Niagen Bioscience 公司
US ˙ NasdaqCM ˙ US1710774076

簡介

本頁面提供了有關 Barry C Honig 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Barry C Honig已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PGLC / Pershing Gold Corporation 10% Owner 0
US:USAS / Americas Gold and Silver Corporation 10% Owner 9,876,089
10% Owner 799,774
US:RIOT / Riot Platforms, Inc. 10% Owner 443,585
US:NAGE / Niagen Bioscience, Inc. Director 205,000
0
US:SNNAF / Sienna Resources Inc. 10% Owner 9,390,184
如何解讀這些圖表

以下圖表顯示了在Barry C Honig進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

NAGE / Niagen Bioscience, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 NAGE / Niagen Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2013-04-30 CDXC.OB Honig Barry C 4,300 0.6400 1,433 1.9200 2,752 730
2013-04-29 CDXC.OB Honig Barry C 26,600 0.6330 8,867 1.8990 16,838
2013-04-29 CDXC.OB Honig Barry C 21,000 0.6290 7,000 1.8870 13,209
2013-04-26 CDXC.OB Honig Barry C 47,900 0.6270 15,967 1.8810 30,033
2013-04-25 CDXC.OB Honig Barry C 15,400 0.6200 5,133 1.8600 9,548
2012-12-19 CDXC.OB Honig Barry C 15,000 0.6200 5,000 1.8600 9,300
2012-12-14 CDXC.OB Honig Barry C 28,900 0.6300 9,633 1.8900 18,207
2012-11-16 CDXC.OB Honig Barry C 25,000 0.6200 8,333 1.8600 15,500
2012-09-11 CDXC.OB Honig Barry C 7,500 0.7700 2,500 2.3100 5,775
2012-08-31 CDXC.OB Honig Barry C 7,300 0.6200 2,433 1.8600 4,526
2012-08-15 CDXC.OB Honig Barry C 15,000 0.7400 5,000 2.2200 11,100
2012-08-13 CDXC.OB Honig Barry C 30,000 0.6600 10,000 1.9800 19,800
2012-07-05 CDXC.OB Honig Barry C 9,991 0.6700 3,330 2.0100 6,694
2012-07-03 CDXC.OB Honig Barry C 8,506 0.6700 2,835 2.0100 5,699
2012-06-20 CDXC.OB Honig Barry C 74,787 0.6500 24,929 1.9500 48,612
2012-06-13 CDXC.OB Honig Barry C 32,500 0.6500 10,833 1.9500 21,125
2012-05-30 CDXC.OB Honig Barry C 10,000 0.7000 3,333 2.1000 7,000
2012-05-29 CDXC.OB Honig Barry C 5,000 0.7000 1,667 2.1000 3,500
2012-05-18 CDXC.OB Honig Barry C 8,000 0.5100 2,667 1.5300 4,080
2012-05-16 CDXC.OB Honig Barry C 24,600 0.5000 8,200 1.5000 12,300
2012-02-10 CDXC.OB Honig Barry C 333,333 0.7500 111,111 2.2500 250,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NAGE / Niagen Bioscience, Inc. Insider Trades
NAGE / Niagen Bioscience, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 NAGE / Niagen Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NAGE / Niagen Bioscience, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Barry C Honig 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -55,556 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -666,667 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -22,223 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Warrants 		D - Sale to Issuer -396,039 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -205,425 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -731,892 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -301,950 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -1,495,606 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -89,147 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -1,767,575 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -130,892 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -3,277,967 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -5,269,167 0 -100.00
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2018-12-21 2018-12-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 126,000 5,269,167 2.45 0.91 115,076 4,812,330
2018-09-14 2018-09-12 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		M - Exercise -47,661 0 -100.00
2018-09-14 2018-09-12 4 PGLC Pershing Gold Corp.
