阿瓦洛治療公司

簡介

本頁面提供了有關 Seth Loring Harrison 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Seth Loring Harrison已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:AKRO / Akero Therapeutics, Inc. Director 0
US:STOK / Stoke Therapeutics, Inc. Director, 10% Owner 11,650
US:HTWR / Heartware International Inc. Director 0
US:TKAI / Tokai Pharmaceuticals, Inc. Director, 10% Owner 12,000
US:AVTX / Avalo Therapeutics, Inc. Director, 10% Owner 0
US:TTNP / Titan Pharmaceuticals, Inc. 10% Owner 9,650,000
如何解讀這些圖表

以下圖表顯示了在Seth Loring Harrison進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

AVTX / Avalo Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AVTX / Avalo Therapeutics, Inc. Insider Trades
AVTX / Avalo Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AVTX / Avalo Therapeutics, Inc. Insider Trades
ELDN / Eledon Pharmaceuticals, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-09-22 TKAI Harrison Seth Loring 362,500 15.0000 362,500 15.0000 5,437,500 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ELDN / Eledon Pharmaceuticals, Inc. Insider Trades
ELDN / Eledon Pharmaceuticals, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ELDN / Eledon Pharmaceuticals, Inc. Insider Trades
STOK / Stoke Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STOK / Stoke Therapeutics, Inc. Insider Trades
STOK / Stoke Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AVTX / Avalo Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STOK / Stoke Therapeutics, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Seth Loring Harrison 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2025-12-09 2025-12-09 4 AKRO Akero Therapeutics, Inc.
Common Stock
D - Sale to Issuer -9,398 0 -100.00
2025-12-09 2025-12-09 4 AKRO Akero Therapeutics, Inc.
Common Stock
D - Sale to Issuer -148,063 0 -100.00
2025-12-09 2025-12-09 4 AKRO Akero Therapeutics, Inc.
Common Stock
D - Sale to Issuer -136,301 0 -100.00
2025-06-05 2025-06-03 4 AKRO Akero Therapeutics, Inc.
Common Stock
A - Award 9,398 145,699 6.90
2022-12-02 2022-11-30 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -5,179 148,063 -3.38 47.60 -246,543 7,048,450
2022-12-02 2022-11-30 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -6,851 153,242 -4.28 46.44 -318,130 7,115,869
2022-12-02 2022-11-30 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -4,779 136,301 -3.39 47.60 -227,501 6,488,527
2022-12-02 2022-11-30 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -6,322 141,080 -4.29 46.44 -293,565 6,551,120
2022-11-01 2022-10-28 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -869 160,093 -0.54 41.12 -35,734 6,583,088
2022-11-01 2022-10-28 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -22,096 160,962 -12.07 40.28 -890,005 6,483,388
2022-11-01 2022-10-28 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -800 147,402 -0.54 41.12 -32,896 6,061,229
2022-11-01 2022-10-28 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -20,338 148,202 -12.07 40.28 -819,194 5,969,428
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -4,013 183,058 -2.15 43.23 -173,490 7,913,982
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -23,719 187,071 -11.25 42.03 -996,907 7,862,575
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -44,440 210,790 -17.41 41.12 -1,827,177 8,666,757
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -3,693 168,540 -2.14 43.23 -159,656 7,286,338
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -21,830 172,233 -11.25 42.03 -917,513 7,238,936
2022-10-27 2022-10-27 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -40,903 194,063 -17.41 41.12 -1,681,751 7,979,017
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -20,085 255,230 -7.30 44.90 -901,821 11,459,878
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -12,537 275,315 -4.36 43.97 -551,313 12,106,950
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -38,961 287,852 -11.92 43.08 -1,678,268 12,399,398
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -18,486 234,966 -7.29 44.90 -830,025 10,550,020
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -11,539 253,452 -4.35 43.97 -507,426 11,145,526
2022-10-27 2022-10-26 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -35,860 264,991 -11.92 43.08 -1,544,691 11,414,646
2022-10-27 2022-10-25 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -4,906 326,813 -1.48 44.92 -220,359 14,679,231
2022-10-27 2022-10-25 4 AKRO Akero Therapeutics, Inc.
