偉世通公司
US ˙ NasdaqGS ˙ US92839U2069

簡介

本頁面提供了有關 Karl J Krapek 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Karl J Krapek已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PRU / Prudential Financial, Inc. Director 38,455
US:NOC / Northrop Grumman Corporation Director 23,942
US:AVCT / American Virtual Cloud Technologies Inc Director 60,000
US:VC / Visteon Corporation Director 2,731
如何解讀這些圖表

以下圖表顯示了在Karl J Krapek進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

VC / Visteon Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 VC / Visteon Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VC / Visteon Corporation Insider Trades
VC / Visteon Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 VC / Visteon Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VC / Visteon Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Karl J Krapek 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2023-05-11 2023-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,517 38,455 -3.80 81.50 -123,636 3,134,082
2023-05-11 2023-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,517 39,972 3.94
2023-04-04 2023-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 76 23,942 0.32 461.72 35,091 11,054,500
2023-01-04 2022-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 64 23,788 0.27 545.00 34,880 12,964,460
2022-10-04 2022-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 74 23,650 0.31 470.32 34,804 11,123,068
2022-07-05 2022-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 72 23,497 0.31 478.57 34,457 11,244,959
2022-05-19 2022-05-18 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 385 23,344 1.68 454.87 175,125 10,618,485
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
M - Exercise -1,494 0 -100.00
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2022 Restricted Stock Units
A - Award 1,438 1,438
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,494 38,455 -3.74 104.25 -155,750 4,008,934
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,494 39,949 3.89
2022-04-04 2022-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 75 22,959 0.33 447.22 33,542 10,267,724
2022-03-15 2022-03-11 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,494 1.08 106.05 1,697 158,439
2022-03-15 2022-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 66 5,898 1.13 106.05 6,999 625,483
2022-02-15 2022-02-14 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
G - Gift -1,260 22,807 -5.24
2022-01-10 2022-01-06 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -3,949 5,832 -40.37 111.40 -439,919 649,685
2022-01-04 2021-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 87 24,067 0.36 387.07 33,675 9,315,614
2021-12-20 2021-12-16 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 15 1,477 1.03 108.05 1,621 159,590
2021-12-20 2021-12-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 103 9,782 1.06 108.05 11,129 1,056,945
2021-11-15 2021-11-11 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
S - Sale -2,800 23,882 -10.49 357.25 -1,000,300 8,531,844
2021-10-04 2021-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 94 26,682 0.35 360.15 33,854 9,609,522
2021-09-20 2021-09-16 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,462 1.11 103.61 1,658 151,478
2021-09-20 2021-09-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 106 9,679 1.11 103.61 10,983 1,002,841
2021-07-14 2021-06-30 4/A NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 185 26,494 0.70 363.43 67,235 9,628,714
2021-07-02 2021-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 190 26,499 0.72 363.43 69,052 9,630,532
2021-06-21 2021-06-17 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,446 1.12 100.64 1,610 145,525
2021-06-21 2021-06-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 108 9,572 1.14 100.64 10,869 963,326
2021-05-21 2021-05-19 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 458 26,309 1.77 370.90 169,872 9,758,008
2021-05-13 2021-05-11 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 1,429 1,429
2021-04-02 2021-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 101 25,851 0.39 323.64 32,688 8,366,418
2021-03-15 2021-03-11 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 36 2,933 1.24 92.41 3,327 271,039
2021-03-15 2021-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 80 6,531 1.24 92.41 7,393 603,530
2021-02-04 2021-02-02 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
G - Gift -3,329 25,645 -11.49
2021-01-22 2021-01-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -3,897 6,450 -37.66 84.86 -330,699 547,347
2021-01-05 2020-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 107 28,974 0.37 304.72 32,605 8,828,957
2021-01-05 2021-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 480 10,347 4.86 78.07 37,474 807,790
2020-12-18 2020-12-17 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 40 2,897 1.40 77.66 3,106 224,981
2020-12-18 2020-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 137 9,867 1.41 77.66 10,639 766,271
2020-10-02 2020-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 590 9,729 6.46 63.52 37,477 617,986
2020-10-01 2020-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 103 28,761 0.36 315.49 32,495 9,073,808
2020-09-21 2020-09-17 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 45 2,857 1.60 68.59 3,087 195,962
2020-09-21 2020-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 144 9,139 1.60 68.59 9,877 626,844
2020-07-02 2020-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 106 28,565 0.37 307.44 32,589 8,782,024
2020-07-01 2020-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 672 8,995 8.07 60.90 40,925 547,796
2020-06-22 2020-06-18 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 47 2,811 1.70 64.04 3,010 180,016
2020-06-22 2020-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 140 8,322 1.71 64.04 8,966 532,941
2020-05-22 2020-05-20 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 499 28,363 1.79 320.40 159,880 9,087,505
2020-05-14 2020-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 2,764 2,764
2020-04-20 2020-04-07 4 AVCT American Virtual Cloud Technologies, Inc.
