傑沃公司
US ˙ NasdaqCM ˙ US3743964062

簡介

本頁面提供了有關 Vinod Khosla 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Vinod Khosla已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:LNZA / LanzaTech Global, Inc. 10% Owner 3,678,998
10% Owner 16,323,617
US:RBOT / Vicarious Surgical Inc. 10% Owner 8,000,000
US:GTLB / GitLab Inc. 0
US:QS / QuantumScape Corporation 10% Owner 1,286,463
US:KIND / Nextdoor Holdings, Inc. 10% Owner 0
US:VLD / Velo3D, Inc. 10% Owner 335,972
US:BGRY / Berkshire Grey Inc - Class A 10% Owner 33,981,955
US:KVSC / Khosla Ventures Acquisition Co III - Class A 10% Owner 1,426,605
US:KVSA / Khosla Ventures Acquisition Co - Class A 10% Owner 990,000
US:AFRM / Affirm Holdings, Inc. 10% Owner 338,511
US:GH / Guardant Health, Inc. 10% Owner 0
US:OKTA / Okta, Inc. 197,937
US:NTNX / Nutanix, Inc. 698,491
US:SQ / Block, Inc. 2,549,361
US:RNG / RingCentral, Inc. 10% Owner 1,454,220
US:YUME / YuMe, Inc. 10% Owner 109,148
US:KIOR / Kior Inc 10% Owner 872,600
US:GEVO / Gevo, Inc. 10% Owner 67,204
如何解讀這些圖表

以下圖表顯示了在Vinod Khosla進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GEVO / Gevo, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2013-12-11 GEVO Khosla Ventures III, L.P. 1,111,111 60,606 91 8760
2013-12-11 GEVO Khosla Ventures III, L.P. 1,111,111 60,606

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GEVO / Gevo, Inc. Insider Trades
GEVO / Gevo, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GEVO / Gevo, Inc. Insider Trades
GH / Guardant Health, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GH / Guardant Health, Inc. Insider Trades
GH / Guardant Health, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GH / Guardant Health, Inc. Insider Trades
GTLB / GitLab Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GTLB / GitLab Inc. Insider Trades
GTLB / GitLab Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GTLB / GitLab Inc. Insider Trades
NXDR / Nextdoor Holdings, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2021-11-05 KIND KHOSLA VINOD 750,000 10.0000 750,000 10.0000 7,500,000 4 13.5000 2,625,000 35.00

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NXDR / Nextdoor Holdings, Inc. Insider Trades
NXDR / Nextdoor Holdings, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NXDR / Nextdoor Holdings, Inc. Insider Trades
RBOTW / Vicarious Surgical Inc. - Equity Warrant內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2023-08-07 RBOT Khosla Ventures V, L.P. 8,000,000 1.0000 266,667 30.0000 8,000,000 22 30.9 239,979 3.00
2021-09-17 RBOT Khosla Ventures V, L.P. 333,334 10.0000 11,111 300.0000 3,333,340

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RBOTW / Vicarious Surgical Inc. - Equity Warrant Insider Trades
RBOTW / Vicarious Surgical Inc. - Equity Warrant內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RBOTW / Vicarious Surgical Inc. - Equity Warrant Insider Trades
VELO / Velo3D, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VELO / Velo3D, Inc. Insider Trades
VELO / Velo3D, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GEVO / Gevo, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VELO / Velo3D, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Vinod Khosla 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-01-29 2026-01-21 4 LNZA LanzaTech Global, Inc.
