ConnectOne 銀行公司
US ˙ NasdaqGS ˙ US20786W1071

簡介

本頁面提供了有關 Howard Kent 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Howard Kent已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:MLVF / Malvern Bancorp Inc Director 0
US:CNOB / ConnectOne Bancorp, Inc. 0
如何解讀這些圖表

以下圖表顯示了在Howard Kent進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

CNOB / ConnectOne Bancorp, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 CNOB / ConnectOne Bancorp, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-06-02 CNBC KENT HOWARD 167 18.5500 167 18.5500 3,100 25
2013-10-01 CNBC KENT HOWARD 341 14.3800 341 14.3800 4,900
2013-09-03 CNBC KENT HOWARD 169 14.2390 169 14.2390 2,400
2013-08-01 CNBC KENT HOWARD 310 15.4665 310 15.4665 4,800
2013-07-16 CNBC KENT HOWARD 140 13.8000 140 13.8000 1,932
2013-07-16 CNBC KENT HOWARD 650 13.9000 650 13.9000 9,035
2013-03-13 CNBC KENT HOWARD 2,000 12.5000 2,000 12.5000 25,000
2013-03-06 CNBC KENT HOWARD 439 12.5300 439 12.5300 5,498
2013-02-05 CNBC KENT HOWARD 280 12.4800 280 12.4800 3,500
2013-01-02 CNBC KENT HOWARD 384 11.7200 384 11.7200 4,500
2012-10-01 CNBC KENT HOWARD 210 11.9200 210 11.9200 2,500
2012-09-04 CNBC KENT HOWARD 393 11.4900 393 11.4900 4,516
2012-07-02 CNBC KENT HOWARD 204 11.2900 204 11.2900 2,300
2012-06-01 CNBC KENT HOWARD 137 10.2200 137 10.2200 1,400
2012-04-13 CNBC KENT HOWARD 1,687 9.8500 1,687 9.8500 16,617
2012-04-02 CNBC KENT HOWARD 269 10.0500 269 10.0500 2,700
2012-03-06 CNBC KENT HOWARD 3,313 9.5900 3,313 9.5900 31,772
2012-03-01 CNBC KENT HOWARD 24 9.7500 24 9.7500 233

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNOB / ConnectOne Bancorp, Inc. Insider Trades
CNOB / ConnectOne Bancorp, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 CNOB / ConnectOne Bancorp, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2014-09-09 CNOB KENT HOWARD 2,476 19.0002 2,476 19.0002 47,044 31 17.8500 -2,847 -6.05
2014-09-09 CNOB KENT HOWARD 100,000 19.0002 100,000 19.0002 1,900,020
2014-09-09 CNOB KENT HOWARD 2,476 19.0002 2,476 19.0002 47,044
2014-09-05 CNOB KENT HOWARD 20,000 19.0008 20,000 19.0008 380,016
2014-09-04 CNOB KENT HOWARD 8,114 19.4069 8,114 19.4069 157,468
2014-09-02 CNOB KENT HOWARD 5,000 19.4000 5,000 19.4000 97,000
2014-08-29 CNOB KENT HOWARD 32,120 19.3004 32,120 19.3004 619,929

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CNOB / ConnectOne Bancorp, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Howard Kent 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2023-07-17 2023-07-17 4 MLVF MALVERN BANCORP, INC.
Common Stock 		D - Sale to Issuer -38,719 0 -100.00
2023-07-17 2023-07-17 4 MLVF MALVERN BANCORP, INC.
