孤立資源公司
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簡介

本頁面提供了有關 Christopher E Herald 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Christopher E Herald已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:XPL / Solitario Resources Corp. President and CEO 2,343,667
如何解讀這些圖表

以下圖表顯示了在Christopher E Herald進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

XPL / Solitario Resources Corp.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 XPL / Solitario Resources Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2025-11-21 xpl HERALD CHRISTOPHER E 10,000 0.5500 10,000 0.5500 5,500 109 0.9490 3,990 72.55
2025-04-01 xpl HERALD CHRISTOPHER E 41,667 0.6000 41,667 0.6000 25,000
2021-12-06 xpl HERALD CHRISTOPHER E 50,000 0.5000 50,000 0.5000 25,000
2020-03-18 XPL HERALD CHRISTOPHER E 10,000 0.1500 10,000 0.1500 1,500
2020-02-05 XPL HERALD CHRISTOPHER E 5,000 0.2850 5,000 0.2850 1,425
2018-11-13 XPL HERALD CHRISTOPHER E 2,000 0.2830 2,000 0.2830 566
2018-11-12 XPL HERALD CHRISTOPHER E 5,000 0.2950 5,000 0.2950 1,475
2018-10-22 XPL HERALD CHRISTOPHER E 10,000 0.3195 10,000 0.3195 3,195
2018-10-18 XPL HERALD CHRISTOPHER E 5,000 0.3310 5,000 0.3310 1,655
2018-10-16 XPL HERALD CHRISTOPHER E 5,000 0.3360 5,000 0.3360 1,680
2018-07-30 XPL HERALD CHRISTOPHER E 5,000 0.3875 5,000 0.3875 1,938
2018-06-04 XPL HERALD CHRISTOPHER E 3,000 0.4155 3,000 0.4155 1,246
2018-05-07 XPL HERALD CHRISTOPHER E 1,000 0.4410 1,000 0.4410 441
2018-05-04 XPL HERALD CHRISTOPHER E 1,000 0.4230 1,000 0.4230 423
2018-05-02 XPL HERALD CHRISTOPHER E 3,000 0.4240 3,000 0.4240 1,272
2018-05-02 XPL HERALD CHRISTOPHER E 2,000 0.4140 2,000 0.4140 828
2018-04-30 XPL HERALD CHRISTOPHER E 10,000 0.4270 10,000 0.4270 4,270
2018-04-09 XPL HERALD CHRISTOPHER E 2,000 0.4720 2,000 0.4720 944
2018-04-05 XPL HERALD CHRISTOPHER E 3,000 0.4600 3,000 0.4600 1,380
2018-03-09 XPL HERALD CHRISTOPHER E 2,000 0.4780 2,000 0.4780 956
2018-03-08 XPL HERALD CHRISTOPHER E 3,000 0.4883 3,000 0.4883 1,465
2017-11-17 XPL HERALD CHRISTOPHER E 1,000 0.5800 1,000 0.5800 580
2017-11-15 XPL HERALD CHRISTOPHER E 1,055 0.5640 1,055 0.5640 595
2017-11-15 XPL HERALD CHRISTOPHER E 1,000 0.5520 1,000 0.5520 552
2017-11-14 XPL HERALD CHRISTOPHER E 1,945 0.5650 1,945 0.5650 1,099
2017-11-13 XPL HERALD CHRISTOPHER E 1,448 0.5800 1,448 0.5800 840
2017-11-10 XPL HERALD CHRISTOPHER E 1,552 0.5650 1,552 0.5650 877
2017-11-09 XPL HERALD CHRISTOPHER E 3,000 0.5810 3,000 0.5810 1,743
2017-10-31 XPL HERALD CHRISTOPHER E 3,000 0.6110 3,000 0.6110 1,833
2017-09-22 XPL HERALD CHRISTOPHER E 3,000 0.6860 3,000 0.6860 2,058
2017-09-20 XPL HERALD CHRISTOPHER E 3,000 0.6900 3,000 0.6900 2,070
2017-08-23 XPL HERALD CHRISTOPHER E 1,700 0.7780 1,700 0.7780 1,323
2017-08-22 XPL HERALD CHRISTOPHER E 300 0.7950 300 0.7950 238
2017-08-16 XPL HERALD CHRISTOPHER E 2,200 0.6750 2,200 0.6750 1,485