Common Stock
C - Conversion 3,250,322 3,678,998 758.22
2025-07-25 2025-07-23 4 RKLB Rocket Lab Corp
Common Stock
J - Other -3,000,000 16,323,617 -15.53
2025-07-07 2025-07-02 4 RKLB Rocket Lab Corp
Common Stock
J - Other -2,000,000 19,323,617 -9.38
2025-02-05 2025-02-04 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,000,000 21,323,617 -4.48
2025-02-05 2025-02-03 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,000,000 22,323,617 -4.29
2025-01-31 2025-01-31 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,000,000 23,323,617 -4.11
2025-01-31 2025-01-30 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,000,000 24,323,617 -3.95
2025-01-31 2025-01-29 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,000,000 25,323,617 -3.80
2025-01-14 2025-01-13 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -5,000,000 26,323,617 -15.96
2025-01-14 2025-01-10 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -1,500,000 31,323,617 -4.57
2024-12-03 2024-11-29 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -5,000,000 32,823,617 -13.22
2024-08-28 2024-08-26 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -152,591 0 -100.00
2024-08-28 2024-08-26 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -2,688,142 0 -100.00
2024-08-14 2024-08-12 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -610,362 152,591 -80.00
2024-08-14 2024-08-12 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -10,752,561 2,688,142 -80.00
2024-05-13 2024-05-09 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -610,362 762,953 -44.44
2024-05-13 2024-05-09 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -10,752,561 13,440,703 -44.44
2024-03-13 2024-03-11 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -610,362 1,373,315 -30.77
2024-03-13 2024-03-11 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -10,752,561 24,193,264 -30.77
2023-08-09 2023-08-07 4 RBOT Vicarious Surgical Inc.
CLASS A COMMON STOCK
P - Purchase 8,000,000 8,000,000 1.00 8,000,000 8,000,000
2023-06-29 2023-06-27 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -467,837 0 -100.00
2023-06-29 2023-06-27 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 467,837 467,837
2023-06-29 2023-06-27 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -1,434,995 0 -100.00
2023-06-29 2023-06-27 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 1,434,995 1,434,995
2023-02-13 3 LNZA LanzaTech Global, Inc.
Common Stock
13,875,332
2023-02-13 3 LNZA LanzaTech Global, Inc.
Common Stock
28,992,029
2022-12-28 2022-12-26 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -467,837 0 -100.00
2022-12-28 2022-12-26 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 467,837 467,837
2022-12-28 2022-12-26 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -1,434,995 0 -100.00
2022-12-28 2022-12-26 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 1,434,995 1,434,995
2022-09-16 2022-09-14 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -608,188 0 -100.00
2022-09-16 2022-09-14 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 608,188 608,188
2022-09-16 2022-09-14 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -1,865,493 0 -100.00
2022-09-16 2022-09-14 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 1,865,493 1,865,493
2022-08-01 2022-07-28 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -194,030 0 -100.00
2022-08-01 2022-07-28 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 194,030 194,030
2022-05-19 2022-05-17 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -14,547,545 37,823,617 -27.78
2022-05-19 2022-05-17 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -762,952 1,983,677 -27.78
2022-05-19 2022-05-17 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -13,440,701 34,945,825 -27.78
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class B Common Stock
C - Conversion -467,837 4,210,535 -10.00
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class B Common Stock
C - Conversion -2,067,244 12,282,704 -14.41
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -467,837 0 -100.00
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 467,837 467,837
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -632,249 0 -100.00
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class A Common Stock
J - Other -1,434,995 632,249 -69.42
2022-05-17 2022-05-13 4 GTLB Gitlab Inc.
Class A Common Stock
C - Conversion 2,067,244 2,067,244
2022-03-16 2022-03-14 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -5,819,018 52,371,162 -10.00
2022-03-16 2022-03-14 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -305,180 2,746,629 -10.00
2022-03-16 2022-03-14 4 RKLB Rocket Lab USA, Inc.
Common Stock
J - Other -5,376,280 48,386,526 -10.00
2021-12-06 2021-12-02 4 QS QuantumScape Corp
Class A Common Stock
J - Other -3,544,040 1,286,463 -73.37
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Common Stock
C - Conversion -148 0 -100.00
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Common Stock
C - Conversion -2,615 0 -100.00
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class B Common Stock
C - Conversion 459 459
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class B Common Stock
C - Conversion 8,121 8,121
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class K Common Stock
C - Conversion -5,000,000 0 -100.00
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class B Common Stock
C - Conversion -4,880,000 0 -100.00
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class A Common Stock
P - Purchase 750,000 750,000 10.00 7,500,000 7,500,000
2021-11-09 2021-11-05 4 KIND Nextdoor Holdings, Inc.
Class A Common Stock
C - Conversion 10,232,269 11,364,957 903.36
2021-10-18 3/A RBOT Vicarious Surgical Inc.