Restricted Stock Units
A - Award 60,000 60,000
2020-04-02 2020-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 863 6,574 15.11 52.14 44,997 342,768
2020-04-02 2020-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 108 27,864 0.39 302.55 32,675 8,430,253
2020-03-16 2020-03-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 132 5,710 2.37 46.31 6,113 264,430
2020-03-16 2020-03-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 37 1,607 2.36 46.31 1,713 74,420
2020-01-23 2020-01-22 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -3,739 5,578 -40.13 95.49 -357,037 532,643
2020-01-03 2019-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 95 27,679 0.34 343.97 32,677 9,520,746
2020-01-02 2020-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 480 9,317 5.43 93.74 44,995 873,376
2019-12-16 2019-12-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 16 1,570 1.03 94.55 1,513 148,444
2019-12-16 2019-12-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 92 8,837 1.05 94.55 8,699 835,538
2019-10-03 2019-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 500 8,745 6.06 89.95 44,975 786,613
2019-10-02 2019-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 86 27,500 0.31 374.79 32,232 10,306,725
2019-09-20 2019-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
M - Exercise -17,007 8,245 -67.35
2019-09-20 2019-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
M - Exercise -20,448 0 -100.00
2019-09-20 2019-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 17,007 38,455 79.29
2019-09-20 2019-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 20,448 21,448 2,044.80
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 17 1,554 1.11 88.22 1,500 137,094
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 283 25,252 1.13 88.22 24,966 2,227,731
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 229 20,448 1.13 88.22 20,202 1,803,923
2019-07-02 2019-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 445 24,969 1.81 101.00 44,945 2,521,869
2019-07-02 2019-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 101 27,330 0.37 323.11 32,634 8,830,596
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 15 1,536 0.99 100.13 1,502 153,800
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 242 24,523 1.00 100.13 24,231 2,455,488
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 199 20,219 0.99 100.13 19,926 2,024,528
2019-05-17 2019-05-15 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 543 27,131 2.04 294.49 159,908 7,989,808
2019-05-16 2019-05-14 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 1,521 1,521
2019-04-02 2019-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 489 22,722 2.20 91.88 44,929 2,087,697
2019-04-02 2019-03-29 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
A - Award 118 26,588 0.45 269.60 31,813 7,168,125
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 16 1,558 1.04 95.27 1,524 148,431
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 230 22,232 1.05 95.27 21,912 2,118,043
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 207 20,019 1.04 95.27 19,721 1,907,210
2019-01-23 2019-01-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -5,686 22,001 -20.54 91.17 -518,393 2,005,831
2019-01-03 2019-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 551 27,688 2.03 81.55 44,934 2,257,956
2019-01-03 2018-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 232 26,380 0.89 244.90 56,817 6,460,462
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 16 1,542 1.05 82.74 1,324 127,585
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 291 27,136 1.08 82.74 24,077 2,245,233
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 213 19,811 1.09 82.74 17,624 1,639,162
2018-10-02 2018-09-28 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 189 26,148 0.73 317.37 59,983 8,298,591
2018-10-02 2018-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 444 26,844 1.68 101.32 44,986 2,719,834
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 14 1,526 0.93 97.08 1,359 148,144
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 242 26,400 0.93 97.08 23,493 2,562,912
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 180 19,598 0.93 97.08 17,474 1,902,574
2018-08-02 2018-07-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
G - Gift -3,382 25,959 -11.53
2018-08-02 2018-07-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
G - Gift -833 29,341 -2.76
2018-07-03 2018-06-29 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 188 30,174 0.63 307.70 57,848 9,284,540
2018-07-02 2018-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 481 26,157 1.87 93.51 44,978 2,445,941
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 13 1,512 0.87 98.75 1,284 149,310
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 231 25,676 0.91 98.75 22,811 2,535,505
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 175 19,418 0.91 98.75 17,281 1,917,528
