簡介

本頁面提供了有關 Denise C Johnson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Denise C Johnson已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:CAT / Caterpillar Inc. Group President 49,825
US:MOS / The Mosaic Company Director 20,296
如何解讀這些圖表

以下圖表顯示了在Denise C Johnson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Denise C Johnson 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,605 49,825 -3.12 911.92 -1,463,632 45,436,414
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -402 51,430 -0.78 910.65 -366,081 46,834,730
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,568 51,832 -2.94 909.70 -1,426,410 47,151,570
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,302 53,400 -4.13 908.76 -2,091,966 48,527,784
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,191 55,702 -2.09 907.98 -1,081,404 50,576,302
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,491 56,893 -2.55 906.73 -1,351,934 51,586,590
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,259 58,384 -3.73 905.73 -2,046,044 52,880,140
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,787 60,643 -2.86 904.70 -1,616,699 54,863,722
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,473 62,430 -5.27 910.55 -3,162,340 56,845,636
2026-05-15 2026-05-14 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 16,078 65,903 32.27 196.70 3,162,543 12,963,120
2026-05-14 2026-05-13 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,650 49,825 -5.05 910.24 -2,412,136 45,352,708
2026-05-14 2026-05-13 4 CAT CATERPILLAR INC
Common Stock
S - Sale -3,546 52,475 -6.33 909.46 -3,224,945 47,723,914
2026-05-14 2026-05-13 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -1,704 56,021 -2.95 911.61 -1,553,383 51,069,304
2026-05-14 2026-05-13 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 7,900 57,725 15.86 196.70 1,553,930 11,354,508
2026-03-06 2026-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -346 49,825 -0.69 738.42 -255,493 36,791,776
2026-03-04 2026-03-03 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -337 50,171 -0.67 719.13 -242,347 36,079,471
2026-03-04 2026-03-02 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,650 50,508 3.38
2026-02-12 2026-02-10 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,563 48,842 -6.80 744.83 -2,653,829 36,378,987
2026-02-12 2026-02-10 4 CAT CATERPILLAR INC
Common Stock
A - Award 9,055 52,405 20.89
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,138 43,350 -2.56 684.93 -779,450 29,691,716
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,258 44,488 -4.83 683.90 -1,544,246 30,425,343
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,761 46,746 -5.58 682.84 -1,885,321 31,920,039
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,994 49,507 -5.70 681.69 -2,040,980 33,748,427
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -20,145 52,501 -27.73 680.76 -13,713,910 35,740,581
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,431 72,646 -1.93 680.11 -973,237 49,407,271
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -14,564 74,077 -16.43 683.39 -9,952,892 50,623,481
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 45,291 86,641 109.53 219.76 9,953,150 19,040,226
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -7,411 43,350 -14.60 680.11 -5,040,295 29,482,768
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,000 50,761 -1.93 678.52 -678,520 34,442,354
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,399 51,761 -6.16 683.39 -2,322,843 35,372,950
2026-02-04 2026-02-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 11,810 55,160 27.24 196.70 2,323,027 10,849,972
2026-01-13 2026-01-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -473 43,350 -1.08 621.97 -294,192 26,962,400
2025-03-05 2025-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -343 43,723 -0.78 325.30 -111,578 14,223,092
2025-03-05 2025-03-03 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,692 44,066 6.51
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,742 41,342 -8.30 362.70 -1,357,223 14,994,743
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 9,901 45,084 28.14
2025-01-14 2025-01-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -452 35,183 -1.27 357.50 -161,590 12,577,922
2024-03-06 2024-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,731 35,525 8.33
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -4,369 32,766 -11.77 313.40 -1,369,245 10,268,864
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
A - Award 12,280 37,135 49.41
2024-01-16 2024-01-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 6,887 24,855 38.33
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -714 17,968 -3.82
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,112 18,682 -18.04
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,300 22,794 -9.17
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -16,610 25,094 -39.83
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,736 41,704 132.10 127.60 3,028,714 5,321,430
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,120 17,968 -36.03
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -7,892 28,088 -21.93
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,012 35,980 100.24 138.35 2,491,960 4,977,833
2023-05-26 2023-05-25 4 MOS MOSAIC CO
Common Stock
M - Exercise 2,575 20,296 14.53
2023-05-23 2023-05-21 4 MOS MOSAIC CO
Common Stock
M - Exercise 13,420 17,721 312.02
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,083 17,968 -25.29 248.68 -1,512,720 4,468,282
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
A - Award 15,446 24,051 179.50
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 8,605 -73.39 240.14 -5,700,203 2,066,405
