道格拉斯艾麗曼公司
US ˙ NYSE ˙ US25961D1054

簡介

本頁面提供了有關 Richard Lampen 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Richard Lampen已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:DOUG / Douglas Elliman Inc. Director 1,244,447
US:VGR / Vector Group Ltd. EVP/COO, Director 0
US:LTS / Ladenburg Thalmann Financial Services, Inc. 0
US:ROX / Castle Brands, Inc. President and CEO, Director 0
US:SGBX / Olenox Industries Inc. Director 50,000
如何解讀這些圖表

以下圖表顯示了在Richard Lampen進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

DOUG / Douglas Elliman Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2024-07-10 DOUG LAMPEN RICHARD 75,000 1.1953 75,000 1.1953 89,648 321 3.0000 135,353 150.98
2024-07-09 DOUG LAMPEN RICHARD 30,000 1.1591 30,000 1.1591 34,773
2024-07-05 DOUG LAMPEN RICHARD 125,000 1.0775 125,000 1.0775 134,688
2023-11-21 DOUG LAMPEN RICHARD 10,000 1.6946 10,000 1.6946 16,946
2023-11-16 DOUG LAMPEN RICHARD 10,000 1.7433 10,000 1.7433 17,433
2023-08-22 DOUG LAMPEN RICHARD 50,000 2.0928 50,000 2.0928 104,640
2022-09-07 DOUG LAMPEN RICHARD 10,000 4.5520 10,500 4.3352 45,520
2022-06-29 DOUG LAMPEN RICHARD 10,000 4.6853 10,500 4.4622 46,853
2022-05-17 DOUG LAMPEN RICHARD 5,000 5.6362 5,250 5.3678 28,181
2022-03-11 DOUG LAMPEN RICHARD 20,000 6.7647 21,000 6.4426 135,294
2022-03-10 DOUG LAMPEN RICHARD 10,000 6.8874 10,500 6.5594 68,874
2022-03-07 DOUG LAMPEN RICHARD 10,000 6.6896 10,500 6.3710 66,896
2022-03-04 DOUG LAMPEN RICHARD 20,000 6.9768 21,000 6.6446 139,536

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

DOUG / Douglas Elliman Inc. Insider Trades
DOUG / Douglas Elliman Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

DOUG / Douglas Elliman Inc. Insider Trades
LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2019-06-03 LTS LAMPEN RICHARD 10,000 3.1326 10,000 3.1326 31,326 24
2019-05-31 LTS LAMPEN RICHARD 10,000 3.2295 10,000 3.2295 32,295
2019-05-30 LTS LAMPEN RICHARD 10,000 3.3668 10,000 3.3668 33,668
2019-05-23 LTS LAMPEN RICHARD 10,000 3.3399 10,000 3.3399 33,399
2019-05-22 LTS LAMPEN RICHARD 10,000 3.3515 10,000 3.3515 33,515
2019-05-16 LTS LAMPEN RICHARD 10,000 3.3139 10,000 3.3139 33,139
2019-04-15 LTS LAMPEN RICHARD 10,000 3.4301 10,000 3.4301 34,301
2019-04-10 LTS LAMPEN RICHARD 10,000 3.2363 10,000 3.2363 32,363
2019-04-10 LTS LAMPEN RICHARD 10,000 3.2377 10,000 3.2377 32,377
2018-11-15 LTS LAMPEN RICHARD 5,000 2.6835 5,000 2.6835 13,418
2018-10-12 LTS LAMPEN RICHARD 10,000 2.5388 10,000 2.5388 25,388
2018-09-21 LTS LAMPEN RICHARD 50,000 2.5286 50,000 2.5286 126,430
2018-08-17 LTS LAMPEN RICHARD 5,000 3.2000 5,000 3.2000 16,000
2018-07-02 LTS LAMPEN RICHARD 5,000 3.4018 5,000 3.4018 17,009
2018-06-29 LTS LAMPEN RICHARD 5,000 3.4290 5,000 3.4290 17,145
2018-06-28 LTS LAMPEN RICHARD 10,000 3.5017 10,000 3.5017 35,017
2018-06-27 LTS LAMPEN RICHARD 5,000 3.5695 5,000 3.5695 17,848
2018-06-25 LTS LAMPEN RICHARD 5,000 3.5676 5,000 3.5676 17,838
2018-04-13 LTS LAMPEN RICHARD 5,000 3.3022 5,000 3.3022 16,511
2018-04-12 LTS LAMPEN RICHARD 5,000 3.1964 5,000 3.1964 15,982
2018-04-06 LTS LAMPEN RICHARD 5,000 3.1000 5,000 3.1000 15,500
2018-04-02 LTS LAMPEN RICHARD 5,000 3.0946 5,000 3.0946 15,473
2018-03-29 LTS LAMPEN RICHARD 10,000 3.2957 10,000 3.2957 32,957
2018-03-28 LTS LAMPEN RICHARD 20,000 3.2489 20,000 3.2489 64,978
2017-05-22 LTS LAMPEN RICHARD 5,000 2.2273 5,000 2.2273 11,136
2017-03-17 LTS LAMPEN RICHARD 10,000 2.3342 10,000 2.3342 23,342
2016-11-09 LTS LAMPEN RICHARD 718 1.8500 718 1.8500 1,328
2016-11-09 LTS LAMPEN RICHARD 7,800 1.8600 7,800 1.8600 14,508
2016-11-09 LTS LAMPEN RICHARD 1,482 1.8650 1,482 1.8650 2,764
2016-08-16 LTS LAMPEN RICHARD 2,600 2.2800 2,600 2.2800 5,928
2016-08-16 LTS LAMPEN RICHARD 2,400 2.2900 2,400 2.2900 5,496
2016-01-14 LTS LAMPEN RICHARD 3,900 2.2400 3,900 2.2400 8,736
2016-01-14 LTS LAMPEN RICHARD 1,100 2.2500 1,100 2.2500 2,475
2015-09-28 LTS LAMPEN RICHARD 10,000 2.1200 10,000 2.1200 21,200
2015-09-24 LTS LAMPEN RICHARD 5,000 2.2500 5,000 2.2500 11,250