Class A Common Stock
7,896,787
2021-10-18 3/A RBOT Vicarious Surgical Inc.
Class A Common Stock
12,726,001
2021-10-18 2021-09-17 4/A RBOT Vicarious Surgical Inc.
CLASS A COMMON STOCK
P - Purchase 333,334 13,059,335 2.62 10.00 3,333,340 130,593,350
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Series D Preferred Stock
C - Conversion -456,628 0 -100.00
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Series B Preferred Stock
C - Conversion -4,221,744 0 -100.00
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Series A-2 Preferred Stock
C - Conversion -3,333,700 0 -100.00
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Series A Preferred Stock
C - Conversion -11,016,248 0 -100.00
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Class B Common Stock
C - Conversion 4,678,372 4,678,372
2021-10-18 2021-10-18 4 GTLB Gitlab Inc.
Class B Common Stock
C - Conversion 14,349,948 14,349,948
2021-10-05 3 VLD Velo3D, Inc.
Common Stock
335,972
2021-10-05 3 VLD Velo3D, Inc.
Common Stock
19,069
2021-10-05 3 VLD Velo3D, Inc.
Common Stock
29,995,703
2021-10-05 2021-09-29 4 VLD Velo3D, Inc.
Earnout Rights
A - Award 3,977,218 3,977,218
2021-10-05 2021-09-29 4 VLD Velo3D, Inc.
Earnout Rights
A - Award 2,528 2,528
2021-10-05 2021-09-29 4 VLD Velo3D, Inc.
Earnout Rights
A - Award 44,546 44,546
2021-09-21 3 RBOT Vicarious Surgical Inc.
Class A Common Stock
7,896,787
2021-09-21 3 RBOT Vicarious Surgical Inc.
Class A Common Stock
12,726,001
2021-09-21 2021-09-17 4 RBOT Vicarious Surgical Inc.
CLASS A COMMON STOCK
P - Purchase 333,334 13,059,335 2.62 10.00 3,333,340 130,593,350
2021-09-07 3/A BGRY Berkshire Grey, Inc.
Class A Common Stock
33,981,955
2021-09-07 3/A BGRY Berkshire Grey, Inc.
Class A Common Stock
1,928,958
2021-09-07 3/A BGRY Berkshire Grey, Inc.
Class A Common Stock
20,657,001
2021-09-03 3 RKLB Rocket Lab USA, Inc.
Common Stock
53,762,806
2021-09-03 3 RKLB Rocket Lab USA, Inc.
Common Stock
3,051,809
2021-09-03 3 RKLB Rocket Lab USA, Inc.
Common Stock
58,190,180
2021-08-02 3 BGRY Berkshire Grey, Inc.
Class A Common Stock
33,981,955
2021-08-02 3 BGRY Berkshire Grey, Inc.
Class A Common Stock
1,928,958
2021-08-02 3 BGRY Berkshire Grey, Inc.
Class A Common Stock
20,657,001
2021-03-30 2021-03-30 4 KVSC Khosla Ventures Acquisition Co. III
Class A Common Stock
A - Award 126,605 1,426,605 9.74 10.00 1,266,050 14,266,050
2021-03-30 2021-03-30 4 KVSB Khosla Ventures Acquisition Co. II
Class A Common Stock
A - Award 32,688 1,132,688 2.97 10.00 326,880 11,326,880
2021-03-26 2021-03-26 4 KVSC Khosla Ventures Acquisition Co. III
Class A Common Stock
A - Award 1,300,000 1,300,000 10.00 13,000,000 13,000,000
2021-03-26 2021-03-26 4 KVSB Khosla Ventures Acquisition Co. II
Class A Common Stock
A - Award 1,100,000 1,100,000 10.00 11,000,000 11,000,000
2021-03-08 2021-03-08 4 KVSA Khosla Ventures Acquisition Co.
Class A Common Stock
A - Award 990,000 990,000 10.00 9,900,000 9,900,000
2021-03-04 2021-03-02 4 AFRM Affirm Holdings, Inc.
Class A Common Stock
J - Other -83,500 338,511 -19.79
2021-03-04 2021-03-02 4 AFRM Affirm Holdings, Inc.
