Solesence公司
US ˙ NasdaqCM ˙ US6300791018

簡介

本頁面提供了有關 James A Henderson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示James A Henderson已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:NANX / Solesence, Inc. Director 15,000
US:HI / Hillenbrand, Inc. Director 1,601
如何解讀這些圖表

以下圖表顯示了在James A Henderson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

SLSN / Solesence, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 SLSN / Solesence, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-12-12 NANX HENDERSON JAMES A 24,000 0.7400 24,000 0.7400 17,760 268 0.755 360 2.03
2016-12-08 NANX HENDERSON JAMES A 1,000 0.7000 1,000 0.7000 700
2016-06-21 NANX HENDERSON JAMES A 925 0.6000 925 0.6000 555
2016-06-20 NANX HENDERSON JAMES A 605 0.6000 605 0.6000 363
2016-06-20 NANX HENDERSON JAMES A 5,290 0.6200 5,290 0.6200 3,280
2016-06-02 NANX HENDERSON JAMES A 2,598 0.5000 2,598 0.5000 1,299
2016-05-26 NANX HENDERSON JAMES A 22,530 0.5000 22,530 0.5000 11,265
2016-05-18 NANX HENDERSON JAMES A 4,047 0.5000 4,047 0.5000 2,024
2016-05-10 NANX HENDERSON JAMES A 4,090 0.5000 4,090 0.5000 2,045
2016-05-09 NANX HENDERSON JAMES A 150 0.5000 150 0.5000 75
2016-05-06 NANX HENDERSON JAMES A 2,500 0.5000 2,500 0.5000 1,250
2016-03-09 NANX HENDERSON JAMES A 100 0.4300 100 0.4300 43
2016-03-08 NANX HENDERSON JAMES A 34,257 0.4400 34,257 0.4400 15,073
2016-03-07 NANX HENDERSON JAMES A 7,105 0.4400 7,105 0.4400 3,126
2016-03-03 NANX HENDERSON JAMES A 7,718 0.4200 7,718 0.4200 3,242
2016-02-29 NANX HENDERSON JAMES A 700 0.4200 700 0.4200 294
2016-02-23 NANX HENDERSON JAMES A 12,150 0.4200 12,150 0.4200 5,103
2015-02-27 NANX HENDERSON JAMES A 27 0.5100 27 0.5100 14
2015-02-26 NANX HENDERSON JAMES A 13,300 0.5100 13,300 0.5100 6,783
2015-02-25 NANX HENDERSON JAMES A 22,000 0.5000 22,000 0.5000 11,000
2015-02-25 NANX HENDERSON JAMES A 7,992 0.5100 7,992 0.5100 4,076
2015-02-24 NANX HENDERSON JAMES A 5,100 0.5000 5,100 0.5000 2,550
2015-02-24 NANX HENDERSON JAMES A 1,581 0.4700 1,581 0.4700 743
2014-12-23 NANX HENDERSON JAMES A 45,000 0.4600 45,000 0.4600 20,700
2014-08-22 NANX HENDERSON JAMES A 47,500 0.4700 47,500 0.4700 22,325
2014-08-22 NANX HENDERSON JAMES A 2,500 0.4700 2,500 0.4700 1,175
2014-08-22 NANX HENDERSON JAMES A 15,000 0.4700 15,000 0.4700 7,050
2013-05-23 NANX HENDERSON JAMES A 15,135 0.4200 15,135 0.4200 6,357
2013-05-22 NANX HENDERSON JAMES A 19,100 0.4200 19,100 0.4200 8,022
2013-05-20 NANX HENDERSON JAMES A 1,275 0.4100 1,275 0.4100 523
2013-05-17 NANX HENDERSON JAMES A 2,980 0.4100 2,980 0.4100 1,222
2012-05-24 NANX HENDERSON JAMES A 13,200 0.3500 13,200 0.3500 4,620
2012-05-24 NANX HENDERSON JAMES A 6,034 0.3700 6,034 0.3700 2,233
2012-05-24 NANX HENDERSON JAMES A 30,766 0.4000 30,766 0.4000 12,306