2015-09-22 LTS LAMPEN RICHARD 5,000 2.2800 5,000 2.2800 11,400
2015-08-24 LTS LAMPEN RICHARD 5,000 2.3852 5,000 2.3852 11,926
2015-08-14 LTS LAMPEN RICHARD 5,000 2.6175 5,000 2.6175 13,088
2015-08-12 LTS LAMPEN RICHARD 5,000 2.6722 5,000 2.6722 13,361
2015-07-07 LTS LAMPEN RICHARD 5,000 3.3719 5,000 3.3719 16,860
2015-07-02 LTS LAMPEN RICHARD 5,000 3.4600 5,000 3.4600 17,300
2015-06-09 LTS LAMPEN RICHARD 5,000 3.6074 5,000 3.6074 18,037
2014-12-11 LTS LAMPEN RICHARD 500 3.7100 500 3.7100 1,855
2014-12-11 LTS LAMPEN RICHARD 4,500 3.7200 4,500 3.7200 16,740
2014-05-21 LTS LAMPEN RICHARD 3,000 2.6700 3,000 2.6700 8,010
2014-05-21 LTS LAMPEN RICHARD 900 2.6900 900 2.6900 2,421
2014-05-21 LTS LAMPEN RICHARD 1,000 2.7100 1,000 2.7100 2,710
2014-05-21 LTS LAMPEN RICHARD 100 2.7200 100 2.7200 272
2014-05-09 LTS LAMPEN RICHARD 630 2.6700 630 2.6700 1,682
2014-05-09 LTS LAMPEN RICHARD 166 2.7000 166 2.7000 448
2014-05-09 LTS LAMPEN RICHARD 4,204 2.7200 4,204 2.7200 11,435
2014-04-15 LTS LAMPEN RICHARD 5,000 2.5900 5,000 2.5900 12,950
2014-04-11 LTS LAMPEN RICHARD 2,100 2.6700 2,100 2.6700 5,607
2014-04-11 LTS LAMPEN RICHARD 2,900 2.6800 2,900 2.6800 7,772
2014-03-14 LTS LAMPEN RICHARD 850 2.9700 850 2.9700 2,524
2014-03-14 LTS LAMPEN RICHARD 1,250 2.9900 1,250 2.9900 3,738
2014-03-14 LTS LAMPEN RICHARD 2,900 3.0000 2,900 3.0000 8,700
2014-01-13 LTS LAMPEN RICHARD 319 2.9300 319 2.9300 935
2014-01-13 LTS LAMPEN RICHARD 492 2.9521 492 2.9521 1,452
2014-01-13 LTS LAMPEN RICHARD 3,056 2.9616 3,056 2.9616 9,051
2014-01-13 LTS LAMPEN RICHARD 1,133 2.9700 1,133 2.9700 3,365
2013-08-15 LTS LAMPEN RICHARD 50,000 1.6700 50,000 1.6700 83,500
2013-04-05 LTS LAMPEN RICHARD 500 1.5700 500 1.5700 785
2013-04-05 LTS LAMPEN RICHARD 4,351 1.6000 4,351 1.6000 6,962
2013-04-05 LTS LAMPEN RICHARD 149 1.6300 149 1.6300 243
2013-03-21 LTS LAMPEN RICHARD 25 1.6800 25 1.6800 42
2013-03-21 LTS LAMPEN RICHARD 2,117 1.6900 2,117 1.6900 3,578
2013-03-21 LTS LAMPEN RICHARD 4,631 1.7000 4,631 1.7000 7,873
2013-03-20 LTS LAMPEN RICHARD 793 1.6500 793 1.6500 1,308
2013-03-20 LTS LAMPEN RICHARD 534 1.6600 534 1.6600 886
2013-03-20 LTS LAMPEN RICHARD 1,250 1.6700 1,250 1.6700 2,088
2013-03-20 LTS LAMPEN RICHARD 650 1.6800 650 1.6800 1,092
2012-11-14 LTS LAMPEN RICHARD 20,000 1.1500 20,000 1.1500 23,000
2012-11-09 LTS LAMPEN RICHARD 1,275 1.2800 1,275 1.2800 1,632
2012-11-09 LTS LAMPEN RICHARD 3,725 1.2900 3,725 1.2900 4,805
2012-10-10 LTS LAMPEN RICHARD 10,000 1.2500 10,000 1.2500 12,500
2012-10-04 LTS LAMPEN RICHARD 5,000 1.3400 5,000 1.3400 6,700
2012-08-15 LTS LAMPEN RICHARD 1,050 1.3200 1,050 1.3200 1,386
2012-08-15 LTS LAMPEN RICHARD 2,400 1.3300 2,400 1.3300 3,192
2012-08-15 LTS LAMPEN RICHARD 1,550 1.3400 1,550 1.3400 2,077
2012-05-30 LTS LAMPEN RICHARD 800 1.4300 800 1.4300 1,144
2012-05-30 LTS LAMPEN RICHARD 4,200 1.4400 4,200 1.4400 6,048
2012-05-24 LTS LAMPEN RICHARD 5,000 1.5200 5,000 1.5200 7,600
2012-05-15 LTS LAMPEN RICHARD 25 1.4500 25 1.4500 36
2012-05-15 LTS LAMPEN RICHARD 454 1.4600 454 1.4600 663
2012-05-15 LTS LAMPEN RICHARD 4,521 1.4700 4,521 1.4700 6,646
2012-04-13 LTS LAMPEN RICHARD 3,000 1.6400 3,000 1.6400 4,920
2012-04-10 LTS LAMPEN RICHARD 5,000 1.5800 5,000 1.5800 7,900
2012-04-03 LTS LAMPEN RICHARD 5,000 1.7900 5,000 1.7900 8,950
2012-03-23 LTS LAMPEN RICHARD 5,000 1.8600 5,000 1.8600 9,300

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
OLOX / Olenox Industries Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2012-11-19 SGBX LAMPEN RICHARD 30,000 0.3500 865 12.1333 10,500 730

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OLOX / Olenox Industries Inc. Insider Trades
OLOX / Olenox Industries Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 DOUG / Douglas Elliman Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OLOX / Olenox Industries Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Richard Lampen 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-04-14 2026-04-10 4 DOUG Douglas Elliman Inc.