Common Stock 		M - Exercise 47,661 3,237,294 1.49
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 639,431 5,193,568 14.04 2.00 1,278,862 10,387,136
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 326,346 4,554,137 7.72 1.30 424,250 5,920,378
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 95,033 3,189,633 3.07 2.00 190,066 6,379,266
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 574,000 3,094,600 22.77 1.30 746,200 4,022,980
2018-08-01 2018-07-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 2,520,600 5.22 2.00 250,000 5,041,200
2018-07-18 2018-07-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 62,854 4,227,791 1.51 1.60 100,566 6,764,466
2018-07-18 2018-07-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 4,164,937 0.48 1.62 32,400 6,747,198
2018-07-06 2018-07-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 14,714 4,144,937 0.36 1.71 25,161 7,087,842
2018-07-02 2018-06-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,962 28,082 16.43 1.83 7,250 51,390
2018-06-18 2018-06-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 4,130,223 3.12 2.00 250,000 8,260,446
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,525 4,005,223 0.19 1.88 14,147 7,529,819
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,475 3,997,698 0.06 1.89 4,678 7,555,649
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 3,995,223 0.13 1.93 9,650 7,710,780
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,785 3,990,223 0.12 1.96 9,379 7,820,837
2018-05-22 2018-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10 3,985,438 0.00 1.95 20 7,771,604
2018-05-22 2018-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205 3,985,428 0.01 1.96 402 7,811,439
2018-04-30 2018-04-26 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 4,513 24,120 23.02 2.05 9,252 49,446
2018-04-30 2018-04-26 4/A PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 4,513 4,513 2.05 9,252 9,252
2018-04-11 2018-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,000 3,985,223 0.03 1.85 1,850 7,372,663
2018-04-11 2018-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,502 3,984,223 0.26 1.86 19,534 7,410,655
2018-04-09 2018-04-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,973,721 0.25 1.89 18,900 7,510,333
2018-04-09 2018-04-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 3,963,721 0.51 1.90 38,000 7,531,070
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 3,943,721 0.06 1.94 4,850 7,650,819
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,941,221 0.25 1.94 19,400 7,645,969
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 3,931,221 0.64 1.94 48,500 7,626,569
2018-03-21 2018-03-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 350 5,880,391 0.01 2.05 718 12,054,802
2018-03-21 2018-03-19 4 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 ("Common Stock") 		P - Purchase 497 5,880,041 0.01 2.01 999 11,818,882
2018-03-15 2018-03-15 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 7,902 799,774 1.00 17.55 138,680 14,036,034
2018-03-15 2018-03-14 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		P - Purchase 10,500 791,872 1.34 17.72 186,060 14,031,972
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Warrants 		J - Other -150,000 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series F Convertible Preferred Stock 		J - Other -3,000 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series B Convertible Preferred Stock 		C - Conversion -16,176 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series A Convertible Preferred Stock 		C - Conversion -720,135 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock 		J - Other 536,954 781,372 219.69
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock 		C - Conversion 269,608 951,191 39.56 8.40 2,264,707 7,990,004
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		C - Conversion 163,183 681,583 31.48 3.00 489,549 2,044,749
2018-02-27 2018-02-26 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 3,200 244,418 1.33 17.97 57,504 4,392,191
2018-02-27 2018-02-23 4 COOL POLARITYTE, INC.
Common Stock 		S - Sale -1,400 241,218 -0.58 17.88 -25,032 4,312,978
2018-02-27 2018-02-23 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 9,000 242,618 3.85 17.11 153,990 4,151,194
2018-02-27 2018-02-22 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 100 233,618 0.04 19.92 1,992 4,653,671
2018-02-27 2018-02-22 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		P - Purchase 3,100 233,518 1.35 18.67 57,877 4,359,781
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		1,267,218
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock 		979,236
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		1,267,218
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock 		979,236
2018-02-22 2018-02-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,340 3,905,374 0.19 2.13 15,634 8,318,447
2018-02-12 2018-02-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,955 2,457,133 0.12 2.12 6,265 5,209,122
2018-02-09 2018-02-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,454,178 0.20 2.14 10,700 5,251,941
2018-02-08 2018-02-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,786 2,449,178 0.52 2.17 27,746 5,314,716
2018-02-05 2018-02-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 19,050 121,500 18.59 2.16 41,148 262,440
2018-02-01 2018-01-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 102,450 17.15 2.24 33,600 229,488
2018-01-31 2018-01-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,898,034 0.26 2.35 23,500 9,160,380
2018-01-25 2018-01-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 2,436,392 0.83 2.38 47,600 5,798,613
2018-01-22 2018-01-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,233 87,450 16.26 2.40 29,359 209,880
2018-01-19 2018-01-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,079 2,416,392 0.63 2.42 36,491 5,847,669
2018-01-16 2018-01-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 75,217 36.22 2.43 48,600 182,777
2018-01-08 2018-01-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,401,313 0.21 2.51 12,550 6,027,296
2018-01-05 2018-01-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,396,313 0.42 2.41 24,100 5,775,114
2018-01-03 2018-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 2,386,313 0.63 2.41 36,150 5,751,014
2018-01-03 2017-12-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,605 19,607 15.32 2.40 6,252 47,057