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SLSN / Solesence, Inc. Insider Trades
SLSN / Solesence, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 SLSN / Solesence, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SLSN / Solesence, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 James A Henderson 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2019-05-30 2019-05-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to purchase) 		A - Award 15,000 15,000 0.51 7,650 7,650
2018-05-29 2018-05-23 4/A NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to purchase) 		A - Award 15,000 15,000 0.82 12,300 12,300
2018-05-24 2017-05-23 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to purchase) 		A - Award 15,000 15,000 0.82 12,300 12,300
2017-02-22 2017-02-21 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 15,000 15,000 0.68 10,200 10,200
2016-12-12 2016-12-12 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 24,000 482,115 5.24 0.74 17,760 356,765
2016-12-12 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		X - Other -4,500 9,000 -33.33 0.44 -1,980 3,960
2016-12-12 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -10,000 5,000 -66.67 0.52 -5,200 2,600
2016-12-12 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -15,000 0 -100.00 0.42 -6,300
2016-12-12 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -15,000 0 -100.00 0.30 -4,500
2016-12-09 2016-12-08 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 1,000 458,115 0.22 0.70 700 320,680
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		X - Other -4,500 9,000 -33.33 0.44 -1,980 3,960
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -10,000 5,000 -66.67 0.52 -5,200 2,600
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -15,000 0 -100.00 0.42 -6,300
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Option (right to buy) 		X - Other -15,000 0 -100.00 0.30 -4,500
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		X - Other 4,500 457,115 0.99 0.44 1,980 201,131
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		X - Other 10,000 452,615 2.26 0.52 5,200 235,360
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		X - Other 15,000 442,615 3.51 0.42 6,300 185,898
2016-12-09 2016-09-22 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		X - Other 15,000 427,615 3.64 0.30 4,500 128,284
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 0.99 1,980 1,980
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 1.10 2,200 2,200
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 1.85 3,700 3,700
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 0.84 1,680 1,680
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 1.18 2,360 2,360
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 1.05 2,100 2,100
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock (right to buy) 		A - Award 2,000 2,000 0.90 1,800 1,800
2016-11-21 2016-11-17 4 NANX NANOPHASE TECHNOLOGIES Corp
Stock Appreciation Right 		D - Sale to Issuer -14,000 0 -100.00 1.18 -16,520
2016-06-22 2016-06-21 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 925 412,615 0.22 0.60 555 247,569
2016-06-21 2016-06-20 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 5,290 411,690 1.30 0.62 3,280 255,248
2016-06-21 2016-06-20 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 605 406,400 0.15 0.60 363 243,840
2016-06-03 2016-06-02 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 2,598 405,795 0.64 0.50 1,299 202,898
2016-05-27 2016-05-26 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 22,530 403,197 5.92 0.50 11,265 201,598
2016-05-19 2016-05-18 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 4,047 380,667 1.07 0.50 2,024 190,334
2016-05-12 2015-02-27 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 27 376,620 0.01 0.51 14 192,076
2016-05-10 2016-05-10 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 4,090 376,593 1.10 0.50 2,045 188,296
2016-05-10 2016-05-09 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 150 372,503 0.04 0.50 75 186,252
2016-05-09 2016-05-06 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 2,500 372,353 0.68 0.50 1,250 186,176
2016-03-10 2016-03-09 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 100 369,853 0.03 0.43 43 159,037
2016-03-10 2016-03-08 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 34,257 369,753 10.21 0.44 15,073 162,691
2016-03-10 2016-03-07 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 7,105 335,496 2.16 0.44 3,126 147,618
2016-03-10 2016-03-03 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 7,718 328,391 2.41 0.42 3,242 137,924
2016-03-10 2016-02-29 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 700 320,673 0.22 0.42 294 134,683
2016-02-24 2016-02-23 4 NANX NANOPHASE TECHNOLOGIES Corp
Common Stock 		P - Purchase 12,150 12,150 0.42 5,103 5,103
2015-02-27 2015-02-26 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 13,300 319,973 4.34 0.51 6,783 163,186
2015-02-27 2015-02-25 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 7,992 306,673 2.68 0.51 4,076 156,403
2015-02-27 2015-02-25 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 22,000 298,681 7.95 0.50 11,000 149,340
2015-02-27 2015-02-24 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 1,581 276,681 0.57 0.47 743 130,040
2015-02-27 2015-02-24 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 5,100 275,100 1.89 0.50 2,550 137,550
2015-02-19 2015-02-18 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock (right to buy) 		A - Award 13,500 13,500 0.44 5,940 5,940
2014-12-29 2014-12-23 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 45,000 270,000 20.00 0.46 20,700 124,200
2014-08-25 2014-08-22 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 15,000 225,000 7.14 0.47 7,050 105,750