Common Stock 		A - Award 90,910 1,244,447 7.88
2025-06-30 2025-06-28 4 DOUG Douglas Elliman Inc.
Common Stock 		A - Award 61,983 1,153,537 5.68
2024-12-17 2024-12-13 4 DOUG Douglas Elliman Inc.
Common Stock 		D - Sale to Issuer -1,181,250 1,091,554 -51.97
2024-10-07 2024-10-07 4 VGR VECTOR GROUP LTD
Common Stock 		D - Sale to Issuer -607,500 0 -100.00 15.00 -9,112,500
2024-10-07 2024-10-07 4 VGR VECTOR GROUP LTD
Common Stock (underlying performance-based restricted stock) 		A - Award 292,500 607,500 92.86
2024-10-07 2024-10-05 4 VGR VECTOR GROUP LTD
Common Stock 		U - Other -6,179 0 -100.00 15.00 -92,685
2024-10-07 2024-10-05 4 VGR VECTOR GROUP LTD
Common Stock 		U - Other -557,578 315,000 -63.90 15.00 -8,363,670 4,725,000
2024-07-11 2024-07-10 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 75,000 2,272,804 3.41 1.20 89,648 2,716,683
2024-07-09 2024-07-09 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 30,000 2,197,804 1.38 1.16 34,773 2,547,475
2024-07-09 2024-07-05 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 125,000 2,167,804 6.12 1.08 134,688 2,335,809
2024-05-28 2024-05-27 4 VGR VECTOR GROUP LTD
Common stock 		F - Taxes -7,378 872,578 -0.84 10.90 -80,383 9,506,737
2024-03-04 2024-02-29 4 DOUG Douglas Elliman Inc.
Common Stock 		A - Award 525,000 2,042,804 34.59
2024-02-26 2024-02-24 4 VGR VECTOR GROUP LTD
Common stock 		F - Taxes -50,171 879,956 -5.39 11.20 -562,041 9,857,707
2024-02-26 2024-02-24 4 VGR VECTOR GROUP LTD
Common stock 		A - Award 22,500 930,127 2.48
2024-02-15 2024-02-13 4 VGR VECTOR GROUP LTD
Common stock 		A - Award 120,000 907,627 15.24
2023-12-18 2023-12-15 4 DOUG Douglas Elliman Inc.
Common Stock 		F - Taxes -103,293 1,517,804 -6.37 2.53 -261,331 3,840,044
2023-12-06 2023-12-06 4 VGR VECTOR GROUP LTD
Common stock 		G - Gift -10,000 787,627 -1.25
2023-11-22 2023-11-21 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 1,621,097 0.62 1.69 16,946 2,747,111
2023-11-20 2023-11-16 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 1,611,097 0.62 1.74 17,433 2,808,625
2023-09-12 2023-09-08 4 VGR VECTOR GROUP LTD
Common stock 		P - Purchase 10,000 797,627 1.27 10.32 103,185 8,230,314
2023-08-23 2023-08-22 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 50,000 1,601,097 3.22 2.09 104,640 3,350,776
2023-05-30 2023-05-27 4 VGR VECTOR GROUP LTD
Common stock 		F - Taxes -7,378 787,627 -0.93 11.86 -87,466 9,337,318
2023-03-16 2023-03-14 4 DOUG Douglas Elliman Inc.
Common Stock 		A - Award 500,000 1,477,236 51.16
2023-02-27 2023-02-24 4 VGR VECTOR GROUP LTD
Common stock 		F - Taxes -32,463 795,005 -3.92 13.47 -437,277 10,708,717
2023-02-17 2023-02-15 4 VGR VECTOR GROUP LTD
Common stock 		A - Award 90,000 827,468 12.20
2023-01-13 2023-01-12 4 VGR VECTOR GROUP LTD
Common stock 		G - Gift -15,000 737,468 -1.99
2023-01-09 2023-01-06 4 VGR VECTOR GROUP LTD
Common Stock 		F - Taxes -167,918 752,468 -18.24 12.48 -2,095,617 9,390,801
2023-01-09 2023-01-06 4 VGR VECTOR GROUP LTD
Common Stock 		M - Exercise 175,884 920,386 23.62 11.47 2,017,389 10,556,827
2022-12-16 2022-12-15 4 DOUG Douglas Elliman Inc.
