David L King - Insider Trading Tracker

Tri-Continental Corporation - 首選安全

US ˙ NYSE

簡介

本頁面提供了有關 David L King 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示David L King已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:TY / Tri-Continental Corporation		145,637

如何解讀這些圖表

以下圖表顯示了在David L King進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

TY.PR / Tri-Continental Corporation - Preferred Security內部人士買入 - 短期收益分析

在這一部分，我們分析了在 TY.PR / Tri-Continental Corporation - Preferred Security 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2020-03-02	TY	KING DAVID L	47	25.5400	47	25.5400	1,200	359	31.2700	270	22.47
2020-03-02	TY	KING DAVID L	49	25.5100	49	25.5100	1,250
2020-03-02	TY	KING DAVID L	200	25.4900	200	25.4900	5,098
2020-03-02	TY	KING DAVID L	680	25.4600	680	25.4600	17,313
2020-03-02	TY	KING DAVID L	158	25.4500	158	25.4500	4,021
2020-03-02	TY	KING DAVID L	141	25.4400	141	25.4400	3,587
2020-03-02	TY	KING DAVID L	48	25.6200	48	25.6200	1,230
2020-03-02	TY	KING DAVID L	51	25.7400	51	25.7400	1,313
2020-03-02	TY	KING DAVID L	376	25.7900	376	25.7900	9,697
2020-03-02	TY	KING DAVID L	78	25.7100	78	25.7100	2,005
2020-03-02	TY	KING DAVID L	251	25.7000	251	25.7000	6,451
2020-03-02	TY	KING DAVID L	178	25.7200	178	25.7200	4,578
2020-03-02	TY	KING DAVID L	100	25.9100	100	25.9100	2,591
2020-03-02	TY	KING DAVID L	88	25.9000	88	25.9000	2,279
2020-03-02	TY	KING DAVID L	58	26.1400	58	26.1400	1,516
2020-03-02	TY	KING DAVID L	191	26.0200	191	26.0200	4,970
2020-03-02	TY	KING DAVID L	338	26.0000	338	26.0000	8,788
2020-03-02	TY	KING DAVID L	51	25.9900	51	25.9900	1,325
2020-03-02	TY	KING DAVID L	6	26.2200	6	26.2200	157
2020-03-02	TY	KING DAVID L	200	26.2950	200	26.2950	5,259
2020-03-02	TY	KING DAVID L	240	26.2100	240	26.2100	6,290
2020-03-02	TY	KING DAVID L	109	26.2000	109	26.2000	2,856
2020-03-02	TY	KING DAVID L	167	26.1600	167	26.1600	4,369
2020-03-02	TY	KING DAVID L	100	26.2650	100	26.2650	2,626
2020-03-02	TY	KING DAVID L	88	26.2700	88	26.2700	2,312
2020-03-02	TY	KING DAVID L	847	26.3000	847	26.3000	22,276
2020-03-02	TY	KING DAVID L	188	26.3400	188	26.3400	4,952
2020-03-02	TY	KING DAVID L	278	26.3300	278	26.3300	7,320
2020-03-02	TY	KING DAVID L	98	26.3500	98	26.3500	2,582
2020-03-02	TY	KING DAVID L	233	26.2500	233	26.2500	6,116
2020-03-02	TY	KING DAVID L	63	26.2400	63	26.2400	1,653
2020-03-02	TY	KING DAVID L	562	26.1900	562	26.1900	14,719
2020-03-02	TY	KING DAVID L	141	26.0900	141	26.0900	3,679