Common Stock
S - Sale -4,515 300,851 -1.48 44.92 -202,797 13,513,114
2021-06-25 2021-06-08 4 STOK Stoke Therapeutics, Inc.
Director Stock Option (Right to Buy)
A - Award 11,650 11,650
2021-06-03 2021-06-01 4 AKRO Akero Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 13,000 13,000
2020-11-25 2020-11-24 4 STOK Stoke Therapeutics, Inc.
Common Stock
P - Purchase 375,000 17,161,713 2.23 39.00 14,625,000 669,306,807
2020-07-14 2020-07-10 4 AKRO Akero Therapeutics, Inc.
Common Stock
P - Purchase 415,000 5,830,203 7.66 36.00 14,940,000 209,887,308
2020-06-05 2020-06-03 4 STOK Stoke Therapeutics, Inc.
Director Stock Option (Right to Buy)
A - Award 14,777 14,777
2020-06-02 2020-06-01 4 AKRO Akero Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 13,000 13,000
2019-11-12 2019-11-08 4 AKRO Akero Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 26,000 26,000
2019-09-12 2019-09-10 4 STOK Stoke Therapeutics, Inc.
Director Stock Option (Right to Buy)
A - Award 29,555 29,555
2019-06-25 2019-06-24 4 AKRO Akero Therapeutics, Inc.
Series B Preferred Stock
C - Conversion -880,568 0 -100.00
2019-06-25 2019-06-24 4 AKRO Akero Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -13,000,000 0 -100.00
2019-06-25 2019-06-24 4 AKRO Akero Therapeutics, Inc.
Common Stock
P - Purchase 900,000 5,415,203 19.93 16.00 14,400,000 86,643,248
2019-06-25 2019-06-24 4 AKRO Akero Therapeutics, Inc.
Common Stock
C - Conversion 286,439 4,515,203 6.77
2019-06-25 2019-06-24 4 AKRO Akero Therapeutics, Inc.
Common Stock
C - Conversion 4,228,764 4,228,764
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,799,910 0 -100.00
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Series A-2 Convertible Preferred Stock
C - Conversion -7,617,746 0 -100.00
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Series A Convertible Preferred Stock
C - Conversion -4,980,168 0 -100.00
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Common Stock
P - Purchase 1,388,889 16,786,713 9.02 18.00 25,000,002 302,160,834
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Common Stock
C - Conversion 2,799,910 15,397,824 22.23
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Common Stock
C - Conversion 7,617,746 12,597,914 152.96
2019-06-21 2019-06-21 4 STOK Stoke Therapeutics, Inc.
Common Stock
C - Conversion 4,980,168 4,980,168
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -1,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -250 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Common Stock
U - Other -3,500 0 -100.00 58.00 -203,000
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Common Stock
U - Other -14,936 0 -100.00 58.00 -866,288
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Common Stock
U - Other -133,393 0 -100.00 58.00 -7,736,794
2016-06-16 2016-06-15 4 TKAI Tokai Pharmaceuticals Inc
Stock Option (right to buy)
A - Award 12,000 12,000
2016-06-03 2016-06-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,000 1,250 -44.44
2016-06-03 2016-06-01 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 1,000 2,250 80.00
2016-06-03 2016-06-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 1,000 2,250 80.00
2016-06-03 2016-06-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,000 133,393 0.76
2016-05-02 2016-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,250 -16.67
2016-05-02 2016-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,250 -16.67
2016-05-02 2016-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 132,393 0.19
2016-05-02 2016-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 132,393 0.19
2015-10-20 2015-10-20 4 CERC Cerecor Inc.
Series B Convertible Preferred Stock
C - Conversion -16,672,224 0 -100.00
2015-10-20 2015-10-20 4 CERC Cerecor Inc.
