阿瑟西斯公司
US ˙ OTCPK ˙ US04744L2051

簡介

本頁面提供了有關 John J Harrington 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示John J Harrington已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:ATHX / Athersys, Inc. Exec Vice Pres and CSO 679,237
如何解讀這些圖表

以下圖表顯示了在John J Harrington進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

ATHXQ / Athersys, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATHXQ / Athersys, Inc. Insider Trades
ATHXQ / Athersys, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ATHXQ / Athersys, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2013-09-20 ATHX Harrington John J 30,000 1.8200 1,200 45.5000 54,600 333 1.5 -52,800 -96.70

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATHXQ / Athersys, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 John J Harrington 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-06-21 2022-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -24,824 679,237 -3.53 0.28 -6,951 190,186
2022-03-18 2022-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -13,893 704,061 -1.94 0.83 -11,531 584,371
2021-12-17 2021-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -13,006 717,954 -1.78 1.00 -13,006 717,954
2021-09-17 2021-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -11,981 730,960 -1.61 1.47 -17,612 1,074,511
2021-09-17 2021-09-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 742,941 -0.67 1.45 -7,250 1,077,264
2021-09-17 2021-09-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -21,050 747,941 -2.74 1.46 -30,733 1,091,994
2021-06-21 2021-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,970 768,991 -2.03 1.55 -24,754 1,191,936
2021-06-15 2021-06-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -20,767 784,961 -2.58 1.55 -32,129 1,214,413
2021-06-15 2021-06-11 4 ATHX ATHERSYS, INC / NEW
Stock Option (right to purchase)
A - Award 300,000 300,000
2021-06-15 2021-06-11 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 133,333 805,728 19.83
2021-06-08 2021-06-08 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -27,107 672,395 -3.88 1.75 -47,554 1,179,583
2021-06-02 2021-06-01 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -200 699,502 -0.03 1.75 -350 1,224,128
2021-06-02 2021-05-28 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -20,247 699,702 -2.81 1.75 -35,499 1,226,788
2021-03-17 2021-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,846 719,949 -2.15 1.95 -30,900 1,403,901
2021-03-17 2021-03-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 735,795 -0.67 2.01 -10,074 1,482,553
2021-03-17 2021-03-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 740,795 -0.67 1.97 -9,841 1,458,033
2021-03-02 2021-03-01 4 ATHX ATHERSYS, INC / NEW
Employee Stock Option (right to purchase)
A - Award 750,000 750,000
2020-12-18 2020-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,976 745,795 -2.10 1.98 -31,632 1,476,674
2020-09-17 2020-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,947 761,771 -2.05 2.06 -32,851 1,569,248
2020-09-17 2020-09-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 777,718 -0.64 2.15 -10,761 1,673,805
2020-09-17 2020-09-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 782,718 -0.63 2.21 -11,032 1,727,067
2020-06-18 2020-06-18 4 ATHX ATHERSYS, INC / NEW
Stock Option (right to purchase)
A - Award 300,000 300,000
2020-06-18 2020-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 133,333 787,718 20.38
2020-06-18 2020-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -16,397 654,385 -2.44 2.94 -48,207 1,923,892
2020-03-18 2020-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 688,220 -0.72 1.32 -6,586 906,455
2020-03-18 2020-03-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -17,438 670,782 -2.53 1.46 -25,459 979,342
2020-03-18 2020-03-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 693,220 -0.72 1.25 -6,254 867,010
2019-12-18 2019-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -16,840 698,220 -2.36 1.18 -19,871 823,900
2019-12-18 2019-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 715,060 -0.69 1.22 -6,103 872,802
2019-12-18 2019-12-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 720,060 -0.69 1.24 -6,184 890,642
2019-09-19 2019-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -16,066 725,060 -2.17 1.49 -23,938 1,080,339
2019-06-18 2019-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -9,052 741,126 -1.21 1.83 -16,565 1,356,261
2019-06-14 2019-06-12 4 ATHX ATHERSYS, INC / NEW
Stock Option (right to purchase)
A - Award 293,648 293,648
2019-06-14 2019-06-12 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 130,512 750,178 21.06
2019-03-18 2019-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -9,052 619,666 -1.44 1.51 -13,669 935,696