2017-08-15 XPL HERALD CHRISTOPHER E 1,800 0.6610 1,800 0.6610 1,190
2017-08-11 XPL HERALD CHRISTOPHER E 3,000 0.6525 3,000 0.6525 1,958
2017-08-10 XPL HERALD CHRISTOPHER E 3,000 0.6700 3,000 0.6700 2,010
2017-08-09 XPL HERALD CHRISTOPHER E 3,000 0.6800 3,000 0.6800 2,040
2015-10-19 XPL HERALD CHRISTOPHER E 5,000 0.5000 5,000 0.5000 2,500
2015-09-30 XPL HERALD CHRISTOPHER E 2,866 0.4600 2,866 0.4600 1,318
2015-09-29 XPL HERALD CHRISTOPHER E 2,234 0.4500 2,234 0.4500 1,005
2015-09-28 XPL HERALD CHRISTOPHER E 3,700 0.4500 3,700 0.4500 1,665
2015-09-24 XPL HERALD CHRISTOPHER E 3,035 0.4800 3,035 0.4800 1,457
2015-09-24 XPL HERALD CHRISTOPHER E 1,200 0.4600 1,200 0.4600 552
2015-09-23 XPL HERALD CHRISTOPHER E 4,000 0.4900 4,000 0.4900 1,960
2015-09-17 XPL HERALD CHRISTOPHER E 3,000 0.5200 3,000 0.5200 1,560
2015-09-16 XPL HERALD CHRISTOPHER E 1,496 0.5300 1,496 0.5300 793
2015-09-15 XPL HERALD CHRISTOPHER E 44 0.5300 44 0.5300 23
2015-09-14 XPL HERALD CHRISTOPHER E 1,301 0.5200 1,301 0.5200 677
2015-09-14 XPL HERALD CHRISTOPHER E 1,564 0.5300 1,564 0.5300 829
2015-09-11 XPL HERALD CHRISTOPHER E 135 0.5200 135 0.5200 70
2015-09-10 XPL HERALD CHRISTOPHER E 800 0.5200 800 0.5200 416
2014-12-16 XPL HERALD CHRISTOPHER E 2,963 0.8400 2,963 0.8400 2,489
2014-12-15 XPL HERALD CHRISTOPHER E 2,000 0.8800 2,000 0.8800 1,760
2014-12-09 XPL HERALD CHRISTOPHER E 5,000 0.9600 5,000 0.9600 4,800
2014-12-01 XPL HERALD CHRISTOPHER E 2,000 0.9900 2,000 0.9900 1,980
2014-11-21 XPL HERALD CHRISTOPHER E 2,000 0.9500 2,000 0.9500 1,900
2014-10-24 XPL HERALD CHRISTOPHER E 1,000 1.0900 1,000 1.0900 1,090
2014-10-23 XPL HERALD CHRISTOPHER E 1,000 1.0900 1,000 1.0900 1,090
2014-07-17 XPL HERALD CHRISTOPHER E 2,000 1.3000 2,000 1.3000 2,600
2014-07-01 XPL HERALD CHRISTOPHER E 2,000 1.3600 2,000 1.3600 2,720
2014-03-27 XPL HERALD CHRISTOPHER E 2,700 1.2400 2,700 1.2400 3,348
2014-03-20 XPL HERALD CHRISTOPHER E 2,500 1.3600 2,500 1.3600 3,400
2014-03-14 XPL HERALD CHRISTOPHER E 2,500 1.5400 2,500 1.5400 3,850
2014-03-12 XPL HERALD CHRISTOPHER E 2,500 1.4500 2,500 1.4500 3,625
2013-07-26 XPL HERALD CHRISTOPHER E 400,000 0.8400 400,000 0.8400 336,000
2012-06-26 XPL HERALD CHRISTOPHER E 180,000 1.2200 180,000 1.2200 219,600
2012-05-15 XPL HERALD CHRISTOPHER E 2,000 1.2000 2,000 1.2000 2,400
2012-05-15 XPL HERALD CHRISTOPHER E 2,000 1.1800 2,000 1.1800 2,360
2012-05-09 XPL HERALD CHRISTOPHER E 1,700 1.2300 1,700 1.2300 2,091
2012-05-07 XPL HERALD CHRISTOPHER E 6,000 1.2500 6,000 1.2500 7,500
2012-05-07 XPL HERALD CHRISTOPHER E 1,000 1.3400 1,000 1.3400 1,340
2012-05-03 XPL HERALD CHRISTOPHER E 3,550 1.2700 3,550 1.2700 4,508
2012-05-03 XPL HERALD CHRISTOPHER E 450 1.3200 450 1.3200 594
2012-03-22 XPL HERALD CHRISTOPHER E 10,000 1.3500 10,000 1.3500 13,500
2012-03-22 XPL HERALD CHRISTOPHER E 10,000 1.3000 10,000 1.3000 13,000