2017-12-26 2017-12-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,100 1,763,522 1.04 2.38 43,078 4,197,182
2017-12-22 2017-12-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 58,582 1,745,422 3.47 2.31 135,324 4,031,925
2017-12-22 2017-12-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 35,000 3,888,034 0.91 2.31 80,850 8,981,359
2017-12-21 2017-12-19 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 396,039 396,039 3.40 1,346,533 1,346,533
2017-12-21 2017-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 990,099 3,853,034 34.58 3.03 3,000,000 11,674,693
2017-12-21 2017-12-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 64,000 1,686,840 3.94 2.36 151,040 3,980,942
2017-12-20 2017-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 1,622,840 3.18 2.45 122,500 3,975,958
2017-12-19 2017-12-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 28,500 2,862,935 1.01 2.54 72,390 7,271,855
2017-11-28 2017-11-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,572,840 0.32 2.80 14,000 4,403,952
2017-11-28 2017-11-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 65,000 2,834,435 2.35 2.72 176,800 7,709,663
2017-11-24 2017-11-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,500 1,567,840 0.80 2.82 35,250 4,421,309
2017-11-22 2017-11-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,900 1,555,340 0.32 2.81 13,769 4,370,505
2017-11-13 2017-11-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 2,769,435 0.91 2.88 72,000 7,975,973
2017-11-13 2017-11-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 2,744,435 0.92 2.85 71,250 7,821,640
2017-11-09 2017-11-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,550,440 0.32 2.86 14,300 4,434,258
2017-11-03 2017-11-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,210 1,545,440 0.21 2.90 9,309 4,481,776
2017-11-02 2017-11-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,493 1,542,230 1.21 2.88 53,260 4,441,622
2017-10-26 2017-10-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,124 1,523,737 0.27 2.90 11,960 4,418,837
2017-10-25 2017-10-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,519,613 0.33 2.90 14,500 4,406,878
2017-10-24 2017-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,514,613 0.33 2.90 14,500 4,392,378
2017-10-20 2017-10-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,509,613 0.33 2.90 14,500 4,377,878
2017-10-18 2017-10-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,000 1,504,613 0.27 2.92 11,680 4,393,470
2017-10-17 2017-10-16 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,795 1,500,613 1.27 2.99 56,197 4,486,833
2017-10-12 2017-10-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 1,481,818 0.17 3.21 8,025 4,756,636
2017-10-11 2017-10-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000 1,479,318 0.14 3.17 6,340 4,689,438
2017-10-10 2017-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 1,477,318 0.20 3.12 9,360 4,609,232
2017-10-03 2017-09-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,458 17,002 16.90 2.95 7,251 50,156
2017-09-29 2017-09-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,474,318 0.68 2.93 29,300 4,319,752
2017-09-27 2017-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,371,313 0.21 2.96 14,800 7,019,086
2017-09-20 2017-09-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 2,366,313 0.11 3.08 7,700 7,288,244
2017-09-19 2017-09-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 14,000 1,464,318 0.97 2.97 41,580 4,349,024
2017-09-18 2017-09-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,450,318 0.35 3.00 15,000 4,350,954
2017-09-13 2017-09-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 6,401 2,363,813 0.27 2.92 18,691 6,902,334
2017-09-08 2017-09-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,445,318 0.70 3.01 30,100 4,350,407
2017-09-06 2017-09-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 1,435,318 1.06 3.02 45,300 4,334,660
2017-07-10 2017-07-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,411 2,357,412 0.14 2.72 9,278 6,412,161
2017-07-06 2017-07-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,420,318 0.71 2.76 27,600 3,920,078
2017-07-05 2017-06-30 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,316 14,544 29.53 2.79 9,252 40,578
2017-06-20 2017-06-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 2,354,001 0.32 2.76 20,700 6,497,043
2017-06-13 2017-06-12 4 PGLC Pershing Gold Corp.
Common Stock 		A - Award 5,000 2,346,501 0.21 2.90 14,500 6,804,853
2017-06-13 2017-06-12 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,346,501 0.21 2.90 14,500 6,804,853
2017-05-04 2017-05-02 4 COOL POLARITYTE, INC.
Stock Options 		M - Exercise -87,500 0 -100.00 4.80 -420,000
2017-05-04 2017-05-02 4 COOL POLARITYTE, INC.
Common stock, par value $0.001 per share 		M - Exercise 87,500 412,148 26.95 4.80 420,000 1,978,310
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,610 11,228 47.39 2.84 10,252 31,888
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,218 7,618 41.07 3.27 7,253 24,911
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 1,601 5,400 42.14 4.53 7,253 24,462
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 1,457 3,799 62.21 4.29 6,251 16,298
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,342 2,342 3.95 9,251 9,251
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Common Stock 		A - Award 2,351 2,341,501 0.10 3.51 8,252 8,218,669
2017-05-01 2017-04-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,410,318 0.71 2.81 28,100 3,962,994
2017-04-26 2017-04-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,400,318 0.36 2.81 14,050 3,934,894
2017-04-24 2017-04-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,774 1,395,318 0.34 2.81 13,415 3,920,844
2017-04-21 2017-04-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 6,500 1,390,544 0.47 2.81 18,265 3,907,429
2017-04-18 2017-04-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 8,500 1,363,644 0.63 2.86 24,310 3,900,022
2017-04-18 2017-04-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,400 1,384,044 1.50 2.82 57,528 3,903,004
2017-04-13 2017-04-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,355,144 0.37 2.88 14,400 3,902,815
2017-04-12 2017-04-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,350,144 0.37 2.85 14,250 3,847,910
2017-03-10 2017-03-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 1,345,144 1.51 2.90 58,000 3,900,918
2017-02-24 2017-02-24 4 COOL POLARITYTE, INC.