Class A Common Stock
J - Other -1,306,094 5,294,869 -19.79
2021-01-15 2021-01-13 4 AFRM Affirm Holdings, Inc.
Class A Common Stock
P - Purchase 4,507 422,011 1.08 49.00 220,843 20,678,539
2021-01-15 2021-01-13 4 AFRM Affirm Holdings, Inc.
Class A Common Stock
P - Purchase 70,493 6,600,963 1.08 49.00 3,454,157 323,447,187
2021-01-13 3 AFRM Affirm Holdings, Inc.
Class A Common Stock
6,530,470
2021-01-13 3 AFRM Affirm Holdings, Inc.
Class A Common Stock
417,504
2020-12-07 3 QS QuantumScape Corp
Class A Common Stock
4,830,503
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES E PREFERRED STOCK
C - Conversion -42,169 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES E PREFERRED STOCK
C - Conversion -2,695 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES D PREFERRED STOCK
C - Conversion -955,882 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES D PREFERRED STOCK
C - Conversion -61,111 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES C PREFERRED STOCK
C - Conversion -1,316,688 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES C PREFERRED STOCK
C - Conversion -84,306 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES B PREFERRED STOCK
C - Conversion -4,395,627 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
SERIES B PREFERRED STOCK
C - Conversion -281,020 0 -100.00
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 42,169 42,169
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 2,695 2,695
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 955,882 955,882
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 61,111 61,111
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 1,318,688 1,318,688
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 84,306 84,306
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 4,395,627 4,395,627
2018-10-11 2018-10-09 4 GH Guardant Health, Inc.
COMMON STOCK
C - Conversion 281,020 281,020
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -15,023 197,937 -7.05
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -234,977 3,096,057 -7.05
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -12 0 -100.00 26.06 -313
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -15,011 12 -99.92 25.45 -382,030 305
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 15,023 15,023
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -188 0 -100.00 26.06 -4,899
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -234,789 188 -99.92 25.45 -5,975,380 4,785
2017-12-13 2017-12-13 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 234,977 234,977
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -18,027 212,960 -7.80
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -281,973 3,331,034 -7.80
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -1,234 0 -100.00 26.01 -32,096
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -16,793 1,234 -93.15 25.45 -427,382 31,405
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 18,027 18,027
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -19,301 0 -100.00 26.01 -502,019
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
S - Sale -262,672 19,301 -93.16 25.45 -6,685,002 491,210
2017-12-13 2017-12-12 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 281,973 281,973
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -60,090 230,987 -20.64
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -939,910 3,613,007 -20.64
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 90,002 263,253 51.95
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -101,499 0 -100.00
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 90 101,499 0.09
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 101,409 101,409
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -60,090 0 -100.00
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -939,910 0 -100.00
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 60,090 60,090
2017-12-13 2017-12-11 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 939,910 939,910
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -99,149 698,491 -12.43
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class B Common Stock
C - Conversion -1,550,851 10,925,569 -12.43
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 163,349 163,349
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -167,475 0 -100.00
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 149 167,475 0.09
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other 167,326 167,326
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -99,149 0 -100.00
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
J - Other -1,550,851 0 -100.00
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 99,149 99,149
2017-12-08 2017-12-06 4 NTNX Nutanix, Inc.
Class A Common Stock
C - Conversion 1,550,851 1,550,851
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -105,158 291,077 -26.54
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class B Common Stock
C - Conversion -1,644,842 4,552,917 -26.54
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 173,251 173,251
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -177,624 0 -100.00
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 158 158
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other 177,466 177,466
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -105,158 0 -100.00
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
J - Other -1,644,842 0 -100.00
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 105,158 105,158
2017-10-06 2017-10-04 4 OKTA Okta, Inc.
Class A Common Stock
C - Conversion 1,644,842 1,644,842
2017-06-12 2017-06-08 4 SQ Square, Inc.
Class A Common Stock
J - Other 439,545 2,549,361 20.83
2017-06-12 2017-06-08 4 SQ Square, Inc.
Class A Common Stock
J - Other -454,545 0 -100.00
2017-06-12 2017-06-08 4 SQ Square, Inc.