2012-03-15 XPL HERALD CHRISTOPHER E 10,000 1.4000 10,000 1.4000 14,000
2012-03-09 XPL HERALD CHRISTOPHER E 10,000 1.4500 10,000 1.4500 14,500
2012-02-27 XPL HERALD CHRISTOPHER E 800 1.5500 800 1.5500 1,240
2012-02-24 XPL HERALD CHRISTOPHER E 9,200 1.5500 9,200 1.5500 14,260

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XPL / Solitario Resources Corp. Insider Trades
XPL / Solitario Resources Corp.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 XPL / Solitario Resources Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2015-09-14 XPL HERALD CHRISTOPHER E 1,301 0.5200 1,301 0.5200 677 133 0.4250 -123 -18.21
2015-09-14 XPL HERALD CHRISTOPHER E 1,564 0.5300 1,564 0.5300 829
2015-09-11 XPL HERALD CHRISTOPHER E 135 0.5200 135 0.5200 70
2015-09-10 XPL HERALD CHRISTOPHER E 800 0.5200 800 0.5200 416

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

XPL / Solitario Resources Corp. Insider Trades
歷史內部人交易

該表格顯示了由 Christopher E Herald 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2025-11-24 2025-11-21 4 xpl SOLITARIO RESOURCES CORP.
commmon 		P - Purchase 10,000 2,343,667 0.43 0.55 5,500 1,289,017
2025-04-02 2025-04-01 4 xpl SOLITARIO RESOURCES CORP.
commmon 		P - Purchase 41,667 2,333,667 1.82 0.60 25,000 1,400,200
2025-03-27 2025-03-27 4 xpl SOLITARIO RESOURCES CORP.
commmon 		X - Other 225,000 2,292,000 10.89 0.20 45,000 458,400
2023-10-30 2023-10-30 4 xpl SOLITARIO RESOURCES CORP.
commmon 		X - Other 400,000 2,067,000 24.00 0.31 124,000 640,770
2021-12-07 2021-12-06 4 xpl SOLITARIO ZINC CORP.
common 		P - Purchase 50,000 1,667,000 3.09 0.50 25,000 833,500
2020-04-03 2020-04-02 4 XPL SOLITARIO ZINC CORP.
Stock Option 		A - Award 225,000 1,125,000 25.00 0.20 45,000 225,000
2020-03-27 2020-03-18 4 XPL SOLITARIO ZINC CORP.
common shares 		P - Purchase 10,000 1,617,000 0.62 0.15 1,500 242,550
2020-02-06 2020-02-05 4 XPL SOLITARIO ZINC CORP.
common shares 		P - Purchase 5,000 1,607,000 0.31 0.28 1,425 457,995
2018-11-14 2018-11-13 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 2,000 1,602,000 0.12 0.28 566 453,366
2018-11-13 2018-11-12 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 5,000 1,600,000 0.31 0.30 1,475 472,000
2018-11-05 2018-11-01 4 XPL SOLITARIO ZINC CORP.
Non-Qualified Stock Option 		A - Award 400,000 900,000 80.00 0.31 124,000 279,000
2018-10-22 2018-10-22 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 10,000 1,595,000 0.63 0.32 3,195 509,602
2018-10-19 2018-10-18 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 5,000 1,585,000 0.32 0.33 1,655 524,635
2018-10-17 2018-10-16 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 5,000 1,580,000 0.32 0.34 1,680 530,880
2018-07-30 2018-07-30 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 5,000 1,575,000 0.32 0.39 1,938 610,312
2018-06-28 2018-06-19 4 XPL SOLITARIO ZINC CORP.