Common Stock 		D - Sale to Issuer -166,350 0 -100.00
2023-07-06 2023-07-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 256 166,350 0.15 15.86 4,056 2,638,315
2023-07-06 2023-06-05 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 227 166,094 0.14 15.77 3,580 2,619,310
2023-05-03 2023-05-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 269 165,867 0.16 15.06 4,057 2,497,964
2023-04-05 2023-04-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 246 165,598 0.15 15.50 3,817 2,566,771
2023-03-07 2023-03-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 165,598 0.42
2023-03-03 2023-03-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 201 164,898 0.12 17.77 3,579 2,930,239
2023-02-03 2023-02-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 315 164,697 0.19 17.70 5,583 2,915,131
2023-01-05 2023-01-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 200 164,381 0.12 17.62 3,531 2,896,398
2022-12-05 2022-12-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 267 164,181 0.16 14.30 3,817 2,347,786
2022-11-03 2022-11-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 416 163,914 0.25 14.69 6,110 2,407,896
2022-10-05 2022-10-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 334 163,498 0.20 14.43 4,820 2,359,277
2022-09-08 2022-09-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 179 163,164 0.11 15.75 2,815 2,569,834
2022-08-03 2022-08-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 240 162,985 0.15 15.92 3,817 2,594,726
2022-07-08 2022-07-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 346 162,746 0.21 16.15 5,584 2,628,341
2022-06-03 2022-06-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 252 162,400 0.16 16.07 4,056 2,609,765
2022-05-04 2022-05-03 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2022-05-04 2022-05-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 162,147 0.43
2022-05-04 2022-05-02 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 222 161,447 0.14 16.10 3,578 2,599,303
2022-04-05 2022-04-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 336 161,225 0.21 16.63 5,583 2,681,013
2022-03-03 2022-03-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 248 160,889 0.15 16.34 4,056 2,628,289
2022-02-03 2022-02-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 246 160,641 0.15 15.52 3,818 2,493,632
2022-01-05 2022-01-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 192 160,395 0.12 15.92 3,054 2,553,331
2021-12-03 2021-12-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 234 160,203 0.15 16.32 3,818 2,614,198
2021-11-03 2021-11-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 210 159,969 0.13 17.03 3,579 2,724,599
2021-10-05 2021-10-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 282 159,759 0.18 17.09 4,819 2,730,285
2021-09-03 2021-09-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 205 159,477 0.13 18.61 3,817 2,967,872
2021-08-04 2021-08-02 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 243 159,272 0.15 18.84 4,582 3,000,688
2021-07-06 2021-07-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 204 159,029 0.13 18.76 3,819 2,983,384
2021-06-03 2021-06-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 203 158,825 0.13 18.83 3,816 2,990,683
2021-05-05 2021-05-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 204 158,623 0.13 18.72 3,818 2,969,418
2021-04-06 2021-04-01 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2021-04-06 2021-04-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 158,419 0.44
2021-04-06 2021-04-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 203 157,719 0.13 18.81 3,818 2,966,691
2021-03-04 2021-03-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 228 157,516 0.14 17.83 4,057 2,808,507
2021-02-03 2021-02-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 256 157,288 0.16 15.86 4,057 2,494,592
2021-01-06 2021-01-04 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 246 157,033 0.16 15.50 3,817 2,434,004
2020-12-03 2020-12-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 239 156,786 0.15 15.94 3,817 2,499,173
2020-11-04 2020-11-02 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 240 156,547 0.15 12.72 3,053 1,991,275
2020-10-05 2020-10-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 319 156,307 0.20 11.98 3,818 1,872,555
2020-09-03 2020-09-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 259 155,988 0.17 12.70 3,292 1,981,049
2020-08-05 2020-08-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 313 155,729 0.20 12.20 3,817 1,899,893
2020-07-06 2020-07-01 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 155 155,416 0.10 12.92 2,003 2,007,976