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 32,342 275.85 127.60 3,028,841 4,126,839
2022-05-27 2022-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 32 24,399 0.13 212.99 6,816 5,196,743
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -7,169 0 -100.00
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Common Stock
M - Exercise 4,301 4,301
2022-05-23 2022-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 2,575 2,575
2022-05-18 2022-05-16 4 MOS MOSAIC CO
Common Stock
S - Sale -24,427 0 -100.00 65.00 -1,587,755
2022-03-15 2022-03-14 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 987 24,583 4.18 215.44 212,639 5,296,162
2022-03-15 2022-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 129 23,335 0.56 214.83 27,713 5,013,058
2022-03-08 2022-03-07 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 35,788 35,788
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,359 8,605 -38.38 200.77 -1,075,926 1,727,626
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
A - Award 13,964 13,964
2021-12-27 2021-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,949 0.18 206.20 8,454 4,732,084
2021-11-29 2021-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 24,337 0.18 198.73 8,545 4,836,492
2021-10-27 2021-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,620 0.18 199.64 8,585 4,715,497
2021-09-27 2021-09-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,135 0.19 196.82 8,463 4,553,431
2021-08-27 2021-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,472 0.17 211.24 8,450 4,958,225
2021-07-27 2021-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,890 0.18 211.03 8,652 4,830,477
2021-06-28 2021-06-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,197 0.17 216.31 8,652 5,017,743
2021-05-28 2021-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 29 22,758 0.13 237.71 6,894 5,409,804
2021-05-24 2021-05-20 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 4,435 4,435
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -5,497 0 -100.00
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Common Stock
M - Exercise 5,497 24,427 29.04
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 23,737 47,473 100.00 127.60 3,028,841 6,057,555
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 18,013 18,012 -1,801,300.00 138.35 2,492,099 2,491,960
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise 18,763 0 -100.00 151.12 2,835,465
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -3,548 0 -100.00 220.69 -783,008
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,707 3,548 -75.11 219.75 -2,352,863 779,673
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -5,927 14,255 -29.37 218.98 -1,297,894 3,121,560
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 20,182 -54.05 220.42 -5,232,110 4,448,516
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 43,919 117.61 127.60 3,028,841 5,604,064
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,872 20,182 -30.54 219.42 -1,946,694 4,428,334
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -9,141 29,054 -23.93 218.88 -2,000,782 6,359,340
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 38,195 89.25 138.35 2,492,099 5,284,278
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -18,763 20,182 -48.18 219.85 -4,125,046 4,437,013
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,763 38,945 92.97 151.12 2,835,465 5,885,368
2021-03-09 2021-03-05 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 250 21,831 1.16 220.16 55,040 4,806,313
2021-03-02 2021-03-01 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 45,291 45,291
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,472 20,182 -21.33 196.78 -1,076,780 3,971,414
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
A - Award 14,258 25,654 125.11
2020-12-28 2020-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 22,040 0.21 178.42 8,207 3,932,377
2020-11-30 2020-11-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 47 22,518 0.21 174.63 8,208 3,932,318
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -18,013 36,025 -33.33
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -37,527 18,763 -66.67
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,894 11,396 -43.83 175.00 -1,556,450 1,994,300
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -46,646 20,290 -69.69 175.00 -8,163,050 3,550,750
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 66,936 36.82 138.35 2,492,099 9,260,596
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 37,527 48,923 329.30 151.12 5,671,080 7,393,244
2020-10-28 2020-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 50 22,929 0.22 163.20 8,160 3,742,013
2020-09-28 2020-09-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 56 22,068 0.25 145.91 8,171 3,219,942
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -34,496 0 -100.00
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -19,549 11,396 -63.17 146.74 -2,868,620 1,672,249
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -22,269 30,945 -41.85 148.18 -3,299,820 4,585,430
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 34,496 53,214 184.29 95.66 3,299,887 5,090,451
2020-08-27 2020-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 22,031 0.26 141.83 8,226 3,124,657
2020-08-10 2020-08-06 4 CAT CATERPILLAR INC
Common Stock
I - Other -4,855 0 -100.00 134.39 -652,463
2020-07-28 2020-07-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 21,930 0.27 137.58 8,255 3,017,129
2020-05-29 2020-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 20,934 0.28 117.41 6,810 2,457,861
2020-05-22 2020-05-21 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 13,420 13,420
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,346 0 -100.00
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,346 18,930 50.43