Class A Common Stock
J - Other 454,545 454,545
2017-06-12 2017-06-08 4 SQ Square, Inc.
Class A Common Stock
J - Other -5,000,000 0 -100.00
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -10,000,000 18,522,780 -35.06
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class A Common Stock
J - Other 439,545 2,109,816 26.32
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class A Common Stock
J - Other -454,545 0 -100.00
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class A Common Stock
J - Other 454,545 454,545
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class A Common Stock
J - Other -5,000,000 5,000,000 -50.00
2017-06-06 2017-06-02 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 10,000,000 10,000,000
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Class B Common Stock
J - Other 396,235 396,235
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Class B Common Stock
J - Other 6,197,759 6,197,759
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series F Preferred Stock
C - Conversion -2,501 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series F Preferred Stock
C - Conversion -39,113 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series E Preferred Stock
C - Conversion -35,310 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series E Preferred Stock
C - Conversion -552,313 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series D Preferred Stock
C - Conversion -40,675 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series D Preferred Stock
C - Conversion -636,220 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series C Preferred Stock
C - Conversion -49,294 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series C Preferred Stock
C - Conversion -771,039 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series B Preferred Stock
C - Conversion -268,455 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Series B Preferred Stock
C - Conversion -4,199,074 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Common Stock
J - Other -396,235 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Common Stock
J - Other -6,197,759 0 -100.00
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Common Stock
C - Conversion 396,235 396,235
2017-04-12 2017-04-12 4 OKTA Okta, Inc.
Common Stock
C - Conversion 6,197,759 6,197,759
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -9,300,000 28,522,780 -24.59
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
J - Other 791,181 1,670,271 90.00
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
J - Other -818,181 0 -100.00
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
J - Other 818,181 818,181
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
J - Other -9,000,000 0 -100.00
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
S - Sale -300,000 9,000,000 -3.23 17.08 -5,124,000 153,720,000
2017-03-02 2017-03-02 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 9,300,000 9,300,000
2017-03-02 2017-03-01 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -400,000 37,822,780 -1.05
2017-03-02 2017-03-01 4 SQ Square, Inc.
Class A Common Stock
S - Sale -400,000 0 -100.00 17.37 -6,948,000
2017-03-02 2017-03-01 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 400,000 400,000
2017-03-02 2017-02-28 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -300,000 38,222,780 -0.78
2017-03-02 2017-02-28 4 SQ Square, Inc.
Class A Common Stock
S - Sale -300,000 0 -100.00 17.44 -5,232,000
2017-03-02 2017-02-28 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 300,000 300,000
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -5,000,000 38,522,780 -11.49
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class A Common Stock
J - Other 439,545 879,090 100.00
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class A Common Stock
J - Other -454,545 0 -100.00
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class A Common Stock
J - Other 454,545 454,545
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class A Common Stock
J - Other -5,000,000 0 -100.00
2017-02-02 2017-01-31 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 5,000,000 5,000,000
2016-11-30 2016-11-30 4 SQ Square, Inc.
Class A Common Stock
J - Other 439,545 439,545
2016-11-30 2016-11-30 4 SQ Square, Inc.
Class A Common Stock
J - Other -454,545 0 -100.00
2016-11-30 2016-11-30 4 SQ Square, Inc.
Class A Common Stock
J - Other 454,545 454,545
2016-11-30 2016-11-30 4 SQ Square, Inc.
Class A Common Stock
J - Other -5,000,000 0 -100.00
2016-11-30 2016-11-30 4 SQ Square, Inc.
Class A Common Stock
S - Sale -351,000 5,000,000 -6.56 12.76 -4,478,760 63,800,000
2016-11-30 2016-11-29 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -6,311,000 43,522,780 -12.66
2016-11-30 2016-11-29 4 SQ Square, Inc.
Class A Common Stock
S - Sale -960,000 5,351,000 -15.21 12.60 -12,096,000 67,422,600
2016-11-30 2016-11-29 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 6,311,000 6,311,000
2016-11-30 2016-11-28 4 SQ Square, Inc.
