-23 OPY LOWENTHAL ALBERT G 86 16.4300 86 16.4300 1,418
2012-08-24 OPY LOWENTHAL ALBERT G 90 15.1500 90 15.1500 1,370
2012-05-25 OPY LOWENTHAL ALBERT G 95 14.2100 95 14.2100 1,343
2012-02-24 OPY LOWENTHAL ALBERT G 77 17.3900 77 17.3900 1,334
2011-11-25 OPY LOWENTHAL ALBERT G 91 12.7100 91 12.7100 1,153
2011-08-26 OPY LOWENTHAL ALBERT G 71 19.0900 71 19.0900 1,356
2011-05-27 OPY LOWENTHAL ALBERT G 34 28.1100 34 28.1100 959
2011-02-25 OPY LOWENTHAL ALBERT G 43 32.4000 43 32.4000 1,390
2010-11-26 OPY LOWENTHAL ALBERT G 55 23.8800 55 23.8800 1,305
2010-08-27 OPY LOWENTHAL ALBERT G 55 24.0600 55 24.0600 1,331
2010-05-28 OPY LOWENTHAL ALBERT G 47 27.9300 47 27.9300 1,301
2010-03-02 OPY LOWENTHAL ALBERT G 49 26.8200 49 26.8200 1,301

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OPY / Oppenheimer Holdings Inc. Insider Trades
OPY / Oppenheimer Holdings Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 OPY / Oppenheimer Holdings Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OPY / Oppenheimer Holdings Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Albert G Lowenthal 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-02-09 2025-11-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 44 16,680 0.26 67.98 2,995 1,133,906
2026-02-09 2025-08-29 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 42 16,636 0.25 71.72 2,987 1,193,102
2026-02-09 2025-05-09 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 47 16,594 0.28 63.22 2,978 1,049,067
2026-02-09 2025-02-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 46 16,547 0.28 65.19 2,970 1,078,686
2026-01-29 2026-01-28 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 55,725 254,876 27.98
2025-02-07 2024-11-22 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 48 16,501 0.29 61.85 2,962 1,020,602
2025-02-07 2024-08-23 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 56 16,453 0.34 52.26 2,952 859,854
2025-02-07 2024-05-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 16,397 0.33 44.79 2,451 734,424
2025-02-07 2024-02-23 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 61 16,343 0.37 40.08 2,442 655,027
2025-01-30 2025-01-28 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 39,689 199,151 24.89
2024-02-13 2023-11-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 60 16,282 0.37 40.68 2,433 662,352
2024-02-13 2023-08-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 63 16,222 0.39 38.53 2,424 625,034
2024-02-13 2023-05-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 64 16,159 0.40 37.43 2,414 604,831
2024-02-13 2023-02-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 16,095 0.34 44.05 2,406 708,985
2024-02-01 2024-01-30 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 40,683 159,462 34.25
2023-02-08 2022-11-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 58 16,040 0.36 41.18 2,397 660,527
2023-02-08 2022-08-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 65 15,982 0.41 36.76 2,388 587,498
2023-02-08 2022-05-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 67 15,917 0.42 35.46 2,377 564,417
2023-02-08 2022-02-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 15,850 0.35 43.14 2,369 683,769
2023-01-31 2023-01-30 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 4,454 118,779 3.90
2023-01-31 2023-01-29 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 25,771 114,325 29.10
2022-02-10 2021-12-31 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 331 15,795 2.14 46.69 15,465 737,469
2022-02-10 2021-11-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 45 15,464 0.29 51.57 2,313 797,478
2022-02-10 2021-08-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 49 15,419 0.32 46.66 2,305 719,451
2022-02-10 2021-05-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 38 15,369 0.24 49.01 1,840 753,235
2022-02-10 2021-02-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 48 15,332 0.32 38.06 1,834 583,536
2022-01-28 2022-01-26 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 125,000 443,001 39.31
2021-02-09 2020-12-30 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 471 15,284 3.18 31.43 14,814 480,376
2021-02-09 2020-12-04 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 60 14,812 0.41 29.46 1,770 436,362
2021-02-09 2020-08-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 70 14,752 0.48 25.22 1,762 372,045
2021-02-09 2020-05-29 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 83 14,682 0.57 21.10 1,752 309,790
2021-02-09 2020-02-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 73 14,599 0.50 24.03 1,743 350,814
2021-01-29 2021-01-28 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 110,000 318,001 52.88
2020-02-07 2019-11-22 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 62 14,527 0.43 27.83 1,730 404,286
2020-02-07 2019-08-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 64 14,465 0.45 27.16 1,749 392,869
2020-02-07 2019-05-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 61 14,400 0.42 25.93 1,575 373,392
2020-02-07 2019-02-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 14,339 0.39 28.22 1,563 404,647
2020-01-31 2020-01-29 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 77,000 208,001 58.78
2020-01-27 2020-01-25 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -67,000 131,001 -33.84
2020-01-27 2020-01-25 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 39,635 88,554 81.02
2019-02-11 2019-02-08 4 OPY OPPENHEIMER HOLDINGS INC
Class B voting common stock 		P - Purchase 1,007 97,128 1.05 26.33 26,514 2,557,380
2019-02-01 2019-01-31 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 75,472 198,001 61.60
2019-02-01 2018-12-11 5 OPY OPPENHEIMER HOLDINGS INC
Class B voting common stock 		P - Purchase 32 96,121 0.03 28.51 912 2,740,410
2019-02-01 2018-11-23 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 56 14,284 0.39 28.24 1,568 403,380
2019-02-01 2018-08-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 46 14,228 0.32 33.25 1,529 473,081
2019-02-01 2018-05-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 53 14,183 0.38 29.05 1,553 412,016
2019-02-01 2018-02-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 58 14,129 0.41 26.95 1,554 380,777
2018-02-02 2018-01-31 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 9,100 122,529 8.02
2018-02-01 2018-01-30 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 46,429 113,429 69.30