Common Stock 		F - Taxes -49,187 977,236 -4.79 3.98 -196,010 3,894,285
2022-09-09 2022-09-07 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 1,026,423 0.98 4.55 45,520 4,672,277
2022-06-30 2022-06-29 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 1,016,423 0.99 4.69 46,853 4,762,247
2022-05-27 2022-05-27 4 VGR VECTOR GROUP LTD
Common Stock 		F - Taxes -7,378 744,502 -0.98 12.35 -91,118 9,194,600
2022-05-19 2022-05-17 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 5,000 1,006,423 0.50 5.64 28,181 5,672,401
2022-03-14 2022-03-11 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 20,000 1,001,423 2.04 6.76 135,294 6,774,326
2022-03-14 2022-03-10 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 981,423 1.03 6.89 68,874 6,759,453
2022-03-07 2022-03-07 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 10,000 971,423 1.04 6.69 66,896 6,498,431
2022-03-07 2022-03-04 4 DOUG Douglas Elliman Inc.
Common Stock 		P - Purchase 20,000 961,423 2.12 6.98 139,536 6,707,656
2022-03-03 2022-03-01 4 VGR VECTOR GROUP LTD
Common Stock 		A - Award 180,000 751,880 31.48
2022-02-28 2022-02-24 4 VGR VECTOR GROUP LTD
Common Stock 		F - Taxes -14,728 571,880 -2.51 10.76 -158,507 6,154,744
2022-01-03 2021-12-31 4 DOUG Douglas Elliman Inc.
Common Stock 		A - Award 500,000 941,423 113.27
2022-01-03 2021-12-29 4 DOUG Douglas Elliman Inc.
Common Stock 		J - Other 3,089 3,089
2022-01-03 2021-12-29 4 DOUG Douglas Elliman Inc.
Common Stock 		J - Other 441,423 441,423
2021-12-21 3 DOUG Douglas Elliman Inc.
No Securities Owned 		0
2021-05-28 2021-05-27 4 VGR VECTOR GROUP LTD
Common Stock 		F - Taxes -7,378 586,608 -1.24 14.48 -106,852 8,495,550
2021-02-26 2021-02-24 4 VGR VECTOR GROUP LTD
Common Stock 		A - Award 150,000 593,986 33.78
2021-01-20 2021-01-15 4 VGR VECTOR GROUP LTD
Common Stock 		P - Purchase 15,000 443,986 3.50 12.10 181,500 5,372,231
2020-09-23 2020-09-23 4 VGR VECTOR GROUP LTD
Common Stock 		P - Purchase 2,500 428,986 0.59 9.25 23,125 3,968,120
2020-09-23 2020-09-22 4 VGR VECTOR GROUP LTD
Common Stock 		P - Purchase 5,000 426,486 1.19 9.45 47,250 4,030,293
2020-09-14 2020-09-11 4 VGR VECTOR GROUP LTD
Common Stock 		P - Purchase 50,000 421,486 13.46 10.15 507,500 4,278,083
2020-05-29 2020-05-27 4 VGR VECTOR GROUP LTD
Common Stock 		A - Award 75,000 371,486 25.30
2020-05-20 2020-05-18 4 VGR VECTOR GROUP LTD
Common Stock 		P - Purchase 25,000 296,486 9.21 10.85 271,250 3,216,873
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -200,000 0 -100.00 0.85 -170,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -200,000 0 -100.00
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -400,000 0 -100.00 0.25 -100,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -300,000 0 -100.00 2.10 -630,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -600,000 0 -100.00 0.70 -420,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		D - Sale to Issuer -600,000 0 -100.00 2.22 -1,332,000
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -83,333 0 -100.00 3.50 -291,666
2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		D - Sale to Issuer -3,324,916 0 -100.00 3.50 -11,637,206
2020-02-14 2020-02-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock 		S - Sale -4,000 200 -95.24 25.11 -100,456 5,023
2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		M - Exercise 260,620 0 -100.00
2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Common Stock 		F - Taxes -211,027 271,486 -43.73 12.46 -2,629,396 3,382,716
2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Common Stock 		M - Exercise 260,620 482,513 117.45 8.67 2,259,575 4,183,388
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -600,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -500,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -500,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -500,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -500,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -500,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		D - Sale to Issuer -300,000 0 -100.00
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Common Stock 		U - Other -1,016,065 0 -100.00 1.27 -1,290,403
2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Common Stock 		U - Other -2,797,470 0 -100.00 1.27 -3,552,787
2019-06-04 2019-06-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,324,916 0.30 3.13 31,326 10,415,632
2019-06-03 2019-05-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,314,916 0.30 3.23 32,295 10,705,521
2019-05-31 2019-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,304,916 0.30 3.37 33,668 11,126,991
2019-05-24 2019-05-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,294,916 0.30 3.34 33,399 11,004,690
2019-05-23 2019-05-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,284,916 0.31 3.35 33,515 11,009,396
2019-05-17 2019-05-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 3,008,671 0.33 3.31 33,139 9,970,435
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		M - Exercise -600,000 0 -100.00
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -333,755 3,274,916 -9.25 3.39 -1,131,429 11,101,965
2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 600,000 3,608,671 19.94 0.90 540,000 3,247,804
2019-04-16 2019-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 2,998,671 0.33 3.43 34,301 10,285,741
2019-04-11 2019-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 83,333 13.64 3.24 32,377 269,807
2019-04-11 2019-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 2,988,671 0.34 3.24 32,363 9,672,236
2019-02-27 2019-02-27 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2019-02-21 2019-02-20 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,797,470 0.36 0.80 7,957 2,225,947
2019-02-20 2019-02-19 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,787,470 0.36 0.80 7,986 2,226,074
2019-02-19 2019-02-15 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,777,470 0.36 0.80 8,008 2,224,198
2019-01-22 2019-01-18 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,767,470 0.36 0.90 8,962 2,480,207
2019-01-18 2019-01-17 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,757,470 0.36 0.91 9,094 2,507,643
2019-01-16 2019-01-15 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,747,470 0.37 0.89 8,941 2,456,513
2019-01-15 2019-01-14 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,737,470 0.37 0.92 9,153 2,505,606