2018-05-18 2018-05-16 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 483 29,986 1.64 321.16 155,120 9,630,304
2018-05-10 2018-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 1,498 1,498
2018-04-03 2018-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 434 24,013 1.84 103.55 44,941 2,486,546
2018-04-03 2018-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 170 29,503 0.58 349.12 59,350 10,300,087
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 11 1,431 0.77 108.49 1,193 155,249
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 193 23,578 0.83 108.49 20,939 2,557,977
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 158 19,243 0.83 108.49 17,141 2,087,673
2018-01-19 2018-01-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -5,406 23,384 -18.78 123.44 -667,317 2,886,521
2018-01-03 2018-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 391 28,790 1.38 114.98 44,957 3,310,274
2018-01-03 2017-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 189 29,333 0.65 306.91 58,006 9,002,591
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 9 1,419 0.64 114.47 1,030 162,433
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 184 28,399 0.65 114.47 21,062 3,250,834
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 124 19,084 0.65 114.47 14,194 2,184,545
2017-10-03 2017-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 205 29,144 0.71 287.72 58,983 8,385,312
2017-10-02 2017-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 423 28,214 1.52 106.32 44,973 2,999,712
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 10 1,410 0.71 101.97 1,020 143,778
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 202 27,791 0.73 101.97 20,598 2,833,848
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 138 18,960 0.73 101.97 14,072 1,933,351
2017-07-27 3 WRLS PENSARE ACQUISITION Corp
Common Stock
54,000
2017-07-27 3 WRLS PENSARE ACQUISITION Corp
Common Stock
54,000
2017-07-05 2017-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 574 27,588 2.12 108.14 62,072 2,983,366
2017-07-05 2017-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 223 28,939 0.78 256.71 57,246 7,428,931
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 9 1,400 0.65 108.28 975 151,592
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 185 27,013 0.69 108.28 20,032 2,924,968
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 129 18,822 0.69 108.28 13,968 2,038,046
2017-05-19 2017-05-17 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 609 28,716 2.17 246.32 150,009 7,073,325
2017-05-11 2017-05-09 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 1,390 1,390
2017-04-04 2017-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 621 24,821 2.57 106.68 66,248 2,647,904
2017-04-04 2017-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 228 28,107 0.82 237.84 54,228 6,684,969
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 13 2,006 0.65 111.62 1,451 223,910
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 161 24,200 0.67 111.62 17,971 2,701,204
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 124 18,692 0.67 111.62 13,841 2,086,401
2017-01-26 2017-01-24 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -4,388 24,039 -15.44 104.49 -458,502 2,511,835
2017-01-04 2016-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 233 27,879 0.84 232.58 54,191 6,484,098
2017-01-04 2016-12-28 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
G - Gift -728 27,646 -2.57 232.62 -169,347 6,431,013
2017-01-03 2017-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 636 28,427 2.29 104.06 66,182 2,958,114
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 12 1,993 0.61 107.08 1,285 213,410
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 180 27,791 0.65 107.08 19,274 2,975,860
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 120 18,567 0.65 107.08 12,850 1,988,154
2016-10-04 2016-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 259 28,374 0.92 213.95 55,413 6,070,617
2016-10-04 2016-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 811 27,610 3.03 81.65 66,218 2,254,356
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 17 1,980 0.87 80.45 1,368 159,291
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 231 26,799 0.87 80.45 18,584 2,155,980
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 159 18,447 0.87 80.45 12,792 1,484,061
2016-07-06 2016-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 928 26,568 3.62 71.34 66,204 1,895,361
2016-07-05 2016-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 261 28,115 0.94 222.28 58,015 6,249,402
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 18 1,962 0.93 71.74 1,291 140,754
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 247 25,639 0.97 71.74 17,720 1,839,342
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 176 18,288 0.97 71.74 12,626 1,311,981