2020-03-02	TY	KING DAVID L	100	26.1300	100	26.1300	2,613
2020-03-02	TY	KING DAVID L	188	26.1100	188	26.1100	4,909
2020-03-02	TY	KING DAVID L	100	26.1750	100	26.1750	2,618
2020-03-02	TY	KING DAVID L	292	26.1800	292	26.1800	7,645
2020-03-02	TY	KING DAVID L	186	26.1200	186	26.1200	4,858
2020-03-02	TY	KING DAVID L	188	26.1150	188	26.1150	4,910
2020-03-02	TY	KING DAVID L	100	26.3900	100	26.3900	2,639
2020-03-02	TY	KING DAVID L	88	26.4000	88	26.4000	2,323
2020-03-02	TY	KING DAVID L	100	26.3550	100	26.3550	2,636
2020-03-02	TY	KING DAVID L	260	26.3700	260	26.3700	6,856
2020-03-02	TY	KING DAVID L	148	26.3800	148	26.3800	3,904
2020-03-02	TY	KING DAVID L	150	26.3600	150	26.3600	3,954
2020-03-02	TY	KING DAVID L	54	26.6000	54	26.6000	1,436
2020-03-02	TY	KING DAVID L	51	26.5000	51	26.5000	1,352
2020-03-02	TY	KING DAVID L	822	26.2900	822	26.2900	21,610
2020-03-02	TY	KING DAVID L	247	26.2800	247	26.2800	6,491
2020-03-02	TY	KING DAVID L	10	26.3950	10	26.3950	264
2020-03-02	TY	KING DAVID L	32	26.4600	32	26.4600	847
2020-03-02	TY	KING DAVID L	247	26.4500	247	26.4500	6,533
2020-03-02	TY	KING DAVID L	37	26.4400	37	26.4400	978
2020-03-02	TY	KING DAVID L	109	26.4300	109	26.4300	2,881
2020-03-01	TY	KING DAVID L	88	26.6200	88	26.6200	2,343
2017-03-22	TY	KING DAVID L	100	22.8000	100	22.8000	2,280
2017-03-22	TY	KING DAVID L	100	22.7900	100	22.7900	2,279
2017-03-22	TY	KING DAVID L	400	22.8200	400	22.8200	9,128
2017-03-22	TY	KING DAVID L	500	22.8300	500	22.8300	11,415
2017-03-22	TY	KING DAVID L	200	22.8450	200	22.8450	4,569
2017-03-22	TY	KING DAVID L	100	22.8650	100	22.8650	2,286
2017-03-22	TY	KING DAVID L	606	22.8600	606	22.8600	13,853
2017-03-22	TY	KING DAVID L	1,398	22.8500	1,398	22.8500	31,944
2017-03-22	TY	KING DAVID L	1,733	22.8400	1,733	22.8400	39,582
2017-03-22	TY	KING DAVID L	882	22.8700	882	22.8700	20,171
2017-03-22	TY	KING DAVID L	1,672	22.8800	1,672	22.8800	38,255
2017-03-22	TY	KING DAVID L	1,175	22.9000	1,175	22.9000	26,908
2017-03-22	TY	KING DAVID L	1,134	22.8900	1,134	22.8900	25,957
2017-02-01	TY	KING DAVID L	2,295	22.5400	2,295	22.5400	51,729
2017-02-01	TY	KING DAVID L	500	22.5600	500	22.5600	11,280
2017-02-01	TY	KING DAVID L	2,205	22.5800	2,205	22.5800	49,789
2015-03-09	TY	KING DAVID L	200	21.7700	200	21.7700	4,354
2015-03-09	TY	KING DAVID L	100	21.7800	100	21.7800	2,178
2015-03-09	TY	KING DAVID L	543	21.8500	543	21.8500	11,865
2015-03-09	TY	KING DAVID L	205	21.8600	205	21.8600	4,481