2019-03-18 2019-03-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 628,718 -1.18 1.54 -11,550 968,226
2019-03-18 2019-03-14 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 636,218 -1.17 1.56 -11,738 995,681
2018-12-17 2018-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -9,052 643,718 -1.39 1.72 -15,569 1,107,195
2018-12-17 2018-12-14 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 652,770 -1.14 1.86 -13,963 1,215,262
2018-12-17 2018-12-13 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 660,270 -1.12 2.00 -15,017 1,322,059
2018-09-17 2018-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -9,050 667,770 -1.34 1.88 -17,014 1,255,408
2018-09-17 2018-09-14 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 676,820 -1.10 1.91 -14,359 1,295,772
2018-09-17 2018-09-13 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 684,320 -1.08 1.91 -14,348 1,309,173
2018-06-18 2018-06-18 4 ATHX ATHERSYS, INC / NEW
Incentive Stock Option (right to purchase)
A - Award 225,000 225,000
2018-06-18 2018-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 94,500 691,820 15.82
2018-06-18 2018-06-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 597,320 -1.24 2.30 -17,219 1,371,387
2018-06-18 2018-06-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -7,683 604,820 -1.25 2.32 -17,825 1,403,182
2018-06-18 2018-06-14 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 612,503 -1.21 2.31 -17,294 1,412,309
2018-03-19 2018-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -7,529 620,003 -1.20 1.86 -14,004 1,153,206
2018-03-19 2018-03-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 627,532 -1.18 1.83 -13,707 1,146,877
2018-03-19 2018-03-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 635,032 -1.17 1.86 -13,940 1,180,334
2017-12-19 2017-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 642,532 -1.15 1.77 -13,279 1,137,603
2017-12-19 2017-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -8,442 650,032 -1.28 1.67 -14,098 1,085,553
2017-12-19 2017-12-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 658,474 -1.13 1.68 -12,602 1,106,368
2017-09-19 2017-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -5,000 665,974 -0.75 2.22 -11,099 1,478,329
2017-09-19 2017-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -8,442 670,974 -1.24 2.22 -18,741 1,489,562
2017-09-19 2017-09-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -10,000 679,416 -1.45 2.14 -21,409 1,454,562
2017-06-19 2017-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -5,327 689,416 -0.77 1.42 -7,564 978,971
2017-06-19 2017-06-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -18,000 694,743 -2.53 1.44 -25,846 997,581
2017-06-19 2017-06-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -18,000 712,743 -2.46 1.47 -26,395 1,045,166
2017-06-09 2017-06-07 4 ATHX ATHERSYS, INC / NEW
Employee Stock Option (right to purchase)
A - Award 348,608 348,608
2017-06-09 2017-06-07 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 149,392 730,743 25.70
2017-03-21 2017-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -5,294 581,351 -0.90 1.15 -6,088 668,554
2016-12-19 2016-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -5,247 586,645 -0.89 1.59 -8,343 932,766
2016-12-19 2016-12-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 591,892 -1.25 1.60 -12,002 947,146
2016-12-19 2016-12-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 599,392 -1.24 1.61 -12,065 964,242
2016-09-19 2016-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -5,247 606,892 -0.86 1.97 -10,337 1,195,577
2016-09-19 2016-09-16 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 612,139 -1.21 1.95 -14,656 1,196,242
2016-09-19 2016-09-15 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -7,500 619,639 -1.20 1.97 -14,792 1,222,114
2016-06-21 2016-06-20 4 ATHX ATHERSYS, INC / NEW
Employee Stock Option (right to purchase)
A - Award 348,608 348,608
2016-06-21 2016-06-20 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 149,392 627,139 31.27
2016-06-21 2016-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -2,180 477,747 -0.45 2.16 -4,709 1,031,934
2016-06-21 2016-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 479,927 -3.15 2.16 -33,737 1,036,642
2016-03-21 2016-03-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,542 495,546 -3.04 2.43 -37,767 1,204,177
2016-03-21 2016-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -2,169 511,088 -0.42 2.47 -5,357 1,262,387
2015-12-21 2015-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 513,257 -2.95 1.03 -16,088 528,655
2015-12-21 2015-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -2,180 528,876 -0.41 1.03 -2,245 544,742
2015-09-21 2015-09-21 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 531,056 -0.76 1.33 -5,416 705,827
