A10 網路公司
US ˙ NYSE ˙ US0021211018

簡介

本頁面提供了有關 Henricks Alan S. 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Henricks Alan S.已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:WKHS / Workhorse Group, Inc. Director 0
US:MODN / Model N, Inc. Director 0
US:ROKU / Roku, Inc. Director 0
US:ATEN / A10 Networks, Inc. Director 88,640
US:ELLI / Ellie Mae, Inc. Director 0
如何解讀這些圖表

以下圖表顯示了在Henricks Alan S.進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

ATEN / A10 Networks, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATEN / A10 Networks, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATEN / A10 Networks, Inc. Insider Trades
ATEN / A10 Networks, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATEN / A10 Networks, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2017-10-31 ATEN Henricks Alan S. 22,590 7.3370 22,590 7.3370 165,743 346 5.5700 -39,916 -24.08
2017-08-14 ATEN Henricks Alan S. 10,000 6.3980 10,000 6.3980 63,980

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATEN / A10 Networks, Inc. Insider Trades
WKHS / Workhorse Group, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATEN / A10 Networks, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

WKHS / Workhorse Group, Inc. Insider Trades
WKHS / Workhorse Group, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATEN / A10 Networks, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-12-15 WKHS Henricks Alan S. 1,894 6.5100 1,894 6.5100 12,330 135 2.3400 -7,897 -64.05