2015-03-09	TY	KING DAVID L	1,300	21.8700	1,300	21.8700	28,431
2015-03-09	TY	KING DAVID L	2,100	21.8800	2,100	21.8800	45,948
2015-03-09	TY	KING DAVID L	700	21.8900	700	21.8900	15,323
2015-03-09	TY	KING DAVID L	4,852	21.9000	4,852	21.9000	106,259
2013-06-20	TY	KING DAVID L	500	17.7600	500	17.7600	8,880
2013-06-20	TY	KING DAVID L	2,300	17.7790	2,300	17.7790	40,892
2013-06-20	TY	KING DAVID L	300	17.7800	300	17.7800	5,334
2013-06-20	TY	KING DAVID L	2,000	17.7990	2,000	17.7990	35,598
2013-06-20	TY	KING DAVID L	9,900	17.8000	9,900	17.8000	176,220
2013-06-20	TY	KING DAVID L	199	17.6600	199	17.6600	3,514
2013-06-20	TY	KING DAVID L	365	17.6700	365	17.6700	6,450
2013-06-20	TY	KING DAVID L	800	17.6800	800	17.6800	14,144
2013-06-20	TY	KING DAVID L	900	17.6900	900	17.6900	15,921
2013-06-20	TY	KING DAVID L	12,736	17.7000	12,736	17.7000	225,427
2013-01-17	TY	KING DAVID L	2,500	16.8000	2,500	16.8000	42,000
2013-01-17	TY	KING DAVID L	3,400	16.8400	3,400	16.8400	57,256
2013-01-17	TY	KING DAVID L	9,100	16.8600	9,100	16.8600	153,426
2012-06-18	TY	KING DAVID L	2,501	15.0900	2,501	15.0900	37,740
2012-06-18	TY	KING DAVID L	500	15.1000	500	15.1000	7,550
2012-06-18	TY	KING DAVID L	500	15.1080	500	15.1080	7,554
2012-06-18	TY	KING DAVID L	900	15.1090	900	15.1090	13,598
2012-06-18	TY	KING DAVID L	3,400	15.1200	3,400	15.1200	51,408
2012-06-18	TY	KING DAVID L	1,300	15.1300	1,300	15.1300	19,669
2012-06-18	TY	KING DAVID L	4,000	15.1500	4,000	15.1500	60,600
2012-06-18	TY	KING DAVID L	3,599	15.1600	3,599	15.1600	54,561
2012-06-18	TY	KING DAVID L	1,481	15.1670	1,481	15.1670	22,462
2012-06-18	TY	KING DAVID L	700	15.1700	700	15.1700	10,619
2012-06-18	TY	KING DAVID L	100	15.1750	100	15.1750	1,518
2012-06-18	TY	KING DAVID L	1,019	15.1800	1,019	15.1800	15,468
2012-03-16	TY	KING DAVID L	3,800	16.1400	3,800	16.1400	61,332
2012-03-16	TY	KING DAVID L	1,100	16.1390	1,100	16.1390	17,753
2012-03-16	TY	KING DAVID L	1,000	16.1300	1,000	16.1300	16,130
2012-03-16	TY	KING DAVID L	1,800	16.1290	1,800	16.1290	29,032
2012-03-16	TY	KING DAVID L	2,000	16.1100	2,000	16.1100	32,220
2012-03-16	TY	KING DAVID L	2,700	16.1000	2,700	16.1000	43,470
2012-03-16	TY	KING DAVID L	100	16.0900	100	16.0900	1,609
2012-03-16	TY	KING DAVID L	100	16.0800	100	16.0800	1,608
2012-03-16	TY	KING DAVID L	1,000	16.0700	1,000	16.0700	16,070
2012-03-16	TY	KING DAVID L	1,400	16.0600	1,400	16.0600	22,484
2012-01-05	TY	KING DAVID L	35,000	14.4760	35,000	14.4760	506,660

