CNO Financial Group, Inc. - 公司債/票據
US ˙ NYSE ˙ US12621E3018

簡介

本頁面提供了有關 John R Kline 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示John R Kline已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
President and CEO, Director 30,761
US:CNO / CNO Financial Group, Inc. SVP and CAO 64,730
如何解讀這些圖表

以下圖表顯示了在John R Kline進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note內部人士買入 - 短期收益分析

在這一部分,我們分析了在 CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note Insider Trades
CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-02-25 CNO KLINE JOHN R 9,757 24.7871 9,757 24.7871 241,848 279 22.06 -26,608 -11.00
2020-12-16 CNO KLINE JOHN R 26,313 23.1800 26,313 23.1800 609,935
2017-03-06 CNO KLINE JOHN R 13,500 20.8400 13,500 20.8400 281,340
2016-05-26 CNO KLINE JOHN R 25,000 20.1461 25,000 20.1461 503,652
2014-11-19 CNO KLINE JOHN R 20,000 17.4900 20,000 17.4900 349,800
2013-03-04 CNO KLINE JOHN R 25,000 10.8094 25,000 10.8094 270,235
2013-03-04 CNO KLINE JOHN R 20,770 10.8410 20,770 10.8410 225,168
2013-03-04 CNO KLINE JOHN R 6,686 10.8421 6,686 10.8421 72,490
2013-03-04 CNO KLINE JOHN R 3,173 10.8401 3,173 10.8401 34,396
2013-03-04 CNO KLINE JOHN R 10,348 10.8383 10,348 10.8383 112,155
2013-03-04 CNO KLINE JOHN R 9,867 10.8216 9,867 10.8216 106,777

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNO.PRA / CNO Financial Group, Inc. - Corporate Bond/Note Insider Trades
歷史內部人交易

