簡介

本頁面提供了有關 Lesley H Howe 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Lesley H Howe已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
Director 27,250
US:NUVA / Nuvasive Inc Director 1,597
US:JMBA / Jamba, Inc. Director 20,000
US:VOLC / Volcano Corp Director 0
US:PFCB / P F Changs China Bistro Inc Director 0
如何解讀這些圖表

以下圖表顯示了在Lesley H Howe進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Lesley H Howe 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2020-09-18 2020-09-16 4 OBLN OBALON THERAPEUTICS INC
Stock Option
A - Award 27,250 27,250
2020-09-18 2020-09-16 4 OBLN OBALON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 27,250 27,250
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Warrants (Right to Buy)
P - Purchase 4,687 4,687
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Common Stock
P - Purchase 6,250 19,397 47.54 4.00 25,000 77,588
2019-07-25 2019-07-23 4 OBLN OBALON THERAPEUTICS INC
Common Stock (Restricted Stock Units)
A - Award 78,125 131,459 146.48
2018-08-27 2018-08-23 4 OBLN OBALON THERAPEUTICS INC
Common Stock
A - Award 27,472 53,334 106.23 1.82 49,999 97,068
2018-06-14 2018-06-13 4 OBLN OBALON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 81,774 81,774
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -533 1,597 -25.02
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,822 0 -100.00
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,501 0 -100.00
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -3,725 0 -100.00
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,833 0 -100.00
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,833 0 -100.00
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 15,247 26,244 138.65
2017-08-18 2017-08-18 4 NUVA NUVASIVE INC
Common Stock
S - Sale -3,970 10,997 -26.53 64.64 -256,621 710,846
2017-08-18 2017-08-17 4 NUVA NUVASIVE INC
Stock Option (Right to Buy)
M - Exercise -6,000 0 -100.00
2017-08-18 2017-08-17 4 NUVA NUVASIVE INC
Common Stock
F - Taxes -2,863 14,967 -16.06 65.93 -188,758 986,774
2017-08-18 2017-08-17 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 6,000 17,830 50.72 31.46 188,760 560,932
2017-06-16 2017-06-06 4 OBLN OBALON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 36,554 36,554
2017-05-22 2017-05-18 4 NUVA NUVASIVE INC
RSUs
A - Award 2,130 2,130
2017-05-09 2017-05-09 4 OBLN OBALON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 21,000 21,000
2017-02-15 2017-02-14 4 NUVA NUVASIVE INC
Common Stock
S - Sale -6,049 11,830 -33.83 73.26 -443,150 866,666
2017-02-15 2017-02-13 4 NUVA NUVASIVE INC
Stock Option (Right to Buy)
M - Exercise -6,000 0 -100.00
2017-02-15 2017-02-13 4 NUVA NUVASIVE INC
Stock Option (Right to Buy)
M - Exercise -6,000 0 -100.00
2017-02-15 2017-02-13 4 NUVA NUVASIVE INC
Common Stock
F - Taxes -5,951 17,879 -24.97 73.74 -438,827 1,318,397
2017-02-15 2017-02-13 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 6,000 23,830 33.65 33.70 202,200 803,071
2017-02-15 2017-02-13 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 6,000 17,830 50.72 39.45 236,700 703,394
2016-11-14 2016-11-09 4 OBLN OBALON THERAPEUTICS INC
Stock Option (right to buy)
A - Award 20,638 20,638
2016-10-05 3 OBLN OBALON THERAPEUTICS INC
Common Stock
51,724
2016-10-05 3 OBLN OBALON THERAPEUTICS INC
Common Stock
51,724
2016-08-03 2016-08-02 4 NUVA NUVASIVE INC
Common Stock
S - Sale -3,602 11,830 -23.34 62.44 -224,909 738,665
2016-08-03 2016-08-01 4 NUVA NUVASIVE INC
Stock Option (Right to Buy)
M - Exercise -6,000 0 -100.00
2016-08-03 2016-08-01 4 NUVA NUVASIVE INC
Common Stock
F - Taxes -2,398 15,432 -13.45 63.29 -151,769 976,691
2016-08-03 2016-08-01 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 6,000 17,830 50.72 25.30 151,800 451,099
2016-05-23 2016-05-19 4 NUVA NUVASIVE INC
RSUs
A - Award 2,822 2,822
2016-03-03 2016-03-01 4 NUVA NUVASIVE INC
Stock Option (Right to Buy)
M - Exercise -11,000 0 -100.00
2016-03-03 2016-03-01 4 NUVA NUVASIVE INC
Common Stock
F - Taxes -5,003 11,830 -29.72 41.66 -208,425 492,838
2016-03-03 2016-03-01 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 11,000 16,833 188.58 18.95 208,450 318,985
2015-06-15 2015-06-12 4 NUVA NUVASIVE INC
Common Stock
A - Award 2,501 5,833 75.06
2015-05-14 2015-05-12 4 JMBA JAMBA, INC.