2016-05-20 2016-05-18 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 677 27,854 2.49 214.14 144,973 5,964,656
2016-05-12 2016-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 1,944 1,944
2016-04-05 2016-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 917 23,595 4.04 72.22 66,226 1,704,031
2016-04-04 2016-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 255 27,177 0.95 197.90 50,464 5,378,328
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 16 1,795 0.90 73.36 1,174 131,681
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 214 22,678 0.95 73.36 15,699 1,663,658
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 171 18,111 0.95 73.36 12,545 1,328,623
2016-01-15 2016-01-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -3,884 22,464 -14.74 73.12 -283,998 1,642,568
2016-01-05 2016-01-01 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 282 26,922 1.06 188.81 53,244 5,083,143
2016-01-05 2015-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 467 26,640 1.78 188.81 88,174 5,029,898
2016-01-05 2016-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 813 26,348 3.18 81.41 66,186 2,144,991
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 15 1,778 0.85 81.85 1,228 145,529
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 216 25,534 0.85 81.85 17,680 2,089,958
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 152 17,940 0.85 81.85 12,441 1,468,389
2015-10-02 2015-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 528 26,173 2.06 165.95 87,622 4,343,409
2015-10-02 2015-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 869 25,318 3.55 76.21 66,226 1,929,485
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 12 1,763 0.69 78.19 938 137,849
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 180 24,448 0.74 78.19 14,074 1,911,589
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 130 17,788 0.74 78.19 10,165 1,390,844
2015-07-02 2015-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 540 25,645 2.15 158.63 85,660 4,068,066
2015-07-01 2015-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 756 24,268 3.22 87.52 66,165 2,123,935
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 11 1,750 0.63 89.76 987 157,080
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 150 23,512 0.64 89.76 13,464 2,110,437
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 113 17,657 0.64 89.76 10,143 1,584,892
2015-05-14 2015-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 1,739 1,739
2015-04-02 2015-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 508 25,105 2.07 160.96 81,768 4,040,901
2015-04-02 2015-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 824 21,539 3.98 80.31 66,175 1,729,797
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 13 1,821 0.72 80.21 1,043 146,062
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 148 20,714 0.72 80.21 11,871 1,661,470
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 125 17,543 0.72 80.21 10,026 1,407,124
2015-02-20 2015-02-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -5,178 20,566 -20.11 80.95 -419,159 1,664,818
2015-01-05 2014-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 561 24,597 2.33 147.39 82,686 3,625,352
2015-01-05 2015-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 635 25,744 2.53 90.46 57,442 2,328,802
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 11 1,808 0.61 89.93 989 162,593
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 160 25,108 0.64 89.93 14,389 2,257,962
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 111 17,417 0.64 89.93 9,982 1,566,311
2014-10-02 2014-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 653 24,947 2.69 87.94 57,425 2,193,839
2014-10-02 2014-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 624 24,036 2.67 131.76 82,218 3,166,983
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 10 1,796 0.56 92.95 930 166,938
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 137 24,294 0.57 92.95 12,734 2,258,127
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 98 17,306 0.57 92.95 9,109 1,608,593
2014-07-02 2014-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 667 23,412 2.93 119.63 79,793 2,800,778
2014-07-02 2014-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 497 24,156 2.10 88.77 44,119 2,144,328
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 10 1,786 0.56 90.01 900 160,758
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 138 23,658 0.59 90.01 12,421 2,129,457
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 100 17,208 0.58 90.01 9,001 1,548,892
2014-05-15 2014-05-13 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 1,775 1,775
2014-04-03 2014-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 502 21,677 2.37 84.65 42,494 1,834,958
2014-04-02 2014-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 615 22,745 2.78 123.38 75,879 2,806,278
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 11 1,842 0.60 87.69 965 161,525