該表格顯示了由 John R Kline 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2025-02-14 2024-12-17 4/A NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share
J - Other 30,761 30,761
2024-12-19 2024-12-17 4 NONE New Mountain Private Credit Fund
Common shares of ben. interest, par value $0.001 per share
J - Other 31,715 31,715
2023-12-07 2023-12-06 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale X -5,757 64,730 -8.17 27.07 -155,853 1,752,364
2023-11-30 2023-11-29 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale X -6,406 70,487 -8.33 26.61 -170,491 1,875,962
2023-11-16 2023-11-16 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale X -9,479 76,893 -10.97 25.20 -238,886 1,937,827
2023-06-20 2023-06-18 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -62 86,372 -0.07 23.00 -1,426 1,986,556
2023-03-28 2023-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,146 86,434 -1.31 21.12 -24,204 1,825,486
2023-02-16 2023-02-14 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -129 87,580 -0.15 25.57 -3,299 2,239,421
2023-02-16 2023-02-14 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 4,300 87,709 5.16 25.57 109,951 2,242,719
2023-02-16 2023-02-14 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -3,778 83,409 -4.33 25.57 -96,603 2,132,768
2023-02-16 2023-02-14 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 12,000 87,187 15.96 25.57 306,840 2,229,372
2022-06-21 2022-06-17 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -61 75,187 -0.08 17.40 -1,061 1,308,254
2022-03-29 2022-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,059 75,248 -1.39 25.88 -27,407 1,947,418
2022-02-17 2022-02-15 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -114 76,307 -0.15 24.99 -2,849 1,906,912
2022-02-17 2022-02-15 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 3,800 76,421 5.23 24.99 94,962 1,909,761
2022-02-17 2022-02-15 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -2,989 72,621 -3.95 24.99 -74,695 1,814,799
2022-02-17 2022-02-15 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 9,499 75,610 14.37 24.99 237,380 1,889,494
2021-09-30 2021-09-28 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -303 66,111 -0.46 23.87 -7,233 1,578,070
2021-06-22 2021-06-18 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -63 66,414 -0.09 22.59 -1,423 1,500,292
2021-03-29 2021-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -874 66,477 -1.30 24.78 -21,658 1,647,300
2021-03-01 2021-02-25 4 CNO CNO Financial Group, Inc.
Employee Stock Option (right to buy)
M - Exercise -11,370 0 -100.00
2021-03-01 2021-02-25 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -9,757 67,351 -12.65 24.79 -241,848 1,669,436
2021-03-01 2021-02-25 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 11,370 77,108 17.30 19.15 217,736 1,476,618
2021-02-18 2021-02-16 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -78 65,738 -0.12 22.97 -1,792 1,510,002
2021-02-18 2021-02-16 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 4,200 65,816 6.82 22.97 96,474 1,511,794
2021-02-18 2021-02-16 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,336 61,616 -2.12 22.97 -30,688 1,415,320
2021-02-18 2021-02-16 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 3,855 62,952 6.52 22.97 88,549 1,446,007
2020-12-18 2020-12-16 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -26,313 59,097 -30.81 23.18 -609,935 1,369,868
2020-09-29 2020-09-28 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -304 85,410 -0.35 16.27 -4,946 1,389,621
2020-06-22 2020-06-18 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -21 85,714 -0.02 15.50 -326 1,328,567
2020-06-22 2020-06-18 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 700 85,735 0.82 15.50 10,850 1,328,892
2020-03-27 2020-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -678 85,035 -0.79 12.88 -8,733 1,095,251
2020-03-02 2020-02-27 4 CNO CNO Financial Group, Inc.
Employee Stock Option (right to buy)
M - Exercise -15,200 0 -100.00
2020-03-02 2020-02-27 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -11,501 85,713 -11.83 16.53 -190,112 1,416,836
2020-03-02 2020-02-27 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 15,200 97,214 18.53 10.88 165,376 1,057,688
2020-02-20 2020-02-18 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -91 82,014 -0.11 19.39 -1,764 1,590,251
2020-02-20 2020-02-18 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 4,900 0 -100.00 19.39 95,011
2020-02-20 2020-02-18 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,852 77,205 -2.34 19.39 -35,910 1,497,005
2020-02-20 2020-02-18 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 5,434 79,057 7.38 19.39 105,365 1,532,915
2019-09-30 2019-09-28 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -304 73,623 -0.41 15.99 -4,861 1,177,232
2019-03-27 2019-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -424 73,927 -0.57 15.90 -6,742 1,175,439
2019-02-21 2019-02-19 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 7,200 7,200
2019-02-21 2019-02-19 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -87 74,351 -0.12 17.48 -1,521 1,299,655
2019-02-21 2019-02-19 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 2,900 74,438 4.05 17.48 50,692 1,301,176
2019-02-21 2019-02-19 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,326 71,538 -1.82 17.48 -23,178 1,250,484
2019-02-21 2019-02-19 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 4,517 72,864 6.61 17.48 78,957 1,273,663
2019-02-20 2019-02-15 4 CNO CNO Financial Group, Inc.
Employee Stock Option (right to buy)
A - Award -16,200 0 -100.00
2019-02-20 2019-02-15 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -9,967 68,347 -12.73 17.31 -172,529 1,183,087
2019-02-20 2019-02-15 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 16,200 78,314 26.08 7.51 121,662 588,138
2018-10-01 2018-09-28 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -104 62,114 -0.17 21.22 -2,207 1,318,059
2018-10-01 2018-09-28 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 3,472 62,218 5.91 21.22 73,676 1,320,266