Common stock, par value $0.001 per share 		P - Purchase 2,500 324,648 0.78 7.71 19,275 2,503,036
2017-02-07 2017-02-03 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 10,000 10,000
2017-01-30 2017-01-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,339,150 0.43 3.09 30,900 7,227,974
2017-01-04 2017-01-04 4 BIOP Bioptix, Inc.
Common Stock 		P - Purchase 4,000 443,585 0.91 4.22 16,880 1,871,929
2016-12-05 2016-12-01 4 COOL MAJESCO ENTERTAINMENT CO
Common stock, par value $0.001 per share 		A - Award 125,000 322,148 63.40
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 18,731 500,000 3.89 5.05 94,592 2,525,000
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,600 481,269 0.33 5.00 8,000 2,406,345
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,000 479,669 0.21 5.30 5,300 2,542,246
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,000 478,669 0.21 5.32 5,320 2,546,519
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 7,484 477,669 1.59 4.95 37,046 2,364,462
2016-11-10 2016-11-09 4 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		P - Purchase 20,000 38,411 108.63 3.00 60,000 115,233
2016-11-08 2016-10-19 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 6,086 439,185 1.41 2.78 16,919 1,220,934
2016-11-08 2016-10-18 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 13,400 13,400 2.68 35,912 35,912
2016-11-08 2016-10-13 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 28,935 433,099 7.16 2.28 65,972 987,466
2016-11-08 2016-10-06 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 12,777 404,164 3.26 2.71 34,626 1,095,284
2016-11-08 2016-09-30 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 2,228 391,387 0.57 2.80 6,238 1,095,884
2016-09-13 3 APPY Venaxis, Inc.
Common Stock 		778,318
2016-09-13 3 APPY Venaxis, Inc.
Common Stock 		778,318
2016-07-01 2016-07-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,500 2,329,150 0.19 4.40 19,800 10,248,260
2016-06-30 2016-06-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,325,144 0.76 4.25 42,500 5,631,862
2016-06-29 2016-06-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 2,324,650 0.32 4.28 32,100 9,949,502
2016-06-24 2016-06-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 1,315,144 0.23 4.05 12,150 5,326,333
2016-06-23 2016-06-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 29,000 1,312,144 2.26 3.88 112,520 5,091,119
2016-06-22 2016-06-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 55,000 1,283,144 4.48 3.91 215,050 5,017,093
2016-06-21 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 2,719,435 1.49 3.92 156,800 10,660,185
2016-06-21 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 1,228,144 8.86 3.92 392,000 4,814,324
2016-06-20 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 2,317,150 4.51 3.92 392,000 9,083,228
2016-06-20 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 2,679,435 3.88 3.92 392,000 10,503,385
2016-06-14 2016-06-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,217,150 0.23 4.17 20,850 9,245,516
2016-06-14 2016-06-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,212,150 0.45 4.00 40,000 8,848,600
2016-05-20 2016-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 2,202,150 7.31 3.70 555,000 8,147,955
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205,479 2,579,435 8.66 3.65 749,998 9,414,938
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 815,041 2,052,150 65.88 3.65 2,974,900 7,490,348
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 61,370 89,148 220.93 3.65 224,000 325,390
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205,479 1,128,144 22.27 3.65 749,998 4,117,726
2016-04-26 2016-04-25 4 COOL MAJESCO ENTERTAINMENT CO
Option 		A - Award 525,000 525,000
2016-04-26 2016-04-25 4 COOL MAJESCO ENTERTAINMENT CO
Common Stock, par value $0.001 		A - Award 525,000 1,182,889 79.80
2016-03-07 2016-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 35,000 2,373,956 1.50 3.72 130,200 8,831,116
2016-03-04 2016-03-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,338,956 0.21 3.65 18,250 8,537,189
2016-03-03 2016-03-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 17,500 2,333,956 0.76 3.57 62,475 8,332,223
2016-03-01 2016-02-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,000 2,316,456 0.17 3.67 14,680 8,501,394
2016-02-09 2016-02-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 147,059 922,665 18.96 3.40 500,001 3,137,061
2016-02-09 2016-02-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 220,588 2,312,456 10.55 3.40 749,999 7,862,350
2016-01-14 2016-01-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 775,606 1.31 3.25 32,500 2,520,720
2016-01-06 2016-01-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 765,606 0.66 3.50 17,500 2,679,621
2015-12-21 2015-12-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000 760,606 0.26 3.50 7,000 2,662,121
2015-12-16 2015-12-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,000 758,606 2.43 3.37 60,660 2,556,502
2015-12-10 2015-12-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 740,606 0.41 3.61 10,830 2,673,588
2015-12-02 2015-12-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 737,606 1.37 3.75 37,500 2,766,022
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		1,517,954
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		951,771
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		970,535
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		1,517,954
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		951,771
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		970,535
2015-09-30 2015-09-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,091,868 0.48 3.71 37,100 7,760,830
2015-09-29 2015-09-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 23,000 2,081,868 1.12 3.80 87,400 7,911,098
2015-09-23 2015-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 2,058,868 0.12 4.21 10,525 8,667,834
2015-08-04 2015-08-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,000 727,606 0.14 5.03 5,030 3,659,858
2015-07-28 2015-07-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,200 726,606 0.17 4.08 4,896 2,964,552
2015-07-24 2015-07-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 65,000 2,056,368 3.26 3.87 251,550 7,958,144
2015-07-24 2015-07-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,991,368 0.25 4.39 21,950 8,742,106
2015-07-22 2015-07-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,976,368 0.25 4.80 24,000 9,486,566
2015-07-22 2015-07-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,986,368 0.51 4.68 46,780 9,292,230
2015-04-16 2015-04-10 4 PGLC Pershing Gold Corp.