Common Stock
C - Conversion 595,436 595,436
2015-06-19 2015-06-17 4 TKAI Tokai Pharmaceuticals Inc
Stock Option (right to buy)
A - Award 12,000 12,000
2015-06-05 2015-06-03 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 1,000 1,750 133.33
2015-06-05 2015-06-03 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 1,000 1,750 133.33
2015-05-13 2015-05-12 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 750 -25.00
2015-05-13 2015-05-12 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 134,893 0.19
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,000 1,000 -50.00
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 2,000 -11.11
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 2,000 -11.11
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,000 134,643 0.75
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 133,643 0.19
2015-05-04 2015-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 133,643 0.19
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series E Preferred Stock
C - Conversion -24,199,308 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series D-3 Preferred Stock
C - Conversion -24,046,035 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series D-2 Preferred Stock
C - Conversion -1,539,643 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series D-1 Preferred Stock
C - Conversion -8,711,335 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series C Preferred Stock
C - Conversion -14,604,833 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series B-2 Preferred Stock
C - Conversion -644,786 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series B-1 Preferred Stock
C - Conversion -798,067 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Series A Preferred Stock
C - Conversion -4,500,000 0 -100.00
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Common Stock
P - Purchase 362,500 7,912,079 4.80 15.00 5,437,500 118,681,185
2014-09-24 2014-09-22 4 TKAI Tokai Pharmaceuticals Inc
Common Stock
C - Conversion 7,549,570 7,549,579 83,884,111.11
2014-09-16 3 TKAI Tokai Pharmaceuticals Inc
Common Stock
425,397
2014-09-16 3 TKAI Tokai Pharmaceuticals Inc
Common Stock
212,712
2014-09-16 3 TKAI Tokai Pharmaceuticals Inc
Common Stock
425,397
2014-09-16 3 TKAI Tokai Pharmaceuticals Inc
Common Stock
212,712
2014-06-23 2014-06-04 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 1,000 2,500 66.67
2014-06-23 2014-06-04 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 1,000 2,500 66.67
2014-05-13 2014-05-12 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,500 -14.29
2014-05-13 2014-05-12 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 133,143 0.19
2014-05-02 2014-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,750 -12.50
2014-05-02 2014-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,750 -12.50
2014-05-02 2014-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 132,893 0.19
2014-05-02 2014-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 132,893 0.19
2014-02-11 2014-01-28 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -3,250 3,500 -48.15
2014-01-07 2014-01-06 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -7,909 132,393 -5.64 99.29 -785,285 13,145,301
2013-12-04 3 TTNP TITAN PHARMACEUTICALS INC
Common Stock
9,650,000
2013-07-02 2013-07-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -6,000 140,302 -4.10 95.91 -575,460 13,456,365
2013-07-02 2013-07-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -7,118 146,302 -4.64 95.29 -678,274 13,941,118
2013-05-22 2013-05-21 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 1,000 2,250 80.00
2013-05-22 2013-05-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 1,000 2,250 80.00
2013-05-22 2013-05-20 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 11,682 16,186 259.37
2013-05-22 2013-05-20 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 105,136 153,420 217.75
2013-05-22 2013-05-20 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -126,768 0 -100.00
2013-05-22 2013-05-20 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 47,518 126,768 59.96
2013-05-22 2013-05-20 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -250,000 0 -100.00
2013-05-13 2013-05-12 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,250 -16.67
2013-05-13 2013-05-12 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 48,284 0.52
2013-05-06 2013-05-04 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -333 1,500 -18.17
2013-05-06 2013-05-04 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 333 48,034 0.70
2013-05-03 2013-05-01 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,833 -12.00
2013-05-03 2013-05-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 47,701 0.53
2013-03-20 2013-03-18 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 39,625 79,250 100.00
