簡介

本頁面提供了有關 Ellen D Harvey 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Ellen D Harvey已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
Director 762,302
Director 640,684
Director 1,007,097
US:INSI / Insight Select Income Fund Director 1,800
US:MZF / Managed Duration Investment Grade Municipal Fund Director 500
如何解讀這些圖表

以下圖表顯示了在Ellen D Harvey進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Ellen D Harvey 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-06-02 2026-06-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 762,302 0.00 7,333.34 5,590,219,822
2026-06-02 2026-06-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 640,684 0.00 7,333.33 4,698,346,024
2026-06-02 2026-06-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 1,007,097 0.00 7,333.34 7,385,383,834
2026-03-03 2026-03-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 743,635 0.00 7,333.34 5,453,327,191
2026-03-03 2026-03-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 616,677 0.00 7,333.33 4,522,294,991
2026-03-03 2026-03-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 1,001,184 0.00 7,333.33 7,342,015,596
2025-12-03 2025-12-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 722,462 0.00 7,333.34 5,298,058,090
2025-12-03 2025-12-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 621,390 0.00 7,333.33 4,556,858,295
2025-12-03 2025-12-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 961,364 0.00 7,333.33 7,050,000,855
2025-09-03 2025-09-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 695,650 0.00 7,333.34 5,101,437,311
2025-09-03 2025-09-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 602,111 0.00 7,333.33 4,415,479,320
2025-09-03 2025-09-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 942,166 0.00 7,333.33 6,909,216,686
2025-06-03 2025-06-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 666,221 0.00 7,333.34 4,885,623,495
2025-06-03 2025-06-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 583,483 0.00 7,333.33 4,278,874,122
2025-06-03 2025-06-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 898,448 0.00 7,333.33 6,588,616,332
2025-03-04 2025-03-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 658,340 0.00 7,166.67 4,718,103,306
2025-03-04 2025-03-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 592,737 0.00 7,166.67 4,247,948,756
2025-03-04 2025-03-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 898,037 0.00 7,166.66 6,435,923,553
2024-12-04 2024-12-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 635,195 0.00 7,166.67 4,552,232,091
2024-12-04 2024-12-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 578,242 0.00 7,166.67 4,144,066,584
2024-12-04 2024-12-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 844,860 0.00 7,166.66 6,054,826,661
2024-09-04 2024-09-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 610,639 0.00 7,166.67 4,376,249,420
2024-09-04 2024-09-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 565,992 0.00 7,166.67 4,056,279,320
2024-09-04 2024-09-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 834,074 0.00 7,166.66 5,977,528,285
2024-06-04 2024-06-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 497,766 0.00 7,166.67 3,567,323,441
2024-06-04 2024-06-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 461,870 0.00 7,166.67 3,310,067,580
2024-06-04 2024-06-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 710,877 0.00 7,166.66 5,094,610,679
2024-05-02 2024-05-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 580,061 0.00 91,326.48 52,974,901,004
2024-05-02 2024-05-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 545,172 0.00 91,326.48 49,788,671,719
2024-05-02 2024-05-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 797,883 0.00 91,326.47 72,867,850,649
2022-05-26 2022-05-24 4 INSI Insight Select Income Fund
Shares of Beneficial Interest
P - Purchase 300 1,800 20.00 16.49 4,948 29,685
2021-03-03 2021-03-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2021-03-03 2021-03-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2021-03-03 2021-03-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 7,000.00
2020-05-04 2020-05-04 4 INSI Insight Select Income Fund
Shares of Beneficial Interest
P - Purchase 100 1,500 7.14 18.74 1,874 28,110
2020-04-09 2020-04-08 4 INSI Insight Select Income Fund
Shares of Beneficial Interest
P - Purchase 250 1,400 21.74 18.30 4,575 25,620
2020-03-03 2020-03-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2020-03-03 2020-03-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2020-03-03 2020-03-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.66
2019-12-03 2019-12-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.66
2019-12-03 2019-12-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-12-03 2019-12-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-09-04 2019-09-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.66
2019-09-04 2019-09-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-09-04 2019-09-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-06-03 2019-06-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.66
2019-06-03 2019-06-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-06-03 2019-06-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,666.67
2019-03-04 2019-03-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2019-03-04 2019-03-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2019-03-04 2019-03-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,500.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,250.00
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 359,222 0.00 6,250.00 2,245,135,375
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 275,663 0.00 6,250.00 1,722,892,688