2019-01-14 2019-01-11 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,727,470 0.37 0.89 8,862 2,417,084
2019-01-14 2019-01-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 400,000 2,978,671 15.51
2019-01-11 2019-01-10 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,717,470 0.37 0.84 8,390 2,279,957
2019-01-10 2019-01-09 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,707,470 0.37 0.84 8,423 2,280,502
2018-12-26 2018-12-24 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,697,470 0.37 0.80 7,974 2,150,963
2018-12-20 2018-12-19 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,687,470 0.37 0.80 7,977 2,143,795
2018-12-18 2018-12-17 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,677,470 0.37 0.84 8,437 2,258,981
2018-12-17 2018-12-14 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,667,470 0.38 0.82 8,203 2,188,126
2018-12-14 2018-12-13 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 2,657,470 0.38 0.81 8,084 2,148,299
2018-11-16 2018-11-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,578,671 0.19 2.68 13,418 6,919,864
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		M - Exercise -600,000 0 -100.00
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -431,388 2,573,671 -14.36 2.92 -1,259,653 7,515,119
2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 600,000 3,005,059 24.95 1.58 948,000 4,747,993
2018-10-15 2018-10-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 2,405,059 0.42 2.54 25,388 6,105,964
2018-09-24 2018-09-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 50,000 2,395,059 2.13 2.53 126,430 6,056,146
2018-08-23 2018-08-22 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -100,000 300,000 -25.00
2018-08-23 2018-08-22 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 100,000 2,647,470 3.93 0.35 35,000 926,614
2018-08-20 2018-08-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,345,059 0.21 3.20 16,000 7,504,189
2018-08-02 2018-08-01 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -300,000 0 -100.00
2018-08-02 2018-08-01 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 300,000 2,547,470 13.35 0.35 105,000 891,614
2018-07-13 2018-07-12 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -200,000 300,000 -40.00
2018-07-13 2018-07-12 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 200,000 2,247,470 9.77 0.35 70,000 786,614
2018-07-03 2018-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,340,059 0.21 3.40 17,009 7,960,413
2018-07-02 2018-06-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,335,059 0.21 3.43 17,145 8,006,917
2018-06-29 2018-06-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 2,330,059 0.43 3.50 35,017 8,159,168
2018-06-29 2018-06-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -200,000 500,000 -28.57
2018-06-29 2018-06-28 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 200,000 2,047,470 10.83 0.35 70,000 716,614
2018-06-28 2018-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,320,059 0.22 3.57 17,848 8,281,451
2018-06-26 2018-06-25 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,315,059 0.22 3.57 17,838 8,259,204
2018-04-16 2018-04-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 73,333 7.32 3.30 16,511 242,160
2018-04-13 2018-04-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,310,059 0.22 3.20 15,982 7,383,873
2018-04-09 2018-04-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 68,333 7.89 3.10 15,500 211,832
2018-04-03 2018-04-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 2,305,059 0.22 3.09 15,473 7,133,236
2018-03-30 2018-03-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 2,300,059 0.44 3.30 32,957 7,580,304
2018-03-29 2018-03-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 20,000 2,290,059 0.88 3.25 64,978 7,440,173
2018-03-28 2018-03-28 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -9,000 201,264 -4.28
2018-03-08 2018-03-08 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -22,000 5,605 -79.70
2018-03-08 2018-03-07 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 11,000 27,605 66.25
2018-03-08 2018-03-07 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -11,000 210,264 -4.97
2018-02-27 2018-02-27 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,700 16,605 -13.99
2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 14,000 19,305 263.90
2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -16,700 221,264 -7.02
2018-01-17 2018-01-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 325,000 2,270,059 16.71
2017-12-29 2017-12-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		G - Gift -25,000 1,945,059 -1.27
2017-11-22 2017-11-20 4 ROX Castle Brands Inc
5% Subordinated Convertible Note due 2018 		M - Exercise 50,000.00
2017-11-22 2017-11-20 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 56,065 1,016,065 5.84 0.90 50,458 914,458
2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 3,000 5,305 130.15
2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,000 237,964 -1.24
2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -5,000 240,964 -2.03
2017-08-09 2017-08-09 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -15,000 2,196 -87.23
2017-08-09 2017-08-08 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 10,000 17,196 138.97
2017-08-09 2017-08-08 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -10,000 234,252 -4.09
2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		M - Exercise -600,000 0 -100.00
2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		F - Taxes -572,412 1,970,059 -22.51 2.49 -1,425,306 4,905,447
2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 600,000 2,542,471 30.89 2.30 1,380,000 5,847,683
2017-06-29 2017-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2017-06-29 2017-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		M - Exercise 20,000 1,942,471 1.04 2.30 46,000 4,467,683
2017-05-23 2017-05-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 5,000 1,922,471 0.26 2.23 11,136 4,281,920
2017-04-05 2017-04-05 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -4,000 244,252 -1.61
2017-03-20 2017-03-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		P - Purchase 10,000 1,917,471 0.52 2.33 23,342 4,475,761