Class B Common Stock
C - Conversion -689,000 49,833,780 -1.36
2016-11-30 2016-11-28 4 SQ Square, Inc.
Class A Common Stock
S - Sale -689,000 0 -100.00 12.73 -8,770,970
2016-11-30 2016-11-28 4 SQ Square, Inc.
Class A Common Stock
C - Conversion 689,000 689,000
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Class B Common Stock
J - Other 797,640 797,640
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Class B Common Stock
J - Other 12,476,420 12,476,420
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series D Convertible Preferred Stock
C - Conversion -41,223 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series D Convertible Preferred Stock
C - Conversion -644,789 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series C Convertible Preferred Stock
C - Conversion -125,922 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series C Convertible Preferred Stock
C - Conversion -1,969,635 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series B Convertible Preferred Stock
C - Conversion -630,495 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Series B Convertible Preferred Stock
C - Conversion -9,861,996 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
J - Other -797,640 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
J - Other -12,476,420 0 -100.00
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
C - Conversion 797,640 797,640
2016-10-05 2016-10-05 4 NTNX Nutanix, Inc.
Common Stock
C - Conversion 12,476,420 12,476,420
2015-11-24 2015-11-24 4 SQ Square, Inc.
Class B Common Stock
J - Other 50,522,780 50,522,780
2015-11-24 2015-11-24 4 SQ Square, Inc.
Series C Preferred Stock
C - Conversion -2,587,020 0 -100.00
2015-11-24 2015-11-24 4 SQ Square, Inc.
Series B-2 Preferred Stock
C - Conversion -6,321,120 0 -100.00
2015-11-24 2015-11-24 4 SQ Square, Inc.
Series A Preferred Stock
C - Conversion -41,614,640 0 -100.00
2015-11-24 2015-11-24 4 SQ Square, Inc.
Common Stock
J - Other -50,522,780 0 -100.00
2015-11-24 2015-11-24 4 SQ Square, Inc.
Common Stock
C - Conversion 2,587,020 2,587,020
2015-11-24 2015-11-24 4 SQ Square, Inc.
Common Stock
C - Conversion 6,321,120 6,321,120
2015-11-24 2015-11-24 4 SQ Square, Inc.
Common Stock
C - Conversion 41,614,640 41,614,640
2015-06-25 2015-06-24 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -66,377 1,454,220 -4.37 19.14 -1,270,456 27,833,771
2015-06-23 2015-06-23 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -76,147 1,520,597 -4.77 19.24 -1,465,068 29,256,286
2015-06-23 2015-06-22 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -88,792 1,596,744 -5.27 19.18 -1,703,031 30,625,550
2015-06-23 2015-06-19 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -100,000 1,685,536 -5.60 19.19 -1,919,000 32,345,436
2015-06-16 2015-06-12 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -90,198 1,785,536 -4.81 18.02 -1,625,368 32,175,359
2015-06-11 2015-06-11 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -70,600 1,875,734 -3.63 17.99 -1,270,094 33,744,455
2015-06-11 2015-06-10 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -85,343 1,946,334 -4.20 17.99 -1,535,321 35,014,549
2015-06-11 2015-06-09 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -45,624 2,031,677 -2.20 17.73 -808,914 36,021,633
2015-03-13 2015-03-13 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -23,200 2,077,301 -1.10 15.71 -364,472 32,634,399
2015-03-13 2015-03-12 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -32,936 2,100,501 -1.54 15.78 -519,730 33,145,906