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TY.PR / Tri-Continental Corporation - Preferred Security Insider Trades

TY.PR / Tri-Continental Corporation - Preferred Security內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 TY.PR / Tri-Continental Corporation - Preferred Security 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 David L King 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	233	145,637	0.16	26.25	6,116	3,822,971
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	98	145,404	0.07	26.35	2,582	3,831,395
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	278	145,306	0.19	26.33	7,320	3,825,907
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	188	145,028	0.13	26.34	4,952	3,820,038
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	847	144,840	0.59	26.30	22,276	3,809,292
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	88	143,993	0.06	26.27	2,312	3,782,696
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	143,905	0.07	26.26	2,626	3,779,665
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	167	143,805	0.12	26.16	4,369	3,761,939
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	109	143,638	0.08	26.20	2,856	3,763,316
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	240	143,529	0.17	26.21	6,290	3,761,895
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	200	143,289	0.14	26.30	5,259	3,767,784
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	6	143,089	0.00	26.22	157	3,751,794
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	51	143,083	0.04	25.99	1,325	3,718,727
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	338	143,032	0.24	26.00	8,788	3,718,832
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	191	142,694	0.13	26.02	4,970	3,712,898
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	58	142,503	0.04	26.14	1,516	3,725,028
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	88	142,445	0.06	25.90	2,279	3,689,326
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	142,357	0.07	25.91	2,591	3,688,470
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	178	142,257	0.13	25.72	4,578	3,658,850
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	251	142,079	0.18	25.70	6,451	3,651,430
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	78	141,828	0.06	25.71	2,005	3,646,398
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	376	141,750	0.27	25.79	9,697	3,655,732
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	51	141,374	0.04	25.74	1,313	3,638,967
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	48	141,323	0.03	25.62	1,230	3,620,695
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	141	141,275	0.10	25.44	3,587	3,594,036
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	158	141,134	0.11	25.45	4,021	3,591,860
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	680	140,976	0.48	25.46	17,313	3,589,249
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	200	140,296	0.14	25.49	5,098	3,576,145
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	49	140,096	0.03	25.51	1,250	3,573,849
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	47	140,047	0.03	25.54	1,200	3,576,800
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	109	150,000	0.07	26.43	2,881	3,964,500
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	37	149,891	0.02	26.44	978	3,963,118
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	247	149,854	0.17	26.45	6,533	3,963,638
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	32	149,607	0.02	26.46	847	3,958,601
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	10	149,575	0.01	26.40	264	3,948,032
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	247	149,565	0.17	26.28	6,491	3,930,568
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	822	149,318	0.55	26.29	21,610	3,925,570
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	51	148,496	0.03	26.50	1,352	3,935,144
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	54	148,445	0.04	26.60	1,436	3,948,637
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	150	148,303	0.10	26.36	3,954	3,909,267
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	148	148,153	0.10	26.38	3,904	3,908,276
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	260	148,005	0.18	26.37	6,856	3,902,892
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	147,745	0.07	26.36	2,636	3,893,819
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	88	147,645	0.06	26.40	2,323	3,897,828
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	147,557	0.07	26.39	2,639	3,894,029
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	188	147,457	0.13	26.12	4,910	3,850,840
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	186	147,269	0.13	26.12	4,858	3,846,666
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	292	147,083	0.20	26.18	7,645	3,850,633
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	146,791	0.07	26.18	2,618	3,842,254
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	188	146,691	0.13	26.11	4,909	3,830,102
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	146,503	0.07	26.13	2,613	3,828,123
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	141	146,403	0.10	26.09	3,679	3,819,654
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	562	146,262	0.39	26.19	14,719	3,830,602
2020-03-03	2020-03-02	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	63	145,700	0.04	26.24	1,653	3,823,168
2020-03-03	2020-03-01	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	88	148,391	0.06	26.62	2,343	3,950,168
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,134	140,000	0.82	22.89	25,957	3,204,600
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,175	138,866	0.85	22.90	26,908	3,180,031
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,672	137,691	1.23	22.88	38,255	3,150,370