Common Stock
A - Award 4,000 20,000 25.00
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Restricted Stock Units
D - Sale to Issuer -3,575 0 -100.00 18.00 -64,350
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Restricted Stock Units
D - Sale to Issuer -3,711 0 -100.00 18.00 -66,798
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Restricted Stock Units
D - Sale to Issuer -2,193 0 -100.00 18.00 -39,474
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Restricted Stock Units
D - Sale to Issuer -1,698 0 -100.00 18.00 -30,564
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Restricted Stock Units
D - Sale to Issuer -2,136 0 -100.00 18.00 -38,448
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
D - Sale to Issuer -10,049 0 -100.00 0.52 -5,225
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
D - Sale to Issuer -10,840 0 -100.00 1.16 -12,574
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
D - Sale to Issuer -12,000 0 -100.00 3.09 -37,080
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
D - Sale to Issuer -8,000 0 -100.00 4.84 -38,720
2015-02-19 2015-02-17 4 VOLC Volcano Corp
Common Stock
D - Sale to Issuer -25,142 0 -100.00 18.00 -452,556
2014-06-05 2014-06-03 4 VOLC Volcano Corp
Restricted Stock Units
A - Award 3,575 3,575
2014-06-05 2014-06-03 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
A - Award 10,049 10,049 17.48 175,657 175,657
2014-05-23 2014-05-22 4 NUVA NUVASIVE INC
Common Stock
A - Award 3,725 15,224 32.39
2014-05-13 2014-05-09 4 JMBA JAMBA, INC.
Common Stock
A - Award 4,000 16,000 33.33
2014-03-10 2014-03-07 4 NUVA NUVASIVE INC
Stock Option (Right-to-Buy)
M - Exercise -15,000 11,000 -57.69
2014-03-10 2014-03-07 4 NUVA NUVASIVE INC
Common Stock
D - Sale to Issuer -15,000 5,000 -75.00 36.76 -551,370 183,790
2014-03-10 2014-03-07 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 15,000 20,000 300.00 18.95 284,250 379,000
2013-05-28 2013-05-23 4 NUVA NUVASIVE INC
Common Stock
A - Award 2,833 2,833
2013-05-17 2013-05-15 4 VOLC Volcano Corp
Restricted Stock Units
A - Award 3,711 3,711
2013-05-17 2013-05-15 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
A - Award 10,840 10,840 16.84 182,546 182,546
2013-05-16 2013-05-14 4 JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
M - Exercise -2,500 0 -100.00
2013-05-16 2013-05-14 4 JMBA JAMBA, INC.
COMMON STOCK
A - Award 20,000 60,000 50.00
2013-05-16 2013-05-14 4 JMBA JAMBA, INC.
COMMON STOCK
M - Exercise 2,500 40,000 6.67
2013-03-12 2013-03-08 4 JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
M - Exercise -2,500 0 -100.00
2013-03-12 2013-03-08 4 JMBA JAMBA, INC.
COMMON STOCK
M - Exercise 2,500 37,500 7.14
2012-11-20 2012-11-19 4 JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
M - Exercise -2,500 0 -100.00
2012-11-20 2012-11-19 4 JMBA JAMBA, INC.
COMMON STOCK
M - Exercise 2,500 35,000 7.69
2012-09-25 2012-09-24 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
M - Exercise -18,181 0 -100.00
2012-09-25 2012-09-24 4 VOLC Volcano Corp
Common Stock
M - Exercise 18,181 25,142 261.18 8.36 151,993 210,187
2012-08-17 2012-08-17 4 JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
M - Exercise -2,500 0 -100.00
2012-08-17 2012-08-17 4 JMBA JAMBA, INC.
COMMON STOCK
M - Exercise 2,500 101,300 2.53
2012-08-17 2012-08-17 4/A JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
M - Exercise -2,500 0 -100.00
2012-08-17 2012-08-17 4/A JMBA JAMBA, INC.
COMMON STOCK
M - Exercise 2,500 32,500 8.33
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Cash-Settled Stock-Based Awards
D - Sale to Issuer -2,590 0 -100.00 51.50 -133,385
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Option To Purchase Common Stock
D - Sale to Issuer -6,592 0 -100.00 51.50 -339,488
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Option To Purchase Common Stock
D - Sale to Issuer -5,732 0 -100.00 51.50 -295,198
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Option To Purchase Common Stock
D - Sale to Issuer -18,000 0 -100.00
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Option To Purchase Common Stock
D - Sale to Issuer -15,000 0 -100.00 51.50 -772,500
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Option To Purchase Common Stock
D - Sale to Issuer -15,000 0 -100.00 51.50 -772,500
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Common Stock
D - Sale to Issuer -9,643 0 -100.00 51.50 -496,614
2012-07-05 2012-07-02 4 PFCB P F CHANGS CHINA BISTRO INC
Common Stock
U - Other -5,344 9,643 -35.66 51.50 -275,216 496,614
2012-05-25 2012-05-24 4 NUVA NUVASIVE INC
Common Stock
A - Award 2,833 2,833
2012-05-24 2012-05-23 4 VOLC Volcano Corp
Restricted Stock Units
A - Award 2,193 2,193
2012-05-24 2012-05-23 4 VOLC Volcano Corp
Non-Qualified Stock Option (Right to Buy)
A - Award 5,689 5,689
2012-05-21 2012-05-17 4 JMBA JAMBA, INC.
RESTRICTED STOCK UNIT
A - Award 10,000 10,000
2012-04-19 2012-04-18 4 PFCB P F CHANGS CHINA BISTRO INC
Common Stock
A - Award 2,467 14,936 19.79
2010-06-10 2010-06-10 4 JMBA JAMBA, INC.
COMMON STOCK
P - Purchase 10,000 30,000 50.00 2.31 23,100 69,300
2006-03-14 2006-03-03 4/A NUVA NUVASIVE INC
Stock Option (Right to Buy)
A - Award 26,000 26,000
2004-05-14 2003-05-13 4 NUVA NUVASIVE INC
Common Stock
P - Purchase 3,000 3,000 11.00 33,000 33,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)