2017-02-23 2017-02-23 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2017-01-18 2017-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock 		A - Award 275,000 1,907,471 16.85
2017-01-10 2017-01-10 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 7,196 -25.01
2017-01-10 2017-01-10 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 7,196 -25.01
2016-12-28 2016-12-28 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 40,000 1,847,470 2.21 0.73 29,168 1,347,175
2016-12-28 2016-12-27 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 50,000 1,807,470 2.84 0.71 35,585 1,286,376
2016-11-14 2016-11-14 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,000 250,652 -1.18
2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,482 1,632,471 0.09 1.86 2,764 3,044,558
2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 7,800 1,630,989 0.48 1.86 14,508 3,033,640
2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 718 1,623,189 0.04 1.85 1,328 3,002,900
2016-10-25 2016-10-25 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 4,000 9,596 71.48
2016-10-25 2016-10-25 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -4,000 253,652 -1.55
2016-09-01 2016-08-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2016-09-01 2016-08-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 20,000 1,622,471 1.25 1.39 27,800 2,255,235
2016-08-30 2016-08-29 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -100,000 700,000 -12.50
2016-08-30 2016-08-29 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 100,000 1,757,470 6.03 0.35 35,000 615,114
2016-08-17 2016-08-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,400 1,602,471 0.15 2.29 5,496 3,669,659
2016-08-17 2016-08-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,600 1,600,071 0.16 2.28 5,928 3,648,162
2016-07-29 2016-07-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -100,000 800,000 -11.11
2016-07-29 2016-07-28 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 100,000 1,657,470 6.42 0.35 35,000 580,114
2016-07-06 2016-07-05 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 17,650 1,557,470 1.15 0.75 13,290 1,172,775
2016-06-29 2016-06-29 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 50,000 1,539,820 3.36 0.75 37,505 1,155,019
2016-06-29 2016-06-28 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 72,300 1,489,820 5.10 0.74 53,748 1,107,532
2016-06-29 2016-06-27 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 120,000 1,417,520 9.25 0.71 85,764 1,013,102
2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		M - Exercise -600,000 0 -100.00 0.88 -528,000
2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		F - Taxes -384,446 1,597,471 -19.40 2.29 -880,381 3,658,209
2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 600,000 1,981,917 43.42 0.88 528,000 1,744,087
2016-06-27 2016-06-24 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 20,200 1,297,520 1.58 0.72 14,544 934,214
2016-06-07 2016-06-03 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		A - Award 600,000 600,000
2016-05-23 2016-05-20 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,277,320 0.79 0.81 8,100 1,034,629
2016-05-06 2016-05-06 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,000 245,383 -1.21
2016-05-04 2016-05-04 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 5,000 5,330 1,515.15
2016-05-04 2016-05-04 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -5,000 248,383 -1.97
2016-04-26 2016-04-25 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,267,320 0.80 0.89 8,900 1,127,915
2016-04-21 2016-04-20 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 8,500 1,257,320 0.68 0.85 7,225 1,068,722
2016-04-21 2016-04-20 4/A ROX Castle Brands Inc
Common Stock 		P - Purchase 8,500 1,257,320 0.68 0.89 7,565 1,119,015
2016-04-15 2016-04-14 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,248,820 0.81 0.89 8,888 1,109,951
2016-04-13 2016-04-12 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,238,820 0.81 0.88 8,776 1,087,188
2016-03-30 2016-03-29 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 7,100 1,228,820 0.58 0.85 6,035 1,044,497
2016-03-22 2016-03-21 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 25,000 1,221,720 2.09 0.85 21,250 1,038,462
2016-03-18 2016-03-17 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 25,000 1,196,720 2.13 0.84 20,995 1,005,005
2016-03-03 2016-03-02 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -50,000 900,000 -5.26
2016-03-03 2016-03-02 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 50,000 1,171,720 4.46 0.35 17,500 410,102
2016-02-29 2016-02-29 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2016-02-19 2016-02-18 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		M - Exercise -50,000 950,000 -5.00
2016-02-19 2016-02-18 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 50,000 1,121,720 4.67 0.35 17,500 392,602
2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 200,000 200,000
2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		A - Award 250,000 1,381,917 22.09
2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,100 1,131,917 0.10 2.25 2,475 2,546,813
2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,900 1,130,817 0.35 2.24 8,736 2,533,030
2016-01-12 2016-01-12 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 330 -87.91
2016-01-12 2016-01-12 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 253,383 -0.94
2015-11-16 2015-11-13 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,071,720 0.94 1.36 13,600 1,457,539
2015-11-12 2015-11-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,000 255,783 -0.78
2015-11-12 2015-11-12 4/A VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,000 255,783 -0.78
2015-09-29 2015-09-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 1,126,917 0.90 2.12 21,200 2,389,064
2015-09-25 2015-09-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,116,917 0.45 2.25 11,250 2,513,063
2015-09-23 2015-09-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,111,917 0.45 2.28 11,400 2,535,171
2015-08-25 2015-08-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock 		P - Purchase 200 4,200 5.00 21.75 4,350 91,350
2015-08-25 2015-08-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,106,917 0.45 2.39 11,926 2,640,218
2015-08-25 2015-08-24 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 1,061,720 0.95 1.06 10,600 1,125,423