2020-05-18 2020-05-15 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 8,100 155,261 5.50 10.62 86,022 1,648,872
2020-05-18 2020-05-14 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 6,432 147,161 4.57 10.60 68,179 1,559,907
2020-05-14 2020-05-13 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 6,170 140,729 4.59 10.79 66,574 1,518,466
2020-05-14 2020-05-12 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 8,000 134,559 6.32 10.81 86,480 1,454,583
2020-02-28 2020-02-26 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2020-02-28 2020-02-26 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 126,559 0.56
2019-06-07 2019-06-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,200 125,849 0.96 19.95 23,940 2,510,688
2019-06-07 2019-06-06 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,200 124,659 0.97 19.90 23,880 2,480,714
2019-06-07 2019-06-05 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 295 123,459 0.24 20.00 5,900 2,469,180
2019-05-23 2019-05-22 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 177 123,164 0.14 19.88 3,519 2,448,500
2019-05-23 2019-05-22 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,500 122,987 1.23 19.90 29,850 2,447,441
2019-05-23 2019-05-22 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 121 -113.83 19.95 19,950 2,424
2019-05-23 2019-05-21 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 50 120,487 0.04 19.95 998 2,403,716
2019-05-23 2019-05-21 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 600 120,437 0.50 20.00 12,000 2,408,740
2019-02-28 2019-02-26 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2019-02-28 2019-02-26 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 119,837 0.59
2018-10-11 2018-10-09 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 27,000 38,719 230.40 21.00 567,000 813,099
2018-01-03 2017-12-29 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,166 1,166
2018-01-03 2017-12-29 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 816 119,137 0.69
2017-06-02 2017-05-31 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 68,191 1.49 22.00 22,000 1,500,202
2017-05-25 2017-05-22 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 67,191 1.51 22.00 22,000 1,478,202
2017-04-10 2017-03-28 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2017-04-10 2017-03-28 4 MLVF MALVERN BANCORP, INC.
Common Stock 		A - Award 700 50,130 1.42
2017-03-16 2017-03-15 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 49,430 2.06 20.42 20,420 1,009,361
2016-10-31 2016-10-28 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,719 11,719 17.19 17.45 29,997 204,497
2016-10-31 2016-10-28 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 20,000 48,430 70.35 17.45 349,000 845,104
2016-08-30 2016-08-25 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,250 66,191 1.92 15.96 19,950 1,056,408
2016-05-19 2016-05-17 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 2,290 28,430 8.76 15.51 35,518 440,949
2016-05-05 2016-05-03 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 64,941 1.56 15.70 15,700 1,019,574
2016-04-04 2016-03-31 4 MLVF MALVERN BANCORP, INC.
Stock Option (right to buy) 		A - Award 1,000 1,000
2016-03-08 2016-03-04 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 10,000 10,000 16.00 160,000 160,000
2016-03-08 2016-03-04 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 9,100 63,941 16.59 16.02 145,768 1,024,239
2016-03-08 2016-03-04 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 25,000 54,841 83.78 16.00 400,000 877,456
2015-09-23 2015-09-18 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 750 31,841 2.41 15.40 11,550 490,351
2015-09-23 2015-09-18 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 31,091 3.32 15.37 15,369 477,850
2015-09-23 2015-09-18 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,000 30,091 3.44 15.25 15,250 458,888
2015-09-18 2015-09-15 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 143 29,091 0.49 15.40 2,202 448,001
2015-09-14 2015-09-11 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 239 28,948 0.83 15.40 3,681 445,799
2015-09-14 2015-09-10 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 470 28,709 1.66 15.40 7,238 442,119
2015-08-07 2015-08-05 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 5,000 28,239 21.52 15.15 75,750 427,821
2015-08-07 2015-08-05 4 MLVF MALVERN BANCORP, INC.
Common Stock 		P - Purchase 1,650 1,650 15.15 24,998 24,998
2015-07-30 3 MLVF MALVERN BANCORP, INC.
Common Stock 		68,219
2015-07-30 3 MLVF MALVERN BANCORP, INC.
Common Stock 		68,968
2015-07-30 3 MLVF MALVERN BANCORP, INC.
Common Stock 		68,219
2015-07-30 3 MLVF MALVERN BANCORP, INC.