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 127 21,175 0.60 87.69 11,137 1,856,836
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 102 17,107 0.60 87.69 8,944 1,500,113
2014-02-14 2014-02-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -4,583 21,048 -17.88 84.53 -387,401 1,779,187
2014-02-14 2014-02-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
I - Other -4,583 21,048 -17.88 84.53 -387,401 1,779,187
2014-02-12 2013-09-09 5 PRU PRUDENTIAL FINANCIAL INC
Common Stock
L - Other 7 1,007 0.70 83.57 585 84,155
2014-01-28 2014-01-27 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other -2,349 22,130 -9.60 112.70 -264,732 2,494,051
2014-01-28 2014-01-27 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 2,349 24,479 10.61 112.70 264,732 2,758,783
2014-01-03 2013-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 670 22,130 3.12 114.61 76,789 2,536,319
2014-01-02 2014-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 365 25,631 1.44 92.22 33,660 2,363,691
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 10 1,831 0.55 90.17 902 165,101
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 147 25,265 0.59 90.17 13,255 2,278,145
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 99 17,004 0.59 90.17 8,927 1,533,251
2013-10-03 2013-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 432 25,118 1.75 77.98 33,687 1,958,702
2013-10-02 2013-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 803 21,460 3.89 95.26 76,494 2,044,280
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 9 1,821 0.50
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 124 24,685 0.50
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 85 16,905 0.51
2013-07-03 2013-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 462 24,560 1.92 73.03 33,740 1,793,617
2013-07-01 2013-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 915 20,657 4.63 82.80 75,762 1,710,400
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 10 1,811 0.56 71.91 719 130,229
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 133 24,098 0.55 71.91 9,564 1,732,887
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 93 16,819 0.56 71.91 6,688 1,209,454
2013-05-16 2013-05-14 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 1,801 1,801
2013-04-03 2013-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 572 21,548 2.73 58.99 33,742 1,271,117
2013-04-02 2013-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,079 19,742 5.78 70.15 75,692 1,384,901
2013-03-25 2013-03-21 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 142 20,976 0.68 58.33 8,283 1,223,530
2013-03-25 2013-03-21 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 113 16,726 0.68 58.33 6,591 975,628
2013-03-25 2013-03-21 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 16 2,416 0.67 58.33 933 140,925
2013-01-03 2012-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,075 18,663 6.11 67.58 72,648 1,261,246
2013-01-03 2013-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 632 20,833 3.13 53.33 33,705 1,111,024
2012-12-18 2012-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 615 20,201 3.14 50.92 31,316 1,028,635
2012-12-18 2012-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 506 16,612 3.14 50.92 25,766 845,883
2012-12-18 2012-12-14 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 73 2,399 3.14 50.92 3,717 122,157
2012-10-03 2012-10-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 619 19,585 3.26 54.51 33,742 1,067,578
2012-10-02 2012-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,091 17,588 6.61 66.43 72,475 1,168,371
2012-07-03 2012-06-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,106 16,497 7.19 63.79 70,552 1,052,344
2012-07-03 2012-07-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 696 18,966 3.81 48.43 33,707 918,523
2012-05-10 2012-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 2,326 2,326
2012-04-03 2012-04-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 532 16,351 3.36 63.39 33,723 1,036,490
2012-04-03 2012-03-30 4 VC VISTEON CORP
DCP Visteon Stock Units
A - Award 403 2,731 17.31 52.62 21,206 143,705
2012-04-03 2012-03-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,120 15,391 7.85 61.08 68,410 940,082
2012-02-02 2012-01-31 4 VC VISTEON CORP
DCP Visteon Stock Units
A - Award 439 2,327 23.25 48.35 21,226 112,510
2012-01-04 2011-12-31 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,103 14,271 8.38 61.47 67,801 877,238
2012-01-04 2012-01-01 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 673 15,819 4.44 50.12 33,731 792,848
2011-10-04 2011-09-30 4 NOC NORTHROP GRUMMAN CORP /DE/
Common Stock
J - Other 1,071 13,168 8.85 62.83 67,291 827,345
2008-09-18 3 NOC NORTHROP GRUMMAN CORP /DE/
See footnote.
0
2004-03-12 3/A (PRU) PRUDENTIAL FINANCIAL INC
No Security owned
0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)