2020-03-12 2020-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 3,003 22,675 15.27 100.69 302,372 2,283,146
2020-03-10 2020-03-06 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 727 18,629 4.06
2020-03-03 2020-03-02 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 71,210 71,210
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,898 18,718 -26.93 136.15 -939,163 2,548,456
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 18,294 25,616 249.85
2019-12-30 2019-12-27 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 17,639 0.46 148.28 12,011 2,615,511
2019-11-27 2019-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 17,609 0.47 146.09 12,125 2,572,499
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -936 0 -100.00 146.74 -137,349
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,172 7,322 -36.30 146.67 -611,907 1,073,918
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise -68,993 34,496 -66.67 95.66 -6,599,870 3,299,887
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,496 11,687 -74.69 144.00 -4,967,424 1,682,928
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,497 46,183 -42.76 142.01 -4,898,919 6,558,448
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 68,993 80,680 590.34 95.66 6,599,870 7,717,849
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 0 -100.00
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,777 11,687 -55.84 140.00 -2,068,780 1,636,180
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 26,464 126.44 74.77 1,104,876 1,978,713
2019-10-29 2019-10-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 86 16,777 0.52 139.73 12,017 2,344,250
2019-09-30 2019-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 95 17,335 0.55 126.39 12,007 2,190,971
2019-08-28 2019-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 105 12,987 0.82 114.42 12,014 1,485,973
2019-07-29 2019-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 12,882 0.71 132.92 12,096 1,712,275
2019-06-27 2019-06-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 89 12,791 0.70 135.15 12,028 1,728,704
2019-05-29 2019-05-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 65 12,702 0.51 122.90 7,988 1,561,076
2019-05-28 2019-05-23 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 7,169 7,169
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,038 0 -100.00
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,038 12,584 92.24
2019-05-03 2019-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 11,687 -1.07 138.79 -17,488 1,622,039
2019-04-29 2019-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,637 0.25 139.03 4,310 1,756,922
2019-03-28 2019-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,606 0.25 131.84 4,087 1,661,975
2019-03-12 2019-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 4,535 12,575 56.41 133.11 603,654 1,673,858
2019-03-12 2019-03-08 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 448 8,040 5.90
2019-03-05 2019-03-04 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 54,038 54,038
2019-02-27 2019-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,592 0.40 137.98 4,139 1,047,544
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -2,077 11,813 -14.95 131.78 -273,707 1,556,717
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 7,008 13,890 101.83
2019-01-28 2019-01-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,562 0.40 136.86 4,106 1,034,935
2018-12-28 2018-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,532 1.22 124.76 11,353 939,692
2018-11-28 2018-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,441 1.24 124.80 11,357 928,637
2018-10-30 2018-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 99 7,350 1.37 115.05 11,390 845,618
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 14,777 -50.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -4,330 0 -100.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,777 6,882 -68.23 155.00 -2,290,435 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 21,659 214.72 74.77 1,104,876 1,619,443
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -4,330 6,882 -38.62 155.00 -671,150 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 4,330 11,212 62.92 110.09 476,690 1,234,329
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -15,944 0 -100.00
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -1,500 6,882 -17.90 152.69 -229,035 1,050,813
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,444 8,382 -63.28 153.25 -2,213,543 1,284,542
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,944 22,826 231.68 83.00 1,323,352 1,894,558
2018-09-28 2018-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 74 7,251 1.03 153.17 11,335 1,110,636
2018-08-27 2018-08-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 82 7,177 1.16 138.21 11,333 991,933
2018-07-30 2018-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 80 7,095 1.14 142.58 11,406 1,011,605
2018-06-27 2018-06-26 4 CAT CATERPILLAR INC
Common Stock
A - Award 84 7,015 1.21 135.54 11,385 950,813
2018-05-29 2018-05-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 6,931 0.58 155.85 6,234 1,080,196
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,402 0 -100.00
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,402 6,546 108.21
2018-05-11 2018-05-10 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 5,497 5,497
2018-05-03 2018-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 6,882 -1.80 142.37 -17,939 979,790
2018-04-30 2018-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 28 6,891 0.41 146.31 4,097 1,008,222
2018-03-27 2018-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 26 6,863 0.38
2018-03-13 2018-03-12 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,293 6,837 50.46