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	882	136,019	0.65	22.87	20,171	3,110,755
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,733	135,137	1.30	22.84	39,582	3,086,529
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,398	133,404	1.06	22.85	31,944	3,048,281
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	606	132,006	0.46	22.86	13,853	3,017,657
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	131,400	0.08	22.86	2,286	3,004,461
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	200	131,300	0.15	22.84	4,569	2,999,548
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	500	131,100	0.38	22.83	11,415	2,993,013
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	400	130,600	0.31	22.82	9,128	2,980,292
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	130,200	0.08	22.79	2,279	2,967,258
2017-03-23	2017-03-22	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	130,100	0.08	22.80	2,280	2,966,280
2017-02-02	2017-02-01	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,205	130,000	1.73	22.58	49,789	2,935,400
2017-02-02	2017-02-01	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	500	127,795	0.39	22.56	11,280	2,883,055
2017-02-02	2017-02-01	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,295	127,295	1.84	22.54	51,729	2,869,229
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	4,852	125,000	4.04	21.90	106,259	2,737,500
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	700	120,148	0.59	21.89	15,323	2,630,040
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,100	119,448	1.79	21.88	45,948	2,613,522
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,300	117,348	1.12	21.87	28,431	2,566,401
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	205	116,048	0.18	21.86	4,481	2,536,809
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	543	115,843	0.47	21.85	11,865	2,531,170
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	115,300	0.09	21.78	2,178	2,511,234
2015-03-09	2015-03-09	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	200	115,200	0.17	21.77	4,354	2,507,904
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	12,736	115,000	12.45	17.70	225,427	2,035,500
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	900	102,264	0.89	17.69	15,921	1,809,050
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	800	101,364	0.80	17.68	14,144	1,792,116
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	365	100,564	0.36	17.67	6,450	1,776,966
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	199	100,199	0.20	17.66	3,514	1,769,514
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	9,900	100,000	10.99	17.80	176,220	1,780,000
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,000	90,100	2.27	17.80	35,598	1,603,690
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	300	88,100	0.34	17.78	5,334	1,566,418
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,300	87,800	2.69	17.78	40,892	1,560,996
2013-06-21	2013-06-20	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	500	85,500	0.59	17.76	8,880	1,518,480
2013-01-18	2013-01-17	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	9,100	85,000	11.99	16.86	153,426	1,433,100
2013-01-18	2013-01-17	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	3,400	75,900	4.69	16.84	57,256	1,278,156
2013-01-18	2013-01-17	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,500	72,500	3.57	16.80	42,000	1,218,000
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,019	70,000	1.48	15.18	15,468	1,062,600
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	68,981	0.15	15.18	1,518	1,046,787
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	700	68,881	1.03	15.17	10,619	1,044,925
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,481	68,181	2.22	15.17	22,462	1,034,101
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	3,599	66,700	5.70	15.16	54,561	1,011,172
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	4,000	63,101	6.77	15.15	60,600	955,980
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,300	59,101	2.25	15.13	19,669	894,198
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	3,400	57,801	6.25	15.12	51,408	873,951
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	900	54,401	1.68	15.11	13,598	821,945
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	500	53,501	0.94	15.11	7,554	808,293
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	500	53,001	0.95	15.10	7,550	800,315
2012-06-20	2012-06-18	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,501	52,501	5.00	15.09	37,740	792,240
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,400	50,000	2.88	16.06	22,484	803,000
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,000	48,600	2.10	16.07	16,070	781,002
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	47,600	0.21	16.08	1,608	765,408
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	100	47,500	0.21	16.09	1,609	764,275
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,700	47,400	6.04	16.10	43,470	763,140
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	2,000	44,700	4.68	16.11	32,220	720,117
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,800	42,700	4.40	16.13	29,032	688,708
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,000	40,900	2.51	16.13	16,130	659,717
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	1,100	39,900	2.84	16.14	17,753	643,946
2012-06-19	2012-03-16	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	3,800	38,800	10.86	16.14	61,332	626,232
2012-06-19	2012-01-05	4	TY	TRI-CONTINENTAL CORP Tri-Continental Corporation Common Stock	P - Purchase	35,000	35,000		14.48	506,660	506,660

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

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其他（附有交易描述的腳註）