Warrants 		P - Purchase 3,076,922 3,076,922
2015-04-16 2015-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,692,307 35,484,621 27.68
2015-02-11 2015-02-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 27,792,314 0.45 0.33 41,000 9,115,879
2015-02-03 2015-01-05 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,787,500 27,667,314 6.91 0.28 500,500 7,746,848
2015-02-03 2014-01-05 4/A PGLC Pershing Gold Corp.
Warrants 		P - Purchase 606,000 4,242,000 16.67 0.00 1,212 8,484
2015-02-03 2014-01-05 4/A PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 505 4,230 13.56 989.11 499,501 4,183,935
2015-01-29 2015-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 13,057,301 2.35 0.33 99,000 4,308,909
2015-01-28 2015-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 30,000 12,757,301 0.24 0.33 9,900 4,209,909
2015-01-06 2015-01-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,787,500 27,667,314 6.91 0.28 500,500 7,746,848
2015-01-06 2014-01-05 4 PGLC Pershing Gold Corp.
Warrants 		P - Purchase 606,000 4,242,000 16.67 0.00 1,212 8,484
2015-01-06 2014-01-05 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 505 4,230 13.56 989.11 499,501 4,183,935
2015-01-02 2014-12-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 25,879,814 0.19 0.29 14,500 7,505,146
2014-12-30 2014-12-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 12,727,301 0.39 0.28 13,750 3,500,008
2014-12-30 2014-12-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 12,677,301 0.20 0.28 7,000 3,549,644
2014-12-23 2014-12-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 12,652,301 0.32 0.28 11,200 3,542,644
2014-12-23 2014-12-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 12,612,301 0.32 0.29 11,520 3,632,343
2014-12-15 2014-12-11 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 172,414 172,414
2014-12-11 2014-12-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 12,572,301 1.21 0.28 42,150 3,532,817
2014-12-09 2014-12-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 12,422,301 0.81 0.28 28,000 3,478,244
2014-12-05 2014-12-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 59,750 25,829,814 0.23 0.29 17,387 7,516,476
2014-11-26 2014-11-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 350,000 12,322,301 2.92 0.29 101,150 3,561,145
2014-11-19 2014-11-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,972,301 1.27 0.30 45,000 3,591,690
2014-11-17 2014-11-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,822,301 1.29 0.30 45,000 3,546,690
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 25,770,064 0.03 0.30 2,272 7,808,329
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 25,762,564 0.04 0.30 3,010 7,754,532
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 25,752,564 0.04 0.30 3,050 7,854,532
2014-10-28 2014-10-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 25,742,564 0.03 0.30 2,280 7,825,739
2014-10-27 2014-10-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 25,735,064 0.29 0.30 22,875 7,849,195
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 25,660,064 0.10 0.29 7,250 7,441,419
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 11,672,301 0.65 0.29 21,675 3,373,295
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,597,301 1.31 0.30 45,000 3,479,190
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 11,447,301 0.66 0.29 21,750 3,319,717
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 475,000 21,267,964 2.28 0.29 137,750 6,167,710
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,300,000 20,792,964 6.67 0.30 390,000 6,237,889
2014-10-23 2014-10-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 32,500 11,372,301 0.29 0.30 9,792 3,426,474
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 535,715 19,492,964 2.83 0.28 150,000 5,458,030
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 583,177 18,957,249 3.17 0.30 172,037 5,592,388
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 135,593 25,635,064 0.53 0.30 40,000 7,562,344
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 45,997 11,339,801 0.41 0.30 13,854 3,415,548
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 423,730 11,293,804 3.90 0.30 125,000 3,331,672
2014-10-20 2014-10-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 86,545 10,870,074 0.80 0.30 25,799 3,240,369
2014-10-16 2014-10-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 500,000 42.86 0.30 45,000 150,000
2014-10-10 2014-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000,000 25,499,471 8.51 0.30 610,000 7,777,339
2014-10-10 2014-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 18,374,072 2.80 0.30 151,000 5,548,970
2014-10-07 2014-10-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 10,783,529 0.47 0.31 15,500 3,342,894
2014-10-02 2014-10-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 10,733,529 0.94 0.31 31,000 3,327,394
2014-10-02 2014-10-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 23,499,471 0.32 0.31 23,250 7,284,836
2014-10-01 2014-09-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,245,902 10,633,529 13.27 0.30 380,000 3,243,226
2014-10-01 2014-09-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,754,098 23,424,471 8.09 0.30 535,000 7,144,464
2014-09-25 2014-09-24 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 114 3,725 3.16 915.00 104,310 3,408,375