2015-03-13 2015-03-11 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -29,082 2,133,437 -1.34 15.50 -450,771 33,068,274
2015-03-09 2015-03-09 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -500 2,162,519 -0.02 15.01 -7,505 32,459,410
2015-03-09 2015-03-06 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -14,100 2,163,019 -0.65 15.33 -216,153 33,159,081
2015-03-09 2015-03-05 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -32,600 2,177,119 -1.48 15.48 -504,648 33,701,802
2015-03-04 2015-03-04 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -18,000 2,209,719 -0.81 15.81 -284,580 34,935,657
2015-03-04 2015-03-03 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -38,700 2,227,719 -1.71 15.97 -618,039 35,576,672
2015-03-04 2015-03-02 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -21,600 2,266,419 -0.94 15.90 -343,440 36,036,062
2015-02-26 2015-02-25 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -21,063 2,288,019 -0.91 15.39 -324,160 35,212,612
2015-02-26 2015-02-24 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -11,066 2,309,082 -0.48 15.54 -171,966 35,883,134
2014-06-10 2014-06-06 4 YUME YuMe Inc
Common Stock
J - Other 8,257 109,148 8.18
2014-06-10 2014-06-06 4 YUME YuMe Inc
Common Stock
J - Other 948,769 948,769
2014-06-10 2014-06-06 4 YUME YuMe Inc
Common Stock
J - Other -3,368,029 0 -100.00
2014-06-09 2014-06-05 4 RNG RingCentral Inc
Class B Common Stock
J - Other -8,228,803 0 -100.00
2014-06-09 2014-06-05 4 RNG RingCentral Inc
Class A Common Stock
J - Other 20,275 161,951 14.31
2014-06-09 2014-06-05 4 RNG RingCentral Inc
Class A Common Stock
J - Other 2,320,148 2,320,148
2014-06-04 2014-06-02 4 RNG RingCentral Inc
Class B Common Stock
J - Other -227,378 8,228,803 -2.69
2014-06-04 2014-06-02 4 RNG RingCentral Inc
Class B Common Stock
J - Other -230,141 0 -100.00
2014-06-04 2014-06-02 4 RNG RingCentral Inc
Class A Common Stock
J - Other 141,676 141,676
2014-06-04 2014-06-02 4 RNG RingCentral Inc
Class A Common Stock
J - Other 16,828 16,828
2014-05-27 2014-05-22 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 872,600 872,600
2014-05-23 2014-05-22 4 YUME YuMe Inc
Restricted Stock Units
A - Award 13,257 13,257
2014-05-20 2014-05-16 4 RNG RingCentral Inc
Stock Option (right to buy)
A - Award 38,209 38,209
2014-04-07 2014-04-03 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 872,600 872,600
2014-03-20 2014-03-18 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 780,824 780,824
2014-03-20 2014-03-18 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 1,010,802 1,010,802
2014-03-14 2014-03-12 4 GEVO Gevo, Inc.
Employee Stock Option (right to buy)
A - Award 67,204 67,204
2014-03-13 2014-03-11 4 RNG RingCentral Inc
Class B Common Stock
C - Conversion 275,000 120,488 -177.98
2014-03-13 2014-03-11 4 RNG RingCentral Inc
Class A Common Stock
S - Sale -275,000 0 -100.00 21.50 -5,912,500
2014-03-13 2014-03-11 4 RNG RingCentral Inc
Class A Common Stock
C - Conversion 275,000 275,000
2014-03-07 2014-03-07 4 YUME YuMe Inc
Common Stock
J - Other -137,386 3,394,323 -3.89
2014-03-07 2014-03-05 4 YUME YuMe Inc
Common Stock
S - Sale -10,000 3,531,709 -0.28 6.64 -66,400 23,450,548
2013-12-13 2013-12-11 4 GEVO Gevo, Inc.
Common Stock Warrant (right to buy)
A - Award 1,111,111 1,111,111
2013-12-13 2013-12-11 4 GEVO Gevo, Inc.
Common Stock Warrant (right to buy)
A - Award 1,111,111 1,111,111
2013-12-13 2013-12-11 4 GEVO Gevo, Inc.
Common Stock
P - Purchase 1,111,111 1,111,111
2013-12-13 2013-12-11 4 GEVO Gevo, Inc.