2018-03-27 2018-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -243 58,746 -0.41 21.24 -5,161 1,247,765
2018-02-28 2018-02-26 4 CNO CNO Financial Group, Inc.
Employee Stock Option (right to buy)
A - Award -17,000 0 -100.00
2018-02-28 2018-02-26 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -8,773 54,182 -13.94 23.43 -205,551 1,269,484
2018-02-28 2018-02-26 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 17,000 62,955 36.99 7.38 125,460 464,608
2018-02-23 2018-02-21 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 5,010 5,010
2018-02-23 2018-02-21 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
F - Taxes -63 2,027 -3.01
2018-02-23 2018-02-21 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 2,090 2,090
2018-02-23 2018-02-21 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -2,219 45,955 -4.61 23.33 -51,769 1,072,130
2018-02-23 2018-02-21 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 6,963 48,174 16.90 23.33 162,447 1,123,899
2017-11-21 2017-11-20 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -85 41,211 -0.21 24.02 -2,042 989,888
2017-03-07 2017-03-06 4 CNO CNO Financial Group, Inc.
Stock Options
M - Exercise -13,500 0 -100.00
2017-03-07 2017-03-06 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -13,500 41,296 -24.64 20.84 -281,340 860,609
2017-03-07 2017-03-06 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 13,500 54,796 32.69 6.45 87,075 353,434
2017-02-27 2017-02-23 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 8,850 8,850
2017-02-27 2017-02-23 4 CNO CNO Financial Group, Inc.
Restricted Stock Units
A - Award 2,780 2,780
2017-02-27 2017-02-23 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 1,280 41,296 3.20
2017-02-03 2016-03-25 5 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -355 40,016 -0.88 18.06 -6,411 722,689
2016-05-27 2016-05-26 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -25,000 40,371 -38.24 20.15 -503,652 813,318
2016-02-25 2016-02-23 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 17,300 17,300
2016-02-25 2016-02-23 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 4,345 65,371 7.12
2015-03-27 2015-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -904 61,026 -1.46 16.99 -15,359 1,036,832
2015-02-27 2015-02-25 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 14,530 14,530
2015-02-27 2015-02-25 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 4,987 61,930 8.76
2014-11-20 2014-11-19 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -20,000 56,943 -25.99 17.49 -349,800 995,933
2014-03-27 2014-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -908 76,943 -1.17 18.61 -16,898 1,431,909
2014-03-24 2014-03-20 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 11,370 11,370
2014-03-11 2014-03-08 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -616 77,851 -0.79 18.88 -11,630 1,469,827
2014-03-03 2014-02-27 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 5,628 78,467 7.73
2013-03-27 2013-03-25 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -551 72,839 -0.75 11.49 -6,331 836,920
2013-03-20 2013-03-18 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,111 73,390 -1.49 11.55 -12,832 847,654
2013-03-12 2013-03-08 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -616 74,501 -0.82 11.33 -6,979 844,096
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Stock Option
M - Exercise -13,500 13,500 -50.00
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Stock Option
M - Exercise -20,000 0 -100.00
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Stock Option
M - Exercise -8,000 0 -100.00
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Stock Option
M - Exercise -7,000 0 -100.00
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Stock Option
M - Exercise -21,000 0 -100.00
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -9,867 75,117 -11.61 10.82 -106,777 812,886
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 13,500 84,984 18.89 6.45 87,075 548,147
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -10,348 71,484 -12.65 10.84 -112,155 774,765
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 20,000 81,832 32.35 3.05 61,000 249,588
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -3,173 61,832 -4.88 10.84 -34,396 670,265
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 8,000 65,005 14.03 1.13 9,040 73,456
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -6,686 57,005 -10.50 10.84 -72,490 618,054
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 7,000 63,691 12.35 10.02 70,140 638,184
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -20,770 56,691 -26.81 10.84 -225,168 614,587
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
M - Exercise 21,000 77,461 37.19 10.55 221,550 817,214
2013-03-05 2013-03-04 4 CNO CNO Financial Group, Inc.
Common Stock
S - Sale -25,000 56,461 -30.69 10.81 -270,235 610,310
2013-03-01 2013-02-27 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 15,200 15,200
2013-03-01 2013-02-27 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 10,148 81,461 14.23
2013-03-01 2013-02-27 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 3,300 71,313 4.85
2012-04-03 2012-03-31 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -2,096 68,013 -2.99 7.78 -16,307 529,141
2012-03-20 2012-03-18 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -1,079 70,109 -1.52 7.84 -8,459 549,655
2012-03-09 2012-03-08 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -598 71,188 -0.83 7.55 -4,515 537,469
2012-03-05 2012-03-02 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -357 71,786 -0.49 7.48 -2,670 536,959
2012-03-01 2012-02-28 4 CNO CNO Financial Group, Inc.
Stock Options
A - Award 16,200 16,200
2012-03-01 2012-02-28 4 CNO CNO Financial Group, Inc.
Common Stock
A - Award 5,100 72,143 7.61
2011-03-04 2011-03-02 4 CNO CNO Financial Group, Inc.
Common Stock
F - Taxes -341 64,519 -0.53 7.25 -2,472 467,763
2004-02-24 2004-02-20 4 CNO CONSECO INC
Common Stock
A - Award 50,000 50,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)