Stock Option 		A - Award 500,000 500,000 0.77 385,000 385,000
2018-06-05 2018-06-04 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,570,000 0.19 0.42 1,246 652,335
2018-05-08 2018-05-07 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,000 1,567,000 0.06 0.44 441 691,047
2018-05-08 2018-05-04 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,000 1,566,000 0.06 0.42 423 662,418
2018-05-04 2018-05-02 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 2,000 1,565,000 0.13 0.41 828 647,910
2018-05-04 2018-05-02 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,563,000 0.19 0.42 1,272 662,712
2018-05-01 2018-04-30 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 10,000 1,555,000 0.65 0.43 4,270 663,985
2018-04-09 2018-04-09 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 2,000 1,550,000 0.13 0.47 944 731,600
2018-04-09 2018-04-05 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,548,000 0.19 0.46 1,380 712,080
2018-03-12 2018-03-09 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 2,000 1,545,000 0.13 0.48 956 738,510
2018-03-09 2018-03-08 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,543,000 0.19 0.49 1,465 753,447
2017-11-17 2017-11-17 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,000 1,540,000 0.06 0.58 580 893,200
2017-11-17 2017-11-15 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,000 1,539,000 0.07 0.55 552 849,528
2017-11-15 2017-11-15 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,055 1,538,000 0.07 0.56 595 867,432
2017-11-15 2017-11-14 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,945 1,536,945 0.13 0.56 1,099 868,374
2017-11-14 2017-11-13 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,448 1,535,000 0.09 0.58 840 890,300
2017-11-14 2017-11-10 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,552 1,533,552 0.10 0.56 877 866,457
2017-11-09 2017-11-09 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,532,000 0.20 0.58 1,743 890,092
2017-11-01 2017-10-31 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,529,000 0.20 0.61 1,833 934,219
2017-09-25 2017-09-22 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,526,000 0.20 0.69 2,058 1,046,836
2017-09-21 2017-09-20 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,523,000 0.20 0.69 2,070 1,050,870
2017-08-24 2017-08-23 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,700 1,520,000 0.11 0.78 1,323 1,182,560
2017-08-24 2017-08-22 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 300 1,518,300 0.02 0.80 238 1,207,048
2017-08-17 2017-08-16 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 2,200 1,518,000 0.15 0.68 1,485 1,024,650
2017-08-16 2017-08-15 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 1,800 1,515,800 0.12 0.66 1,190 1,001,944
2017-08-14 2017-08-11 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,514,000 0.20 0.65 1,958 987,885
2017-08-11 2017-08-10 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,511,000 0.20 0.67 2,010 1,012,370
2017-08-10 2017-08-09 4 XPL SOLITARIO ZINC CORP.
Common Stock 		P - Purchase 3,000 1,508,000 0.20 0.68 2,040 1,025,440
2016-08-25 2016-08-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		D - Sale to Issuer -450,000 0 -100.00 0.72 -324,000
2016-07-29 2016-07-28 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		A - Award 450,000 450,000 0.72 324,000 324,000
2016-06-21 2015-11-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-qualified Stock Option 		E - Other -120,000 0 -100.00 0.94 -112,800
2016-06-21 2015-11-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-qualified Stock Option 		E - Other -180,000 0 -100.00 1.20 -216,000
2016-06-21 2015-11-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-qualified Stock Option 		E - Other -20,000 180,000 -10.00 1.11 -22,200 199,800
2015-10-19 2015-10-19 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 5,000 1,505,000 0.33 0.50 2,500 752,500
2015-09-30 2015-09-30 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,866 1,500,000 0.19 0.46 1,318 690,000
2015-09-30 2015-09-29 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,234 1,497,134 0.15 0.45 1,005 673,710
2015-09-30 2015-09-28 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 3,700 1,494,000 0.25 0.45 1,665 672,300
2015-09-25 2015-09-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,200 1,491,200 0.08 0.46 552 685,952
2015-09-25 2015-09-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 3,035 1,490,000 0.20 0.48 1,457 715,200
2015-09-24 2015-09-23 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 4,000 1,486,965 0.27 0.49 1,960 728,613
2015-09-17 2015-09-17 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 3,000 1,482,965 0.20 0.52 1,560 771,142
2015-09-17 2015-09-16 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,496 1,479,965 0.10 0.53 793 784,381
2015-09-17 2015-09-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 44 1,478,469 0.00 0.53 23 783,589
2015-09-14 2015-09-14 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		S - Sale -1,564 1,467,825 -0.11 0.53 -829 777,947