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 256,426 0.00 6,250.00 1,602,663,938
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 345,183 0.00 6,083.34 2,099,865,308
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,083.33
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 0 6,083.33
2016-12-15 2016-12-09 4 MZF MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Managed Duration Investment Grade Municipal Fund
P - Purchase 500 500 13.11 6,555 6,555
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 232,711 0.00 6,083.33 1,415,657,260
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 331,529 0.00 6,083.34 2,016,803,323
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 253,145 0.00 6,083.33 1,539,963,235
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 325,082 0.00 6,083.34 1,977,582,874
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 221,612 0.00 6,083.33 1,348,141,483
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 240,080 0.00 6,083.33 1,460,483,981
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 306,614 0.00 6,083.34 1,865,238,062
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 213,601 0.00 6,083.33 1,299,402,512
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 229,763 0.00 6,083.33 1,397,726,523
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 204,805 0.00 5,625.00 1,152,026,944
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 308,572 0.00 5,625.00 1,735,720,088
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 218,096 0.00 5,625.00 1,226,789,325
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 218,764 0.00 5,625.00 1,230,546,488
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 203,825 0.00 5,625.00 1,146,518,212
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 312,736 0.00 5,625.00 1,759,138,425
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 219,218 0.00 5,625.00 1,233,099,112
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 202,264 0.00 5,625.00 1,137,733,088
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 307,940 0.00 5,625.00 1,732,162,781
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 198,187 0.00 5,625.00 1,114,800,862
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 293,914 0.00 5,625.00 1,653,264,900
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 214,742 0.00 5,625.00 1,207,923,581
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 205,960 0.00 5,250.00 1,081,292,468
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 189,005 0.00 5,250.00 992,274,360
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 284,094 0.00 5,250.00 1,491,494,235
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 201,077 0.00 5,250.00 1,055,651,888
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 271,361 0.00 5,250.00 1,424,644,620
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 182,993 0.00 5,250.00 960,715,718
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 179,973 0.00 5,250.00 944,858,932
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 254,423 0.00 5,250.00 1,335,723,112
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 199,419 0.00 5,250.00 1,046,952,060
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests
P - Purchase 0 173,910 0.00 5,250.00 913,026,398
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 244,013 0.00 5,250.00 1,281,069,248
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests
P - Purchase 0 189,221 0.00 5,250.00 993,408,518
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 5,000 166,210 3.10
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 5,000 240,443 2.12
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 5,000 179,012 2.87
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 157,964 2.99
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 228,594 2.05
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 168,341 2.80
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 218,221 2.15
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 150,607 3.14
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 159,870 2.95
2013-08-15 2013-08-14 4 CSI Cutwater Select Income Fund
Shares of Beneficial Interest
P - Purchase 200 1,150 21.05 17.68 3,536 20,332
2013-08-02 2013-08-01 4 CSI Cutwater Select Income Fund
Shares of Beneficial Interest
P - Purchase 200 950 26.67 17.95 3,589 17,050
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 144,715 3.27
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 208,544 2.25
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 151,869 3.11
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 135,802 3.49
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 141,766 3.34
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 198,123 2.37
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 198,123 2.37
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 126,056 3.77
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 131,470 3.61
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 189,502 2.48
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 118,929 4.01
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 122,103 3.90
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 122,103 3.90
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 113,864 4.19
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
P - Purchase 4,583 179,502 2.62
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 115,820 4.12
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC
P - Purchase 4,583 106,526 4.50
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC
P - Purchase 4,583 107,891 4.44
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC
P - Purchase 4,583 171,310 2.75
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)