2018-02-01 2017-11-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 57 14,071 0.41 27.40 1,570 385,545
2018-02-01 2017-08-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 94 14,014 0.67 16.45 1,538 230,530
2018-02-01 2017-05-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 96 13,921 0.69 15.75 1,506 219,256
2018-02-01 2017-02-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 89 13,825 0.65 16.75 1,498 231,569
2017-12-29 2017-12-28 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -13,795 67,000 -17.07
2017-12-29 2017-12-28 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -31,690 80,795 -28.17
2017-12-29 2017-12-28 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 6,781 3,163,321 0.21
2017-12-29 2017-12-28 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 15,347 3,156,540 0.49
2017-02-14 2016-11-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 86 13,736 0.63 17.15 1,477 235,572
2017-02-14 2016-08-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 92 13,649 0.68 16.20 1,488 221,114
2017-02-14 2016-05-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 94 13,557 0.70 15.74 1,481 213,387
2017-02-14 2016-02-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 102 13,463 0.76 14.40 1,467 193,867
2017-02-14 2016-02-04 5 OPY OPPENHEIMER HOLDINGS INC
Class B voting common stock 		P - Purchase 4 96,077 0.00 14.79 59 1,420,979
2017-02-13 2017-02-10 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -52,500 112,485 -31.82
2017-02-13 2017-02-10 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 25,425 3,141,193 0.82
2017-01-31 2017-01-28 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -124,000 164,985 -42.91
2017-01-31 2017-01-28 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 68,384 3,115,768 2.24
2017-01-27 2017-01-26 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 67,000 288,985 30.18
2016-02-16 2015-11-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 82 13,362 0.62 18.16 1,485 242,654
2016-02-16 2015-08-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 71 13,280 0.54 19.87 1,414 263,874
2016-02-16 2015-05-29 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 56 13,209 0.42 25.94 1,441 342,641
2016-02-16 2015-02-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 68 13,153 0.52 21.10 1,432 277,528
2016-02-12 2016-02-10 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -40,000 221,985 -15.27
2016-02-12 2016-02-10 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 19,372 3,042,066 0.64
2016-02-12 2016-02-10 4/A OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -40,000 221,985 -15.27
2016-02-12 2016-02-10 4/A OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 24,690 3,047,384 0.82
2016-01-25 2016-01-22 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		A - Award -105,470 261,985 -28.70
2016-01-25 2016-01-22 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 105,470 3,022,694 3.62
2015-05-07 2015-02-26 4/A OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 13,795 367,455 3.90
2015-05-07 2015-01-29 4/A OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 31,690 353,660 9.84
2015-03-03 2015-02-26 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 13,795 378,722 3.78
2015-02-13 2014-12-02 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 62 13,085 0.48 22.78 1,421 298,080
2015-02-13 2014-08-29 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 59 13,023 0.46 24.16 1,435 314,630
2015-02-13 2014-05-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 59 12,963 0.46 23.95 1,423 310,473
2015-02-13 2014-02-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 52 12,904 0.40 27.31 1,421 352,408
2015-02-02 2015-01-29 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 42,957 364,927 13.34
2015-01-29 2015-01-27 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -100,000 321,970 -23.70
2015-01-29 2015-01-27 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 50,485 2,917,224 1.76
2014-03-14 2013-11-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 64 12,852 0.50 23.00 1,471 295,595
2014-03-14 2013-08-23 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 77 12,788 0.60 18.35 1,406 234,660
2014-03-14 2013-05-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 72 12,711 0.57 19.57 1,402 248,762
2014-03-14 2013-02-22 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 74 12,640 0.59 18.24 1,356 230,549
2014-03-14 2012-11-23 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 86 12,565 0.69 16.43 1,418 206,450
2014-03-14 2012-08-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 90 12,479 0.73 15.15 1,370 189,058
2014-03-14 2012-05-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voing common stock 		P - Purchase 95 12,389 0.77 14.21 1,343 176,043
2014-03-14 2012-02-24 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 77 12,294 0.63 17.39 1,334 213,795
2014-03-14 2011-11-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 91 12,217 0.75 12.71 1,153 155,284
2014-03-14 2011-08-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 71 12,127 0.59 19.09 1,356 231,500
2014-03-14 2011-05-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 34 12,056 0.28 28.11 959 338,887
2014-03-14 2011-02-25 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 43 12,022 0.36 32.40 1,390 389,501
2014-03-14 2010-11-26 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 11,979 0.46 23.88 1,305 286,052
2014-03-14 2010-08-27 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 55 11,924 0.47 24.06 1,331 286,894
2014-03-14 2010-05-28 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 47 11,869 0.39 27.93 1,301 331,495
2014-03-14 2010-03-02 5 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		P - Purchase 49 11,882 0.41 26.82 1,301 318,681
2014-02-25 2014-02-24 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other -75,000 421,970 -15.09
2014-02-25 2014-02-24 4 OPY OPPENHEIMER HOLDINGS INC
Class A non-voting common stock 		J - Other 36,322 2,866,490 1.28
2014-01-31 2014-01-29 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non voting common stock 		J - Other 124,000 496,970 33.25
2013-02-12 2013-01-23 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 105,470 372,970 39.43
2012-02-06 2012-01-25 4 OPY OPPENHEIMER HOLDINGS INC
Restricted Class A non-voting common stock 		J - Other 52,500 267,500 24.42
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）