2015-09-21 2015-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 535,131 -0.76 1.38 -5,633 739,765
2015-09-21 2015-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 539,206 -2.82 1.35 -21,086 727,928
2015-09-21 2015-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -2,180 554,825 -0.39 1.45 -3,161 804,496
2015-06-25 2015-06-24 4 ATHX ATHERSYS, INC / NEW
Employee incentive stock option (right to purchase)
A - Award 117,680 117,680
2015-06-25 2015-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 52,320 557,005 10.37
2015-06-19 2015-06-19 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 504,685 -0.80 1.23 -5,000 619,299
2015-06-19 2015-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 508,760 -0.79 1.23 -5,032 628,217
2015-06-19 2015-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 512,835 -2.96 1.21 -18,899 620,530
2015-06-19 2015-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -1,106 528,454 -0.21 1.22 -1,349 644,714
2015-03-19 2015-03-19 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 529,560 -0.76 3.12 -12,717 1,652,651
2015-03-19 2015-03-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 533,635 -0.76 3.07 -12,527 1,640,447
2015-03-19 2015-03-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 537,710 -2.82 3.09 -48,263 1,661,524
2015-03-19 2015-03-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -1,106 553,329 -0.20 3.07 -3,395 1,698,720
2014-12-19 2014-12-19 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,050 554,435 -0.73 1.28 -5,169 707,681
2014-12-19 2014-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,100 558,485 -0.73 1.30 -5,312 723,573
2014-12-19 2014-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 562,585 -2.70 1.29 -20,149 725,735
2014-12-19 2014-12-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -1,106 578,204 -0.19 1.23 -1,360 711,191
2014-09-22 2014-09-19 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,100 579,310 -0.70 1.42 -5,819 822,215
2014-09-22 2014-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,050 583,410 -0.69 1.40 -5,688 819,341
2014-09-22 2014-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 587,460 -2.59 1.44 -22,491 845,942
2014-09-17 2014-09-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -1,106 603,079 -0.18 1.36 -1,504 820,187
2014-06-19 2014-06-19 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 604,185 -0.67 1.62 -6,588 976,786
2014-06-19 2014-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -4,075 608,260 -0.67 1.65 -6,710 1,001,622
2014-06-19 2014-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 612,335 -2.49 1.65 -25,771 1,010,353
2014-06-19 2014-06-17 4 ATHX ATHERSYS, INC / NEW
Employee incentive stock option (right to purchase)
A - Award 121,152 121,152
2014-06-19 2014-06-17 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 53,856 627,954 9.38
2014-03-20 2014-03-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -8,150 574,098 -1.40 3.54 -28,862 2,033,053
2014-03-20 2014-03-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,559 582,248 -2.60 3.69 -57,413 2,148,495
2013-12-20 2013-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale X -8,150 597,807 -1.34 2.03 -16,582 1,216,298
2013-12-20 2013-12-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 605,957 -2.51 2.06 -32,175 1,248,271
2013-09-20 2013-09-20 4 ATHX ATHERSYS, INC / NEW
Common Stock
S - Sale -30,000 621,576 -4.60 1.82 -54,600 1,131,268
2013-09-20 2013-09-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
F - Taxes -15,619 651,576 -2.34 1.78 -27,802 1,159,805
2013-06-20 2013-06-18 4 ATHX ATHERSYS, INC / NEW
Employee stock option (right to purchase)
A - Award 100,000 100,000
2013-06-20 2013-06-18 4 ATHX ATHERSYS, INC / NEW
Common Stock
A - Award 570,551 667,195 590.36
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Bridge warrants (right to purchase)
C - Conversion -39,999 0 -100.00
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Bridge notes
C - Conversion -21,271 0 -100.00
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Warrants (right to purchase)
A - Award 5,318 5,318
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Employee incentive stock option (right to purchase)
A - Award 60,000 60,000
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Employee nonqualified stock option (right to purchase)
A - Award 640,000 640,000
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
C - Conversion 39,999 85,809 87.31 0.01 400 858
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
C - Conversion 21,271 45,810 86.68 5.00 106,355 229,050
2007-06-12 2007-06-08 4 BVIC BTHC VI Inc
Common Stock
A - Award 24,539 24,539
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)