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

WKHS / Workhorse Group, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Henricks Alan S. 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2025-12-15 2025-12-15 4 WKHS Workhorse Group Inc.
Common Stock, $0.001 par value per share
S - Sale -1,894 0 -100.00 6.51 -12,330
2025-12-15 2025-12-15 4 WKHS Workhorse Group Inc.
Common Stock, $0.001 par value per share
M - Exercise 1,894 1,894
2024-06-27 2024-06-27 4 MODN MODEL N, INC.
Common Stock
D - Sale to Issuer -36,457 0 -100.00 30.00 -1,093,710
2024-02-16 2024-02-15 4 MODN MODEL N, INC.
Common Stock
A - Award 7,102 36,457 24.19
2023-02-17 2023-02-16 4 MODN MODEL N, INC.
Common Stock
A - Award 4,634 29,355 18.75
2022-11-15 2022-11-11 4 MODN MODEL N, INC.
Common Stock
S - Sale -24,878 24,721 -50.16 39.50 -982,681 976,480
2022-02-18 2022-02-18 4 MODN MODEL N, INC.
Common Stock
A - Award 6,934 49,599 16.25
2021-08-30 2021-08-27 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 42,665 -2.29 35.00 -35,000 1,493,275
2021-08-30 2021-08-27 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,337 43,665 -2.97 34.50 -46,126 1,506,442
2021-08-26 2021-08-26 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 45,002 -2.17 34.00 -34,000 1,530,068
2021-08-26 2021-08-26 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 46,002 -2.13 33.50 -33,500 1,541,067
2021-08-26 2021-08-24 4 MODN MODEL N, INC.
Common Stock
S - Sale -3,337 47,002 -6.63 33.10 -110,455 1,555,766
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 7,833 -11.32 5.64 -5,640 44,178
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 7,833 -11.32 5.64 -5,640 44,178
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 350.00 -350,000 1,500,450
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 340.00 -340,000 1,457,580
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 9,833 -9.23 5.64 -5,640 55,458
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 331.00 -331,000 1,418,997
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,200 0 -100.00 2.28 -2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,200 1,200 2.28 2,736 2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,200 0 -100.00 2.28 -2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,200 4,287 -21.87 324.00 -388,800 1,388,988
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,200 5,487 27.99 2.28 2,736 12,510
2021-05-11 2021-05-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 316.00 -316,000 1,354,692
2021-02-19 2021-02-19 4 MODN MODEL N, INC.
Common Stock
A - Award 4,251 50,339 9.22
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -2,500 0 -100.00 2.28 -5,700
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 2,500 2,500 2.28 5,700 5,700
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -2,500 2,200 -53.19 2.28 -5,700 5,016
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 260.00 -650,000 1,374,620
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 2,500 7,787 47.29 2.28 5,700 17,754
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 4,700 -61.48 2.28 -17,100 10,716
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 253.01 -632,515 1,337,643
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 249.06 -1,245,300 1,939,430
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 12,200 -38.07 2.28 -17,100 27,816
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 240.00 -600,000 1,268,880
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 240.82 -1,204,075 1,875,226
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 19,700 -27.57 2.28 -17,100 44,916
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 235.00 -587,500 1,242,445
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 233.00 -1,165,000 1,814,371
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -2,500 0 -100.00 2.28 -5,700
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 2,500 2,500 2.28 5,700 5,700
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -2,500 27,200 -8.42 2.28 -5,700 62,016
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 235.00 -587,500 1,242,445
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 2,500 7,787 47.29 2.28 5,700 17,754
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,000 0 -100.00 2.28 -15,960
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,000 7,000 2.28 15,960 15,960
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,000 29,700 -19.07 2.28 -15,960 67,716
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,287 -48.61 228.00 -1,140,000 1,205,436
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,000 10,287 -16.28 226.24 -452,480 2,327,332
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,000 12,287 132.40 2.28 15,960 28,014
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
G - Gift -1,000 5,287 -15.91
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 2.28 -2,280
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 2.28 2,280 2,280
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 36,700 -2.65 2.28 -2,280 83,676
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 6,287 -13.72 222.24 -222,239 1,397,215
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 7,287 15.91 2.28 2,280 16,614
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -20,000 0 -100.00 2.28 -45,600
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 20,000 20,000 2.28 45,600 45,600
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -20,000 37,700 -34.66 2.28 -45,600 85,956
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 6,287 -44.30 150.03 -750,150 943,239
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 11,287 -30.70 150.00 -750,000 1,693,050
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 16,287 -13.31 149.50 -373,750 2,434,906
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 18,787 -21.02 149.00 -745,000 2,799,263
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 23,787 -9.51 148.39 -370,963 3,529,641
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 20,000 26,287 318.12 2.28 45,600 59,934
2020-06-12 2020-06-10 4 ROKU ROKU, INC
Stock Options (right to buy)
A - Award 2,535 2,535 113.80 288,483 288,483
2020-06-12 2020-06-10 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 878 878
2020-05-27 2020-05-22 4 ROKU ROKU, INC
Restricted Stock Unit
M - Exercise -1,065 0 -100.00
2020-05-27 2020-05-22 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 1,065 6,287 20.39
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -12,500 0 -100.00 2.28 -28,500
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 12,500 12,500 2.28 28,500 28,500
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -12,500 57,700 -17.81 2.28 -28,500 131,556
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 119.62 -598,100 624,656
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -7,500 5,222 -58.95 118.74 -890,550 620,060
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,722 143.62 2.28 17,100 29,006
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 70,200 -6.65 2.28 -11,400 160,056
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 117.61 -588,040 614,149
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -10,000 0 -100.00 5.64 -56,400
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 10,000 10,000 5.64 56,400 56,400
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -10,000 10,833 -48.00 5.64 -56,400 61,098
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 119.18 -595,900 622,358
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 5.64 28,200 57,652
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 117.35 -586,750 612,802
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 5.64 28,200 57,652
2020-02-14 2020-02-14 4 MODN MODEL N, INC.
Common Stock
A - Award 4,690 46,088 11.33
2019-12-06 2019-12-04 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,547 88,640 36.17
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 75,200 -6.23 2.28 -11,400 171,456
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 160.00 -800,000 835,520
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 80,200 -5.87 2.28 -11,400 182,856
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 150.00 -750,000 783,300
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 85,200 -5.54 2.28 -11,400 194,256
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 140.00 -700,000 731,080
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 90,200 -5.25 2.28 -11,400 205,656
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 130.08 -650,400 679,278
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -10,000 0 -100.00 2.28 -22,800
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 10,000 10,000 2.28 22,800 22,800
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -10,000 95,200 -9.51 2.28 -22,800 217,056
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 126.00 -630,000 657,972
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 124.19 -620,962 648,533
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 105,200 -5.40 2.28 -13,680 239,856
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 5,222 -53.47 100.00 -600,000 522,200