2014-08-25 2014-08-22 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 2,500 210,000 1.20 0.47 1,175 98,700
2014-08-25 2014-08-22 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 47,500 207,500 29.69 0.47 22,325 97,525
2014-02-14 2014-02-13 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Stock Option (right to buy) 		A - Award 15,000 15,000 0.52 7,800 7,800
2013-05-28 2013-05-23 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 15,135 160,000 10.45 0.42 6,357 67,200
2013-05-23 2013-05-22 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 19,100 144,865 15.19 0.42 8,022 60,843
2013-05-22 2013-05-20 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 1,275 125,765 1.02 0.41 523 51,564
2013-05-20 2013-05-17 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 2,980 124,490 2.45 0.41 1,222 51,041
2013-05-20 2013-05-16 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		A - Award 10,510 121,510 9.47 0.40 4,204 48,604
2013-05-20 2013-05-16 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		A - Award 1,000 111,000 0.91 0.38 380 42,180
2013-02-28 2013-02-27 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award 2/27/13) 		A - Award 1,601 1,601 24.37 39,016 39,016
2013-02-19 2013-02-14 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Stock Option (right to buy) 		A - Award 15,000 15,000 0.42 6,225 6,225
2013-01-03 2012-12-31 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award) 2/22/12 		A - Award 36 4,267 0.85 22.61 814 96,477
2013-01-03 2012-12-31 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/23/11 		A - Award 39 4,486 0.88 22.61 882 101,428
2013-01-03 2012-12-31 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/24/10 		A - Award 43 4,991 0.87 22.61 972 112,847
2013-01-03 2012-12-31 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/11/09 		A - Award 48 5,571 0.87 22.61 1,085 125,960
2013-01-03 2012-12-31 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)4/30/08 		A - Award 10 1,076 0.94 22.61 226 24,328
2012-12-13 2012-12-13 4 HI Hillenbrand, Inc.
Common Stock 		P - Purchase 1,000 19,000 5.56 21.25 21,247 403,691
2012-10-01 2012-09-28 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award) 2/22/12 		A - Award 45 4,231 1.08 18.19 819 76,962
2012-10-01 2012-09-28 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/23/11 		A - Award 46 4,447 1.05 18.19 837 80,891
2012-10-01 2012-09-28 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/24/10 		A - Award 52 4,948 1.06 18.19 946 90,004
2012-10-01 2012-09-28 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/11/09 		A - Award 58 5,523 1.06 18.19 1,055 100,463
2012-10-01 2012-09-28 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)4/30/08 		A - Award 11 1,066 1.04 18.19 200 19,391
2012-08-08 2012-08-07 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Stock Option (right to buy) 		A - Award 15,000 15,000 0.30 4,500 4,500
2012-07-25 2012-07-20 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		X - Other 31,614 110,000 40.33 0.33 10,433 36,300
2012-07-09 2012-07-06 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Subscription Rights (right to buy) 		X - Other -58,410 0 -100.00
2012-07-09 2012-07-06 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		X - Other 19,976 78,386 34.20 0.33 6,592 25,867
2012-07-03 2012-06-29 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award) 2/22/12 		A - Award 43 4,186 1.04 18.38 790 76,939
2012-07-03 2012-06-29 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/23/11 		A - Award 46 4,401 1.06 18.38 845 80,890
2012-07-03 2012-06-29 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/24/10 		A - Award 50 4,896 1.03 18.38 919 89,988
2012-07-03 2012-06-29 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/11/09 		A - Award 57 5,465 1.05 18.38 1,048 100,447
2012-07-03 2012-06-29 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)4/30/08 		A - Award 11 1,055 1.05 18.38 202 19,391
2012-05-29 2012-05-24 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 30,766 58,410 111.29 0.40 12,306 23,364
2012-05-29 2012-05-24 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 6,034 27,644 27.92 0.37 2,233 10,228
2012-05-29 2012-05-24 4 NANX NANOPHASE TECHNOLOGIES CORPORATION
Common Stock 		P - Purchase 13,200 21,610 156.96 0.35 4,620 7,564
2012-04-03 2012-03-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award) 2/22/12 		A - Award 34 4,143 0.83 22.95 780 95,082
2012-04-03 2012-03-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/23/11 		A - Award 36 4,355 0.83 22.95 826 99,947
2012-04-03 2012-03-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/24/10 		A - Award 41 4,846 0.85 22.95 941 111,216
2012-04-03 2012-03-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/11/09 		A - Award 45 5,408 0.84 22.95 1,033 124,114
2012-04-03 2012-03-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)4/30/08 		A - Award 8 1,044 0.77 22.95 184 23,960
2012-02-23 2012-02-22 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award 2/22/12) 		A - Award 4,109 4,109 23.12 94,980 94,980
2012-01-04 2011-12-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/23/11 		A - Award 37 4,319 0.86 22.32 826 96,400
2012-01-04 2011-12-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/24/10 		A - Award 41 4,805 0.86 22.32 915 107,248
2012-01-04 2011-12-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)2/11/09 		A - Award 45 5,363 0.85 22.32 1,004 119,702
2012-01-04 2011-12-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award)4/30/08 		A - Award 9 1,036 0.88 22.32 201 23,124
2008-10-02 2008-09-30 4 HI Hillenbrand, Inc.
Restricted Stock Units (Deferred Stock Award) 4/30/08 		A - Award 8 916 0.88 20.16 161 18,467
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）