2014-09-25 2014-09-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 9,387,627 5.63 0.31 156,500 2,938,327
2014-09-23 2014-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 400,000 8,887,627 4.71 0.31 123,480 2,743,610
2014-09-23 2014-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 8,487,627 3.03 0.30 76,250 2,588,726
2014-09-12 2014-09-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,100,000 21,670,373 5.35 0.31 341,000 6,717,816
2014-09-12 2014-09-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,800,000 8,237,627 51.49 0.31 868,000 2,553,664
2014-09-03 2014-09-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 350,000 75.00 0.32 48,450 113,050
2014-09-02 2014-08-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 5,437,627 4.82 0.32 80,000 1,740,041
2014-08-28 2014-08-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 220,000 20,570,373 1.08 0.32 70,400 6,582,519
2014-08-20 2014-08-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 5,187,627 6.14 0.33 98,700 1,706,729
2014-08-12 2014-08-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 800,000 4,887,627 19.57 0.34 270,800 1,654,462
2014-08-12 2014-08-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 20,350,373 0.20 0.34 13,560 6,898,776
2014-08-12 2014-08-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 17,874,072 0.11 0.34 6,780 6,059,310
2014-08-11 2014-08-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 4,087,627 3.81 0.34 51,000 1,389,793
2014-08-06 2014-08-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 450,000 3,937,627 12.90 0.34 154,035 1,347,850
2014-08-05 2014-08-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 3,487,627 2.95 0.34 34,400 1,199,744
2014-08-04 2014-08-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 3,387,627 4.63 0.34 51,750 1,168,731
2014-08-01 2014-07-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 475,000 3,237,627 17.19 0.35 164,350 1,120,219
2014-07-31 2014-07-30 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 411,764 411,764
2014-07-31 2014-07-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,029,411 17,854,072 6.12
2014-07-11 2014-07-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 397,333 2,762,627 16.80 0.33 131,120 911,667
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 294,118 8,230,918 3.71
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 1,470,588 17,303,225 9.29
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 735,294 2,365,294 45.11
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,676,471 20,548,574 21.79
2014-06-27 2014-06-18 4 CDXC.OB ChromaDex Corp.
Employee Stock Options (right to buy) 		A - Award 80,000 205,000 64.00
2014-04-07 2014-04-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 16,872,103 3.05 0.39 195,000 6,580,120
2014-04-04 2014-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 275,000 16,372,103 1.71 0.39 106,425 6,336,004
2014-04-01 2014-03-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 850,000 1,630,000 108.97 0.39 331,500 635,700
2014-02-03 2014-01-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 16,097,103 3.21 0.38 192,500 6,197,385
2014-01-28 2014-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 15,597,103 0.32 0.38 18,750 5,848,914
2014-01-24 2014-01-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 200,000 15,547,103 1.30 0.36 72,600 5,643,598
2014-01-23 2014-01-21 4 CDXC.OB ChromaDex Corp.
Common Stock 		A - Award 250,000 4,824,959 5.46
2014-01-21 2014-01-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 15,347,103 1.66 0.36 90,000 5,524,957
2014-01-14 2014-01-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 15,097,103 3.43 0.35 175,500 5,299,083
2014-01-03 2014-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 14,597,103 3.55 0.35 175,000 5,108,986
2014-01-03 2013-12-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 515,000 14,097,103 3.79 0.34 177,675 4,863,501
2014-01-02 2013-12-27 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,730,860 13,582,103 37.87 0.34 1,249,838 4,550,005
2014-01-02 2013-12-19 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 780,000 47.17 0.35 87,500 273,000
2014-01-02 2013-12-19 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 9,851,243 2.60 0.35 87,500 3,447,935
2013-12-31 2013-12-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,730,860 13,832,103 36.93 0.34 1,249,838 4,633,755
2013-12-20 2013-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 10,101,243 5.21 0.35 175,000 3,535,435
2013-12-16 2013-12-13 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 9,601,243 3.23 0.35 105,300 3,370,036
2013-12-11 2013-12-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 167,000 9,301,243 1.83 0.35 58,450 3,255,435
2013-12-03 2013-12-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 563,000 9,134,243 6.57 0.34 194,235 3,151,314
2013-11-26 2013-11-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 8,571,243 0.47 0.36 14,516 3,110,504
2013-11-25 2013-11-25 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 202 3,611 5.93 990.00 199,980 3,574,890
2013-11-21 2013-11-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 91,000 8,531,243 1.08 0.35 31,786 2,979,963
2013-11-20 2013-11-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 254,069 8,440,243 3.10 0.36 90,550 3,008,103