2015-09-14 2015-09-14 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		S - Sale -1,301 1,469,389 -0.09 0.52 -677 764,082
2015-09-14 2015-09-11 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		S - Sale -135 1,470,690 -0.01 0.52 -70 764,759
2015-09-14 2015-09-10 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		S - Sale -800 1,470,825 -0.05 0.52 -416 764,829
2015-09-14 2015-09-14 4/A XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,564 1,478,425 0.11 0.53 829 783,565
2015-09-14 2015-09-14 4/A XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,301 1,476,861 0.09 0.52 677 767,968
2015-09-14 2015-09-11 4/A XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 135 1,475,560 0.01 0.52 70 767,291
2015-09-14 2015-09-10 4/A XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 800 1,475,425 0.05 0.52 416 767,221
2014-12-18 2014-12-16 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,963 1,471,625 0.20 0.84 2,489 1,236,165
2014-12-15 2014-12-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 1,471,662 0.14 0.88 1,760 1,295,063
2014-12-09 2014-12-09 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 5,000 1,469,662 0.34 0.96 4,800 1,410,876
2014-12-02 2014-12-01 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 1,464,662 0.14 0.99 1,980 1,450,015
2014-11-21 2014-11-21 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 1,462,662 0.14 0.95 1,900 1,389,529
2014-10-27 2014-10-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,000 1,460,662 0.07 1.09 1,090 1,592,122
2014-10-27 2014-10-23 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,000 1,459,662 0.07 1.09 1,090 1,591,032
2014-08-18 2014-08-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		A - Award 420,000 745,000 129.23 1.55 651,000 1,154,750
2014-07-17 2014-07-17 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 1,458,662 0.14 1.30 2,600 1,896,261
2014-07-01 2014-07-01 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 1,456,662 0.14 1.36 2,720 1,981,060
2014-03-31 2014-03-27 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,700 1,454,662 0.19 1.24 3,348 1,803,781
2014-03-21 2014-03-20 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,500 1,451,962 0.17 1.36 3,400 1,974,668
2014-03-18 2014-03-14 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,500 1,449,462 0.17 1.54 3,850 2,232,171
2014-03-14 2014-03-12 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,500 1,446,962 0.17 1.45 3,625 2,098,095
2014-01-29 2014-01-28 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		J - Other -445,000 325,000 -57.79
2013-10-22 2013-10-21 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		A - Award 300,000 807,500 59.11 0.94 282,000 759,050
2013-07-26 2013-07-26 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 400,000 1,444,462 38.30 0.84 336,000 1,213,348
2013-01-14 2013-01-14 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non-Qualified Stock Option 		X - Other -37,500 470,000 -7.39 1.55 -58,125 728,500
2013-01-14 2013-01-14 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		X - Other 37,500 1,044,462 3.72 1.55 58,125 1,618,916
2012-12-19 2012-12-17 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Non Qualified Stock Option 		A - Award 25,000 507,500 5.18 1.49 37,250 756,175
2012-06-28 2012-06-26 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 180,000 1,006,962 21.77 1.22 219,600 1,228,494
2012-05-16 2012-05-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 826,962 0.24 1.18 2,360 975,815
2012-05-16 2012-05-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 2,000 824,962 0.24 1.20 2,400 989,954
2012-05-09 2012-05-09 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,700 822,962 0.21 1.23 2,091 1,012,243
2012-05-08 2012-05-07 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 1,000 821,262 0.12 1.34 1,340 1,100,491
2012-05-08 2012-05-07 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 6,000 820,262 0.74 1.25 7,500 1,025,328
2012-05-03 2012-05-03 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 450 814,262 0.06 1.32 594 1,074,826
2012-05-03 2012-05-03 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 3,550 813,812 0.44 1.27 4,508 1,033,541
2012-03-23 2012-03-22 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 10,000 810,262 1.25 1.30 13,000 1,053,341
2012-03-23 2012-03-22 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 10,000 800,262 1.27 1.35 13,500 1,080,354
2012-03-16 2012-03-15 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 10,000 790,262 1.28 1.40 14,000 1,106,367
2012-03-12 2012-03-09 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 10,000 780,262 1.30 1.45 14,500 1,131,380
2012-02-27 2012-02-27 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 800 770,262 0.10 1.55 1,240 1,193,906
2012-02-27 2012-02-24 4 XPL SOLITARIO EXPLORATION & ROYALTY CORP.
Common Stock 		P - Purchase 9,200 769,462 1.21 1.55 14,260 1,192,666
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）