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 11,222 114.90 2.28 13,680 25,586
2019-05-24 2019-05-24 4 ROKU ROKU, INC
Restricted Stocfk Unit
M - Exercise -2,222 0 -100.00
2019-05-24 2019-05-24 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 2,222 5,222 74.07
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 111,200 -5.12 2.28 -13,680 253,536
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 3,000 -66.67 90.00 -540,000 270,000
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 9,000 200.00 2.28 13,680 20,520
2019-05-24 2019-05-22 4 ROKU ROKU, INC
Stock Option (right to buy)
A - Award 2,937 2,937 88.02 258,515 258,515
2019-05-24 2019-05-22 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 1,065 1,065
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 117,200 -4.87 2.28 -13,680 267,216
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 3,000 -66.67 80.00 -480,000 240,000
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 9,000 200.00 2.28 13,680 20,520
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 123,200 -3.90 2.28 -11,400 280,896
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 3,000 -62.50 70.01 -350,036 210,021
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 8,000 166.67 2.28 11,400 18,240
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 128,200 -3.75 2.28 -11,400 292,296
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 3,000 -62.50 64.83 -324,150 194,490
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 8,000 166.67 2.28 11,400 18,240
2019-02-27 2018-08-17 5 ROKU ROKU, INC
Class A Common Stock
G - Gift -4,333 3,000 -59.09
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,081 41,398 -8.97 17.08 -69,703 707,078
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,694 45,479 -9.36 17.08 -80,174 776,781
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,139 50,173 -7.62 17.08 -70,694 856,955
2019-02-15 2019-02-15 4 MODN MODEL N, INC.
Common Stock
A - Award 13,534 54,312 33.19
2018-11-09 2018-11-07 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,112 65,093 55.05
2018-08-14 2018-08-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -26,000 7,333 -78.00 58.20 -1,513,200 426,781
2018-05-29 2018-05-25 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 33,333 -13.04 36.75 -183,750 1,224,988
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Stock Option (right to buy)
A - Award 5,856 5,856 35.99 210,757 210,757
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 2,222 2,222
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 38,333 -11.54 35.79 -178,955 1,371,976
2018-05-21 2018-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -4,667 43,333 -9.72 35.66 -166,423 1,545,237
2018-05-21 2018-05-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,000 48,000 -4.00 35.00 -70,000 1,680,000
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 50,000 0 -100.00
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise -50,000 0 -100.00
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 50,000 50,000
2018-02-21 2018-02-16 4 MODN MODEL N, INC.
Common Stock
A - Award 9,389 40,778 29.91
2017-11-14 2017-11-14 4 MODN MODEL N, INC.
Common Stock
S - Sale -3,970 31,389 -11.23 14.43 -57,287 452,943
2017-11-14 2017-11-13 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,775 35,359 -11.90 14.48 -69,142 511,998
2017-11-14 2017-11-10 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,730 40,134 -10.54 14.59 -69,011 585,555
2017-11-01 2017-10-31 4 ATEN A10 Networks, Inc.
Common Stock
S - Sale -22,590 41,981 -34.98 7.34 -165,743 308,015
2017-08-15 2017-08-14 4 ATEN A10 Networks, Inc.
Common Stock
S - Sale -10,000 64,571 -13.41 6.40 -63,980 413,125
2017-06-02 2017-05-31 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 18,359 74,571 32.66
2017-02-17 2017-02-17 4 MODN MODEL N, INC.
Common Stock
A - Award 16,553 44,864 58.47
2016-06-03 2016-06-01 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 22,590 56,212 67.19
2016-02-22 2016-02-19 4 MODN MODEL N, INC.
Common Stock
A - Award 13,346 28,311 89.18
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -1,000 0 -100.00
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -1,000 0 -100.00 65.87 -65,871
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 1,000 1,000 26.69 26,690 26,690
2015-06-12 2015-06-10 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,622 33,622 236.22
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -7,000 1,000 -87.50
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -5,000 700 -87.72 63.21 -316,027 44,244
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -7,000 0 -100.00 63.19 -442,350
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 7,000 7,000 26.69 186,830 186,830
2015-05-11 2015-05-07 4 MODN MODEL N, INC.
Common Stock
A - Award 2,721 14,965 22.22
2015-05-11 2015-05-07 4 MODN MODEL N, INC.
Common Stock
A - Award 12,244 12,244
2015-05-08 2015-05-08 4 ELLI ELLIE MAE INC
Common Stock
G - Gift -1,000 5,700 -14.93
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,000 8,000 -33.33
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -4,000 0 -100.00 61.41 -245,655
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 4,000 4,000 26.69 106,760 106,760
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 0 -100.00
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -5,000 6,700 -42.74 51.39 -256,950 344,313
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -12,000 0 -100.00 51.49 -617,904
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 12,000 12,000 22.20 266,400 266,400
2014-12-02 2014-11-28 4 ELLI ELLIE MAE INC
Common Stock
G - Gift -1,000 11,700 -7.87
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -6,000 0 -100.00 34.71 -208,266
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 6,000 6,000 15.34 92,040 92,040
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,000 6,000 -50.00
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,666 0 -100.00
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -6,666 0 -100.00 34.27 -228,424
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 6,666 6,666 8.85 58,994 58,994
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -6,000 0 -100.00 34.27 -205,602
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 6,000 6,000 15.34 92,040 92,040
2014-05-23 2014-05-21 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2014-03-28 2014-03-21 4/A ATEN A10 Networks, Inc.
Stock Option (right to buy)
M - Exercise -10,000 30,000 -25.00
2014-03-28 2014-03-21 4/A ATEN A10 Networks, Inc.
Common Stock
M - Exercise 10,000 10,000 15.00 150,000 150,000
2014-03-28 2014-03-20 4/A ATEN A10 Networks, Inc.
Stock Option (right to buy)
A - Award 40,000 40,000
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Stock Option (right to buy)
M - Exercise -10,000 30,000 -25.00
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Stock Option (right to buy)
A - Award 40,000 40,000
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Common Stock
M - Exercise 10,000 10,000 15.00 150,000 150,000
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 6,666 -15.79
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 25.00 -31,250
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 7,916 -13.64
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.75 -33,438
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 9,166 -12.00
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.19 -32,738
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 10,416 -10.71
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.80 -33,500
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 11,666 -9.68
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 31.75 -39,689
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 12,916 -8.82
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 29.57 -36,962
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 14,166 -8.11
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 30.77 -38,462
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 15,416 -7.50
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.69 -30,862
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 0 -100.00
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.39 -30,488
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-05-30 2013-05-29 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 1,250 -50.00
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.83 -31,042
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-04-19 2013-04-12 4/A ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.14 -30,177
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 2,500 -33.33
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.14 -30,177
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 3,750 -25.00
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 21.59 -26,988
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2012-11-05 2012-11-05 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 5,000 -50.00
2012-11-05 2012-11-05 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 5,000 5,000 6.80 34,000 34,000
2012-05-17 2012-05-15 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)