2015-08-19 2015-08-18 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 20,000 960,000 2.13 1.14 22,800 1,094,400
2015-08-18 2015-08-17 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 20,000 1,051,720 1.94 1.13 22,648 1,190,968
2015-08-17 2015-08-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,101,917 0.46 2.62 13,088 2,884,268
2015-08-13 2015-08-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,096,917 0.46 2.67 13,361 2,931,182
2015-08-12 2015-08-11 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 40,000 1,031,720 4.03 1.17 46,968 1,211,446
2015-07-08 2015-07-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,091,917 0.46 3.37 16,860 3,681,835
2015-07-06 2015-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,086,917 0.46 3.46 17,300 3,760,733
2015-06-10 2015-06-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 1,081,917 0.46 3.61 18,037 3,902,907
2015-06-04 2015-06-02 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		A - Award 500,000 500,000
2015-05-18 2015-05-18 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,000 245,508 -1.21
2015-03-17 2015-03-16 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 30,000 991,720 3.12 1.20 36,000 1,190,064
2015-03-17 2015-03-13 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 20,000 961,720 2.12 1.17 23,468 1,128,482
2015-02-24 2015-02-24 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2015-02-11 2015-02-04 5/A VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 2,600 -48.00
2015-02-05 2015-02-04 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,400 246,108 -0.97
2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 200,000 200,000
2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		A - Award 200,000 1,076,917 22.81
2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 5,000 5,000
2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -5,000 248,508 -1.97
2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -2,500 253,508 -0.98
2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,500 876,917 0.52 3.72 16,740 3,262,131
2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 500 872,417 0.06 3.71 1,855 3,236,667
2014-11-25 2014-11-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2014-11-25 2014-11-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 20,000 871,917 2.35 0.48 9,600 418,520
2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant 		X - Other -13,333 0 -100.00
2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant 		G - Gift 13,333 13,333
2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant 		G - Gift -13,333 0 -100.00
2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		X - Other 13,333 63,333 26.67 1.68 22,399 106,399
2014-11-14 2014-11-13 4 VGR VECTOR GROUP LTD
Common Stock 		S - Sale -47,250 0 -100.00 21.52 -1,016,820
2014-08-22 2014-08-22 5 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,000 243,818 -1.22
2014-06-27 2014-06-26 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -5,000 246,818 -1.99
2014-06-27 2014-06-20 4 ROX Castle Brands Inc
Common Stock 		G - Gift 940,000 940,000
2014-06-27 2014-06-20 4 ROX Castle Brands Inc
Common Stock 		G - Gift -940,000 941,720 -49.95
2014-05-29 2014-05-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		A - Award 500,000 500,000
2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 100 851,917 0.01 2.72 272 2,317,214
2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,000 851,817 0.12 2.71 2,710 2,308,424
2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 900 850,817 0.11 2.69 2,421 2,288,698
2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,000 849,917 0.35 2.67 8,010 2,269,278
2014-05-16 2014-05-16 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 62,500 62,500
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,204 846,917 0.50 2.72 11,435 2,303,614
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 166 842,713 0.02 2.70 448 2,275,325
2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 630 842,547 0.07 2.67 1,682 2,249,600
2014-04-16 2014-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 841,917 0.60 2.59 12,950 2,180,565
2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,900 836,917 0.35 2.68 7,772 2,242,938
2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,100 834,017 0.25 2.67 5,607 2,226,825
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,900 831,917 0.35 3.00 8,700 2,495,751
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,250 829,017 0.15 2.99 3,738 2,478,761
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 850 827,767 0.10 2.97 2,524 2,458,468
2014-02-25 2014-02-24 4 ROX Castle Brands Inc
10% Series A Convertible Preferred Stock 		M - Exercise -259 0 -100.00
2014-02-25 2014-02-24 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 1,059,740 1,881,720 128.93 0.30 322,161 572,043
2014-02-03 2014-01-31 4 ROX Castle Brands Inc
Common Stock Purchase Warrants 		M - Exercise -426,303 0 -100.00
2014-02-03 2014-01-31 4 ROX Castle Brands Inc
Common Stock 		M - Exercise 426,303 821,880 107.77 0.38 161,995 312,314
2014-01-21 2014-01-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 400,000 400,000
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,133 826,917 0.14 2.97 3,365 2,455,943
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,056 825,784 0.37 2.96 9,051 2,445,642
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 492 822,728 0.06 2.95 1,452 2,428,775
2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 319 822,236 0.04 2.93 935 2,409,151
2014-01-06 2014-01-03 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 5,000 395,577 1.28 0.76 3,800 300,639
2014-01-03 2014-01-02 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,300 45,000 -6.83
2014-01-03 2014-01-02 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,300 45,000 -6.83
2013-11-22 2013-11-21 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 10,000 390,577 2.63 0.73 7,300 285,121
2013-11-04 2013-11-04 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -6,000 255,118 -2.30
2013-11-04 2013-10-31 4 ROX Castle Brands Inc
5% Subordinated Convertible Note due 2018 		A - Award 50,000.00
2013-08-16 2013-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 50,000 50,000 1.67 83,500 83,500
2013-06-07 2013-06-05 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		A - Award 500,000 500,000