2013-03-20 2013-03-18 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -250,000 250,000 -50.00
2013-03-13 2013-03-11 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -1,250 6,750 -15.62
2013-01-22 2013-01-16 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift 1,500 47,451 3.26
2013-01-22 2013-01-16 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -1,500 4,504 -24.98
2013-01-17 2013-01-15 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 39,625 39,625
2013-01-17 2013-01-15 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -250,000 500,000 -33.33
2012-12-18 2012-12-14 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -1,000 8,000 -11.11 81.10 -81,100 648,800
2012-12-18 2012-12-14 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift 9,000 9,000
2012-12-18 2012-12-14 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -9,000 45,951 -16.38
2012-12-18 2012-12-14 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -74,922 750,000 -9.08 81.01 -6,069,431 60,757,500
2012-12-13 2012-12-13 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -500 824,922 -0.06 82.10 -41,050 67,726,096
2012-12-13 2012-12-13 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -108,071 825,422 -11.58 81.28 -8,784,011 67,090,300
2012-12-13 2012-12-12 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -11,480 933,493 -1.21 81.82 -939,294 76,378,397
2012-12-13 2012-12-11 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -55,358 944,973 -5.53 82.18 -4,549,320 77,657,881
2012-12-11 2012-12-10 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -25,500 1,000,331 -2.49 83.03 -2,117,265 83,057,483
2012-12-11 2012-12-07 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -46,130 1,025,831 -4.30 80.20 -3,699,626 82,271,646
2012-12-11 2012-12-07 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -2,000 1,071,961 -0.19 81.63 -163,260 87,504,176
2012-07-16 2012-07-16 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -1,941 6,004 -24.43 90.21 -175,098 541,621
2012-07-16 2012-07-16 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -17,460 54,951 -24.11 90.21 -1,575,067 4,957,130
2012-07-16 2012-07-13 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -920 7,945 -10.38 90.00 -82,800 715,050
2012-07-16 2012-07-13 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -8,279 72,411 -10.26 90.00 -745,110 6,516,990
2012-07-16 2012-07-12 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -19 8,865 -0.21 90.00 -1,710 797,850
2012-07-16 2012-07-12 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -175 80,690 -0.22 90.00 -15,750 7,262,100
2012-07-05 2012-07-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -52 8,884 -0.58 90.00 -4,680 799,560
2012-07-05 2012-07-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -473 80,865 -0.58 90.00 -42,570 7,277,850
2012-07-05 2012-07-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -70 8,936 -0.78 90.00 -6,300 804,240
2012-07-05 2012-07-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -630 81,338 -0.77 90.00 -56,700 7,320,420
2012-06-04 2012-05-31 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 1,000 2,083 92.34
2012-06-04 2012-05-31 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 1,000 2,083 92.34
2012-05-14 2012-05-12 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -250 1,083 -18.75
2012-05-14 2012-05-12 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 250 81,968 0.31
2012-05-08 2012-05-04 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -333 1,333 -19.99
2012-05-08 2012-05-04 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 333 81,718 0.41
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -10 9,006 -0.11 78.90 -789 710,573
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -250 9,016 -2.70 78.03 -19,508 703,518
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,742 9,266 -22.83 77.19 -211,655 715,243
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -90 81,385 -0.11 78.90 -7,101 6,421,276
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,250 81,475 -2.69 78.03 -175,568 6,357,494
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -24,677 83,725 -22.76 77.19 -1,904,818 6,462,733
2012-03-05 2012-03-02 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -6,320 108,402 -5.51
2012-03-05 2012-03-02 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift 12,008 12,008
2012-03-05 2012-03-02 4 HTWR HeartWare International, Inc.
Common Stock
G - Gift -12,008 114,722 -9.48
2012-03-05 2012-03-01 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 126,396 126,730 37,843.11
2012-03-05 2012-03-01 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -130,574 0 -100.00
2012-03-05 2012-03-01 4 HTWR HeartWare International, Inc.
Common Stock
J - Other 130,574 130,574
2012-03-05 2012-03-01 4 HTWR HeartWare International, Inc.
Common Stock
J - Other -600,001 1,073,961 -35.84
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)