2013-11-20 2013-11-18 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 8,186,174 1.87 0.36 53,535 2,921,646
2013-11-19 2013-11-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 8,186,174 1.87 0.36 53,850 2,938,836
2013-11-06 2013-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 209,462 8,036,174 2.68 0.36 75,197 2,884,986
2013-11-05 2013-11-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 52,000 7,826,712 0.67 0.36 18,652 2,807,442
2013-11-01 2013-10-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 200,000 200,000 0.36 72,200 72,200
2013-10-30 2013-10-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 15,584,662 0.81 0.36 45,250 5,641,648
2013-10-29 2013-10-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 15,459,662 0.65 0.37 36,800 5,689,156
2013-10-10 2013-10-10 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 631 2,070 43.85 989.45 624,343 2,048,162
2013-10-10 2013-10-10 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 379 3,409 12.51 990.49 375,396 3,376,580
2013-10-10 2013-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 57,500 15,359,662 0.38 0.36 20,585 5,498,759
2013-10-08 2013-10-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 7,774,712 1.97 0.36 54,570 2,828,440
2013-10-08 2013-10-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 7,624,712 0.66 0.36 18,250 2,783,020
2013-10-03 2013-10-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 15,302,162 0.49 0.37 27,750 5,661,800
2013-10-03 2013-10-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 42,500 15,227,162 0.28 0.37 15,768 5,649,277
2013-09-26 2013-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 7,574,712 0.53 0.37 14,800 2,802,643
2013-09-25 2013-09-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 530,000 130.43 0.37 109,740 193,874
2013-08-26 2013-08-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 155,000 230,000 206.67 0.35 54,250 80,500
2013-08-21 2013-08-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 75,000 0.34 25,500 25,500
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 1,726,800 6,842,400 33.76 990.00 1,709,532,000 6,773,976,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 3,636,000 5,115,600 245.74 990.00 3,599,640,000 5,064,444,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 697,200 1,479,600 89.11 990.00 690,228,000 1,464,804,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 782,400 782,400 990.00 774,576,000 774,576,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 1,439 5,702 33.76 990.00 1,424,610 5,644,980
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 3,030 4,263 245.74 990.00 2,999,700 4,220,370
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 581 1,233 89.11 990.00 575,190 1,220,670
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 652 652 990.00 645,480 645,480
2013-07-17 2013-07-16 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 194,400 15,184,662 1.30 0.35 68,040 5,314,632
2013-07-12 2013-07-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 212,122 14,990,262 1.44 0.33 70,000 4,946,786
2013-07-03 2013-07-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 14,778,140 0.14 0.34 6,800 5,024,568
2013-06-28 2013-06-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 14,758,140 0.17 0.34 8,625 5,091,558
2013-06-27 2013-06-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 14,733,140 0.68 0.34 34,450 5,075,567
2013-05-06 2013-04-30 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 4,300 3,390,257 0.13 0.64 2,752 2,169,764
2013-04-30 2013-04-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 21,000 3,385,957 0.62 0.63 13,209 2,129,767
2013-04-30 2013-04-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 26,600 3,364,957 0.80 0.63 16,838 2,130,018
2013-04-30 2013-04-26 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 47,900 3,338,357 1.46 0.63 30,033 2,093,150
2013-04-30 2013-04-25 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,400 3,290,457 0.47 0.62 9,548 2,040,083
2013-03-27 2013-03-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 13,633,140 1.87 0.40 100,000 5,453,256
2013-03-15 2013-03-13 4 PPI PASSPORT POTASH INC
Warrant 		G - Gift -3,055,555 0 -100.00
2013-03-07 2013-03-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 732,000 7,534,712 10.76 0.35 256,200 2,637,149
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 1,999,806 6,802,712 41.64
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 402,692 993,692 68.14
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 7,539,807 13,383,139 129.03
2013-03-01 2013-02-19 4 PPI PASSPORT POTASH INC
Warrant 		P - Purchase 500,000 500,000
2013-03-01 2013-02-19 4 PPI PASSPORT POTASH INC
15% Convertible Debenture 		P - Purchase 100,000.00
2013-01-03 2013-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 11,237,239 0.90 0.35 35,000 3,933,034
2012-12-20 2012-12-19 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,000 3,275,057 0.46 0.62 9,300 2,030,535
2012-12-17 2012-12-14 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 28,900 3,260,057 0.89 0.63 18,207 2,053,836
2012-12-04 2012-10-03 4 PGLC Pershing Gold Corp.
Warrants to purchase Common Stock 		P - Purchase 1,363,636 1,363,636
2012-12-04 2012-10-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,409,091 11,137,239 44.11 0.33 1,125,000 3,675,289
2012-12-04 2012-12-03 4/A PGLC Pershing Gold Corp.