Common Stock
P - Purchase 1,111,111 1,111,111
2013-10-23 2013-10-21 4 KIOR Kior Inc
Senior Secured Convertible Promissory Note (right to buy)
J - Other 18,362,895 18,362,895 2.90 53,197,307 53,197,307
2013-10-23 2013-10-21 4 KIOR Kior Inc
Senior Secured Convertible Promissory Note (right to buy)
J - Other 7,421,470 7,421,470 2.90 21,499,999 21,499,999
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Class B Common Stock
J - Other 395,488 395,488
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Class B Common Stock
J - Other 109,653 109,653
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Class B Common Stock
J - Other 8,456,181 8,456,181
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series B Preferred Stock
C - Conversion -22,101 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series B Preferred Stock
C - Conversion -6,128 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series B Preferred Stock
C - Conversion -448,435 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series A Preferred Stock
C - Conversion -373,387 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series A Preferred Stock
C - Conversion -103,525 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Series A Preferred Stock
C - Conversion -7,602,954 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
J - Other -395,488 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
J - Other -109,653 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
J - Other -8,456,181 0 -100.00
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 22,101 395,488 5.92
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 373,387 373,387
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 6,128 109,653 5.92
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 103,525 103,525
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 448,435 8,456,181 5.60
2013-09-30 2013-09-26 4 RNG RingCentral Inc
Common Stock
C - Conversion 7,602,954 8,007,746 1,878.24
2013-09-26 3 RNG RingCentral Inc
Common Stock
404,792
2013-08-29 2013-08-27 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 101,469 101,469
2013-08-29 2013-08-27 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 130,202 130,202
2013-08-29 2013-08-27 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 580,360 580,360
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series D Preferred Stock
C - Conversion -690,328 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series C Preferred Stock
C - Conversion -173,567 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series C Preferred Stock
C - Conversion -347,134 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series B Preferred Stock
C - Conversion -131 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series B Preferred Stock
C - Conversion -8,025 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series A-1 Preferred Stock
C - Conversion -38,269 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series A-1 Preferred Stock
C - Conversion -20,833 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Series A-1 Preferred Stock
C - Conversion -2,342,681 0 -100.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
J - Other -35,833 3,541,709 -1.00
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
J - Other -52,266 3,577,542 -1.44
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 690,328 1,025,313 206.08
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 173,567 173,567
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 347,134 347,134
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 131 59,295 0.22
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 8,025 3,629,808 0.22
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 38,269 59,164 183.15
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 20,833 334,985 6.63
2013-08-14 2013-08-12 4 YUME YuMe Inc
Common Stock
C - Conversion 2,342,681 3,621,783 183.15
2013-08-06 3 YUME YuMe Inc
Common Stock
1,279,102
2013-08-06 3 YUME YuMe Inc
Common Stock
314,152
2013-08-06 3 YUME YuMe Inc
Common Stock
20,895
2013-07-30 2013-07-26 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 62,382 62,382
2013-07-30 2013-07-26 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 79,813 79,813
2013-07-30 2013-07-26 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 355,751 355,751
2013-06-19 2013-06-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 73,028 73,028
2013-06-19 2013-06-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 91,303 91,303
2013-06-19 2013-06-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 406,923 406,923
2013-05-23 2013-05-22 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 68,790 68,790
2013-05-23 2013-05-22 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 87,503 87,503
2013-05-23 2013-05-22 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 390,009 390,009
2013-05-02 2013-04-30 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 71,569 71,569
2013-05-02 2013-04-30 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 91,302 91,302
2013-05-02 2013-04-30 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 406,954 406,954
2013-03-28 2013-03-26 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 14,215 14,215
2013-03-19 2013-03-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 159,542 159,542
2013-03-19 2013-03-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 206,622 206,622
2013-01-22 2013-01-17 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 12,078 12,078
2012-12-11 2012-12-07 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 12,059 12,059
2012-11-14 2012-11-12 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 13,054 13,054
2012-10-15 2012-10-11 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 9,617 9,617
2012-09-14 2012-09-12 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 9,617 9,617
2012-08-15 2012-08-13 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 16,315 16,315
2012-06-22 2012-06-20 4 KIOR Kior Inc
Class A Common Stock
J - Other 26,997 26,997
2012-06-12 2012-06-08 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 7,566 7,566
2012-05-10 2012-05-08 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 6,381 6,381
2012-04-13 2012-04-11 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 4,721 4,721
2012-03-20 2012-03-16 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
J - Other 7,764 7,764
2012-01-30 2012-01-26 4 KIOR Kior Inc
Class A Common Stock Warrants (right to buy)
P - Purchase 387,263 387,263
2011-08-24 2011-08-22 4 GEVO Gevo, Inc.
Common Stock
J - Other -185,377 0 -100.00
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)