2018-03-13 2018-03-09 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 125 4,544 2.83
2018-03-07 2018-03-05 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 56,290 56,290
2018-02-27 2018-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,419 0.52
2018-01-29 2018-01-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,396 0.53 167.06 3,842 734,396
2017-12-27 2017-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 68 4,373 1.58 156.44 10,638 684,112
2017-11-28 2017-11-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 4,305 1.85 137.39 10,716 591,464
2017-10-30 2017-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 79 4,227 1.90 136.94 10,818 578,845
2017-10-03 2017-09-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 87 4,148 2.14 124.71 10,850 517,297
2017-09-05 2017-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 4,061 2.29 117.49 10,692 477,127
2017-08-02 2017-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 94 3,970 2.43 113.95 10,711 452,382
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -14,778 29,554 -33.33
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -31,888 15,944 -66.67
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -25,152 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -17,141 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,788 7,008 -67.85 114.02 -1,686,128 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,778 21,786 210.87 74.77 1,104,951 1,628,939
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -31,888 7,008 -81.98 144.02 -4,592,510 1,009,292
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 31,888 38,896 455.02 83.00 2,646,704 3,228,368
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -25,152 7,008 -78.21 114.02 -2,867,831 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 25,152 32,160 358.90 96.31 2,422,389 3,097,330
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -17,141 7,008 -70.98 114.02 -1,954,417 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 17,141 24,149 244.59 89.75 1,538,405 2,167,373
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 100 3,876 2.65 107.46 10,746 416,515
2017-06-01 2017-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,776 0.99 105.43 3,901 398,104
2017-05-22 2017-05-18 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,346 6,346
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,144 0 -100.00
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,144 3,919 405.68
2017-05-05 2017-05-05 4 MOS MOSAIC CO
Common Stock
P - Purchase 803 803 23.58 18,933 18,933
2017-05-03 2017-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -89 7,008 -1.25 102.20 -9,096 716,218
2017-05-01 2017-04-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,739 1.03 102.26 3,886 382,350
2017-04-03 2017-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,701 1.04 92.76 3,525 343,305
2017-03-17 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 311 3,663 9.28 92.31 28,708 338,132
2017-03-14 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 198 3,352 6.28 92.31 18,277 309,423
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 103,489 103,489
2017-03-01 2017-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 36 3,154 1.15 96.66 3,480 304,866
2017-02-01 2017-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,118 1.20 95.66 3,539 298,268
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 106 3,081 3.56 92.74 9,830 285,732
2016-12-01 2016-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 103 2,975 3.59 95.56 9,843 284,291
2016-11-01 2016-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 116 2,872 4.21 83.46 9,681 239,697
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 109 2,756 4.12 88.77 9,676 244,650
2016-09-06 2016-09-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -285 6,682 -4.09 81.29 -23,168 543,180
2016-09-02 2016-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,647 4.67 81.95 9,670 216,922
2016-08-02 2016-07-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,529 4.89 82.76 9,766 209,300
2016-07-01 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 53 2,411 2.25 75.81 4,018 182,778
2016-06-17 2016-03-04 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,152 2,358 1,044.66 72.84 156,752 171,757
2016-06-17 2016-02-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 206 21.89 67.70 2,505 13,946
2016-06-17 2016-01-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 169 32.03 62.24 2,552 10,519
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 49 128 62.03 72.51 3,553 9,281
2016-05-20 2016-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,038 6,038
2016-05-03 2016-04-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 79 139.39 77.72 3,575 6,140
2016-04-04 2016-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 33 33 76.54 2,526 2,526
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Optionj
A - Award 44,332 44,332
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 900 900 62.20 55,980 55,980
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 2,600 6,967 59.54 62.20 161,720 433,347
2016-02-16 2016-02-16 4 MOS MOSAIC CO
Common Stock
P - Purchase 775 775 23.05 17,863 17,863
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
4,367
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
1,939
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2015-05-15 2015-05-14 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2015-05-15 2015-05-14 4/A MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2014-05-16 2014-05-15 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,144 3,144
2014-05-15 3 MOS MOSAIC CO
Common Stock
0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)