Warrants to purchase Common Stock 		P - Purchase 1,363,637 1,363,637
2012-12-04 2012-12-03 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,409,091 11,137,239 44.11 0.33 1,125,000 3,675,289
2012-11-19 2012-11-16 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 25,000 4,574,959 0.55 0.62 15,500 2,836,475
2012-11-06 2012-11-06 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 1,600,000 9,390,184 20.54 0.25 400,000 2,347,546
2012-11-06 2012-10-31 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 73,135 2,719,477 2.76 0.26 18,649 693,467
2012-11-06 2012-10-26 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 140,000 2,646,342 5.59 0.25 34,860 658,939
2012-11-06 2012-10-25 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 90,500 2,506,342 3.75 0.25 22,534 624,079
2012-11-06 2012-10-24 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 89,300 7,790,184 1.16 0.26 22,772 1,986,497
2012-11-06 2012-10-19 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 185,000 7,700,884 2.46 0.25 46,805 1,948,324
2012-11-06 2012-10-18 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 279,000 7,515,884 3.86 0.25 70,866 1,909,035
2012-10-26 2012-10-15 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 593,000 2,574,772 29.92 0.20 118,719 515,469
2012-10-26 2012-10-01 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -31,500 6,850,546 -0.46 0.21 -6,621 1,439,985
2012-10-26 2012-09-28 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -110,000 1,981,772 -5.26 0.22 -23,936 431,234
2012-10-26 2012-09-28 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -43,000 6,882,046 -0.62 0.21 -9,180 1,469,317
2012-10-26 2012-09-26 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -456,000 6,925,046 -6.18 0.22 -99,636 1,513,123
2012-10-26 2012-09-19 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 209,000 2,091,772 11.10 0.17 35,760 357,902
2012-10-26 2012-09-18 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 3,500 7,381,046 0.05 0.17 593 1,250,349
2012-10-26 2012-09-14 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 50,000 7,377,546 0.68 0.17 8,270 1,220,246
2012-10-26 2012-09-10 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 20,000 7,327,546 0.27 0.17 3,484 1,276,459
2012-10-17 3 CRGC.QB Continental Resources Group, Inc.
Common Stock, par value $0.0001 per share 		7,236,884
2012-10-17 3 CRGC.QB Continental Resources Group, Inc.
Common Stock, par value $0.0001 per share 		2,415,842
2012-10-03 2012-09-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 900,000 7,728,148 13.18 0.33 297,900 2,558,017
2012-09-28 2012-08-28 4 CDXC.OB ChromaDex Corp.
Employee Stock Options (right to buy) 		A - Award 125,000 125,000
2012-09-27 2012-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 6,828,148 1.49 0.34 33,700 2,301,086
2012-09-27 2012-09-14 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 6,728,148 0.15 0.34 3,450 2,321,211
2012-09-27 2012-08-23 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 6,718,148 0.07 0.32 1,600 2,149,807
2012-09-27 2012-07-13 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 6,713,148 0.30 0.32 6,500 2,181,773
2012-09-14 2012-09-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 6,693,148 0.15 0.34 3,450 2,309,136
2012-09-12 2012-09-11 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 7,500 3,231,157 0.23 0.77 5,775 2,487,991
2012-09-05 2012-08-31 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 7,300 3,223,657 0.23 0.62 4,526 1,998,667
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		7,307,546
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		1,882,772
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		6,396,110
2012-08-16 2012-08-15 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,000 4,549,959 0.33 0.74 11,100 3,366,970
2012-08-14 2012-08-13 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 30,000 4,534,959 0.67 0.66 19,800 2,993,073
2012-07-11 2012-07-09 4 CDXC.OB ChromaDex Corp.
Common Stock 		A - Award 500,000 4,504,959 12.48
2012-07-09 2012-07-05 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 9,991 3,196,357 0.31 0.67 6,694 2,141,559
2012-07-05 2012-07-03 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 8,506 3,186,366 0.27 0.67 5,699 2,134,865
2012-06-22 2012-06-18 4/A PGLC Pershing Gold Corp.
Options 		A - Award 1,000,000 13,266,667 8.15 0.34 340,000 4,510,667
2012-06-21 2012-06-18 4 PGLC Pershing Gold Corp.
Options 		A - Award 1,000,000 13,133,334 8.24 0.34 340,000 4,465,334
2012-06-21 2012-06-20 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 74,787 4,004,959 1.90 0.65 48,612 2,603,223
2012-06-13 2012-06-13 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 32,500 3,930,172 0.83 0.65 21,125 2,554,612
2012-06-11 2012-06-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 45,000 5,818,333 0.78 0.29 13,140 1,698,953
2012-06-06 2012-06-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 70,000 5,773,333 1.23 0.29 20,370 1,680,040
2012-06-06 2012-05-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 5,703,333 0.18 0.29 2,900 1,653,967
2012-05-31 2012-05-30 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 10,000 3,897,672 0.26 0.70 7,000 2,728,370
2012-05-29 2012-05-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 5,000 3,887,672 0.13 0.70 3,500 2,721,370
2012-05-22 2012-05-18 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 8,000 3,882,672 0.21 0.51 4,080 1,980,163
2012-05-18 2012-05-16 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 24,600 3,874,672 0.64 0.50 12,300 1,937,336
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		5,693,333
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		283,815
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		591,000
2012-02-14 2012-02-10 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 333,333 3,850,072 9.48 0.75 250,000 2,887,554
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）