Common Stock 		68,968
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Stock Option 		M - Exercise -3,473 0 -100.00 12.52 -43,482
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Stock Option 		M - Exercise -3,473 0 -100.00 9.64 -33,480
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Stock Option 		M - Exercise -3,473 0 -100.00 9.11 -31,639
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Stock Option 		M - Exercise -3,473 0 -100.00 8.53 -29,625
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Stock Option 		M - Exercise -3,473 0 -100.00 7.67 -26,638
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		M - Exercise 3,473 168,464 2.10 12.52 43,482 2,109,167
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		M - Exercise 3,473 164,991 2.15 9.64 33,480 1,590,511
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		M - Exercise 3,473 161,518 2.20 9.11 31,639 1,471,427
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		M - Exercise 3,473 158,045 2.25 8.53 29,625 1,348,122
2015-04-01 2015-04-01 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		M - Exercise 3,473 154,572 2.30 7.67 26,638 1,185,566
2015-04-01 2015-03-31 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		D - Sale to Issuer -1,352 151,099 -0.89
2015-04-01 2014-09-09 4/A CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -2,476 151,012 -1.61 19.00 -47,044 2,869,260
2015-02-09 2015-02-05 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		A - Award 1,439 172,267 0.84
2014-09-11 2014-09-09 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -100,000 0 -100.00 19.00 -1,900,020
2014-09-11 2014-09-09 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -2,476 170,828 -1.43 19.00 -47,044 3,245,764
2014-09-08 2014-09-05 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -20,000 153,304 -11.54 19.00 -380,016 2,912,896
2014-09-08 2014-09-04 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -8,114 173,304 -4.47 19.41 -157,468 3,363,291
2014-09-03 2014-09-02 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -5,000 181,418 -2.68 19.40 -97,000 3,519,507
2014-09-03 2014-08-29 4 CNOB ConnectOne Bancorp, Inc.
Common Stock 		S - Sale -32,120 186,418 -14.70 19.30 -619,929 3,597,940
2014-06-04 2014-06-02 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 167 145,028 0.12 18.55 3,100 2,690,267
2013-10-03 2013-10-01 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 341 144,861 0.24 14.38 4,900 2,083,098
2013-09-05 2013-09-03 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 169 144,520 0.12 14.24 2,400 2,057,820
2013-08-05 2013-08-01 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 310 144,351 0.22 15.47 4,800 2,232,612
2013-07-22 2013-07-16 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 650 143,995 0.45 13.90 9,035 2,001,524
2013-07-22 2013-07-16 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 140 143,345 0.10 13.80 1,932 1,978,155
2013-03-15 2013-03-13 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 2,000 143,961 1.41 12.50 25,000 1,799,507
2013-03-07 2013-03-06 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 439 141,961 0.31 12.53 5,498 1,778,766
2013-03-06 2013-03-01 4 CNBC CENTER BANCORP INC
Stock Option (right to buy) 		A - Award 3,473 3,473
2013-02-07 2013-02-05 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 280 141,522 0.20 12.48 3,500 1,766,192
2013-01-07 2013-01-02 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 384 141,203 0.27 11.72 4,500 1,654,896
2012-10-04 2012-10-01 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 210 240,779 0.09 11.92 2,500 2,870,082
2012-09-06 2012-09-04 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 393 240,533 0.16 11.49 4,516 2,763,719
2012-07-05 2012-07-02 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 204 240,140 0.08 11.29 2,300 2,711,175
2012-06-05 2012-06-01 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 137 239,936 0.06 10.22 1,400 2,452,144
2012-04-17 2012-04-13 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 1,687 239,779 0.71 9.85 16,617 2,361,818
2012-04-04 2012-04-02 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 269 238,092 0.11 10.05 2,700 2,392,820
2012-03-08 2012-03-06 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 3,313 237,823 1.41 9.59 31,772 2,280,721
2012-03-05 2012-03-01 4 CNBC CENTER BANCORP INC
Common Stock 		P - Purchase 24 234,510 0.01 9.75 233 2,286,471
2012-03-05 2012-03-01 4 CNBC CENTER BANCORP INC
Stock option (right to buy 		A - Award 3,473 3,473
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）