2013-05-29 2013-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock 		P - Purchase 4,000 4,000 25.00 100,000 100,000
2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 149 821,917 0.02 1.63 243 1,339,725
2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,351 821,768 0.53 1.60 6,962 1,314,829
2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 500 817,417 0.06 1.57 785 1,283,345
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,631 816,917 0.57 1.70 7,873 1,388,759
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,117 812,286 0.26 1.69 3,578 1,372,763
2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 25 810,169 0.00 1.68 42 1,361,084
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 650 810,144 0.08 1.68 1,092 1,361,042
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,250 809,494 0.15 1.67 2,088 1,351,855
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 534 808,244 0.07 1.66 886 1,341,685
2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 793 807,710 0.10 1.65 1,308 1,332,722
2013-03-18 2013-03-14 4 SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) 		A - Award 50,000 50,000
2013-03-07 2013-03-06 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 25,000 380,577 7.03 0.28 7,000 106,562
2013-03-06 2013-03-05 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,400 248,684 -1.35
2013-03-06 2013-03-05 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,400 248,684 -1.35
2013-03-04 2013-03-04 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 11,900 355,577 3.46 0.28 3,332 99,562
2013-03-04 2013-02-28 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 1,293 343,677 0.38 0.27 349 92,793
2013-02-27 2013-02-26 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) 		A - Award 125,000 125,000
2013-02-25 2013-02-25 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 2,500 342,384 0.74 0.27 675 92,444
2013-02-25 2013-02-25 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 15,723 339,884 4.85 0.26 4,088 88,370
2013-02-25 2013-02-21 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 898 324,161 0.28 0.26 233 84,282
2013-01-30 2013-01-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 300,000 300,000
2012-12-27 2012-12-26 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -6,000 252,084 -2.32
2012-12-27 2012-12-21 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -3,200 49,300 -6.10
2012-11-21 2012-11-19 4 SGBX SG BLOCKS, INC.
Common Stock 		P - Purchase 30,000 30,000 0.35 10,500 10,500
2012-11-15 2012-11-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 20,000 806,917 2.54 1.15 23,000 927,955
2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,725 786,917 0.48 1.29 4,805 1,015,123
2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,275 783,192 0.16 1.28 1,632 1,002,486
2012-10-11 2012-10-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 10,000 781,917 1.30 1.25 12,500 977,396
2012-10-05 2012-10-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 771,917 0.65 1.34 6,700 1,034,369
2012-09-07 2012-09-06 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 27,262 323,263 9.21 0.28 7,633 90,514
2012-09-05 2012-08-31 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 200 296,001 0.07 0.28 56 82,880
2012-08-30 2012-08-28 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 7,500 295,801 2.60 0.28 2,100 82,824
2012-08-29 2012-08-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2012-08-29 2012-08-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 20,000 766,917 2.68 0.22 4,400 168,722
2012-08-27 2012-08-23 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 800 288,301 0.28 0.28 224 80,724
2012-08-22 2012-08-22 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 2,000 287,501 0.70 0.28 560 80,500
2012-08-22 2012-08-21 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 3,000 285,501 1.06 0.28 840 79,940
2012-08-22 2012-08-20 4 ROX Castle Brands Inc
Common Stock 		P - Purchase 6,000 282,501 2.17 0.28 1,680 79,100
2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,550 746,917 0.21 1.34 2,077 1,000,869
2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 2,400 745,367 0.32 1.33 3,192 991,338
2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 1,050 742,967 0.14 1.32 1,386 980,716
2012-08-16 2012-08-07 4/A SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) 		A - Award 14,286 14,286
2012-08-09 2012-08-07 4 SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) 		A - Award 38,462 38,462
2012-06-12 2012-06-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) 		A - Award 500,000 500,000
2012-05-31 2012-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,200 741,917 0.57 1.44 6,048 1,068,360
2012-05-31 2012-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 800 737,717 0.11 1.43 1,144 1,054,935
2012-05-30 2012-05-29 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -6,102 245,795 -2.42
2012-05-30 2012-05-25 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift 50,000 50,000
2012-05-30 2012-05-25 4 VGR VECTOR GROUP LTD
Common Stock 		G - Gift -50,000 251,897 -16.56
2012-05-25 2012-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 736,917 0.68 1.52 7,600 1,120,114
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 4,521 731,917 0.62 1.47 6,646 1,075,918
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 454 727,396 0.06 1.46 663 1,061,998
2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 25 726,942 0.00 1.45 36 1,054,066
2012-04-16 2012-04-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 3,000 726,917 0.41 1.64 4,920 1,192,144
2012-04-11 2012-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 723,917 0.70 1.58 7,900 1,143,789
2012-04-04 2012-04-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 718,917 0.70 1.79 8,950 1,286,861
2012-03-26 2012-03-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		P - Purchase 5,000 713,917 0.71 1.86 9,300 1,327,886
2012-03-22 2012-03-20 4 SGBX SG BLOCKS, INC.
Stock Option (Right-to-Buy) 		A - Award 20,000 20,000
2012-02-02 2012-01-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		A - Award 600,000 600,000
2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		F - Taxes -7,214 708,917 -1.01 2.44 -17,602 1,729,757
2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock 		M - Exercise 20,000 716,131 2.87 0.88 17,600 630,195
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）